UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): May 9, 2011
Jefferies Group, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 1-14947 | 95-4719745 | ||
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||
| 520 Madison Ave., New York, New York | 10022 | |
| (Address of principal executive offices) | (Zip Code) | |
Registrant’s telephone number, including area code: 212-284-2550
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (seeGeneral Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders.
We held our annual meeting of shareholders on May 9, 2011. At the meeting, our shareholders elected directors, ratified the selection of our independent registered public accounting firm, voted on an advisory basis to approve the compensation of our named executive officers and voted on an advisory basis on how frequently shareholders will vote on the compensation of our named executive officers.
The following individuals were elected as our directors to serve until our next annual meeting by the votes set forth below:
| Director | Votes For | Votes Withheld | Broker Non-Votes | |||||||||
| Richard B. Handler | 120,848,482 | 5,356,565 | 22,837,446 | |||||||||
| Brian P. Friedman | 121,770,010 | 4,435,037 | 22,837,446 | |||||||||
| W. Patrick Campbell | 120,708,323 | 5,496,724 | 22,837,446 | |||||||||
| Ian Cumming | 113,755,577 | 12,449,470 | 22,837,446 | |||||||||
| Richard G. Dooley | 120,827,625 | 5,377,422 | 22,837,446 | |||||||||
| Robert E. Joyal | 111,851,445 | 14,353,602 | 22,837,446 | |||||||||
| Michael T. O’Kane | 123,386,012 | 2,819,035 | 22,837,446 | |||||||||
| Joseph Steinberg | 113,878,447 | 12,326,600 | 22,837,446 | |||||||||
The ratification of Deloitte & Touche LLP as our independent registered public accounting firm was approved by the votes set forth below:
| Votes For | Votes Against | Votes Abstain | Broker Non-Votes | |||
| 148,317,399 | 667,614 | 57,430 | 50 |
The advisory vote on executive compensation resulted in the following:
| Votes For | Votes Against | Votes Abstain | Broker Non-Votes | |||
| 109,164,704 | 16,048,228 | 992,114 | 22,837,447 |
The advisory vote on the frequency of the vote on executive compensation resulted in the following:
| Every 3 Years | Every 2 Years | Every Year | Abstain | Broker Non-Votes | ||||
| 92,877,699 | 533,172 | 31,783,876 | 1,010,349 | 22,837,397 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Jefferies Group, Inc. | ||||
| Date: May 9, 2011 | /s/ Roland T. Kelly | |||
| Roland T. Kelly | ||||
| Assistant Secretary | ||||