Bruce N. Alpert
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| LEGG MASON, INC. | | |
| Security | 524901105 | | | | Meeting Type | Annual |
| Ticker Symbol | LM | | | | Meeting Date | 30-Jul-2019 | |
| ISIN | US5249011058 | | | | Agenda | 935053950 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Robert E. Angelica | | | | For | | For | | |
| | | 2 | Carol Anthony Davidson | | | | For | | For | | |
| | | 3 | Edward P. Garden | | | | For | | For | | |
| | | 4 | Michelle J. Goldberg | | | | For | | For | | |
| | | 5 | Stephen C. Hooley | | | | For | | For | | |
| | | 6 | John V. Murphy | | | | For | | For | | |
| | | 7 | Nelson Peltz | | | | For | | For | | |
| | | 8 | Alison A. Quirk | | | | For | | For | | |
| | | 9 | Joseph A. Sullivan | | | | For | | For | | |
| 2. | An advisory vote to approve the compensation of Legg Mason's named executive officers. | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Legg Mason's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | | For | | For | | |
| 4. | Consideration of a shareholder proposal to remove supermajority voting provisions from our charter and bylaws. | Shareholder | | For | | | | |
| PATTERSON COMPANIES, INC. | | |
| Security | 703395103 | | | | Meeting Type | Annual |
| Ticker Symbol | PDCO | | | | Meeting Date | 16-Sep-2019 | |
| ISIN | US7033951036 | | | | Agenda | 935065462 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1a. | Election of Director: John D. Buck | Management | | For | | For | | |
| 1b. | Election of Director: Alex N. Blanco | Management | | For | | For | | |
| 1c. | Election of Director: Jody H. Feragen | Management | | For | | For | | |
| 1d. | Election of Director: Robert C. Frenzel | Management | | For | | For | | |
| 1e. | Election of Director: Francis J. Malecha | Management | | For | | For | | |
| 1f. | Election of Director: Ellen A. Rudnick | Management | | For | | For | | |
| 1g. | Election of Director: Neil A. Schrimsher | Management | | For | | For | | |
| 1h. | Election of Director: Mark S. Walchirk | Management | | For | | For | | |
| 2. | Approval of amendment to Amended and Restated Employee Stock Purchase Plan. | Management | | For | | For | | |
| 3. | Advisory approval of executive compensation. | Management | | For | | For | | |
| 4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 25, 2020. | Management | | For | | For | | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | | |
| Security | 874054109 | | | | Meeting Type | Annual |
| Ticker Symbol | TTWO | | | | Meeting Date | 18-Sep-2019 | |
| ISIN | US8740541094 | | | | Agenda | 935065842 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Strauss Zelnick | Management | | For | | For | | |
| 1B. | Election of Director: Michael Dornemann | Management | | For | | For | | |
| 1C. | Election of Director: J Moses | Management | | For | | For | | |
| 1D. | Election of Director: Michael Sheresky | Management | | For | | For | | |
| 1E. | Election of Director: LaVerne Srinivasan | Management | | For | | For | | |
| 1F. | Election of Director: Susan Tolson | Management | | For | | For | | |
| 1G. | Election of Director: Paul Viera | Management | | For | | For | | |
| 1H. | Election of Director: Roland Hernandez | Management | | For | | For | | |
| 2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | | For | | For | | |
| CONAGRA BRANDS, INC. | | |
| Security | 205887102 | | | | Meeting Type | Annual |
| Ticker Symbol | CAG | | | | Meeting Date | 19-Sep-2019 | |
| ISIN | US2058871029 | | | | Agenda | 935067694 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Anil Arora | Management | | For | | For | | |
| 1B. | Election of Director: Thomas K. Brown | Management | | For | | For | | |
| 1C. | Election of Director: Stephen G. Butler | Management | | For | | For | | |
| 1D. | Election of Director: Sean M. Connolly | Management | | For | | For | | |
| 1E. | Election of Director: Joie A. Gregor | Management | | For | | For | | |
| 1F. | Election of Director: Rajive Johri | Management | | For | | For | | |
| 1G. | Election of Director: Richard H. Lenny | Management | | For | | For | | |
| 1H. | Election of Director: Melissa Lora | Management | | For | | For | | |
| 1I. | Election of Director: Ruth Ann Marshall | Management | | For | | For | | |
| 1J. | Election of Director: Craig P. Omtvedt | Management | | For | | For | | |
| 1K. | Election of Director: Scott Ostfeld | Management | | For | | For | | |
| 2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2020. | Management | | For | | For | | |
| 3. | Advisory approval of our named executive officer compensation. | Management | | For | | For | | |
| DIAGEO PLC | | |
| Security | 25243Q205 | | | | Meeting Type | Annual |
| Ticker Symbol | DEO | | | | Meeting Date | 19-Sep-2019 | |
| ISIN | US25243Q2057 | | | | Agenda | 935071364 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | Report and accounts 2019. | Management | | For | | For | | |
| 2. | Directors' remuneration report 2019. | Management | | For | | For | | |
| 3. | Declaration of final dividend. | Management | | For | | For | | |
| 4. | Election of D Crew as a director. (Audit, Nomination and Remuneration.) | Management | | For | | For | | |
| 5. | Re-election of Lord Davies as a director. (Audit, Nomination and Remuneration) | Management | | For | | For | | |
| 6. | Re-election of J Ferrán as a director. (Chairman of Nomination Committee) | Management | | For | | For | | |
| 7. | Re-election of S Kilsby as a director. (Audit, Nomination and chairman of Remuneration committee) | Management | | For | | For | | |
| 8. | Re-election of H KwonPing as a director. (Audit, Nomination and Remuneration) | Management | | For | | For | | |
| 9. | Re-election of N Mendelsohn as a director. (Audit, Nomination and Remuneration) | Management | | For | | For | | |
| 10. | Re-election of I Menezes as a director. (chairman of Executive committee) | Management | | For | | For | | |
| 11. | Re-election of K Mikells as a director. (Executive) | Management | | For | | For | | |
| 12. | Re-election of A Stewart as a director. (chairman of Audit committee, Nomination and Remuneration) | Management | | For | | For | | |
| 13. | Re-appointment of auditor. | Management | | For | | For | | |
| 14. | Remuneration of auditor. | Management | | For | | For | | |
| 15. | Authority to make political donations and/or to incur political expenditure. | Management | | For | | For | | |
| 16. | Authority to allot shares. | Management | | For | | For | | |
| 17. | Approval of the Irish Sharesave scheme. | Management | | For | | For | | |
| 18. | Disapplication of pre-emption rights. (Special resolution) | Management | | For | | For | | |
| 19. | Authority to purchase own shares. (Special resolution) | Management | | For | | For | | |
| 20. | Reduced notice of a general meeting other than an AGM. (Special resolution) | Management | | For | | For | | |
| 21. | Adoption and approval of new articles of association. (Special resolution) | Management | | For | | For | | |
| THE HAIN CELESTIAL GROUP, INC. | | |
| Security | 405217100 | | | | Meeting Type | Annual |
| Ticker Symbol | HAIN | | | | Meeting Date | 19-Nov-2019 | |
| ISIN | US4052171000 | | | | Agenda | 935092394 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Richard A. Beck | Management | | For | | For | | |
| 1B. | Election of Director: Celeste A. Clark | Management | | For | | For | | |
| 1C. | Election of Director: Dean Hollis | Management | | For | | For | | |
| 1D. | Election of Director: Shervin J. Korangy | Management | | For | | For | | |
| 1E. | Election of Director: Roger Meltzer | Management | | For | | For | | |
| 1F. | Election of Director: Mark L. Schiller | Management | | For | | For | | |
| 1G. | Election of Director: Michael B. Sims | Management | | For | | For | | |
| 1H. | Election of Director: Glenn W. Welling | Management | | For | | For | | |
| 1I. | Election of Director: Dawn M. Zier | Management | | For | | For | | |
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | | For | | For | | |
| 3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2020. | Management | | For | | For | | |
| CBS CORPORATION | | |
| Security | 124857103 | | | | Meeting Type | Consent |
| Ticker Symbol | CBSA | | | | Meeting Date | 26-Nov-2019 | |
| ISIN | US1248571036 | | | | Agenda | 935096568 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | The adoption of the Agreement and Plan of Merger, dated as of August 13, 2019, by and between CBS and Viacom Inc., a Delaware corporation ("Viacom"), as the same may be amended or supplemented from time to time, and the approval of the merger of Viacom with and into CBS pursuant to such agreement. | Management | | No Action | | | | |
