The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co | COM | 88579y101 | 254 | 2,323 | SH | SOLE | 2,323 | 0 | 0 | ||
AbbeVie Inc. | COM | 00287y109 | 207 | 4,998 | SH | SOLE | 4,998 | 0 | 0 | ||
Aberdeen Asia Pacific Income F | COM | 003009107 | 123 | 19,833 | SH | SOLE | 16,133 | 0 | 3,700 | ||
Altria Group Inc | COM | 02209s103 | 11,132 | 318,136 | SH | SOLE | 281,672 | 0 | 36,465 | ||
American Express Co | COM | 025816109 | 8,850 | 118,372 | SH | SOLE | 105,477 | 0 | 12,895 | ||
Amgen Inc | COM | 031162100 | 237 | 2,407 | SH | SOLE | 2,407 | 0 | 0 | ||
Anheuser-Busch InBev NV | SPONSORED ADR | 03524A108 | 15,191 | 168,302 | SH | SOLE | 146,514 | 0 | 21,788 | ||
Annaly Capital Management Inc | COM | 035710409 | 184 | 14,647 | SH | SOLE | 14,647 | 0 | 0 | ||
Aon PLC | SHS CL A | G0408V102 | 17,253 | 268,104 | SH | SOLE | 232,886 | 0 | 35,219 | ||
Apple Inc | COM | 037833100 | 2,737 | 6,902 | SH | SOLE | 6,710 | 0 | 192 | ||
AT&T Inc | COM | 00206r102 | 1,372 | 38,751 | SH | SOLE | 37,051 | 0 | 1,700 | ||
Automatic Data Processing Inc | COM | 053015103 | 209 | 3,041 | SH | SOLE | 3,041 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 197 | 15,285 | SH | SOLE | 15,285 | 0 | 0 | ||
Bank of New York Mellon Corp/T | COM | 064058100 | 12,370 | 440,981 | SH | SOLE | 387,277 | 0 | 53,704 | ||
Berkshire Hathaway CL A | CL A | 084670108 | 2,360 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Berkshire Hathaway Inc Cl B | CLN NEW | 084670702 | 18,570 | 165,923 | SH | SOLE | 144,230 | 0 | 21,693 | ||
Blackrock Build America Bond T | SHS | 09248x100 | 427 | 21,117 | SH | SOLE | 13,564 | 0 | 7,553 | ||
BlackRock Credit Allocation In | COM | 092508100 | 172 | 13,244 | SH | SOLE | 13,244 | 0 | 0 | ||
Blackrock Floating Rate Income | COM | 091941104 | 194 | 12,908 | SH | SOLE | 12,908 | 0 | 0 | ||
BlackRock Inc | COM | 09247X101 | 12,996 | 50,598 | SH | SOLE | 44,391 | 0 | 6,206 | ||
Blackrock Ltd Duration | COM SHS | 09249w101 | 247 | 14,018 | SH | SOLE | 9,818 | 0 | 4,200 | ||
Boeing Co/The | COM | 097023105 | 12,527 | 122,291 | SH | SOLE | 106,424 | 0 | 15,867 | ||
British American Tobacco PLC | SPONSORED ADR | 110448107 | 9,033 | 87,753 | SH | SOLE | 78,426 | 0 | 9,327 | ||
Broadcom Corp | CL A | 111320107 | 1,009 | 29,858 | SH | SOLE | 29,858 | 0 | 0 | ||
Brown Foreman Corp Class B Wit | CL B | 115637209 | 501 | 7,423 | SH | SOLE | 7,423 | 0 | 0 | ||
Calamos Strategic Total Return | COM SH BEN INT | 128125101 | 174 | 17,116 | SH | SOLE | 5,615 | 0 | 11,501 | ||
Canadian Natural Resources Ltd | COM | 136385101 | 8,135 | 287,857 | SH | SOLE | 246,432 | 0 | 41,425 | ||
Caterpillar Inc | COM | 149123101 | 290 | 3,511 | SH | SOLE | 3,511 | 0 | 0 | ||
