Bruce N. Alpert
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Investment Company Report |
| FREEPORT-MCMORAN COPPER & GOLD INC. |
| Security | 35671D857 | | Meeting Type | Annual |
| Ticker Symbol | FCX | | Meeting Date | 16-Jul-2013 |
| ISIN | US35671D8570 | | Agenda | 933842230 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | RICHARD C. ADKERSON | | For | For | |
| | | 2 | ROBERT J. ALLISON, JR. | | For | For | |
| | | 3 | ALAN R. BUCKWALTER, III | | For | For | |
| | | 4 | ROBERT A. DAY | | For | For | |
| | | 5 | JAMES C. FLORES | | For | For | |
| | | 6 | GERALD J. FORD | | For | For | |
| | | 7 | THOMAS A. FRY, III | | For | For | |
| | | 8 | H. DEVON GRAHAM, JR. | | For | For | |
| | | 9 | CHARLES C. KRULAK | | For | For | |
| | | 10 | BOBBY LEE LACKEY | | For | For | |
| | | 11 | JON C. MADONNA | | For | For | |
| | | 12 | DUSTAN E. MCCOY | | For | For | |
| | | 13 | JAMES R. MOFFETT | | For | For | |
| | | 14 | B.M. RANKIN, JR. | | For | For | |
| | | 15 | STEPHEN H. SIEGELE | | For | For | |
| 2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 4 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS. | Shareholder | Against | | For | |
| 5 | STOCKHOLDER PROPOSAL REGARDING THE REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS. | Shareholder | Against | | For | |
| 6 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION BY THE BOARD OF DIRECTORS OF A POLICY ON BOARD DIVERSITY. | Shareholder | Against | | For | |
| 7 | STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR BYLAWS TO PERMIT STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING COMMON STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | Shareholder | Against | | For | |
| VODAFONE GROUP PLC |
| Security | 92857W209 | | Meeting Type | Annual |
| Ticker Symbol | VOD | | Meeting Date | 23-Jul-2013 |
| ISIN | US92857W2098 | | Agenda | 933848179 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | | For | |
| 2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | | For | |
| 3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | | For | |
| 4. | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | | For | |
| 5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | | For | |
| 6. | TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | | For | |
| 7. | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | | For | |
| 8. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | | For | |
| 9. | TO ELECT OMID KORDESTANI AS A DIRECTOR | Management | For | | For | |
| 10. | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | | For | |
| 11. | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | | For | |
| 12. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | | For | |
| 13. | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | | For | |
| 14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | | For | |
| 15. | TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE | Management | For | | For | |
| 16. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | | For | |
| 17. | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | | For | |
| 18. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | | For | |
| 19. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | | For | |
| S20 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | Management | Against | | Against | |
| S21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) | Management | For | | For | |
| 22. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | | For | |
| S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | | For | |
| DIAGEO PLC |
| Security | 25243Q205 | | Meeting Type | Annual |
| Ticker Symbol | DEO | | Meeting Date | 19-Sep-2013 |
| ISIN | US25243Q2057 | | Agenda | 933869084 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | REPORT AND ACCOUNTS 2013. | Management | For | | | |
| 2. | DIRECTORS' REMUNERATION REPORT 2013. | Management | For | | | |
| 3. | DECLARATION OF FINAL DIVIDEND. | Management | For | | | |
| 4. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | | | |
| 5. | RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | | | |
| 6. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION(CHAIRMAN OF THE COMMITTEE)) | Management | For | | | |
| 7. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | | | |
| 8. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | | | |
| 9. | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | | | |
| 10. | RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) | Management | For | | | |
| 11. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | | | |
| 12. | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE) | Management | For | | | |
| 13. | APPOINTMENT OF AUDITOR. | Management | For | | | |
| 14. | REMUNERATION OF AUDITOR. | Management | For | | | |
| 15. | AUTHORITY TO ALLOT SHARES. | Management | For | | | |
| 16. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | Against | | | |
| 17. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Management | For | | | |
| 18. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | | | |
| 19. | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | Management | For | | | |
| CISCO SYSTEMS, INC. |
| Security | 17275R102 | | Meeting Type | Annual |
| Ticker Symbol | CSCO | | Meeting Date | 19-Nov-2013 |
| ISIN | US17275R1023 | | Agenda | 933882157 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: GREGORY Q. BROWN | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | | For | |
| 2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Management | Against | | Against | |
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| 5. | APPROVAL TO HAVE CISCO HOLD A COMPETITION FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO'S 2014 ANNUAL SHAREOWNERS MEETING. | Shareholder | Against | | For | |
| MICROSOFT CORPORATION |
| Security | 594918104 | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | Meeting Date | 19-Nov-2013 |
| ISIN | US5949181045 | | Agenda | 933883185 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | | For | |
| 2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | | For | |
| 3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | | For | |
| 4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | | For | |
| 5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | | For | |
| 6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | | For | |
| 7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | | For | |
| 8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | | For | |
| 9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | | For | |
| 10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | | For | |
| 11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | | For | |
| AIR PRODUCTS AND CHEMICALS, INC. |
| Security | 009158106 | | Meeting Type | Annual |
| Ticker Symbol | APD | | Meeting Date | 23-Jan-2014 |
| ISIN | US0091581068 | | Agenda | 933907656 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: CHADWICK C. DEATON | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: EDWARD L. MONSER | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: MATTHEW H. PAULL | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: LAWRENCE S. SMITH | Management | For | | For | |
| 2. | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | | For | |
| 3. | ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| 4. | APPROVAL OF AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION. TO AMEND THE CERTIFICATE OF INCORPORATION TO PHASE OUT AND ELIMINATE THE CLASSIFIED BOARD. | Management | For | | For | |
| MONSANTO COMPANY |
| Security | 61166W101 | | Meeting Type | Annual |
| Ticker Symbol | MON | | Meeting Date | 28-Jan-2014 |
| ISIN | US61166W1018 | | Agenda | 933907959 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: WILLIAM U. PARFET | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | Management | For | | For | |
| 2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| 3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | SHAREOWNER PROPOSAL REQUESTING A REPORT RELATED TO LABELING OF FOOD PRODUCED WITH GENETIC ENGINEERING. | Shareholder | Against | | For | |
| 5. | SHAREOWNER PROPOSAL REQUESTING A REPORT ON CERTAIN MATTERS RELATED TO GMO PRODUCTS. | Shareholder | Against | | For | |
| VERIZON COMMUNICATIONS INC. |
| Security | 92343V104 | | Meeting Type | Special |
| Ticker Symbol | VZ | | Meeting Date | 28-Jan-2014 |
| ISIN | US92343V1044 | | Agenda | 933908735 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON'S ACQUISITION OF VODAFONE'S INDIRECT 45% INTEREST IN VERIZON WIRELESS | Management | For | | For | |
| 2. | APPROVE AN AMENDMENT TO ARTICLE 4(A) OF VERIZON'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON'S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK | Management | For | | For | |