| 2. | The approval of the issuance of common stock of ViacomCBS Inc. (the name of the surviving corporation in the merger) to the eligible Viacom stockholders. | Management | | No Action | | | | |
| 3. | The adoption of amendments to the certificate of incorporation of CBS. | Management | | No Action | | | | |
| 4. | The adoption of amendments to the bylaws of CBS. | Management | | No Action | | | | |
| 5. | The adoption of the following resolution, on a non- binding, advisory basis: "RESOLVED, that the stockholders of CBS approve, on an advisory (non- binding) basis, certain compensation that will or may be payable to certain of the CBS named executive officers in connection with the merger, as disclosed pursuant to Item 402(t) of Regulation S-K in the CBS 402(t) table and the related narrative disclosures." | Management | | No Action | | | | |
| MICROSOFT CORPORATION | | |
| Security | 594918104 | | | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | | | Meeting Date | 04-Dec-2019 | |
| ISIN | US5949181045 | | | | Agenda | 935092849 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: William H. Gates III | Management | | For | | For | | |
| 1B. | Election of Director: Reid G. Hoffman | Management | | For | | For | | |
| 1C. | Election of Director: Hugh F. Johnston | Management | | For | | For | | |
| 1D. | Election of Director: Teri L. List-Stoll | Management | | For | | For | | |
| 1E. | Election of Director: Satya Nadella | Management | | For | | For | | |
| 1F. | Election of Director: Sandra E. Peterson | Management | | For | | For | | |
| 1G. | Election of Director: Penny S. Pritzker | Management | | For | | For | | |
| 1H. | Election of Director: Charles W. Scharf | Management | | For | | For | | |
| 1I. | Election of Director: Arne M. Sorenson | Management | | For | | For | | |
| 1J. | Election of Director: John W. Stanton | Management | | For | | For | | |
| 1K. | Election of Director: John W. Thompson | Management | | For | | For | | |
| 1L. | Election of Director: Emma Walmsley | Management | | For | | For | | |
| 1M. | Election of Director: Padmasree Warrior | Management | | For | | For | | |
| 2. | Advisory vote to approve named executive officer compensation | Management | | For | | For | | |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | | For | | For | | |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | | Against | | For | | |
| 5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | | Abstain | | Against | | |
| MEDTRONIC PLC | | |
| Security | G5960L103 | | | | Meeting Type | Annual |
| Ticker Symbol | MDT | | | | Meeting Date | 06-Dec-2019 | |
| ISIN | IE00BTN1Y115 | | | | Agenda | 935094336 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Richard H. Anderson | Management | | For | | For | | |
| 1B. | Election of Director: Craig Arnold | Management | | For | | For | | |
| 1C. | Election of Director: Scott C. Donnelly | Management | | For | | For | | |
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | | For | | For | | |
| 1E. | Election of Director: Randall J. Hogan, III | Management | | For | | For | | |
| 1F. | Election of Director: Omar Ishrak | Management | | For | | For | | |
| 1G. | Election of Director: Michael O. Leavitt | Management | | For | | For | | |
| 1H. | Election of Director: James T. Lenehan | Management | | For | | For | | |
| 1I. | Election of Director: Geoffrey S. Martha | Management | | For | | For | | |
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | | For | | For | | |
| 1K. | Election of Director: Denise M. O'Leary | Management | | For | | For | | |
| 1L. | Election of Director: Kendall J. Powell | Management | | For | | For | | |
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | | For | | For | | |
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | | For | | For | | |
| 4. | To renew the Board's authority to issue shares. | Management | | For | | For | | |
| 5. | To renew the Board's authority to opt out of pre-emption rights. | Management | | Against | | Against | | |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | | For | | For | | |
| PALO ALTO NETWORKS, INC. | | |
| Security | 697435105 | | | | Meeting Type | Annual |
| Ticker Symbol | PANW | | | | Meeting Date | 09-Dec-2019 | |
| ISIN | US6974351057 | | | | Agenda | 935094350 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Class II Director: Asheem Chandna | Management | | For | | For | | |
| 1B. | Election of Class II Director: James J. Goetz | Management | | For | | For | | |
| 1C. | Election of Class II Director: Mark D. McLaughlin | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2020. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| ACUITY BRANDS, INC. | | |
| Security | 00508Y102 | | | | Meeting Type | Annual |
| Ticker Symbol | AYI | | | | Meeting Date | 08-Jan-2020 | |
| ISIN | US00508Y1029 | | | | Agenda | 935106078 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: W. Patrick Battle | Management | | For | | For | | |
| 1B. | Election of Director: Peter C. Browning | Management | | For | | For | | |
| 1C. | Election of Director: G. Douglas Dillard, Jr. | Management | | For | | For | | |
| 1D. | Election of Director: James H. Hance, Jr. | Management | | For | | For | | |
| 1E. | Election of Director: Robert F. McCullough | Management | | For | | For | | |
| 1F. | Election of Director: Vernon J. Nagel | Management | | For | | For | | |
| 1G. | Election of Director: Dominic J. Pileggi | Management | | For | | For | | |
| 1H. | Election of Director: Ray M. Robinson | Management | | For | | For | | |
| 1I. | Election of Director: Mary A. Winston | Management | | For | | For | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm. | Management | | For | | For | | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| VISA INC. | | |
| Security | 92826C839 | | | | Meeting Type | Annual |
| Ticker Symbol | V | | | | Meeting Date | 28-Jan-2020 | |
| ISIN | US92826C8394 | | | | Agenda | 935113807 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Lloyd A. Carney | Management | | For | | For | | |
| 1B. | Election of Director: Mary B. Cranston | Management | | For | | For | | |
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | | For | | For | | |
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | | For | | For | | |
| 1E. | Election of Director: Ramon L. Laguarta | Management | | For | | For | | |
| 1F. | Election of Director: John F. Lundgren | Management | | For | | For | | |
| 1G. | Election of Director: Robert W. Matschullat | Management | | For | | For | | |
| 1H. | Election of Director: Denise M. Morrison | Management | | For | | For | | |
| 1I. | Election of Director: Suzanne Nora Johnson | Management | | For | | For | | |
| 1J. | Election of Director: John A. C. Swainson | Management | | For | | For | | |
| 1K. | Election of Director: Maynard G. Webb, Jr. | Management | | For | | For | | |
| 2. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | | For | | For | | |
| APPLE INC. | | |
| Security | 037833100 | | | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | | | Meeting Date | 26-Feb-2020 | |
| ISIN | US0378331005 | | | | Agenda | 935121563 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: James Bell | Management | | For | | For | | |
| 1B. | Election of Director: Tim Cook | Management | | For | | For | | |
| 1C. | Election of Director: Al Gore | Management | | For | | For | | |
| 1D. | Election of Director: Andrea Jung | Management | | For | | For | | |
| 1E. | Election of Director: Art Levinson | Management | | For | | For | | |
| 1F. | Election of Director: Ron Sugar | Management | | For | | For | | |
| 1G. | Election of Director: Sue Wagner | Management | | For | | For | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | Management | | For | | For | | |
| 3. | Advisory vote to approve executive compensation | Management | | For | | For | | |
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | | Against | | For | | |
| 5. | A shareholder proposal relating to sustainability and executive compensation | Shareholder | | Against | | For | | |
| 6. | A shareholder proposal relating to policies on freedom of expression | Shareholder | | Abstain | | Against | | |
| NATIONAL FUEL GAS COMPANY | | |
| Security | 636180101 | | | | Meeting Type | Annual |
