SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Metro Bancorp, Inc.
(Name of Issuer)
Common Stock, Par Value $1.00 Per Share
(Title of Class of Securities)
59161R101
(CUSIP Number)
Matthew Lindenbaum
Basswood Capital Management, L.L.C.
645 Madison Avenue, 10th Floor
New York, NY 10022
(212) 521-9500
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
(with copies to)
Michael A. Schwartz, Esq.
Willkie Farr & Gallagher LLP
787 Seventh Avenue
New York, NY 10019
(212) 728-8000
August 4, 2015
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 59161R101 | | Page 2 of 21 Pages |
1 | NAME OF REPORTING PERSON Basswood Capital Management, L.L.C. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS AF |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 674,421 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 674,421 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 674,421 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.76% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA |
CUSIP No. 59161R101 | | Page 3 of 21 Pages |
1 | NAME OF REPORTING PERSON Basswood Partners, L.L.C. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS AF |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 132,291 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 132,291 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 132,291 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.93% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO |
CUSIP No. 59161R101 | | Page 4 of 21 Pages |
1 | NAME OF REPORTING PERSON Basswood Enhanced Long Short GP, LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS AF |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 215,071 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 215,071 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 215,071 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.52% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO |
CUSIP No. 59161R101 | | Page 5 of 21 Pages |
1 | NAME OF REPORTING PERSON Basswood Opportunity Partners, LP |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS WC |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 72,611 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 72,611 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 72,611 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.51% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 59161R101 | | Page 6 of 21 Pages |
1 | NAME OF REPORTING PERSON Basswood Financial Fund, LP |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS WC |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 53,523 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 53,523 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 53,523 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.38% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 59161R101 | | Page 7 of 21 Pages |
1 | NAME OF REPORTING PERSON Basswood Financial Fund, Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS WC |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 12,592 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 12,592 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,592 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.09% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO |
CUSIP No. 59161R101 | | Page 8 of 21 Pages |
1 | NAME OF REPORTING PERSON Basswood Financial Long Only Fund, LP |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS WC |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 6,157 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 6,157 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,157 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.04% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 59161R101 | | Page 9 of 21 Pages |
1 | NAME OF REPORTING PERSON Basswood Enhanced Long Short Fund, LP |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS WC |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 215,071 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 215,071 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 215,071 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.52% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN |
CUSIP No. 59161R101 | | Page 10 of 21 Pages |
1 | NAME OF REPORTING PERSON Basswood Opportunity Fund, Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS WC |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 24,161 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 24,161 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 24,161 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.17% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO |
CUSIP No. 59161R101 | | Page 11 of 21 Pages |
1 | NAME OF REPORTING PERSON Main Street Master, Ltd. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS WC |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 282,705 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 282,705 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 282,705 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.00% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO |
CUSIP No. 59161R101 | | Page 12 of 21 Pages |
1 | NAME OF REPORTING PERSON Matthew Lindenbaum |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS AF |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 674,421 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 674,421 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 674,421 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.76% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
CUSIP No. 59161R101 | | Page 13 of 21 Pages |
1 | NAME OF REPORTING PERSON Bennett Lindenbaum |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS AF |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
8 | SHARED VOTING POWER 674,421 (see Item 5) |
9 | SOLE DISPOSITIVE POWER 0 |
10 | SHARED DISPOSITIVE POWER 674,421 (see Item 5) |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 674,421 (see Item 5) |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.76% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
This Amendment No. 1 to Schedule 13D (this “Amendment No. 1”) is being filed with respect to the Common Stock, $1.00 par value (the “Common Stock”), of Metro Bancorp, Inc., a Pennsylvania corporation (the “Issuer”), to amend the Schedule 13D filed on June 4, 2014 (as amended by this Amendment No. 1, the “Schedule 13D”).
Item 4. Purpose of Transaction.
Item 4 of the Schedule D is amended to reflect the following:
In light of the announcement on August 4, 2015 that the Issuer and F.N.B. Corporation (“FNB”) have entered into a definitive agreement pursuant to which FNB will acquire the Issuer in a merger transaction in which each share of Common Stock will be exchanged for 2.373 shares of FNB common stock (the “Merger”), the Management Company intends, prior to the Merger and subject to market conditions, to substantially reduce the Funds’ ownership of Common Stock in market transactions and/or to substantially reduce the Funds’ exposure to the Common Stock through hedging transactions.
Item 5. Interest in Securities of the Issuer.