| 3. | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS | Management | For | | For | |
| VODAFONE GROUP PLC |
| Security | 92857W209 | | Meeting Type | Special |
| Ticker Symbol | VOD | | Meeting Date | 28-Jan-2014 |
| ISIN | US92857W2098 | | Agenda | 933909701 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| C1 | FOR THE COURT MEETING SCHEME. | Management | For | | For | |
| G1 | TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. | Management | For | | For | |
| G2 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. | Management | For | | For | |
| G3 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | | For | |
| G4 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. | Management | For | | For | |
| APPLE INC. |
| Security | 037833100 | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | Meeting Date | 28-Feb-2014 |
| ISIN | US0378331005 | | Agenda | 933915564 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | WILLIAM CAMPBELL | | For | For | |
| | | 2 | TIMOTHY COOK | | For | For | |
| | | 3 | MILLARD DREXLER | | For | For | |
| | | 4 | AL GORE | | For | For | |
| | | 5 | ROBERT IGER | | For | For | |
| | | 6 | ANDREA JUNG | | For | For | |
| | | 7 | ARTHUR LEVINSON | | For | For | |
| | | 8 | RONALD SUGAR | | For | For | |
| 2. | THE AMENDMENT OF THE COMPANY'S RESTATED ARTICLES OF INCORPORATION (THE "ARTICLES") TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE | Management | For | | For | |
| 3. | THE AMENDMENT OF THE ARTICLES TO ELIMINATE THE "BLANK CHECK" AUTHORITY OF THE BOARD TO ISSUE PREFERRED STOCK | Management | For | | For | |
| 4. | THE AMENDMENT OF THE ARTICLES TO ESTABLISH A PAR VALUE FOR THE COMPANY'S COMMON STOCK OF $0.00001 PER SHARE | Management | For | | For | |
| 5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| 6. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 7. | THE APPROVAL OF THE APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | Against | | Against | |
| 8. | A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS" TO AMEND THE COMPANY'S BYLAWS | Shareholder | Against | | For | |
| 9. | A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS" | Shareholder | Against | | For | |
| 10. | A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY) | Shareholder | Against | | For | |
| 11. | A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" | Shareholder | Against | | For | |
| QUALCOMM INCORPORATED |
| Security | 747525103 | | Meeting Type | Annual |
| Ticker Symbol | QCOM | | Meeting Date | 04-Mar-2014 |
| ISIN | US7475251036 | | Agenda | 933916150 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | | For | |
| 1N. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | | For | |
| 2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| TYCO INTERNATIONAL LTD. |
| Security | H89128104 | | Meeting Type | Annual |
| Ticker Symbol | TYC | | Meeting Date | 05-Mar-2014 |
| ISIN | CH0100383485 | | Agenda | 933916491 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | | For | |
| 2. | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | | For | |
| 3A. | ELECTION OF DIRECTOR: EDWARD D. BREEN | Management | For | | For | |
| 3B. | ELECTION OF DIRECTOR: HERMAN E. BULLS | Management | For | | For | |
| 3C. | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | For | | For | |
| 3D. | ELECTION OF DIRECTOR: FRANK M. DRENDEL | Management | For | | For | |
| 3E. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | | For | |
| 3F. | ELECTION OF DIRECTOR: RAJIV L. GUPTA | Management | For | | For | |
| 3G. | ELECTION OF DIRECTOR: GEORGE OLIVER | Management | For | | For | |
| 3H. | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | For | | For | |
| 3I. | ELECTION OF DIRECTOR: JURGEN TINGGREN | Management | For | | For | |
| 3J. | ELECTION OF DIRECTOR: SANDRA S. WIJNBERG | Management | For | | For | |
| 3K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | | For | |
| 4. | TO ELECT EDWARD D. BREEN AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | | For | |
| 5A. | TO ELECT RAJIV L. GUPTA AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | | For | |
| 5B. | TO ELECT SANDRA S. WIJNBERG AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | | For | |
| 5C. | TO ELECT R. DAVID YOST AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | | For | |
| 6A. | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | | For | |
| 6B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 26, 2014 | Management | For | | For | |
| 6C. | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | | For | |
| 7. | TO ELECT BRATSCHI, WIEDERKEHR & BUOB AS THE INDEPENDENT PROXY | Management | For | | For | |
| 8. | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2013 RESULTS | Management | For | | For | |
| 9. | TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN AN AMOUNT OF UP TO $0.72 PER SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION RESERVE IN ITS STATUTORY ACCOUNTS | Management | For | | For | |
| 10. | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| NAVISTAR INTERNATIONAL CORPORATION |
| Security | 63934E108 | | Meeting Type | Annual |
| Ticker Symbol | NAV | | Meeting Date | 10-Mar-2014 |
| ISIN | US63934E1082 | | Agenda | 933918041 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | TROY A. CLARKE | | For | For | |
| | | 2 | JOHN D. CORRENTI | | For | For | |
| | | 3 | MICHAEL N. HAMMES | | For | For | |
| | | 4 | VINCENT J. INTRIERI | | For | For | |
| | | 5 | JAMES H. KEYES | | For | For | |
| | | 6 | GENERAL S.A. MCCHRYSTAL | | For | For | |
| | | 7 | SAMUEL J. MERKSAMER | | For | For | |
| | | 8 | MARK H. RACHESKY | | For | For | |
| | | 9 | MICHAEL F. SIRIGNANO | | For | For | |
| 2. | VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS REDEEM THE RIGHTS ISSUED PURSUANT TO THE RIGHTS AGREEMENT DATED JUNE 19, 2012. | Shareholder | For | | | |
| THE ADT CORPORATION |
| Security | 00101J106 | | Meeting Type | Annual |
| Ticker Symbol | ADT | | Meeting Date | 13-Mar-2014 |
| ISIN | US00101J1060 | | Agenda | 933918142 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: THOMAS COLLIGAN | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: RICHARD DALY | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: TIMOTHY DONAHUE | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: ROBERT DUTKOWSKY | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: BRUCE GORDON | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: NAREN GURSAHANEY | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: BRIDGETTE HELLER | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: KATHLEEN HYLE | Management | For | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | | For | |
| 3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF ADT'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| THE WALT DISNEY COMPANY |
| Security | 254687106 | | Meeting Type | Annual |
| Ticker Symbol | DIS | | Meeting Date | 18-Mar-2014 |
| ISIN | US2546871060 | | Agenda | 933918736 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | | For | |
| 3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | | For | |
| 5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS. | Shareholder | Against | | For | |
| 6. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EQUITY AWARDS. | Shareholder | Against | | For | |
| COVIDIEN PLC |
| Security | G2554F113 | | Meeting Type | Annual |
| Ticker Symbol | COV | | Meeting Date | 19-Mar-2014 |
| ISIN | IE00B68SQD29 | | Agenda | 933918128 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | Management | For | | For | |
| 1B) | ELECTION OF DIRECTOR: JOY A. AMUNDSON | Management | For | | For | |
| 1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | | For | |
| 1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | For | | For | |
| 1E) | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | | For | |
| 1F) | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | For | | For | |
| 1G) | ELECTION OF DIRECTOR: MARTIN D. MADAUS | Management | For | | For | |
| 1H) | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | | For | |
| 1I) | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | Management | For | | For | |
| 1J) | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | | For | |
| 2) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | | For | |
| 3) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| 4) | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | | For | |
| S5) | DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. | Management | For | | For | |
| 6) | RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES. | Management | For | | For | |