| Ticker Symbol | NFG | | | | Meeting Date | 11-Mar-2020 | |
| ISIN | US6361801011 | | | | Agenda | 935126107 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | David H. Anderson | | | | For | | For | | |
| | | 2 | David P. Bauer | | | | For | | For | | |
| | | 3 | Barbara M. Baumann | | | | For | | For | | |
| | | 4 | Jeffrey W. Shaw | | | | Withheld | | Against | | |
| | | 5 | Thomas E. Skains | | | | Withheld | | Against | | |
| | | 6 | Ronald J. Tanski | | | | Withheld | | Against | | |
| 2. | Advisory approval of named executive officer compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | | For | | For | | |
| 4. | Stockholder Proposal Requesting Declassification of the Board of Directors. | Shareholder | | For | | Against | | |
| STARBUCKS CORPORATION | | |
| Security | 855244109 | | | | Meeting Type | Annual |
| Ticker Symbol | SBUX | | | | Meeting Date | 18-Mar-2020 | |
| ISIN | US8552441094 | | | | Agenda | 935125066 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Richard E. Allison, Jr. | Management | | For | | For | | |
| 1B. | Election of Director: Rosalind G. Brewer | Management | | For | | For | | |
| 1C. | Election of Director: Andrew Campion | Management | | For | | For | | |
| 1D. | Election of Director: Mary N. Dillon | Management | | For | | For | | |
| 1E. | Election of Director: Isabel Ge Mahe | Management | | For | | For | | |
| 1F. | Election of Director: Mellody Hobson | Management | | For | | For | | |
| 1G. | Election of Director: Kevin R. Johnson | Management | | For | | For | | |
| 1H. | Election of Director: Jørgen Vig Knudstorp | Management | | For | | For | | |
| 1I. | Election of Director: Satya Nadella | Management | | For | | For | | |
| 1J. | Election of Director: Joshua Cooper Ramo | Management | | For | | For | | |
| 1K. | Election of Director: Clara Shih | Management | | For | | For | | |
| 1L. | Election of Director: Javier G. Teruel | Management | | For | | For | | |
| 1M. | Election of Director: Myron E. Ullman, III | Management | | For | | For | | |
| 2. | Advisory resolution to approve our executive officer compensation | Management | | For | | For | | |
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2020 | Management | | For | | For | | |
| 4. | EEO Policy Risk Report | Shareholder | | Against | | For | | |
| HEWLETT PACKARD ENTERPRISE COMPANY | | |
| Security | 42824C109 | | | | Meeting Type | Annual |
| Ticker Symbol | HPE | | | | Meeting Date | 01-Apr-2020 | |
| ISIN | US42824C1099 | | | | Agenda | 935130461 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Daniel Ammann | Management | | For | | For | | |
| 1B. | Election of Director: Pamela L. Carter | Management | | For | | For | | |
| 1C. | Election of Director: Jean M. Hobby | Management | | For | | For | | |
| 1D. | Election of Director: George R. Kurtz | Management | | For | | For | | |
| 1E. | Election of Director: Raymond J. Lane | Management | | For | | For | | |
| 1F. | Election of Director: Ann M. Livermore | Management | | For | | For | | |
| 1G. | Election of Director: Antonio F. Neri | Management | | For | | For | | |
| 1H. | Election of Director: Charles H. Noski | Management | | For | | For | | |
| 1I. | Election of Director: Raymond E. Ozzie | Management | | For | | For | | |
| 1J. | Election of Director: Gary M. Reiner | Management | | For | | For | | |
| 1K. | Election of Director: Patricia F. Russo | Management | | For | | For | | |
| 1L. | Election of Director: Lip-Bu Tan | Management | | For | | For | | |
| 1M. | Election of Director: Mary Agnes Wilderotter | Management | | For | | For | | |
| 2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | | For | | For | | |
| 3. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| 4. | Stockholder proposal entitled: "Shareholder Approval of Bylaw Amendments". | Shareholder | | Against | | For | | |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | |
| Security | 806857108 | | | | Meeting Type | Annual |
| Ticker Symbol | SLB | | | | Meeting Date | 01-Apr-2020 | |
| ISIN | AN8068571086 | | | | Agenda | 935131021 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Patrick de La Chevardière | Management | | For | | For | | |
| 1B. | Election of Director: Miguel M. Galuccio | Management | | For | | For | | |
| 1C. | Election of Director: Olivier Le Peuch | Management | | For | | For | | |
| 1D. | Election of Director: Tatiana A. Mitrova | Management | | For | | For | | |
| 1E. | Election of Director: Lubna S. Olayan | Management | | For | | For | | |
| 1F. | Election of Director: Mark G. Papa | Management | | For | | For | | |
| 1G. | Election of Director: Leo Rafael Reif | Management | | For | | For | | |
| 1H. | Election of Director: Henri Seydoux | Management | | For | | For | | |
| 1I. | Election of Director: Jeff W. Sheets | Management | | For | | For | | |
| 2. | Approval of the advisory resolution to approve our executive compensation. | Management | | For | | For | | |
| 3. | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | | For | | For | | |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | | For | | For | | |
| DOW INC. | | |
| Security | 260557103 | | | | Meeting Type | Annual |
| Ticker Symbol | DOW | | | | Meeting Date | 09-Apr-2020 | |
| ISIN | US2605571031 | | | | Agenda | 935132441 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Samuel R. Allen | Management | | For | | For | | |
| 1B. | Election of Director: Ajay Banga | Management | | For | | For | | |
| 1C. | Election of Director: Jacqueline K. Barton | Management | | For | | For | | |
| 1D. | Election of Director: James A. Bell | Management | | For | | For | | |
| 1E. | Election of Director: Wesley G. Bush | Management | | For | | For | | |
| 1F. | Election of Director: Richard K. Davis | Management | | For | | For | | |
| 1G. | Election of Director: Jeff M. Fettig | Management | | For | | For | | |
| 1H. | Election of Director: Jim Fitterling | Management | | For | | For | | |
| 1I. | Election of Director: Jacqueline C. Hinman | Management | | For | | For | | |
| 1J. | Election of Director: Jill S. Wyant | Management | | For | | For | | |
| 1K. | Election of Director: Daniel W. Yohannes | Management | | For | | For | | |
| 2. | Advisory Resolution to Approve Executive Compensation | Management | | For | | For | | |
| 3. | Advisory Resolution on the Frequency of Future Advisory Votes to Approve Executive Compensation | Management | | 1 Year | | For | | |
| 4. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | | For | | For | | |
| NEWMONT CORPORATION | | |
| Security | 651639106 | | | | Meeting Type | Annual |
| Ticker Symbol | NEM | | | | Meeting Date | 21-Apr-2020 | |
| ISIN | US6516391066 | | | | Agenda | 935139522 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Gregory Boyce | Management | | For | | For | | |
| 1B. | Election of Director: Bruce Brook | Management | | For | | For | | |
| 1C. | Election of Director: J. Kofi Bucknor | Management | | For | | For | | |
| 1D. | Election of Director: Maura Clark | Management | | For | | For | | |
| 1E. | Election of Director: Matthew Coon Come | Management | | For | | For | | |
| 1F. | Election of Director: Noreen Doyle | Management | | For | | For | | |
| 1G. | Election of Director: Veronica Hagen | Management | | For | | For | | |
| 1H. | Election of Director: René Médori | Management | | For | | For | | |
| 1I. | Election of Director: Jane Nelson | Management | | For | | For | | |
| 1J. | Election of Director: Thomas Palmer | Management | | For | | For | | |
| 1K. | Election of Director: Julio Quintana | Management | | For | | For | | |
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | | For | | For | | |
| 3. | Approve the 2020 Stock Incentive Plan. | Management | | For | | For | | |
| 4. | Ratify Appointment of Independent Registered Public Accounting Firm for 2020. | Management | | For | | For | | |
| CITIGROUP INC. | | |
| Security | 172967424 | | | | Meeting Type | Annual |
| Ticker Symbol | C | | | | Meeting Date | 21-Apr-2020 | |
| ISIN | US1729674242 | | | | Agenda | 935139849 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Michael L. Corbat | Management | | For | | For | | |
| 1B. | Election of Director: Ellen M. Costello | Management | | For | | For | | |
| 1C. | Election of Director: Grace E. Dailey | Management | | For | | For | | |
| 1D. | Election of Director: Barbara J. Desoer | Management | | For | | For | | |
| 1E. | Election of Director: John C. Dugan | Management | | For | | For | | |
