Zvi Alon Form 4 Roth CH Acquisition IV / ZVI ALON ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

ALON ZVI

(Last) (First) (Middle)

655 CAMPBELL TECHNOLOGY PKWY,

STE 150

(Street)

CAMPBELL CA 95008

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Roth CH Acquisition IV Co. [ TYGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
CEO / Chairperson

3. Date of Earliest Transaction (Month/Day/Year)
05/23/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/23/2023		A		1,774,826	A	(1)	1,774,826(1)	I	By Revocable Trust
Common Stock	05/23/2023		A		12,689,302	A	(1)	12,689,302(1)	I	By Alon Ventures, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$0.26	05/23/2023		A		582,694(2)		(3)	04/13/2024	Common Stock	582,694	(2)	582,694	D
Stock Option (Right to Buy)	$0.6	05/23/2023		A		101,971(2)		(3)	05/12/2025	Common Stock	101,971	(2)	101,971	D
Stock Option (Right to Buy)	$0.56	05/23/2023		A		136,933(2)		(3)	06/19/2026	Common Stock	136,933	(2)	136,933	D
Stock Option (Right to Buy)	$0.56	05/23/2023		A		82,159(2)		(3)	08/16/2027	Common Stock	82,159	(2)	82,159	D
Stock Option (Right to Buy)	$0.64	05/23/2023		A		90,375(2)		(3)	09/19/2028	Common Stock	90,375	(2)	90,375	D
Stock Option (Right to Buy)	$0.64	05/23/2023		A		99,413(2)		(4)	09/11/2029	Common Stock	99,413	(2)	99,413	D
Stock Option (Right to Buy)	$0.75	05/23/2023		A		140,001(2)		(5)	02/24/2026	Common Stock	140,001	(2)	140,001	D
Stock Option (Right to Buy)	$2.57	05/23/2023		A		123,354(2)		(6)	06/22/2032	Common Stock	123,354	(2)	123,354	D

Explanation of Responses:

1. Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo share of common stock was exchanged in the Merger for 0.233335 shares of Issuer common stock.

2. Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

3. The stock options are immediately exercisable.

4. The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 7/01/2020, and the remainder vest monthly through July 2023.

5. The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 2/25/2022, and the remainder vest monthly through January 2025.

6. The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 6/23/2023, and the remainder vest monthly thereafter through May 2026.

	/s/ Bill Roeschlein, as attorney-in-fact	05/25/2023
	** Signature of Reporting Person	Date
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