| S7) | RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES FOR CASH WITHOUT FIRST OFFERING THEM TO EXISTING SHAREHOLDERS. | Management | Against | | Against | |
| MALLINCKRODT PLC |
| Security | G5785G107 | | Meeting Type | Annual |
| Ticker Symbol | MNK | | Meeting Date | 20-Mar-2014 |
| ISIN | IE00BBGT3753 | | Agenda | 933920286 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: MELVIN D. BOOTH | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: J. MARTIN CARROLL | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: DIANE H. GULYAS | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: NANCY S. LURKER | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: MARK C. TRUDEAU | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: KNEELAND C. YOUNGBLOOD, M.D. | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | | For | |
| 2. | ADVISORY NON-BINDING VOTE TO APPROVE THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND A BINDING VOTE TO AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 5. | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | | For | |
| S6. | AUTHORIZE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. (SPECIAL RESOLUTION) | Management | For | | For | |
| 4. | AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | Abstain | | Against | |
| NESTLE S.A. |
| Security | 641069406 | | Meeting Type | Annual |
| Ticker Symbol | NSRGY | | Meeting Date | 10-Apr-2014 |
| ISIN | US6410694060 | | Agenda | 933940365 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2013 | Management | For | | For | |
| 1B. | ACCEPTANCE OF THE COMPENSATION REPORT 2013 (ADVISORY VOTE) | Management | For | | For | |
| 2. | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | | For | |
| 3. | APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2013 | Management | For | | For | |
| 4. | REVISION OF THE ARTICLES OF ASSOCIATION ADAPTATION TO NEW SWISS COMPANY LAW | Management | For | | For | |
| 5AA | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. PETER BRABECK- LETMATHE | Management | For | | For | |
| 5AB | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. PAUL BULCKE | Management | For | | For | |
| 5AC | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. ANDREAS KOOPMANN | Management | For | | For | |
| 5AD | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. ROLF HANGGI | Management | For | | For | |
| 5AE | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. BEAT HESS | Management | For | | For | |
| 5AF | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. DANIEL BOREL | Management | For | | For | |
| 5AG | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. STEVEN G. HOCH | Management | For | | For | |
| 5AH | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. NAINA LAL KIDWAI | Management | For | | For | |
| 5AI | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. TITIA DE LANGE | Management | For | | For | |
| 5AJ | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. JEAN-PIERRE ROTH | Management | For | | For | |
| 5AK | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. ANN M. VENEMAN | Management | For | | For | |
| 5AL | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. HENRI DE CASTRIES | Management | For | | For | |
| 5AM | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. EVA CHENG | Management | For | | For | |
| 5B. | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS MR. PETER BRABECK-LETMATHE | Management | For | | For | |
| 5CA | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. BEAT HESS | Management | For | | For | |
| 5CB | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. DANIEL BOREL | Management | For | | For | |
| 5CC | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. ANDREAS KOOPMANN | Management | For | | For | |
| 5CD | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. JEAN- PIERRE ROTH | Management | For | | For | |
| 5D. | RE-ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH | Management | For | | For | |
| 5E. | ELECTION OF THE INDEPENDENT REPRESENTATIVE HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | | For | |
| 6. | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION: "FOR" = VOTE IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS; "AGAINST" = VOTE AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS; "ABSTAIN" = ABSTAIN | Management | For | | For | |
| U.S. BANCORP |
| Security | 902973304 | | Meeting Type | Annual |
| Ticker Symbol | USB | | Meeting Date | 15-Apr-2014 |
| ISIN | US9029733048 | | Agenda | 933926593 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: DOREEN WOO HO | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | | For | |
| 1N. | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | | For | |
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014 FISCAL YEAR. | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| 4. | SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | | For | |
| WADDELL & REED FINANCIAL, INC. |
| Security | 930059100 | | Meeting Type | Annual |
| Ticker Symbol | WDR | | Meeting Date | 16-Apr-2014 |
| ISIN | US9300591008 | | Agenda | 933934564 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | SHARILYN S. GASAWAY | | For | For | |
| | | 2 | ALAN W. KOSLOFF | | For | For | |
| | | 3 | JERRY W. WALTON | | For | For | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN, AS AMENDED AND RESTATED, TO (A) INCREASE THE ANNUAL INDIVIDUAL LIMITS WITH RESPECT TO AWARDS, (B) EXTEND THE TERM OF THE PLAN TO DECEMBER 31, 2019, AND (C) RESUBMIT FOR STOCKHOLDER APPROVAL THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | | For | |
| 4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | | For | |
| TEXAS INSTRUMENTS INCORPORATED |
| Security | 882508104 | | Meeting Type | Annual |
| Ticker Symbol | TXN | | Meeting Date | 17-Apr-2014 |
| ISIN | US8825081040 | | Agenda | 933927103 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: M.A. BLINN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: D.A. CARP | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: C.S. COX | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: R. KIRK | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: R.E. SANCHEZ | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: R.J. SIMMONS | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | | For | |
| 2. | BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| 4. | BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2014 STOCK PURCHASE PLAN. | Management | For | | For | |
| 5. | BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| CITIGROUP INC. |
| Security | 172967424 | | Meeting Type | Annual |
| Ticker Symbol | C | | Meeting Date | 22-Apr-2014 |
| ISIN | US1729674242 | | Agenda | 933933637 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | | For | |
| 1N. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | | For | |
| 2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| 3. | ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | For | | For | |
| 5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | | For | |
| 6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | | For | |
| 7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | | For | |
| 8. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | | For | |
| GENERAL ELECTRIC COMPANY |
| Security | 369604103 | | Meeting Type | Annual |
| Ticker Symbol | GE | | Meeting Date | 23-Apr-2014 |
| ISIN | US3696041033 | | Agenda | 933932534 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | | For | |
| A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | | For | |
| A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | | For | |
| A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | | For | |
| A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | | For | |
| A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | | For | |
| A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | | For | |
| A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | | For | |
| A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | | For | |
| A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | | For | |
| A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | | For | |
| A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | | For | |
| A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | | For | |
| A14 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | | For | |
| A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | | For | |
| A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | | For | |
| A17 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | | For | |
| B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | Abstain | | Against | |