| 1F. | Election of Director: Duncan P. Hennes | Management | | For | | For | | |
| 1G. | Election of Director: Peter B. Henry | Management | | For | | For | | |
| 1H. | Election of Director: S. Leslie Ireland | Management | | For | | For | | |
| 1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | | For | | For | | |
| 1J. | Election of Director: Renée J. James | Management | | For | | For | | |
| 1K. | Election of Director: Gary M. Reiner | Management | | For | | For | | |
| 1L. | Election of Director: Diana L. Taylor | Management | | For | | For | | |
| 1M. | Election of Director: James S. Turley | Management | | For | | For | | |
| 1N. | Election of Director: Deborah C. Wright | Management | | For | | For | | |
| 1O. | Election of Director: Alexander R. Wynaendts | Management | | For | | For | | |
| 1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | | For | | For | | |
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2020. | Management | | For | | For | | |
| 3. | Advisory vote to approve Citi's 2019 Executive Compensation. | Management | | For | | For | | |
| 4. | Approval of Additional Authorized Shares Under the Citigroup 2019 Stock Incentive Plan. | Management | | For | | For | | |
| 5. | Stockholder proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | | Against | | For | | |
| 6. | Stockholder proposal requesting that the Board review Citi's governance documents and make recommendations to shareholders on how the "Purpose of a Corporation" signed by Citi's CEO can be fully implemented. | Shareholder | | Against | | For | | |
| 7. | Stockholder proposal requesting a report disclosing information regarding Citi's lobbying policies and activities. | Shareholder | | Abstain | | Against | | |
| BANK OF AMERICA CORPORATION | | |
| Security | 060505104 | | | | Meeting Type | Annual |
| Ticker Symbol | BAC | | | | Meeting Date | 22-Apr-2020 | |
| ISIN | US0605051046 | | | | Agenda | 935139825 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Sharon L. Allen | Management | | For | | For | | |
| 1B. | Election of Director: Susan S. Bies | Management | | For | | For | | |
| 1C. | Election of Director: Jack O. Bovender, Jr. | Management | | For | | For | | |
| 1D. | Election of Director: Frank P. Bramble, Sr. | Management | | For | | For | | |
| 1E. | Election of Director: Pierre J.P. de Weck | Management | | For | | For | | |
| 1F. | Election of Director: Arnold W. Donald | Management | | For | | For | | |
| 1G. | Election of Director: Linda P. Hudson | Management | | For | | For | | |
| 1H. | Election of Director: Monica C. Lozano | Management | | For | | For | | |
| 1I. | Election of Director: Thomas J. May | Management | | For | | For | | |
| 1J. | Election of Director: Brian T. Moynihan | Management | | For | | For | | |
| 1K. | Election of Director: Lionel L. Nowell III | Management | | For | | For | | |
| 1L. | Election of Director: Denise L. Ramos | Management | | For | | For | | |
| 1M. | Election of Director: Clayton S. Rose | Management | | For | | For | | |
| 1N. | Election of Director: Michael D. White | Management | | For | | For | | |
| 1O. | Election of Director: Thomas D. Woods | Management | | For | | For | | |
| 1P. | Election of Director: R. David Yost | Management | | For | | For | | |
| 1Q. | Election of Director: Maria T. Zuber | Management | | For | | For | | |
| 2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution). | Management | | For | | For | | |
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | Management | | For | | For | | |
| 4. | Make Shareholder Proxy Access More Accessible. | Shareholder | | Against | | For | | |
| 5. | Adopt a New Shareholder Right - Written Consent | Shareholder | | Against | | For | | |
| 6. | Report Concerning Gender/Racial Pay Equity. | Shareholder | | Abstain | | Against | | |
| 7. | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | Shareholder | | Against | | For | | |
| APTIV PLC | | |
| Security | G6095L109 | | | | Meeting Type | Annual |
| Ticker Symbol | APTV | | | | Meeting Date | 23-Apr-2020 | |
| ISIN | JE00B783TY65 | | | | Agenda | 935134673 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | Election of Director: Kevin P. Clark | Management | | For | | For | | |
| 2. | Election of Director: Nancy E. Cooper | Management | | For | | For | | |
| 3. | Election of Director: Nicholas M. Donofrio | Management | | For | | For | | |
| 4. | Election of Director: Rajiv L. Gupta | Management | | For | | For | | |
| 5. | Election of Director: Joseph L. Hooley | Management | | For | | For | | |
| 6. | Election of Director: Sean O. Mahoney | Management | | For | | For | | |
| 7. | Election of Director: Paul M. Meister | Management | | For | | For | | |
| 8. | Election of Director: Robert K. Ortberg | Management | | For | | For | | |
| 9. | Election of Director: Colin J. Parris | Management | | For | | For | | |
| 10. | Election of Director: Ana G. Pinczuk | Management | | For | | For | | |
| 11. | Election of Director: Lawrence A. Zimmerman | Management | | For | | For | | |
| 12. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | | For | | For | | |
| 13. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | | For | | For | | |
| PFIZER INC. | | |
| Security | 717081103 | | | | Meeting Type | Annual |
| Ticker Symbol | PFE | | | | Meeting Date | 23-Apr-2020 | |
| ISIN | US7170811035 | | | | Agenda | 935138998 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Ronald E. Blaylock | Management | | For | | For | | |
| 1B. | Election of Director: Albert Bourla | Management | | For | | For | | |
| 1C. | Election of Director: W. Don Cornwell | Management | | For | | For | | |
| 1D. | Election of Director: Joseph J. Echevarria | Management | | For | | For | | |
| 1E. | Election of Director: Scott Gottlieb | Management | | For | | For | | |
| 1F. | Election of Director: Helen H. Hobbs | Management | | For | | For | | |
| 1G. | Election of Director: Susan Hockfield | Management | | For | | For | | |
| 1H. | Election of Director: James M. Kilts | Management | | For | | For | | |
| 1I. | Election of Director: Dan R. Littman | Management | | For | | For | | |
| 1J. | Election of Director: Shantanu Narayen | Management | | For | | For | | |
| 1K. | Election of Director: Suzanne Nora Johnson | Management | | For | | For | | |
| 1L. | Election of Director: James Quincey | Management | | For | | For | | |
| 1M. | Election of Director: James C. Smith | Management | | For | | For | | |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | Management | | For | | For | | |
| 3. | 2020 advisory approval of executive compensation | Management | | For | | For | | |
| 4. | Shareholder proposal regarding right to act by written consent | Shareholder | | Against | | For | | |
| 5. | Shareholder proposal regarding enhancing proxy access | Shareholder | | Against | | For | | |
| 6. | Shareholder proposal regarding report on lobbying activities | Shareholder | | Abstain | | Against | | |
| 7. | Shareholder proposal regarding independent chair policy | Shareholder | | Against | | For | | |
| 8. | Shareholder proposal regarding gender pay gap | Shareholder | | Abstain | | Against | | |
| 9. | Election of Director: Susan Desmond-Hellmann | Management | | For | | For | | |
| HONEYWELL INTERNATIONAL INC. | | |
| Security | 438516106 | | | | Meeting Type | Annual |
| Ticker Symbol | HON | | | | Meeting Date | 27-Apr-2020 | |
| ISIN | US4385161066 | | | | Agenda | 935137794 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Darius Adamczyk | Management | | For | | For | | |
| 1B. | Election of Director: Duncan B. Angove | Management | | For | | For | | |
| 1C. | Election of Director: William S. Ayer | Management | | For | | For | | |
| 1D. | Election of Director: Kevin Burke | Management | | For | | For | | |
| 1E. | Election of Director: D. Scott Davis | Management | | For | | For | | |
| 1F. | Election of Director: Linnet F. Deily | Management | | For | | For | | |
| 1G. | Election of Director: Deborah Flint | Management | | For | | For | | |
| 1H. | Election of Director: Judd Gregg | Management | | For | | For | | |
| 1I. | Election of Director: Clive Hollick | Management | | For | | For | | |
| 1J. | Election of Director: Grace D. Lieblein | Management | | For | | For | | |
| 1K. | Election of Director: Raymond T. Odierno | Management | | For | | For | | |
| 1L. | Election of Director: George Paz | Management | | For | | For | | |
| 1M. | Election of Director: Robin L. Washington | Management | | For | | For | | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | |
| 3. | Approval of Independent Accountants. | Management | | For | | For | | |
| 4. | Let Shareholders Vote on Bylaw Amendments. | Shareholder | | Against | | For | | |
| 5. | Report on Lobbying Activities and Expenditures. | Shareholder | | Abstain | | Against | | |
| CORTEVA INC. | | |
| Security | 22052L104 | | | | Meeting Type | Annual |
| Ticker Symbol | CTVA | | | | Meeting Date | 28-Apr-2020 | |
| ISIN | US22052L1044 | | | | Agenda | 935148672 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Lamberto Andreotti | Management | | For | | For | | |
| 1B. | Election of Director: Robert A. Brown | Management | | For | | For | | |
| 1C. | Election of Director: James C. Collins, Jr. | Management | | For | | For | | |
| 1D. | Election of Director: Klaus A. Engel | Management | | For | | For | | |
| 1E. | Election of Director: Michael O. Johanns | Management | | For | | For | | |
| 1F. | Election of Director: Lois D. Juliber | Management | | For | | For | | |
| 1G. | Election of Director: Rebecca B. Liebert | Management | | For | | For | | |
| 1H. | Election of Director: Marcos M. Lutz | Management | | For | | For | | |
| 1I. | Election of Director: Nayaki Nayyar | Management | | For | | For | | |
| 1J. | Election of Director: Gregory R. Page | Management | | For | | For | | |
| 1K. | Election of Director: Lee M. Thomas | Management | | For | | For | | |
| 1L. | Election of Director: Patrick J. Ward | Management | | For | | For | | |
| 2. | Advisory resolution to approve executive compensation of the Company's named executive officers. | Management | | For | | For | | |
| 3. | Advisory resolution on the frequency of the stockholder vote on the compensation of the Company's named executive officers. | Management | | 1 Year | | For | | |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | | For | | For | | |
| 5. | Approval of Corteva, Inc. Global Omnibus Employee Stock Purchase Plan. | Management | | For | | For | | |
| TEXTRON INC. | | |
| Security | 883203101 | | | | Meeting Type | Annual |
| Ticker Symbol | TXT | | | | Meeting Date | 29-Apr-2020 | |
| ISIN | US8832031012 | | | | Agenda | 935139356 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Scott C. Donnelly | Management | | For | | For | | |
| 1B. | Election of Director: Kathleen M. Bader | Management | | For | | For | | |
| 1C. | Election of Director: R. Kerry Clark | Management | | For | | For | | |
| 1D. | Election of Director: James T. Conway | Management | | For | | For | | |
| 1E. | Election of Director: Paul E. Gagné | Management | | For | | For | | |
| 1F. | Election of Director: Ralph D. Heath | Management | | For | | For | | |
| 1G. | Election of Director: Deborah Lee James | Management | | For | | For | | |
| 1H. | Election of Director: Lionel L. Nowell III | Management | | For | | For | | |
| 1I. | Election of Director: James L. Ziemer | Management | | For | | For | | |
| 1J. | Election of Director: Maria T. Zuber | Management | | For | | For | | |
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | | For | | For | | |
| 3. | Ratification of appointment of independent registered public accounting firm. | Management | | For | | For | | |
| DISH NETWORK CORPORATION | | |
| Security | 25470M109 | | | | Meeting Type | Annual |
| Ticker Symbol | DISH | | | | Meeting Date | 01-May-2020 | |
| ISIN | US25470M1099 | | | | Agenda | 935149321 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Kathleen Q. Abernathy | | | | For | | For | | |
| | | 2 | George R. Brokaw | | | | For | | For | | |
| | | 3 | James DeFranco | | | | For | | For | | |
| | | 4 | Cantey M. Ergen | | | | For | | For | | |
| | | 5 | Charles W. Ergen | | | | For | | For | | |
| | | 6 | Afshin Mohebbi | | | | For | | For | | |
| | | 7 | Tom A. Ortolf | | | | For | | For | | |
| | | 8 | Joseph T. Proietti | | | | For | | For | | |
| | | 9 | Carl E. Vogel | | | | For | | For | | |
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| 3. | To amend and restate our Employee Stock Purchase Plan. | Management | | For | | For | | |
| 4. | To conduct a non-binding advisory vote on executive compensation. | Management | | For | | For | | |
| GENERAL ELECTRIC COMPANY | | |
| Security | 369604103 | | | | Meeting Type | Annual |
| Ticker Symbol | GE | | | | Meeting Date | 05-May-2020 | |
| ISIN | US3696041033 | | | | Agenda | 935149369 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | Election of Director: Sébastien Bazin | Management | | For | | For | | |
| 2. | Election of Director: Ashton Carter | Management | | For | | For | | |
| 3. | Election of Director: H. Lawrence Culp, Jr. | Management | | For | | For | | |
| 4. | Election of Director: Francisco D'Souza | Management | | For | | For | | |
| 5. | Election of Director: Edward Garden | Management | | For | | For | | |
| 6. | Election of Director: Thomas Horton | Management | | For | | For | | |
| 7. | Election of Director: Risa Lavizzo-Mourey | Management | | For | | For | | |
| 8. | Election of Director: Catherine Lesjak | Management | | For | | For | | |
| 9. | Election of Director: Paula Rosput Reynolds | Management | | For | | For | | |
| 10. | Election of Director: Leslie Seidman | Management | | For | | For | | |
| 11. | Election of Director: James Tisch | Management | | For | | For | | |
| 12. | Advisory Approval of Our Named Executives' Compensation | Management | | For | | For | | |
| 13. | Ratification of KPMG as Independent Auditor for 2020 | Management | | For | | For | | |
| 14. | Require the Chairman of the Board to be Independent | Shareholder | | Against | | For | | |
| AMERICAN EXPRESS COMPANY | | |
| Security | 025816109 | | | | Meeting Type | Annual |
| Ticker Symbol | AXP | | | | Meeting Date | 05-May-2020 | |
| ISIN | US0258161092 | | | | Agenda | 935151439 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director for a term of one year: Charlene Barshefsky | Management | | For | | For | | |
| 1B. | Election of Director for a term of one year: John J. Brennan | Management | | For | | For | | |
| 1C. | Election of Director for a term of one year: Peter Chernin | Management | | For | | For | | |
| 1D. | Election of Director for a term of one year: Ralph de la Vega | Management | | For | | For | | |
| 1E. | Election of Director for a term of one year: Anne Lauvergeon | Management | | For | | For | | |
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | | For | | For | | |
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | | For | | For | | |
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | | For | | For | | |
| 1I. | Election of Director for a term of one year: Lynn A. Pike | Management | | For | | For | | |
| 1J. | Election of Director for a term of one year: Stephen J. Squeri | Management | | For | | For | | |
| 1K. | Election of Director for a term of one year: Daniel L. Vasella | Management | | For | | For | | |
| 1L. | Election of Director for a term of one year: Ronald A. Williams | Management | | For | | For | | |
| 1M. | Election of Director for a term of one year: Christopher D. Young | Management | | For | | For | | |
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. | Management | | For | | For | | |
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | | For | | For | | |
| 4. | Approval of Amended and Restated Incentive Compensation Plan. | Management | | For | | For | | |
| 5. | Shareholder proposal relating to action by written consent. | Shareholder | | Against | | For | | |
| 6. | Shareholder proposal relating to gender/racial pay equity. | Shareholder | | Abstain | | Against | | |
| BRISTOL-MYERS SQUIBB COMPANY | | |
| Security | 110122108 | | | | Meeting Type | Annual |
| Ticker Symbol | BMY | | | | Meeting Date | 05-May-2020 | |
| ISIN | US1101221083 | | | | Agenda | 935151681 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Peter J. Arduini | Management | | For | | For | | |
| 1B. | Election of Director: Robert Bertolini | Management | | For | | For | | |
| 1C. | Election of Director: Michael W. Bonney | Management | | For | | For | | |
| 1D. | Election of Director: Giovanni Caforio, M.D. | Management | | For | | For | | |
| 1E. | Election of Director: Matthew W. Emmens | Management | | For | | For | | |
| 1F. | Election of Director: Julia A. Haller, M.D. | Management | | For | | For | | |
| 1G. | Election of Director: Dinesh C. Paliwal | Management | | For | | For | | |
| 1H. | Election of Director: Theodore R. Samuels | Management | | For | | For | | |