Item 5(a), 5(b), 5(c) and 5(e) of the Schedule 13D is amended to reflect the following:
(a) As of the date of this Schedule 13D, each of the Reporting Persons beneficially owns shares of Common Stock in such numbers as set forth on the cover pages of this Schedule 13D. The total number of shares each of the Reporting Persons beneficially owns represents such percentages as set forth on the cover pages to this Schedule 13D of the Common Stock outstanding. The percentages used in this Schedule 13D are calculated based upon the 14,165,110 shares of Common Stock outstanding as of April 30 2015, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2015 and filed on May 11, 2015.
(b) The Management Company, Matthew Lindenbaum and Bennett Lindenbaum share voting and dispositive power over the 674,421 shares of Common Stock held directly by the Funds. Basswood Partners, the Management Company, Matthew Lindenbaum and Bennett Lindenbaum share voting and dispositive power over the 132,291 shares of Common Stock held directly by Basswood Opportunity Partners, LP, Basswood Financial Fund, LP and Basswood Financial Long Only Fund, LP. Basswood Long Short GP, the Management Company, Matthew Lindenbaum and Bennett Lindenbaum share voting and dispositive power over the 215,071 shares of Common Stock held directly by Basswood Enhanced Long Short Fund, LP. By virtue of the relationships among the Reporting Persons, as described in this Schedule 13D, the Reporting Persons may be deemed to be a “group” under the Federal securities laws. Except as otherwise set forth in this Schedule 13D, each Fund expressly disclaims beneficial ownership of any of the shares of Common Stock beneficially owned by any other Reporting Person, and the filing of this Statement shall not be construed as an admission, for the purposes of Sections 13(d) and 13(g) or under any provision of the Exchange Act or the rules promulgated thereunder or for any other purpose, that any Fund is a beneficial owner of any shares not directly held by such Fund.
(c) Schedule I sets forth all transactions with respect to the Common Stock effected by the Reporting Persons during the past sixty (60) days, inclusive of any transactions effected through 5:00p.m., New York City time, on August 5, 2015.
(e) The Reporting Persons ceased to be the beneficial owners of more than 5% of the outstanding shares of Common Stock on August 5, 2015.
SCHEDULE I
Trade Type | Fund | Trade Date | Shares Purchased (Sold) | Price (Gross) |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 8,515 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 2,200 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 2,900 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 4,300 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 4,200 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 5,462 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 4,648 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 1,211 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 4,334 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 2,191 | 25.98 |
sl | Basswood Financial Long Only Fund, LP | 6/18/2015 | 136 | 25.98 |
sl | Managed Account 1 | 6/29/2015 | 100 | 26.61 |
sl | Managed Account 1 | 6/29/2015 | 776 | 26.36 |
sl | Managed Account 1 | 6/29/2015 | 924 | 26.36 |
sl | Managed Account 1 | 6/30/2015 | 7,076 | 26.30 |
sl | Managed Account 1 | 6/30/2015 | 2,400 | 26.30 |
sl | Managed Account 1 | 6/30/2015 | 4,546 | 26.30 |
sl | Basswood Financial Fund, LP | 7/1/2015 | 1,557 | 26.40 |
sl | Basswood Financial Fund, LP | 7/1/2015 | 210 | 26.40 |
sl | Basswood Financial Long Only Fund, LP | 7/1/2015 | 336 | 26.40 |
sl | Basswood Financial Fund, Inc. | 7/1/2015 | 536 | 26.40 |
sl | Basswood Financial Fund, Inc. | 7/1/2015 | 37 | 26.40 |
sl | Basswood Financial Fund, Inc. | 7/1/2015 | 991 | 26.40 |
by | Basswood Financial Long Only Fund, LP | 7/1/2015 | 841 | 26.57 |
sl | Managed Account 1 | 7/1/2015 | 4,004 | 26.40 |
sl | Managed Account 1 | 7/1/2015 | 3,060 | 26.40 |
sl | Managed Account 1 | 7/1/2015 | 5,400 | 26.40 |
sl | Managed Account 1 | 7/1/2015 | 8,235 | 26.40 |
sl | Managed Account 1 | 7/1/2015 | 5,381 | 26.40 |
sl | Basswood Financial Fund, LP | 7/2/2015 | 1,225 | 25.99 |
sl | Basswood Financial Long Only Fund, LP | 7/2/2015 | 233 | 25.99 |
sl | Basswood Financial Fund, Inc. | 7/2/2015 | 675 | 25.99 |
sl | Basswood Financial Fund, Inc. | 7/2/2015 | 51 | 25.99 |
sl | Basswood Financial Fund, Inc. | 7/2/2015 | 152 | 25.99 |
sl | Basswood Financial Fund, Inc. | 7/2/2015 | 97 | 25.99 |
sl | Basswood Financial Fund, Inc. | 7/2/2015 | 17 | 25.99 |
sl | Basswood Financial Fund, Inc. | 7/2/2015 | 46 | 25.99 |
sl | Basswood Financial Fund, Inc. | 7/2/2015 | 46 | 25.99 |
sl | Managed Account 1 | 7/2/2015 | 4,502 | 25.99 |
sl | Managed Account 1 | 7/2/2015 | 1,800 | 25.99 |
sl | Managed Account 1 | 7/2/2015 | 8,597 | 25.99 |
sl | Managed Account 1 | 7/2/2015 | 3,175 | 25.99 |
sl | Basswood Financial Fund, LP | 7/6/2015 | 336 | 25.85 |
sl | Basswood Financial Long Only Fund, LP | 7/6/2015 | 64 | 25.85 |
sl | Basswood Financial Fund, Inc. | 7/6/2015 | 20 | 25.85 |
sl | Basswood Financial Fund, Inc. | 7/6/2015 | 65 | 25.85 |
sl | Basswood Financial Fund, Inc. | 7/6/2015 | 144 | 25.85 |