| B2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR FOR 2014 | Management | For | | For | |
| C1 | CUMULATIVE VOTING | Shareholder | Against | | For | |
| C2 | SENIOR EXECUTIVES HOLD OPTION SHARES FOR LIFE | Shareholder | Against | | For | |
| C3 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | | For | |
| C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | | For | |
| C5 | CESSATION OF ALL STOCK OPTIONS AND BONUSES | Shareholder | Against | | For | |
| C6 | SELL THE COMPANY | Shareholder | Against | | For | |
| NEWMONT MINING CORPORATION |
| Security | 651639106 | | Meeting Type | Annual |
| Ticker Symbol | NEM | | Meeting Date | 23-Apr-2014 |
| ISIN | US6516391066 | | Agenda | 933935225 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: B.R. BROOK | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: J.K. BUCKNOR | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: V.A. CALARCO | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: N. DOYLE | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: G.J. GOLDBERG | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: V.M. HAGEN | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: J. NELSON | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: D.C. ROTH | Management | For | | For | |
| 2. | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR 2014. | Management | For | | For | |
| 3. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| 4. | STOCKHOLDER PROPOSAL REGARDING POLITICAL SPENDING DISCLOSURE. | Shareholder | Against | | For | |
| E. I. DU PONT DE NEMOURS AND COMPANY |
| Security | 263534109 | | Meeting Type | Annual |
| Ticker Symbol | DD | | Meeting Date | 23-Apr-2014 |
| ISIN | US2635341090 | | Agenda | 933935338 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: RICHARD H. BROWN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | | For | |
| 2. | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| 3. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 4. | ON POLITICAL SPENDING | Shareholder | Against | | For | |
| 5. | ON HERBICIDE USE | Shareholder | Against | | For | |
| 6. | ON PLANT CLOSURE | Shareholder | Against | | For | |
| 7. | ON ACCELERATION OF EQUITY AWARDS | Shareholder | Against | | For | |
| JOHNSON & JOHNSON |
| Security | 478160104 | | Meeting Type | Annual |
| Ticker Symbol | JNJ | | Meeting Date | 24-Apr-2014 |
| ISIN | US4781601046 | | Agenda | 933933548 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | | For | |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| 4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | | For | |
| PFIZER INC. |
| Security | 717081103 | | Meeting Type | Annual |
| Ticker Symbol | PFE | | Meeting Date | 24-Apr-2014 |
| ISIN | US7170811035 | | Agenda | 933933738 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE | Management | For | | For | |
| 2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 4. | APPROVAL OF PFIZER INC. 2014 STOCK PLAN | Management | Against | | Against | |
| 5. | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | | For | |
| 6. | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | | For | |
| 7. | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Against | | For | |
| HONEYWELL INTERNATIONAL INC. |
| Security | 438516106 | | Meeting Type | Annual |
| Ticker Symbol | HON | | Meeting Date | 28-Apr-2014 |
| ISIN | US4385161066 | | Agenda | 933934526 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | | For | |
| 2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | | For | |
| 5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | | For | |
| 6. | ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL. | Shareholder | Against | | For | |
| 7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | | For | |
| VERIZON COMMUNICATIONS INC. |
| Security | 92343V104 | | Meeting Type | Annual |
| Ticker Symbol | VZ | | Meeting Date | 01-May-2014 |
| ISIN | US92343V1044 | | Agenda | 933936607 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | | For | |
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | | For | |
| 5. | NETWORK NEUTRALITY | Shareholder | Against | | For | |
| 6. | LOBBYING ACTIVITIES | Shareholder | Against | | For | |
| 7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | | For | |
| 8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | | For | |
| 9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | | For | |
| 10. | PROXY VOTING AUTHORITY | Shareholder | Against | | For | |
| ELI LILLY AND COMPANY |
| Security | 532457108 | | Meeting Type | Annual |
| Ticker Symbol | LLY | | Meeting Date | 05-May-2014 |
| ISIN | US5324571083 | | Agenda | 933931227 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: M. L. ESKEW | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: K. N. HORN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: W. G. KAELIN | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: J. C. LECHLEITER | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: M. S. RUNGE | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2014. | Management | For | | For | |
| 3. | APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| SANOFI |
| Security | 80105N105 | | Meeting Type | Annual |
| Ticker Symbol | SNY | | Meeting Date | 05-May-2014 |
| ISIN | US80105N1054 | | Agenda | 933971500 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | | For | |
| 2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | | For | |
| 3. | APPROPRIATION OF PROFITS; DECLARATION OF DIVIDEND | Management | For | | For | |
| 4. | APPROVAL OF THE AGREEMENTS AND UNDERTAKINGS REFERRED TO IN ARTICLES L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | | For | |
| 5. | RENEWAL OF A DIRECTOR (CHRISTOPHER VIEHBACHER) | Management | For | | For | |
| 6. | RENEWAL OF A DIRECTOR (ROBERT CASTAIGNE) | Management | For | | For | |
| 7. | RENEWAL OF A DIRECTOR (CHRISTIAN MULLIEZ) | Management | For | | For | |
| 8. | APPOINTMENT OF A DIRECTOR (PATRICK KRON) | Management | For | | For | |
| 9. | ADVISORY VOTE ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | | For | |
| 10. | ADVISORY VOTE ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED TO CHRISTOPHER VIEHBACHER, CHIEF EXECUTIVE OFFICER | Management | For | | For | |
| 11. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY | Management | For | | For | |
| 12. | POWERS FOR FORMALITIES | Management | For | | For | |
| BRISTOL-MYERS SQUIBB COMPANY |
| Security | 110122108 | | Meeting Type | Annual |
| Ticker Symbol | BMY | | Meeting Date | 06-May-2014 |
| ISIN | US1101221083 | | Agenda | 933943462 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: L.B. CAMPBELL | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: J.M. CORNELIUS | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| 4. | SIMPLE MAJORITY VOTE. | Shareholder | For | | | |
| XYLEM INC. |
| Security | 98419M100 | | Meeting Type | Annual |
| Ticker Symbol | XYL | | Meeting Date | 06-May-2014 |
| ISIN | US98419M1009 | | Agenda | 933943981 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: STEN E. JAKOBSSON | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: JEROME A. PERIBERE | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| 3. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| 4. | THE APPROVAL OF THE PERFORMANCE- BASED PROVISIONS OF THE 2011 OMNIBUS INCENTIVE PLAN. | Management | For | | For | |
| 5. | THE APPROVAL OF THE PERFORMANCE- BASED PROVISIONS OF THE XYLEM ANNUAL INCENTIVE PLAN FOR EXECUTIVE OFFICERS. | Management | For | | For | |
| 6. | PROPOSED AMENDMENT TO OUR ARTICLES OF INCORPORATION TO ALLOW SHAREOWNERS TO CALL A SPECIAL MEETING. | Management | For | | For | |
| 7. | TO VOTE ON A SHAREOWNER PROPOSAL TITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK". | Shareholder | Against | | For | |
| GREAT PLAINS ENERGY INCORPORATED |
| Security | 391164100 | | Meeting Type | Annual |
| Ticker Symbol | GXP | | Meeting Date | 06-May-2014 |
| ISIN | US3911641005 | | Agenda | 933944337 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | TERRY BASSHAM | | For | For | |
| | | 2 | DAVID L. BODDE | | For | For | |
| | | 3 | RANDALL C. FERGUSON, JR | | For | For | |
| | | 4 | GARY D. FORSEE | | For | For | |
| | | 5 | THOMAS D. HYDE | | For | For | |
| | | 6 | JAMES A. MITCHELL | | For | For | |
| | | 7 | ANN D. MURTLOW | | For | For | |
| | | 8 | JOHN J. SHERMAN | | For | For | |
| | | 9 | LINDA H. TALBOTT | | For | For | |
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| 3. | TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION. | Management | For | | For | |
| 4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | | For | |
| PHILLIPS 66 |
| Security | 718546104 | | Meeting Type | Annual |
| Ticker Symbol | PSX | | Meeting Date | 07-May-2014 |