| 1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | | For | | For | | |
| 1J. | Election of Director: Gerald L. Storch | Management | | For | | For | | |
| 1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | | For | | For | | |
| 1L. | Election of Director: Phyllis R. Yale | Management | | For | | For | | |
| 2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | | For | | For | | |
| 3. | Ratification of the appointment of an independent registered public accounting firm. | Management | | For | | For | | |
| 4. | Shareholder Proposal on Separate Chair & CEO. | Shareholder | | Against | | For | | |
| 5. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | | Against | | For | | |
| GILEAD SCIENCES, INC. | | |
| Security | 375558103 | | | | Meeting Type | Annual |
| Ticker Symbol | GILD | | | | Meeting Date | 06-May-2020 | |
| ISIN | US3755581036 | | | | Agenda | 935151883 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | | For | | For | | |
| 1B. | Election of Director: Sandra J. Horning, M.D. | Management | | For | | For | | |
| 1C. | Election of Director: Kelly A. Kramer | Management | | For | | For | | |
| 1D. | Election of Director: Kevin E. Lofton | Management | | For | | For | | |
| 1E. | Election of Director: Harish Manwani | Management | | For | | For | | |
| 1F. | Election of Director: Daniel P. O'Day | Management | | For | | For | | |
| 1G. | Election of Director: Richard J. Whitley, M.D. | Management | | For | | For | | |
| 1H. | Election of Director: Per Wold-Olsen | Management | | For | | For | | |
| 2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | | For | | For | | |
| 4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | | Against | | For | | |
| 5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent. | Shareholder | | Against | | For | | |
| PHILLIPS 66 | | |
| Security | 718546104 | | | | Meeting Type | Annual |
| Ticker Symbol | PSX | | | | Meeting Date | 06-May-2020 | |
| ISIN | US7185461040 | | | | Agenda | 935152669 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Charles M. Holley | Management | | For | | For | | |
| 1B. | Election of Director: Glenn F. Tilton | Management | | For | | For | | |
| 1C. | Election of Director: Marna C. Whittington | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | | For | | For | | |
| 3. | Advisory vote to approve our executive compensation. | Management | | For | | For | | |
| 4. | Shareholder proposal requesting a report on risks of Gulf Coast petrochemical investments. | Shareholder | | Abstain | | Against | | |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | | |
| Security | 459506101 | | | | Meeting Type | Annual |
| Ticker Symbol | IFF | | | | Meeting Date | 06-May-2020 | |
| ISIN | US4595061015 | | | | Agenda | 935153560 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Marcello V. Bottoli | Management | | For | | For | | |
| 1B. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Michael L. Ducker | Management | | For | | For | | |
| 1C. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: David R. Epstein | Management | | For | | For | | |
| 1D. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Roger W. Ferguson, Jr. | Management | | For | | For | | |
| 1E. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: John F. Ferraro | Management | | For | | For | | |
| 1F. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Andreas Fibig | Management | | For | | For | | |
| 1G. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Christina Gold | Management | | For | | For | | |
| 1H. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Katherine M. Hudson | Management | | For | | For | | |
| 1I. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Dale F. Morrison | Management | | For | | For | | |
| 1J. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Dr. Li-Huei Tsai | Management | | For | | For | | |
| 1K. | Election of Director for a one-year term expiring at the 2021 Annual Meeting: Stephen Williamson | Management | | For | | For | | |
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | | For | | For | | |
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2019. | Management | | For | | For | | |
| MGM RESORTS INTERNATIONAL | | |
| Security | 552953101 | | | | Meeting Type | Annual |
| Ticker Symbol | MGM | | | | Meeting Date | 06-May-2020 | |
| ISIN | US5529531015 | | | | Agenda | 935157392 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: William W. Grounds | Management | | For | | For | | |
| 1B. | Election of Director: Alexis M. Herman | Management | | For | | For | | |
| 1C. | Election of Director: Roland Hernandez | Management | | For | | For | | |
| 1D. | Election of Director: Mary Chris Jammet | Management | | For | | For | | |
| 1E. | Election of Director: John Kilroy | Management | | For | | For | | |
| 1F. | Election of Director: Rose McKinney-James | Management | | For | | For | | |
| 1G. | Election of Director: Keith A. Meister | Management | | For | | For | | |
| 1H. | Election of Director: Paul Salem | Management | | For | | For | | |
| 1I. | Election of Director: Gregory M. Spierkel | Management | | For | | For | | |
| 1J. | Election of Director: Jan G. Swartz | Management | | For | | For | | |
| 1K. | Election of Director: Daniel J. Taylor | Management | | For | | For | | |
| 2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2020. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| MONDELEZ INTERNATIONAL, INC. | | |
| Security | 609207105 | | | | Meeting Type | Annual |
| Ticker Symbol | MDLZ | | | | Meeting Date | 13-May-2020 | |
| ISIN | US6092071058 | | | | Agenda | 935158736 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Lewis W.K. Booth | Management | | For | | For | | |
| 1B. | Election of Director: Charles E. Bunch | Management | | For | | For | | |
| 1C. | Election of Director: Debra A. Crew | Management | | For | | For | | |
| 1D. | Election of Director: Lois D. Juliber | Management | | For | | For | | |
| 1E. | Election of Director: Peter W. May | Management | | For | | For | | |
| 1F. | Election of Director: Jorge S. Mesquita | Management | | For | | For | | |
| 1G. | Election of Director: Fredric G. Reynolds | Management | | For | | For | | |
| 1H | Election of Director: Christiana S. Shi | Management | | For | | For | | |
| 1I. | Election of Director: Patrick T. Siewert | Management | | For | | For | | |
| 1J. | Election of Director: Michael A. Todman | Management | | For | | For | | |
| 1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | | For | | For | | |
| 1L. | Election of Director: Dirk Van de Put | Management | | For | | For | | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | |
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. | Management | | For | | For | | |
| 4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | | Against | | For | | |
| AMERICAN INTERNATIONAL GROUP, INC. | | |
| Security | 026874784 | | | | Meeting Type | Annual |
| Ticker Symbol | AIG | | | | Meeting Date | 13-May-2020 | |
| ISIN | US0268747849 | | | | Agenda | 935159877 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: W. DON CORNWELL | Management | | For | | For | | |
| 1B. | Election of Director: BRIAN DUPERREAULT | Management | | For | | For | | |
| 1C. | Election of Director: JOHN H. FITZPATRICK | Management | | For | | For | | |
| 1D. | Election of Director: WILLIAM G. JURGENSEN | Management | | For | | For | | |
| 1E. | Election of Director: CHRISTOPHER S. LYNCH | Management | | For | | For | | |
| 1F. | Election of Director: HENRY S. MILLER | Management | | For | | For | | |
| 1G. | Election of Director: LINDA A. MILLS | Management | | For | | For | | |
| 1H. | Election of Director: THOMAS F. MOTAMED | Management | | For | | For | | |
| 1I. | Election of Director: PETER R. PORRINO | Management | | For | | For | | |
| 1J. | Election of Director: AMY L. SCHIOLDAGER | Management | | For | | For | | |
| 1K. | Election of Director: DOUGLAS M. STEENLAND | Management | | For | | For | | |
| 1L. | Election of Director: THERESE M. VAUGHAN | Management | | For | | For | | |
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | | For | | For | | |
| 3. | To act upon a proposal to amend and restate AIG's Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG's tax attributes. | Management | | For | | For | | |
| 4. | To act upon a proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan. | Management | | For | | For | | |
| 5. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2020. | Management | | For | | For | | |