sl | Basswood Financial Fund, Inc. | 7/6/2015 | 68 | 25.85 |
sl | Managed Account 1 | 7/6/2015 | 1,336 | 25.85 |
sl | Managed Account 1 | 7/6/2015 | 177 | 25.85 |
sl | Managed Account 1 | 7/6/2015 | 3,434 | 25.85 |
by | Basswood Financial Long Only Fund, LP | 8/3/2015 | 2,348 | 24.90 |
by | Basswood Financial Fund, Inc. | 8/3/2015 | 2,147 | 24.90 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 847 | 30.15 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 512 | 30.22 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 1,240 | 30.26 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 124 | 30.26 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 133 | 30.26 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 1,197 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 705 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 703 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 2,446 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 6,115 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 587 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,345 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 905 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 2,446 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 244 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 807 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 24 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 733 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 6,114 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 2,003 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 11,731 | 30.22 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 684 | 30.22 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 24 | 30.22 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 228 | 30.22 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 349 | 30.22 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,100 | 30.22 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,109 | 30.22 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 656 | 30.26 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 28,194 | 30.26 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 6,769 | 30.26 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 8,842 | 30.26 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,523 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 670 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,027 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,939 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,235 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 464 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 602 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 921 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 868 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,329 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 855 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,310 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 1,892 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 8,600 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 2,896 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 9,435 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 6,477 | 30.15 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 3,916 | 30.22 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 8,846 | 30.26 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 2,592 | 30.26 |
sl | Basswood Enhanced Long Short Fund, LP | 8/4/2015 | 9,150 | 30.12 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 720 | 30.15 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 435 | 30.22 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 992 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 152 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 15 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 8 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 9 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 96 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 124 | 30.12 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 28 | 30.12 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 3 | 30.12 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 374 | 30.12 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 112 | 30.12 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 174 | 30.12 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 203 | 30.12 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 590 | 30.15 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 29 | 30.15 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 15 | 30.15 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 17 | 30.15 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 481 | 30.15 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 109 | 30.22 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 54 | 30.22 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 6 | 30.22 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 515 | 30.22 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 204 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 351 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 375 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 322 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 747 | 30.26 |