CenturyLink Inc | COM | 156700106 | 1,150 | 32,529 | SH | SOLE | 30,529 | 0 | 2,000 | ||
Chevron Corp | COM | 166764100 | 2,988 | 25,250 | SH | SOLE | 25,250 | 0 | 0 | ||
Chimera Investment Corp | COM | 16934Q109 | 30 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Cia de Bebidas das Americas | SPONSORED ADR | 20441w203 | 919 | 24,611 | SH | SOLE | 23,291 | 0 | 1,320 | ||
Cisco Systems Inc | COM | 17275r102 | 449 | 18,463 | SH | SOLE | 16,635 | 0 | 1,828 | ||
Citigroup Inc | COM NEW | 172967424 | 367 | 7,656 | SH | SOLE | 7,656 | 0 | 0 | ||
Coca-Cola Co/The | COM | 191216100 | 708 | 17,646 | SH | SOLE | 17,646 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 444 | 7,754 | SH | SOLE | 7,754 | 0 | 0 | ||
Colony Financial Inc | COM | 19624r106 | 1,034 | 52,000 | SH | SOLE | 50,500 | 0 | 1,500 | ||
Comstock Mining Inc | COM | 205750102 | 23 | 14,163 | SH | SOLE | 14,163 | 0 | 0 | ||
ConocoPhillips | COM | 20825c104 | 262 | 4,332 | SH | SOLE | 4,332 | 0 | 0 | ||
Consumer Stpls Sel Sectr SPDR | SBI CONS STPLS | 81369y308 | 259 | 6,530 | SH | SOLE | 6,530 | 0 | 0 | ||
Devon Energy Corp | COM | 25179M103 | 5,492 | 105,866 | SH | SOLE | 91,941 | 0 | 13,925 | ||
Diageo PLC | SPON ADR NEW | 25243Q205 | 15,156 | 131,846 | SH | SOLE | 111,430 | 0 | 20,416 | ||
Dominion Resources Inc/VA | COM | 25746U109 | 397 | 6,990 | SH | SOLE | 6,190 | 0 | 800 | ||
DoubleLine Opportunistic Credi | COM | 258623107 | 1,819 | 72,625 | SH | SOLE | 58,440 | 0 | 14,185 | ||
Eaton Vance Limited Duration I | COM | 27828h105 | 240 | 15,042 | SH | SOLE | 10,542 | 0 | 4,500 | ||
Eaton Vance Tax-Managed Global | COM | 27829f108 | 569 | 61,412 | SH | SOLE | 59,355 | 0 | 2,057 | ||
EI du Pont de Nemours & Co | COM | 263534109 | 250 | 4,753 | SH | SOLE | 4,753 | 0 | 0 | ||
Eldorado Gold Corp | COM | 284902103 | 70 | 11,330 | SH | SOLE | 11,330 | 0 | 0 | ||
Eli Lilly & Co | COM | 532457108 | 464 | 9,440 | SH | SOLE | 9,440 | 0 | 0 | ||
Emerson Electric Co | COM | 291011104 | 310 | 5,678 | SH | SOLE | 5,678 | 0 | 0 | ||
Enterprise Products Partners LP | COM | 293792107 | 1,950 | 31,382 | SH | SOLE | 30,082 | 0 | 1,300 | ||
Exxon Mobil Corp | COM | 30231G102 | 2,803 | 31,024 | SH | SOLE | 31,024 | 0 | 0 | ||
Facebook Inc | CL A | 30303m102 | 303 | 12,160 | SH | SOLE | 12,160 | 0 | 0 | ||
Flaherty And Crumine/Claymore | COM | 338478100 | 517 | 27,565 | SH | SOLE | 26,467 | 0 | 1,098 | ||
Frontier Communications Corp | COM | 35906a108 | 101 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
General Dynamics Corp | COM | 369550108 | 12,184 | 155,541 | SH | SOLE | 134,369 | 0 | 21,172 | ||
General Electric Co | COM | 369604103 | 536 | 23,100 | SH | SOLE | 17,559 | 0 | 5,542 | ||