| ISIN | US7185461040 | | Agenda | 933944010 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, JR. | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: GLENN F. TILTON | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: MARNA C. WHITTINGTON | Management | For | | For | |
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR 2014. | Management | For | | For | |
| 3. | SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | GREENHOUSE GAS REDUCTION GOALS. | Shareholder | Against | | For | |
| PEPSICO, INC. |
| Security | 713448108 | | Meeting Type | Annual |
| Ticker Symbol | PEP | | Meeting Date | 07-May-2014 |
| ISIN | US7134481081 | | Agenda | 933945860 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | | For | |
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | | For | |
| 5. | POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | | For | |
| 6. | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | | For | |
| CONSOL ENERGY INC. |
| Security | 20854P109 | | Meeting Type | Annual |
| Ticker Symbol | CNX | | Meeting Date | 07-May-2014 |
| ISIN | US20854P1093 | | Agenda | 933958526 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | J. BRETT HARVEY | | For | For | |
| | | 2 | NICHOLAS J. DEIULIIS | | For | For | |
| | | 3 | PHILIP W. BAXTER | | For | For | |
| | | 4 | JAMES E. ALTMEYER, SR. | | For | For | |
| | | 5 | ALVIN R. CARPENTER | | For | For | |
| | | 6 | WILLIAM E. DAVIS | | For | For | |
| | | 7 | RAJ K. GUPTA | | For | For | |
| | | 8 | DAVID C. HARDESTY, JR. | | For | For | |
| | | 9 | MAUREEN E. LALLY-GREEN | | For | For | |
| | | 10 | JOHN T. MILLS | | For | For | |
| | | 11 | WILLIAM P. POWELL | | For | For | |
| | | 12 | JOSEPH T. WILLIAMS | | For | For | |
| 2 | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. | Management | For | | For | |
| 3 | APPROVAL OF COMPENSATION PAID IN 2013 TO CONSOL ENERGY INC.'S NAMED EXECUTIVES. | Management | For | | For | |
| 4 | A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | | For | |
| 5 | A SHAREHOLDER PROPOSAL REGARDING A CLIMATE CHANGE REPORT. | Shareholder | Against | | For | |
| 6 | A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | | For | |
| AMERICAN WATER WORKS COMPANY, INC. |
| Security | 030420103 | | Meeting Type | Annual |
| Ticker Symbol | AWK | | Meeting Date | 09-May-2014 |
| ISIN | US0304201033 | | Agenda | 933945909 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JULIE A. DOBSON | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: PAUL J. EVANSON | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: MARTHA CLARK GOSS | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: RICHARD R. GRIGG | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JULIA L. JOHNSON | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: GEORGE MACKENZIE | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: WILLIAM J. MARRAZZO | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: SUSAN N. STORY | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDED DECEMBER 31, 2014. | Management | For | | For | |
| 3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| AMERICAN EXPRESS COMPANY |
| Security | 025816109 | | Meeting Type | Annual |
| Ticker Symbol | AXP | | Meeting Date | 12-May-2014 |
| ISIN | US0258161092 | | Agenda | 933945872 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: URSULA BURNS | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: KENNETH CHENAULT | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: PETER CHERNIN | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: ANNE LAUVERGEON | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: THEODORE LEONSIS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: RICHARD LEVIN | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: RICHARD MCGINN | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: SAMUEL PALMISANO | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: STEVEN REINEMUND | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: ROBERT WALTER | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: RONALD WILLIAMS | Management | For | | For | |
| 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | SHAREHOLDER PROPOSAL RELATING TO ANNUAL DISCLOSURE OF EEO-1 DATA. | Shareholder | Against | | For | |
| 5. | SHAREHOLDER PROPOSAL RELATING TO REPORT ON PRIVACY, DATA SECURITY AND GOVERNMENT REQUESTS. | Shareholder | Against | | For | |
| 6. | SHAREHOLDER PROPOSAL RELATING TO ACTION BY WRITTEN CONSENT. | Shareholder | Against | | For | |
| 7. | SHAREHOLDER PROPOSAL FOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | | For | |
| AMERICAN INTERNATIONAL GROUP, INC. |
| Security | 026874784 | | Meeting Type | Annual |
| Ticker Symbol | AIG | | Meeting Date | 12-May-2014 |
| ISIN | US0268747849 | | Agenda | 933956217 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | | For | |
| 1N. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | | For | |
| 2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | For | | For | |
| 3. | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG'S RESTATED CERTIFICATE OF INCORPORATION TO CONTINUE TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. | Management | Against | | Against | |
| 4. | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. | Management | Against | | Against | |
| 5. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| INTERNATIONAL PAPER COMPANY |
| Security | 460146103 | | Meeting Type | Annual |
| Ticker Symbol | IP | | Meeting Date | 12-May-2014 |
| ISIN | US4601461035 | | Agenda | 933972362 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: DAVID J. BRONCZEK | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: AHMET C. DORDUNCU | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JAY L. JOHNSON | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: STACEY J. MOBLEY | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: JOHN F. TURNER | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: WILLIAM G. WALTER | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: J. STEVEN WHISLER | Management | For | | For | |
| 2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| 3 | RE-APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE INTERNATIONAL PAPER COMPANY AMENDED AND RESTATED 2009 INCENTIVE COMPENSATION PLAN | Management | For | | For | |
| 4 | A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCUSSED UNDER THE HEADING "COMPENSATION DISCUSSION & ANALYSIS" | Management | Abstain | | Against | |
| 5 | SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | | For | |
| WASTE MANAGEMENT, INC. |
| Security | 94106L109 | | Meeting Type | Annual |
| Ticker Symbol | WM | | Meeting Date | 13-May-2014 |
| ISIN | US94106L1098 | | Agenda | 933944476 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: VICTORIA M. HOLT | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: W. ROBERT REUM | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| 3. | APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | APPROVAL OF OUR 2014 STOCK INCENTIVE PLAN. | Management | For | | For | |
| 5. | STOCKHOLDER PROPOSAL REGARDING DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | | For | |
| CONOCOPHILLIPS |
| Security | 20825C104 | | Meeting Type | Annual |
| Ticker Symbol | COP | | Meeting Date | 13-May-2014 |
| ISIN | US20825C1045 | | Agenda | 933946305 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | | For | |
| 2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | APPROVAL OF 2014 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF CONOCOPHILLIPS. | Management | For | | For | |
| 5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | | For | |
| 6. | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | | For | |
| MORGAN STANLEY |
| Security | 617446448 | | Meeting Type | Annual |
| Ticker Symbol | MS | | Meeting Date | 13-May-2014 |
| ISIN | US6174464486 | | Agenda | 933952497 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: MASAAKI TANAKA | Management | For | | For | |
| 1N. | ELECTION OF DIRECTOR: LAURA D. TYSON | Management | For | | For | |
| 1O. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | | For | |
| 3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Management | Abstain | | Against | |
| 4. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING | Shareholder | Against | | For | |
| ZOETIS INC. |
| Security | 98978V103 | | Meeting Type | Annual |
| Ticker Symbol | ZTS | | Meeting Date | 13-May-2014 |
| ISIN | US98978V1035 | | Agenda | 933959504 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | | For | |
| 1.2 | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | | For | |
| 1.3 | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | | For | |
