UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 10, 2018 (May 4, 2018)
Inventergy Global, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 000-26399 | 62-1482176 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
19925 Stevens Creek Blvd., #100 Cupertino, CA | 95014 |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (408) 389-3510
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On May 4, 2018, John G. Niedermaier resigned as Chief Financial Officer of Inventergy Global, Inc. (the “Company”) for personal reasons, effective immediately. Mr. Niedermaier has agreed to assist the Company in transitional matters on an hourly basis.
On May 9, 2018, the Board of Directors of the Company appointed Joe Beyers, the Company’s Chief Executive Officer, to act as the interim Chief Financial Officer of the Company.
| Item 8.01 | Other Events. |
As of May 10, 2018, the Company and its external auditors are in the process of completing certain reviews and analyses for the audited financial statements contained in the Company’s Annual Report on Form 10-K (“Form 10-K”) for the year ended December 31, 2017, primarily related to certain accounting elements of the secured debenture issued to TCA Global Credit Master Fund, LP. The Company intends to file the Form 10-K by May 18, 2018.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 10, 2018
| INVENTERGY GLOBAL, INC. | ||
| By: | /s/ Joseph W. Beyers | |
| Name: Joseph W. Beyers | ||
| Title: Chief Executive Officer | ||