GlaxoSmithKline PLC | SPONSORED ADR | 37733W105 | 11,522 | 230,569 | SH | SOLE | 203,605 | 0 | 26,964 | ||
Goldman Sachs Group Inc/The | COM | 38141G104 | 12,111 | 80,073 | SH | SOLE | 70,023 | 0 | 10,050 | ||
Halliburton Co | COM | 406216101 | 358 | 8,587 | SH | SOLE | 8,587 | 0 | 0 | ||
Home Depot Inc/The | COM | 437076102 | 431 | 5,561 | SH | SOLE | 5,561 | 0 | 0 | ||
Illinois Tool Works Inc | COM | 452308109 | 306 | 4,421 | SH | SOLE | 4,421 | 0 | 0 | ||
ING Clarion Global Real Estate | COM | 12504g100 | 126 | 13,931 | SH | SOLE | 8,731 | 0 | 5,200 | ||
Intel Corp | COM | 458140100 | 717 | 29,591 | SH | SOLE | 29,591 | 0 | 0 | ||
Interactive Brokers Group Inc | COM | 45841n107 | 758 | 47,466 | SH | SOLE | 46,057 | 0 | 1,409 | ||
International Business Machine | COM | 459200101 | 18,416 | 96,363 | SH | SOLE | 83,074 | 0 | 13,289 | ||
Invesco Van Kampen CA Value Mu | COM | 46132h106 | 194 | 16,072 | SH | SOLE | 16,072 | 0 | 0 | ||
iShares Barclays Tips Bond | BARCLYS TIPS BD | 464287176 | 1,114 | 9,943 | SH | SOLE | 0 | 0 | 9,943 | ||
iShares Core S&P Total US Stoc | CORE S&P TTL STK | 464287150 | 215 | 2,941 | SH | SOLE | 2,540 | 0 | 401 | ||
iShares MSCI Eafe Index Fund | MSCI EAFE IDX | 464287465 | 765 | 13,351 | SH | SOLE | 8,033 | 0 | 5,318 | ||
iShares Silver Trusts | ISHARES | 46428Q109 | 251 | 13,230 | SH | SOLE | 13,230 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 23,624 | 275,147 | SH | SOLE | 244,126 | 0 | 31,021 | ||
JPMorgan Chase & Co | COM | 46625h100 | 293 | 5,542 | SH | SOLE | 5,542 | 0 | 0 | ||
Kinder Morgan Energy LP Unit Ltd Part Int | UT LTD PARTNER | 494550106 | 268 | 3,142 | SH | SOLE | 2,542 | 0 | 600 | ||
Level 3 Communications Inc | COM NEW | 52729n308 | 421 | 19,987 | SH | SOLE | 16,028 | 0 | 3,959 | ||
Lockheed Martin Corp | COM | 539830109 | 506 | 4,663 | SH | SOLE | 4,663 | 0 | 0 | ||
Magellan Midstream Partners LP559080106 | COM UNIT RP LP | 559080106 | 489 | 8,972 | SH | SOLE | 8,972 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 679 | 6,856 | SH | SOLE | 6,856 | 0 | 0 | ||
Merck & Co Inc | COM | 58933y105 | 230 | 4,948 | SH | SOLE | 4,948 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 17,992 | 520,827 | SH | SOLE | 453,164 | 0 | 67,664 | ||
Mondelez International Inc | CL A | 609207105 | 10,193 | 357,277 | SH | SOLE | 310,527 | 0 | 46,750 | ||
National Oilwell Varco Inc | COM | 637071101 | 744 | 10,803 | SH | SOLE | 10,803 | 0 | 0 | ||
Nordstrom Inc | COM | 655664100 | 300 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Novartis AG | SPONSORED ADR | 66987v109 | 17,318 | 244,913 | SH | SOLE | 212,762 | 0 | 32,151 | ||
Nucor Corp | COM | 670346105 | 619 | 14,279 | SH | SOLE | 14,279 | 0 | 0 | ||