| 2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 3. | FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | APPROVAL OF THE ZOETIS INC. 2013 EQUITY AND INCENTIVE PLAN. | Management | For | | For | |
| 5. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| STATOIL ASA |
| Security | 85771P102 | | Meeting Type | Annual |
| Ticker Symbol | STO | | Meeting Date | 14-May-2014 |
| ISIN | US85771P1021 | | Agenda | 933994546 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 3 | ELECTION OF CHAIR FOR THE MEETING | Management | For | | | |
| 4 | APPROVAL OF THE NOTICE AND THE AGENDA | Management | For | | | |
| 5 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | For | | | |
| 6 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOIL ASA AND THE STATOIL GROUP FOR 2013, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF DIVIDEND | Management | For | | | |
| 7 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN CANADA | Shareholder | Abstain | | | |
| 8 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN THE ARCTIC | Shareholder | Abstain | | | |
| 9 | REPORT ON CORPORATE GOVERNANCE | Management | For | | | |
| 10 | DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | Management | For | | | |
| 11 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2013 | Management | For | | | |
| 12 | NOMINATION COMMITTEE'S JOINT PROPOSAL | Management | For | | | |
| 12A | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER OLAUG SVARVA (RE- ELECTION, NOMINATED AS CHAIR) | Management | For | | | |
| 12B | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER IDAR KREUTZER (RE- ELECTION, NOMINATED AS DEPUTY CHAIR) | Management | For | | | |
| 12C | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER KARIN ASLAKSEN (RE- ELECTION) | Management | For | | | |
| 12D | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER GREGER MANNSVERK (RE-ELECTION) | Management | For | | | |
| 12E | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER STEINAR OLSEN (RE- ELECTION) | Management | For | | | |
| 12F | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER INGVALD STROMMEN (RE-ELECTION) | Management | For | | | |
| 12G | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER RUNE BJERKE (RE- ELECTION) | Management | For | | | |
| 12H | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER SIRI KALVIG (RE- ELECTION) | Management | For | | | |
| 12I | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER BARBRO HAETTA (RE- ELECTION) | Management | For | | | |
| 12J | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TERJE VENOLD (NEW ELECTION) | Management | For | | | |
| 12K | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | Management | For | | | |
| 12L | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER LINDA LITLEKALSOY AASE (NEW ELECTION, FORMER 4. DEPUTY MEMBER) | Management | For | | | |
| 12M | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG (RE-ELECTION) | Management | For | | | |
| 12N | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ (RE-ELECTION) | Management | For | | | |
| 12O | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI JONASSEN (NEW ELECTION) | Management | For | | | |
| 12P | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL (NEW ELECTION) | Management | For | | | |
| 13 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY | Management | For | | | |
| 14 | NOMINATION COMMITTEE'S JOINT PROPOSAL | Management | For | | | |
| 14A | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: CHAIR OLAUG SVARVA (RE- ELECTION) | Management | For | | | |
| 14B | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TOM RATHKE (RE- ELECTION) | Management | For | | | |
| 14C | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER ELISABETH BERGE WITH PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD (RE-ELECTION) | Management | For | | | |
| 14D | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | Management | For | | | |
| 15 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE | Management | For | | | |
| 16 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2013 | Management | For | | | |
| 17 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET IN ORDER TO CONTINUE OPERATION OF THE SHARE SAVING PLAN FOR EMPLOYEES | Management | For | | | |
| 18 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | Management | For | | | |
| 19 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES | Shareholder | Abstain | | | |
| THE DOW CHEMICAL COMPANY |
| Security | 260543103 | | Meeting Type | Annual |
| Ticker Symbol | DOW | | Meeting Date | 15-May-2014 |
| ISIN | US2605431038 | | Agenda | 933951786 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4. | APPROVAL OF THE AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN. | Management | Against | | Against | |
| 5. | STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | | For | |
| 6. | STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION. | Shareholder | Against | | For | |
| APACHE CORPORATION |
| Security | 037411105 | | Meeting Type | Annual |
| Ticker Symbol | APA | | Meeting Date | 15-May-2014 |
| ISIN | US0374111054 | | Agenda | 933967486 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | ELECTION OF DIRECTOR: G. STEVEN FARRIS | Management | For | | For | |
| 2. | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | Management | For | | For | |
| 3. | ELECTION OF DIRECTOR: AMY H. NELSON | Management | For | | For | |
| 4. | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS | Management | For | | For | |
| 5. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| 6. | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS | Management | For | | For | |
| TRANSOCEAN, LTD. |
| Security | H8817H100 | | Meeting Type | Annual |
| Ticker Symbol | RIG | | Meeting Date | 16-May-2014 |
| ISIN | CH0048265513 | | Agenda | 933991526 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1 | 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD | Management | For | | For | |
| 2 | DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2013 | Management | For | | For | |
| 3 | APPROPRIATION OF AVAILABLE EARNINGS | Management | For | | For | |
| 4 | DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVES OF US$3.00 PER OUTSTANDING SHARE | Management | For | | For | |
| 5 | AUTHORIZED SHARE CAPITAL | Management | For | | For | |
| 6 | REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF BOARD OF DIRECTORS TO 11 FROM 14 | Management | For | | For | |
| 7A | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS REGARDING ELECTIONS AND RELATED MATTERS | Management | For | | For | |
| 7B | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: BINDING SHAREHOLDER RATIFICATION OF THE COMPENSATION OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| 7C | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING AN EXECUTIVE MANAGEMENT TEAM POSITION DURING A COMPENSATION PERIOD FOR WHICH SHAREHOLDER RATIFICATION HAS ALREADY BEEN GRANTED | Management | For | | For | |
| 7D | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: GENERAL PRINCIPLES AND TERMS APPLICABLE TO THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| 7E | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: MAXIMUM TERM AND TERMINATION NOTICE PERIOD OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM AND NON-COMPETITION AGREEMENTS WITH MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| 7F | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE MANDATES OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| 7G | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: LOANS AND POST- RETIREMENT BENEFITS BEYOND OCCUPATIONAL PENSIONS | Management | For | | For | |
| 8 | AMENDMENT OF ARTICLES OF ASSOCIATION REGARDING THE APPLICABLE VOTE STANDARD FOR ELECTIONS OF DIRECTORS, THE CHAIRMAN AND THE MEMBERS OF THE COMPENSATION COMMITTEE | Management | For | | For | |
| 9 | AMENDMENT OF ARTICLES OF ASSOCIATION REGARDING SHAREHOLDER AGENDA ITEM REQUESTS PURSUANT TO SWISS LAW | Management | For | | For | |
| 10A | REELECTION OF DIRECTOR: IAN C. STRACHAN | Management | For | | For | |
| 10B | REELECTION OF DIRECTOR: GLYN A. BARKER | Management | For | | For | |
| 10C | REELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | | For | |
| 10D | REELECTION OF DIRECTOR: FREDERICO F. CURADO | Management | For | | For | |
| 10E | REELECTION OF DIRECTOR: CHAD DEATON | Management | For | | For | |
| 10F | REELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | For | | For | |
| 10G | REELECTION OF DIRECTOR: SAMUEL MERKSAMER | Management | For | | For | |
| 10H | REELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | | For | |
| 10I | REELECTION OF DIRECTOR: STEVEN L. NEWMAN | Management | For | | For | |