| 6. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. | Shareholder | | Against | | For | | |
| MACQUARIE INFRASTRUCTURE CORPORATION | | |
| Security | 55608B105 | | | | Meeting Type | Annual |
| Ticker Symbol | MIC | | | | Meeting Date | 14-May-2020 | |
| ISIN | US55608B1052 | | | | Agenda | 935160363 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Amanda Brock | Management | | For | | For | | |
| 1B. | Election of Director: Norman H. Brown, Jr. | Management | | For | | For | | |
| 1C. | Election of Director: Christopher Frost | Management | | For | | For | | |
| 1D. | Election of Director: Maria Jelescu-Dreyfus | Management | | For | | For | | |
| 1E. | Election of Director: Ronald Kirk | Management | | For | | For | | |
| 1F. | Election of Director: H.E. (Jack) Lentz | Management | | For | | For | | |
| 1G. | Election of Director: Ouma Sananikone | Management | | For | | For | | |
| 2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| 3. | The approval, on an advisory basis, of executive compensation. | Management | | For | | For | | |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | | |
| Security | 929740108 | | | | Meeting Type | Annual |
| Ticker Symbol | WAB | | | | Meeting Date | 15-May-2020 | |
| ISIN | US9297401088 | | | | Agenda | 935159928 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Rafael Santana | | | | For | | For | | |
| | | 2 | Lee B. Foster, II | | | | For | | For | | |
| 2. | Approve an advisory (non-binding) resolution relating to the approval of 2019 named executive officer compensation. | Management | | For | | For | | |
| 3. | Approve the amendment to the 2011 Stock Incentive Plan to increase the number of shares available under the Plan. | Management | | For | | For | | |
| 4. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | | For | | For | | |
| MACY'S INC. | | |
| Security | 55616P104 | | | | Meeting Type | Annual |
| Ticker Symbol | M | | | | Meeting Date | 15-May-2020 | |
| ISIN | US55616P1049 | | | | Agenda | 935163888 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: David P. Abney | Management | | For | | For | | |
| 1B. | Election of Director: Francis S. Blake | Management | | For | | For | | |
| 1C. | Election of Director: Torrence N. Boone | Management | | For | | For | | |
| 1D. | Election of Director: John A. Bryant | Management | | For | | For | | |
| 1E. | Election of Director: Deirdre P. Connelly | Management | | For | | For | | |
| 1F. | Election of Director: Jeff Gennette | Management | | For | | For | | |
| 1G. | Election of Director: Leslie D. Hale | Management | | For | | For | | |
| 1H. | Election of Director: William H. Lenehan | Management | | For | | For | | |
| 1I. | Election of Director: Sara Levinson | Management | | For | | For | | |
| 1J. | Election of Director: Joyce M. Roché | Management | | For | | For | | |
| 1K. | Election of Director: Paul C. Varga | Management | | For | | For | | |
| 1L. | Election of Director: Marna C. Whittington | Management | | For | | For | | |
| 2. | Ratification of the appointment of KPMG LLP as Macy's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Management | | For | | For | | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| VIACOMCBS INC. | | |
| Security | 92556H107 | | | | Meeting Type | Annual |
| Ticker Symbol | VIACA | | | | Meeting Date | 18-May-2020 | |
| ISIN | US92556H1077 | | | | Agenda | 935172938 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Robert M. Bakish | Management | | For | | For | | |
| 1B. | Election of Director: Candace K. Beinecke | Management | | For | | For | | |
| 1C. | Election of Director: Barbara M. Byrne | Management | | For | | For | | |
| 1D. | Election of Director: Brian Goldner | Management | | For | | For | | |
| 1E. | Election of Director: Linda M. Griego | Management | | For | | For | | |
| 1F. | Election of Director: Robert N. Klieger | Management | | For | | For | | |
| 1G. | Election of Director: Judith A. McHale | Management | | For | | For | | |
| 1H. | Election of Director: Ronald L. Nelson | Management | | For | | For | | |
| 1I. | Election of Director: Charles E. Phillips, Jr. | Management | | For | | For | | |
| 1J. | Election of Director: Shari E. Redstone | Management | | For | | For | | |
| 1K. | Election of Director: Susan Schuman | Management | | For | | For | | |
| 1L. | Election of Director: Nicole Seligman | Management | | For | | For | | |
| 1M. | Election of Director: Frederick O. Terrell | Management | | For | | For | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for fiscal year 2020. | Management | | For | | For | | |
| 3. | Advisory vote to approve the Company's named executive officer compensation. | Management | | For | | For | | |
| JPMORGAN CHASE & CO. | | |
| Security | 46625H100 | | | | Meeting Type | Annual |
| Ticker Symbol | JPM | | | | Meeting Date | 19-May-2020 | |
| ISIN | US46625H1005 | | | | Agenda | 935170833 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Linda B. Bammann | Management | | For | | For | | |
| 1B. | Election of Director: Stephen B. Burke | Management | | For | | For | | |
| 1C. | Election of Director: Todd A. Combs | Management | | For | | For | | |
| 1D. | Election of Director: James S. Crown | Management | | For | | For | | |
| 1E. | Election of Director: James Dimon | Management | | For | | For | | |
| 1F. | Election of Director: Timothy P. Flynn | Management | | For | | For | | |
| 1G. | Election of Director: Mellody Hobson | Management | | For | | For | | |
| 1H. | Election of Director: Michael A. Neal | Management | | For | | For | | |
| 1I. | Election of Director: Lee R. Raymond | Management | | For | | For | | |
| 1J. | Election of Director: Virginia M. Rometty | Management | | For | | For | | |
| 2. | Advisory resolution to approve executive compensation | Management | | For | | For | | |
| 3. | Ratification of independent registered public accounting firm | Management | | For | | For | | |
| 4. | Independent board chairman | Shareholder | | Against | | For | | |
| 5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | | Abstain | | Against | | |
| 6. | Climate change risk reporting | Shareholder | | Abstain | | Against | | |
| 7. | Amend shareholder written consent provisions | Shareholder | | Against | | For | | |
| 8. | Charitable contributions disclosure | Shareholder | | Against | | For | | |
| 9. | Gender/Racial pay equity | Shareholder | | Abstain | | Against | | |
| MOLSON COORS BEVERAGE CO. | | |
| Security | 60871R209 | | | | Meeting Type | Annual |
| Ticker Symbol | TAP | | | | Meeting Date | 20-May-2020 | |
| ISIN | US60871R2094 | | | | Agenda | 935168814 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Roger G. Eaton | | | | For | | For | | |
| | | 2 | Charles M. Herington | | | | For | | For | | |
| | | 3 | H. Sanford Riley | | | | For | | For | | |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers (Say-on-Pay). | Management | | For | | For | | |
| ZOETIS INC. | | |
| Security | 98978V103 | | | | Meeting Type | Annual |
| Ticker Symbol | ZTS | | | | Meeting Date | 20-May-2020 | |
| ISIN | US98978V1035 | | | | Agenda | 935169905 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Gregory Norden | Management | | For | | For | | |
| 1B. | Election of Director: Louise M. Parent | Management | | For | | For | | |
| 1C. | Election of Director: Kristin C. Peck | Management | | For | | For | | |
| 1D. | Election of Director: Robert W. Scully | Management | | For | | For | | |
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | | For | | For | | |
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). | Management | | 1 Year | | For | | |
| 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | | For | | For | | |
| STATE STREET CORPORATION | | |
| Security | 857477103 | | | | Meeting Type | Annual |
| Ticker Symbol | STT | | | | Meeting Date | 20-May-2020 | |
| ISIN | US8574771031 | | | | Agenda | 935174716 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: P. de Saint-Aignan | Management | | For | | For | | |
| 1B. | Election of Director: M. Chandoha | Management | | For | | For | | |
| 1C. | Election of Director: L. Dugle | Management | | For | | For | | |
| 1D. | Election of Director: A. Fawcett | Management | | For | | For | | |
| 1E. | Election of Director: W. Freda | Management | | For | | For | | |
| 1F. | Election of Director: S. Mathew | Management | | For | | For | | |
| 1G. | Election of Director: W. Meaney | Management | | For | | For | | |
| 1H. | Election of Director: R. O'Hanley | Management | | For | | For | | |