Nuveen Build America Bond Fund | COM | 67074c103 | 433 | 22,371 | SH | SOLE | 14,831 | 0 | 7,540 | ||
Nuveen Multi-Strategy Inc & Gr | COM | 67073b106 | 316 | 33,113 | SH | SOLE | 21,216 | 0 | 11,897 | ||
Nuveen Multi-Strategy Inc & Gr | COM SHS | 67073d102 | 192 | 19,174 | SH | SOLE | 0 | 0 | 19,174 | ||
Nuveen Municipal Value Fund | COM | 670928100 | 140 | 14,674 | SH | SOLE | 14,674 | 0 | 0 | ||
Nuveen Quality Preferred Incom | COM | 67072c105 | 92 | 10,582 | SH | SOLE | 10,582 | 0 | 0 | ||
Oaktree Capital Group LLC | UNIT 99/99/9999 | 674001201 | 812 | 15,450 | SH | SOLE | 15,450 | 0 | 0 | ||
Occidental Petroleum Corp | COM | 674599105 | 11,158 | 125,046 | SH | SOLE | 107,822 | 0 | 17,224 | ||
Oracle Corp | COM | 68389x105 | 525 | 17,094 | SH | SOLE | 13,488 | 0 | 3,606 | ||
PCM Fund Inc | COM | 69323T101 | 9,109 | 776,548 | SH | SOLE | 704,333 | 0 | 72,215 | ||
PepsiCo Inc | COM | 713448108 | 15,497 | 189,470 | SH | SOLE | 162,318 | 0 | 27,152 | ||
Pfizer Inc | COM | 717081103 | 3,280 | 117,094 | SH | SOLE | 27,094 | 0 | 90,000 | ||
Philip Morris International In | COM | 718172109 | 19,354 | 223,433 | SH | SOLE | 198,687 | 0 | 24,746 | ||
Pimco CA Municipal Income Fund | COM | 72201c109 | 1,607 | 158,467 | SH | SOLE | 158,467 | 0 | 0 | ||
Pimco Corporate Opportunity Fu | COM | 72201b101 | 415 | 21,247 | SH | SOLE | 15,771 | 0 | 5,476 | ||
PIMCO Income Fund | COM | 72201y101 | 3,340 | 114,182 | SH | SOLE | 83,189 | 0 | 30,993 | ||
Pimco Income Strategy Fund | COM | 72201H108 | 457 | 38,209 | SH | SOLE | 37,667 | 0 | 542 | ||
Pimco Income Strategy Fund II | COM | 72201j104 | 6,662 | 633,306 | SH | SOLE | 563,101 | 0 | 70,205 | ||
Plains All American Pipeline Unit LP | UNIT LTD PARTN | 726503105 | 319 | 5,722 | SH | SOLE | 5,722 | 0 | 0 | ||
Potash Corp of Saskatchewan In | COM | 73755L107 | 8,207 | 215,237 | SH | SOLE | 184,525 | 0 | 30,712 | ||
Procter & Gamble Co/The | COM | 742718109 | 377 | 4,902 | SH | SOLE | 3,074 | 0 | 1,828 | ||
Public Storage | COM | 74460d109 | 408 | 2,661 | SH | SOLE | 2,661 | 0 | 0 | ||
QUALCOMM Inc | COM | 747525103 | 18,913 | 309,596 | SH | SOLE | 113,577 | 0 | 196,019 | ||
Realty Income Corp | COM | 756109104 | 1,342 | 32,022 | SH | SOLE | 30,178 | 0 | 1,844 | ||
Regency Centers Corp | COM | 758849103 | 572 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
Republic Services Inc | COM | 760759100 | 17,099 | 503,807 | SH | SOLE | 432,920 | 0 | 70,887 | ||
Retail Opportunity Investments | COM | 76131n101 | 1,537 | 110,550 | SH | SOLE | 106,550 | 0 | 4,000 | ||
Royal Dutch Shell PLC - ADR A | SPONS ADR A | 780259206 | 365 | 5,726 | SH | SOLE | 5,726 | 0 | 0 | ||