| 10J | REELECTION OF DIRECTOR: TAN EK KIA | Management | For | | For | |
| 10K | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | For | | For | |
| 11 | ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | | For | |
| 12A | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO | Management | For | | For | |
| 12B | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA | Management | For | | For | |
| 12C | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA | Management | For | | For | |
| 12D | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI | Management | For | | For | |
| 13 | ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | | For | |
| 14 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE- YEAR TERM | Management | For | | For | |
| 15 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| 16 | REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. | Management | For | | For | |
| TRANSOCEAN, LTD. |
| Security | H8817H100 | | Meeting Type | Annual |
| Ticker Symbol | RIG | | Meeting Date | 16-May-2014 |
| ISIN | CH0048265513 | | Agenda | 934010567 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1 | 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD | Management | For | | For | |
| 2 | DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2013 | Management | For | | For | |
| 3 | APPROPRIATION OF AVAILABLE EARNINGS | Management | For | | For | |
| 4 | DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVES OF US$3.00 PER OUTSTANDING SHARE | Management | For | | For | |
| 5 | AUTHORIZED SHARE CAPITAL | Management | For | | For | |
| 6 | REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF BOARD OF DIRECTORS TO 11 FROM 14 | Management | For | | For | |
| 7A | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS REGARDING ELECTIONS AND RELATED MATTERS | Management | For | | For | |
| 7B | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: BINDING SHAREHOLDER RATIFICATION OF THE COMPENSATION OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| 7C | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING AN EXECUTIVE MANAGEMENT TEAM POSITION DURING A COMPENSATION PERIOD FOR WHICH SHAREHOLDER RATIFICATION HAS ALREADY BEEN GRANTED | Management | For | | For | |
| 7D | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: GENERAL PRINCIPLES AND TERMS APPLICABLE TO THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| 7E | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: MAXIMUM TERM AND TERMINATION NOTICE PERIOD OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM AND NON-COMPETITION AGREEMENTS WITH MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| 7F | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE MANDATES OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| 7G | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: LOANS AND POST- RETIREMENT BENEFITS BEYOND OCCUPATIONAL PENSIONS | Management | For | | For | |
| 8 | AMENDMENT OF ARTICLES OF ASSOCIATION REGARDING THE APPLICABLE VOTE STANDARD FOR ELECTIONS OF DIRECTORS, THE CHAIRMAN AND THE MEMBERS OF THE COMPENSATION COMMITTEE | Management | For | | For | |
| 9 | AMENDMENT OF ARTICLES OF ASSOCIATION REGARDING SHAREHOLDER AGENDA ITEM REQUESTS PURSUANT TO SWISS LAW | Management | For | | For | |
| 10A | REELECTION OF DIRECTOR: IAN C. STRACHAN | Management | For | | For | |
| 10B | REELECTION OF DIRECTOR: GLYN A. BARKER | Management | For | | For | |
| 10C | REELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | | For | |
| 10D | REELECTION OF DIRECTOR: FREDERICO F. CURADO | Management | For | | For | |
| 10E | REELECTION OF DIRECTOR: CHAD DEATON | Management | For | | For | |
| 10F | REELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | For | | For | |
| 10G | REELECTION OF DIRECTOR: SAMUEL MERKSAMER | Management | For | | For | |
| 10H | REELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | | For | |
| 10I | REELECTION OF DIRECTOR: STEVEN L. NEWMAN | Management | For | | For | |
| 10J | REELECTION OF DIRECTOR: TAN EK KIA | Management | For | | For | |
| 10K | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | For | | For | |
| 11 | ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | | For | |
| 12A | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO | Management | For | | For | |
| 12B | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA | Management | For | | For | |
| 12C | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA | Management | For | | For | |
| 12D | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI | Management | For | | For | |
| 13 | ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | | For | |
| 14 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE- YEAR TERM | Management | For | | For | |
| 15 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| 16 | REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. | Management | For | | For | |
| JPMORGAN CHASE & CO. |
| Security | 46625H100 | | Meeting Type | Annual |
| Ticker Symbol | JPM | | Meeting Date | 20-May-2014 |
| ISIN | US46625H1005 | | Agenda | 933970089 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | | For | |
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| 4. | LOBBYING REPORT - REQUIRE ANNUAL REPORT ON LOBBYING | Shareholder | Against | | For | |
| 5. | SPECIAL SHAREOWNER MEETINGS - REDUCE THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS | Shareholder | Against | | For | |
| 6. | CUMULATIVE VOTING - REQUIRE CUMULATIVE VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE | Shareholder | Against | | For | |
| MONDELEZ INTERNATIONAL, INC. |
| Security | 609207105 | | Meeting Type | Annual |
| Ticker Symbol | MDLZ | | Meeting Date | 21-May-2014 |
| ISIN | US6092071058 | | Agenda | 933952360 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. VAN BOXMEER | Management | For | | For | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 3. | APPROVE MONDELEZ INTERNATIONAL, INC. AMENDED AND RESTATED 2005 PERFORMANCE INCENTIVE PLAN | Management | For | | For | |
| 4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | | For | |
| 5. | SHAREHOLDER PROPOSAL: REPORT ON PACKAGING | Shareholder | Against | | For | |
| HALLIBURTON COMPANY |
| Security | 406216101 | | Meeting Type | Annual |
| Ticker Symbol | HAL | | Meeting Date | 21-May-2014 |
| ISIN | US4062161017 | | Agenda | 933970786 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | | For | |
| 1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | | For | |
| 1C | ELECTION OF DIRECTOR: M. CARROLL | Management | For | | For | |
| 1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | | For | |
| 1E | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | | For | |
| 1F | ELECTION OF DIRECTOR: J.C. GRUBISICH | Management | For | | For | |
| 1G | ELECTION OF DIRECTOR: A.S. JUM'AH | Management | For | | For | |
| 1H | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | | For | |
| 1I | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | | For | |
| 1J | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | | For | |
| 1K | ELECTION OF DIRECTOR: D.L. REED | Management | For | | For | |
| 2 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | | For | |
| 3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 4 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Against | | For | |
| CME GROUP INC. |
| Security | 12572Q105 | | Meeting Type | Annual |
| Ticker Symbol | CME | | Meeting Date | 21-May-2014 |
| ISIN | US12572Q1058 | | Agenda | 933975673 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: TERRENCE A. DUFFY | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: PHUPINDER S. GILL | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: CHARLES P. CAREY | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: MARTIN J. GEPSMAN | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: LARRY G. GERDES | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: DANIEL R. GLICKMAN | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: J. DENNIS HASTERT | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: LEO MELAMED | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: WILLIAM P. MILLER II | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: JAMES E. OLIFF | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: EDEMIR PINTO | Management | For | | For | |
| 1N. | ELECTION OF DIRECTOR: ALEX J. POLLOCK | Management | For | | For | |
| 1O. | ELECTION OF DIRECTOR: JOHN F. SANDNER | Management | For | | For | |
| 1P. | ELECTION OF DIRECTOR: TERRY L. SAVAGE | Management | For | | For | |
| 1Q. | ELECTION OF DIRECTOR: WILLIAM R. SHEPARD | Management | For | | For | |