sl | Basswood Financial Fund, Inc. | 8/4/2015 | 1,599 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 3,500 | 30.15 |
sl | Main Street Master Ltd. | 8/4/2015 | 38,116 | 30.15 |
sl | Main Street Master Ltd. | 8/4/2015 | 157 | 30.22 |
sl | Main Street Master Ltd. | 8/4/2015 | 2,902 | 30.22 |
sl | Main Street Master Ltd. | 8/4/2015 | 450 | 30.22 |
sl | Main Street Master Ltd. | 8/4/2015 | 3,777 | 30.22 |
sl | Main Street Master Ltd. | 8/4/2015 | 8,000 | 30.22 |
sl | Main Street Master Ltd. | 8/4/2015 | 3,565 | 30.22 |
sl | Main Street Master Ltd. | 8/4/2015 | 4,098 | 30.22 |
sl | Main Street Master Ltd. | 8/4/2015 | 2,218 | 30.22 |
sl | Main Street Master Ltd. | 8/4/2015 | 45,082 | 30.26 |
sl | Main Street Master Ltd. | 8/4/2015 | 7,712 | 30.26 |
sl | Main Street Master Ltd. | 8/4/2015 | 15,943 | 30.26 |
sl | Main Street Master Ltd. | 8/4/2015 | 1,975 | 30.26 |
sl | Main Street Master Ltd. | 8/4/2015 | 2,775 | 30.26 |
sl | Main Street Master Ltd. | 8/4/2015 | 533 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 7,348 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 1,956 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 18,365 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 1,766 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 4,042 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 2,855 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 2,720 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 7,348 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 736 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 2,426 | 30.12 |
sl | Main Street Master Ltd. | 8/4/2015 | 8,691 | 30.12 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 58 | 30.15 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 35 | 30.22 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 102 | 30.26 |
sl | Basswood Financial Long Only Fund, LP | 8/4/2015 | 81 | 30.12 |
sl | BCM Select Equity I Master, Ltd. | 8/4/2015 | 207 | 30.15 |
sl | BCM Select Equity I Master, Ltd. | 8/4/2015 | 911 | 30.15 |
sl | BCM Select Equity I Master, Ltd. | 8/4/2015 | 676 | 30.22 |
sl | BCM Select Equity I Master, Ltd. | 8/4/2015 | 1,975 | 30.26 |
sl | BCM Select Equity I Master, Ltd. | 8/4/2015 | 1,580 | 30.12 |
sl | BASSWOOD OPPORTUNITY FUND, INC. | 8/4/2015 | 1,259 | 30.15 |
sl | BASSWOOD OPPORTUNITY FUND, INC. | 8/4/2015 | 1,945 | 30.15 |
sl | BASSWOOD OPPORTUNITY FUND, INC. | 8/4/2015 | 351 | 30.15 |
sl | BASSWOOD OPPORTUNITY FUND, INC. | 8/4/2015 | 2,150 | 30.22 |
sl | BASSWOOD OPPORTUNITY FUND, INC. | 8/4/2015 | 6,279 | 30.26 |
sl | BASSWOOD OPPORTUNITY FUND, INC. | 8/4/2015 | 4,893 | 30.12 |
sl | BASSWOOD OPPORTUNITY FUND, INC. | 8/4/2015 | 130 | 30.12 |
sl | Basswood Enhanced Long Short Fund, LP | 8/5/2015 | 73,311 | 30.42 |
sl | Basswood Enhanced Long Short Fund, LP | 8/5/2015 | 18,861 | 30.42 |
sl | Basswood Financial Fund, Inc. | 8/5/2015 | 2,099 | 30.42 |
sl | Basswood Financial Fund, Inc. | 8/5/2015 | 3,296 | 30.42 |
sl | Basswood Financial Long Only Fund, LP | 8/5/2015 | 2,469 | 30.42 |
sl | Basswood Financial Long Only Fund, LP | 8/5/2015 | 169 | 30.42 |
sl | BASSWOOD OPPORTUNITY FUND, INC. | 8/5/2015 | 10,354 | 30.42 |
sl | BCM Select Equity I Master, Ltd. | 8/5/2015 | 3,257 | 30.42 |
sl | Main Street Master Ltd. | 8/5/2015 | 121,165 | 30.42 |
SIGNATURES
After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, each of the undersigned, severally and not jointly, certifies that the information set forth in this statement is true, complete and correct.
Dated: August 5, 2015 | BASSWOOD CAPITAL MANAGEMENT, L.L.C. |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
| |
| |
Dated: August 5, 2015 | BASSWOOD PARTNERS, L.L.C. |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
| |
| |
Dated: August 5, 2015 | BASSWOOD ENHANCED LONG SHORT GP, LLC |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
| |
| |
Dated: August 5, 2015 | Basswood Opportunity Partners, LP |
| By: Basswood Capital Management, L.L.C. |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
| |
| |
Dated: August 5, 2015 | Basswood Opportunity Fund, Inc. |
| By: Basswood Capital Management, L.L.C. |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
| |
| |
Dated: August 5, 2015 | BASSWOOD ENHANCED LONG SHORT FUND, LP |
| By: Basswood Capital Management, L.L.C. |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
Dated: August 5, 2015 | BASSWOOD FINANCIAL FUND, LP |
| By: Basswood Capital Management, L.L.C. |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
| |
| |
Dated: August 5, 2015 | BASSWOOD FINANCIAL LONG ONLY FUND, LP |
| By: Basswood Capital Management, L.L.C. |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
| |
| |
Dated: August 5, 2015 | BASSWOOD FINANCIAL FUND, INC. |
| By: Basswood Capital Management, L.L.C. |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
Dated: August 5, 2015 | MAIN STREET MASTER LTD. |
| By: Basswood Capital Management, L.L.C. |
| |
| |
| By: /s/ Matthew Lindenbaum |
| | Name: Matthew Lindenbaum |
| | Title: Managing Member |
| |
| |
Dated: August 5, 2015 | /s/ Matthew Lindenbaum |
| Matthew Lindenbaum |
| |
| |
Dated: August 5, 2015 | /s/ Bennett Lindenbaum |
| Bennett Lindenbaum |