Rubicon Minerals Corp | COM | 780911103 | 18 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Safeway Inc | COM NEW | 786514208 | 243 | 10,263 | SH | SOLE | 0 | 0 | 10,263 | ||
Schlumberger Ltd | COM | 806857108 | 487 | 6,802 | SH | SOLE | 6,802 | 0 | 0 | ||
Source Capital Inc | COM | 836144105 | 639 | 10,357 | SH | SOLE | 10,015 | 0 | 342 | ||
Southwest Airlines Co | COM | 844741108 | 146 | 11,313 | SH | SOLE | 9,198 | 0 | 2,115 | ||
SPDR BarCap ST High Yield Bond | CAP S/T HI YLD | 78468r408 | 1,071 | 35,492 | SH | SOLE | 35,492 | 0 | 0 | ||
SPDR Gold Trust | GOLD SHS | 78463v107 | 956 | 8,023 | SH | SOLE | 7,923 | 0 | 100 | ||
SPDR S&P 500 ETF Trust | TR UNIT | 78462F103 | 1,899 | 11,837 | SH | SOLE | 8,651 | 0 | 3,186 | ||
Starbucks Corp | COM | 855244109 | 331 | 5,047 | SH | SOLE | 4,562 | 0 | 485 | ||
Starwood Property Trust Inc | COM | 85571b105 | 1,854 | 74,900 | SH | SOLE | 71,400 | 0 | 3,500 | ||
Suncor Energy Inc | COM | 867224107 | 5,433 | 184,246 | SH | SOLE | 160,315 | 0 | 23,931 | ||
Teva Pharmaceutical Industries | ADR | 881624209 | 11,454 | 292,188 | SH | SOLE | 257,455 | 0 | 34,733 | ||
TICC Capital Corp | COM | 87244t109 | 97 | 10,126 | SH | SOLE | 10,126 | 0 | 0 | ||
TJX Cos Inc | COM | 872540109 | 10,648 | 212,702 | SH | SOLE | 185,900 | 0 | 26,802 | ||
Total SA | SPONSORED ADR | 89151E109 | 614 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
Travelers Cos Inc/The | COM | 89417e109 | 217 | 2,711 | SH | SOLE | 2,711 | 0 | 0 | ||
TSW Strategic Income Fund Inc | COM | 872340104 | 494 | 89,198 | SH | SOLE | 69,696 | 0 | 19,502 | ||
United Parcel Service Inc | CL B | 911312106 | 18,521 | 214,167 | SH | SOLE | 185,725 | 0 | 28,442 | ||
United Technologies Corp | COM | 913017109 | 426 | 4,586 | SH | SOLE | 4,586 | 0 | 0 | ||
US Bancorp | COM NEW | 902973304 | 451 | 12,478 | SH | SOLE | 12,478 | 0 | 0 | ||
Vanguard Short Term Corporate | SHRT TRM CORP BD | 92206c409 | 208 | 2,627 | SH | SOLE | 2,627 | 0 | 0 | ||
Ventas Inc | COM | 92276f100 | 630 | 9,074 | SH | SOLE | 9,074 | 0 | 0 | ||
Verizon Communications Inc | COM | 92343v104 | 359 | 7,129 | SH | SOLE | 7,129 | 0 | 0 | ||
Walt Disney Co/The | COM DISNEY | 254687106 | 10,041 | 159,003 | SH | SOLE | 135,156 | 0 | 23,847 | ||
Wells Fargo & Co | COM | 949746101 | 9,396 | 227,669 | SH | SOLE | 201,592 | 0 | 26,077 | ||
Wells Fargo Multi-Sector Incom | COM SHS | 94987D101 | 238 | 16,211 | SH | SOLE | 16,211 | 0 | 0 | ||
Western Asset Emerging Markets | COM | 95766a101 | 217 | 11,790 | SH | SOLE | 11,790 | 0 | 0 | ||
Willis Group Holdings PLC | SHS | g96666105 | 615 | 15,074 | SH | SOLE | 14,614 | 0 | 460 | ||
World Wrestling Entertainment | CL A | 98156q108 | 674 | 65,383 | SH | SOLE | 63,281 | 0 | 2,102 |