| 1R. | ELECTION OF DIRECTOR: DENNIS A. SUSKIND | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| 3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| 4. | APPROVAL OF AN AMENDMENT TO THE CME GROUP INC. DIRECTOR STOCK PLAN. | Management | For | | For | |
| 5. | APPROVAL OF AN AMENDMENT TO THE CME GROUP INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| 6. | APPROVAL OF AN AMENDMENT TO THE CME GROUP INC. CERTIFICATE OF INCORPORATION TO MODIFY THE DIRECTOR ELECTION RIGHTS OF CERTAIN CLASS B SHAREHOLDERS RESULTING IN A REDUCTION IN THE NUMBER OF "CLASS B DIRECTORS" FROM SIX TO THREE. | Management | For | | For | |
| INTEL CORPORATION |
| Security | 458140100 | | Meeting Type | Annual |
| Ticker Symbol | INTC | | Meeting Date | 22-May-2014 |
| ISIN | US4581401001 | | Agenda | 933962854 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | | For | |
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| MERCK & CO., INC. |
| Security | 58933Y105 | | Meeting Type | Annual |
| Ticker Symbol | MRK | | Meeting Date | 27-May-2014 |
| ISIN | US58933Y1055 | | Agenda | 933975180 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | | For | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| 4. | SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | | For | |
| 5. | SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS. | Shareholder | Against | | For | |
| EXXON MOBIL CORPORATION |
| Security | 30231G102 | | Meeting Type | Annual |
| Ticker Symbol | XOM | | Meeting Date | 28-May-2014 |
| ISIN | US30231G1022 | | Agenda | 933975154 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | M.J. BOSKIN | | For | For | |
| | | 2 | P. BRABECK-LETMATHE | | For | For | |
| | | 3 | U.M. BURNS | | For | For | |
| | | 4 | L.R. FAULKNER | | For | For | |
| | | 5 | J.S. FISHMAN | | For | For | |
| | | 6 | H.H. FORE | | For | For | |
| | | 7 | K.C. FRAZIER | | For | For | |
| | | 8 | W.W. GEORGE | | For | For | |
| | | 9 | S.J. PALMISANO | | For | For | |
| | | 10 | S.S REINEMUND | | For | For | |
| | | 11 | R.W. TILLERSON | | For | For | |
| | | 12 | W.C. WELDON | | For | For | |
| 2. | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 4. | MAJORITY VOTE FOR DIRECTORS | Shareholder | Against | | For | |
| 5. | LIMIT DIRECTORSHIPS | Shareholder | Against | | For | |
| 6. | AMENDMENT OF EEO POLICY | Shareholder | Against | | For | |
| 7. | REPORT ON LOBBYING | Shareholder | Against | | For | |
| 8. | GREENHOUSE GAS EMISSIONS GOALS | Shareholder | Against | | For | |
| CHEVRON CORPORATION |
| Security | 166764100 | | Meeting Type | Annual |
| Ticker Symbol | CVX | | Meeting Date | 28-May-2014 |
| ISIN | US1667641005 | | Agenda | 933978011 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: E. HERNANDEZ, JR. | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: C.W. MOORMAN | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: C. WARE | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | | For | |
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| 4. | CHARITABLE CONTRIBUTIONS DISCLOSURE | Shareholder | Against | | For | |
| 5. | LOBBYING DISCLOSURE | Shareholder | Against | | For | |
| 6. | SHALE ENERGY OPERATIONS | Shareholder | Against | | For | |
| 7. | INDEPENDENT CHAIRMAN | Shareholder | Against | | For | |
| 8. | SPECIAL MEETINGS | Shareholder | Against | | For | |
| 9. | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | | For | |
| 10. | COUNTRY SELECTION GUIDELINES | Shareholder | Against | | For | |
| DEVON ENERGY CORPORATION |
| Security | 25179M103 | | Meeting Type | Annual |
| Ticker Symbol | DVN | | Meeting Date | 04-Jun-2014 |
| ISIN | US25179M1036 | | Agenda | 933987375 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | BARBARA M. BAUMANN | | For | For | |
| | | 2 | JOHN E. BETHANCOURT | | For | For | |
| | | 3 | ROBERT H. HENRY | | For | For | |
| | | 4 | JOHN A. HILL | | For | For | |
| | | 5 | MICHAEL M. KANOVSKY | | For | For | |
| | | 6 | ROBERT A. MOSBACHER, JR | | For | For | |
| | | 7 | J. LARRY NICHOLS | | For | For | |
| | | 8 | DUANE C. RADTKE | | For | For | |
| | | 9 | MARY P. RICCIARDELLO | | For | For | |
| | | 10 | JOHN RICHELS | | For | For | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| 3. | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2014. | Management | For | | For | |
| 4. | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. | Shareholder | Against | | For | |
| 5. | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | Shareholder | Against | | For | |
| 6. | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Shareholder | Against | | For | |
| TIME WARNER CABLE INC |
| Security | 88732J207 | | Meeting Type | Annual |
| Ticker Symbol | TWC | | Meeting Date | 05-Jun-2014 |
| ISIN | US88732J2078 | | Agenda | 934011610 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: CAROLE BLACK | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: GLENN A. BRITT | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: THOMAS H. CASTRO | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: DAVID C. CHANG | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: PETER R. HAJE | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: DONNA A. JAMES | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: DON LOGAN | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: ROBERT D. MARCUS | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: WAYNE H. PACE | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Management | For | | For | |
| 2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| 4. | STOCKHOLDER PROPOSAL ON DISCLOSURE OF LOBBYING ACTIVITIES. | Shareholder | Against | | For | |
| 5. | STOCKHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS IN A CHANGE IN CONTROL. | Shareholder | Against | | For | |
| BEST BUY CO., INC. |
| Security | 086516101 | | Meeting Type | Annual |
| Ticker Symbol | BBY | | Meeting Date | 10-Jun-2014 |
| ISIN | US0865161014 | | Agenda | 934000857 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: LISA M. CAPUTO | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: RUSSELL P. FRADIN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: KATHY J. HIGGINS VICTOR | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: HUBERT JOLY | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: DAVID W. KENNY | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: GERARD R. VITTECOQ | Management | For | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | | For | |
| 3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| 4. | TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN. | Management | Against | | Against | |
| GENERAL MOTORS COMPANY |
| Security | 37045V100 | | Meeting Type | Annual |
| Ticker Symbol | GM | | Meeting Date | 10-Jun-2014 |
| ISIN | US37045V1008 | | Agenda | 934003409 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JOSEPH J. ASHTON | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: MICHAEL G. MULLEN | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | For | | For | |
| 2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| 5. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 SHORT-TERM INCENTIVE PLAN | Management | For | | For | |
| 6. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 LONG-TERM INCENTIVE PLAN | Management | For | | For | |
| 7. | CUMULATIVE VOTING | Shareholder | Against | | For | |
| 8. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | | For | |
| FREEPORT-MCMORAN COPPER & GOLD INC. |
| Security | 35671D857 | | Meeting Type | Annual |
| Ticker Symbol | FCX | | Meeting Date | 17-Jun-2014 |
| ISIN | US35671D8570 | | Agenda | 933999180 - Management |
| | | | | | | | | | | |
| Item | Proposal | Type | Vote | For/Against Management | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | RICHARD C. ADKERSON | | For | For | |
| | | 2 | ROBERT J. ALLISON, JR. | | For | For | |
| | | 3 | ALAN R. BUCKWALTER, III | | For | For | |
| | | 4 | ROBERT A. DAY | | For | For | |
| | | 5 | JAMES C. FLORES | | For | For | |
| | | 6 | GERALD J. FORD | | For | For | |
| | | 7 | THOMAS A. FRY, III | | For | For | |
| | | 8 | H. DEVON GRAHAM, JR. | | For | For | |
| | | 9 | LYDIA H. KENNARD | | For | For | |
| | | 10 | CHARLES C. KRULAK | | For | For | |
| | | 11 | BOBBY LEE LACKEY | | For | For | |
| | | 12 | JON C. MADONNA | | For | For | |
| | | 13 | DUSTAN E. MCCOY | | For | For | |
| | | 14 | JAMES R. MOFFETT | | For | For | |
| | | 15 | STEPHEN H. SIEGELE | | For | For | |
| | | 16 | FRANCES FRAGOS TOWNSEND | | For | For | |
| 2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 4 | APPROVAL OF THE FREEPORT-MCMORAN COPPER & GOLD INC. ANNUAL INCENTIVE PLAN. | Management | For | | For | |
| 5 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS. | Shareholder | Against | | For | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.