| 1I. | Election of Director: S. O'Sullivan | Management | | For | | For | | |
| 1J. | Election of Director: R. Sergel | Management | | For | | For | | |
| 1K. | Election of Director: G. Summe | Management | | For | | For | | |
| 2. | To approve an advisory proposal on executive compensation. | Management | | For | | For | | |
| 3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2020. | Management | | For | | For | | |
| MORGAN STANLEY | | |
| Security | 617446448 | | | | Meeting Type | Annual |
| Ticker Symbol | MS | | | | Meeting Date | 21-May-2020 | |
| ISIN | US6174464486 | | | | Agenda | 935168725 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1a. | Election of Director: Elizabeth Corley | Management | | For | | For | | |
| 1b. | Election of Director: Alistair Darling | Management | | For | | For | | |
| 1c. | Election of Director: Thomas H. Glocer | Management | | For | | For | | |
| 1d. | Election of Director: James P. Gorman | Management | | For | | For | | |
| 1e. | Election of Director: Robert H. Herz | Management | | For | | For | | |
| 1f. | Election of Director: Nobuyuki Hirano | Management | | For | | For | | |
| 1g. | Election of Director: Stephen J. Luczo | Management | | For | | For | | |
| 1h. | Election of Director: Jami Miscik | Management | | For | | For | | |
| 1i. | Election of Director: Dennis M. Nally | Management | | For | | For | | |
| 1j. | Election of Director: Takeshi Ogasawara | Management | | For | | For | | |
| 1k. | Election of Director: Hutham S. Olayan | Management | | For | | For | | |
| 1l. | Election of Director: Mary L. Schapiro | Management | | For | | For | | |
| 1m. | Election of Director: Perry M. Traquina | Management | | For | | For | | |
| 1n. | Election of Director: Rayford Wilkins, Jr. | Management | | For | | For | | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | | For | | For | | |
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | | For | | For | | |
| PAYPAL HOLDINGS, INC. | | |
| Security | 70450Y103 | | | | Meeting Type | Annual |
| Ticker Symbol | PYPL | | | | Meeting Date | 21-May-2020 | |
| ISIN | US70450Y1038 | | | | Agenda | 935170869 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Rodney C. Adkins | Management | | For | | For | | |
| 1B. | Election of Director: Jonathan Christodoro | Management | | For | | For | | |
| 1C. | Election of Director: John J. Donahoe | Management | | For | | For | | |
| 1D. | Election of Director: David W. Dorman | Management | | For | | For | | |
| 1E. | Election of Director: Belinda J. Johnson | Management | | For | | For | | |
| 1F. | Election of Director: Gail J. McGovern | Management | | For | | For | | |
| 1G. | Election of Director: Deborah M. Messemer | Management | | For | | For | | |
| 1H. | Election of Director: David M. Moffett | Management | | For | | For | | |
| 1I. | Election of Director: Ann M. Sarnoff | Management | | For | | For | | |
| 1J. | Election of Director: Daniel H. Schulman | Management | | For | | For | | |
| 1K. | Election of Director: Frank D. Yeary | Management | | For | | For | | |
| 2. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | Management | | For | | For | | |
| 4. | Stockholder Proposal - Stockholder right to act by written consent. | Shareholder | | Against | | For | | |
| 5. | Stockholder Proposal - Human and indigenous peoples' rights. | Shareholder | | Abstain | | Against | | |
| MERCK & CO., INC. | | |
| Security | 58933Y105 | | | | Meeting Type | Annual |
| Ticker Symbol | MRK | | | | Meeting Date | 26-May-2020 | |
| ISIN | US58933Y1055 | | | | Agenda | 935176431 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Leslie A. Brun | Management | | For | | For | | |
| 1B. | Election of Director: Thomas R. Cech | Management | | For | | For | | |
| 1C. | Election of Director: Mary Ellen Coe | Management | | For | | For | | |
| 1D. | Election of Director: Pamela J. Craig | Management | | For | | For | | |
| 1E. | Election of Director: Kenneth C. Frazier | Management | | For | | For | | |
| 1F. | Election of Director: Thomas H. Glocer | Management | | For | | For | | |
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | | For | | For | | |
| 1H. | Election of Director: Paul B. Rothman | Management | | For | | For | | |
| 1I. | Election of Director: Patricia F. Russo | Management | | For | | For | | |
| 1J. | Election of Director: Christine E. Seidman | Management | | For | | For | | |
| 1K. | Election of Director: Inge G. Thulin | Management | | For | | For | | |
| 1L. | Election of Director: Kathy J. Warden | Management | | For | | For | | |
| 1M. | Election of Director: Peter C. Wendell | Management | | For | | For | | |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | Management | | For | | For | | |
| 4. | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | | Against | | For | | |
| 5. | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | | Against | | For | | |
| CHEVRON CORPORATION | | |
| Security | 166764100 | | | | Meeting Type | Annual |
| Ticker Symbol | CVX | | | | Meeting Date | 27-May-2020 | |
| ISIN | US1667641005 | | | | Agenda | 935183979 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: W. M. Austin | Management | | For | | For | | |
| 1B. | Election of Director: J. B. Frank | Management | | For | | For | | |
| 1C. | Election of Director: A. P. Gast | Management | | For | | For | | |
| 1D. | Election of Director: E. Hernandez, Jr. | Management | | For | | For | | |
| 1E. | Election of Director: C. W. Moorman IV | Management | | For | | For | | |
| 1F. | Election of Director: D. F. Moyo | Management | | For | | For | | |
| 1G. | Election of Director: D. Reed-Klages | Management | | For | | For | | |
| 1H. | Election of Director: R. D. Sugar | Management | | For | | For | | |
| 1I. | Election of Director: D. J. Umpleby III | Management | | For | | For | | |
| 1J. | Election of Director: M. K. Wirth | Management | | For | | For | | |
| 2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | | For | | For | | |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | | For | | For | | |
| 4. | Report on Lobbying | Shareholder | | Abstain | | Against | | |
| 5. | Create a Board Committee on Climate Risk | Shareholder | | Against | | For | | |
| 6. | Report on Climate Lobbying | Shareholder | | Abstain | | Against | | |
| 7. | Report on Petrochemical Risk | Shareholder | | Abstain | | Against | | |
| 8. | Report on Human Rights Practices | Shareholder | | Abstain | | Against | | |
| 9. | Set Special Meeting Threshold at 10% | Shareholder | | Against | | For | | |
| 10. | Adopt Policy for an Independent Chairman | Shareholder | | Against | | For | | |
| DUPONT DE NEMOURS INC | | |
| Security | 26614N102 | | | | Meeting Type | Annual |
| Ticker Symbol | DD | | | | Meeting Date | 27-May-2020 | |
| ISIN | US26614N1028 | | | | Agenda | 935183981 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Amy G. Brady | Management | | For | | For | | |
| 1B. | Election of Director: Edward D. Breen | Management | | For | | For | | |
| 1C. | Election of Director: Ruby R. Chandy | Management | | For | | For | | |
| 1D. | Election of Director: Franklin K. Clyburn, Jr. | Management | | For | | For | | |
| 1E. | Election of Director: Terrence R. Curtin | Management | | For | | For | | |
| 1F. | Election of Director: Alexander M. Cutler | Management | | For | | For | | |
| 1G. | Election of Director: Eleuthère I. du Pont | Management | | For | | For | | |
| 1H. | Election of Director: Rajiv L. Gupta | Management | | For | | For | | |
| 1I. | Election of Director: Luther C. Kissam | Management | | For | | For | | |
| 1J. | Election of Director: Frederick M. Lowery | Management | | For | | For | | |
| 1K. | Election of Director: Raymond J. Milchovich | Management | | For | | For | | |
| 1L. | Election of Director: Steven M. Sterin | Management | | For | | For | | |
| 2. | Advisory Resolution to Approve Executive Compensation | Management | | For | | For | | |
| 3. | Approval of the DuPont 2020 Equity and Incentive Plan | Management | | For | | For | | |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020 | Management | | For | | For | | |
| 5. | Modification of Threshold for Calling Special Stockholder Meetings | Shareholder | | Against | | For | | |
| 6. | Employee Board Advisory Position | Shareholder | | Against | | For | | |
| NXP SEMICONDUCTORS NV. | | |
| Security | N6596X109 | | | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | | | Meeting Date | 27-May-2020 | |
| ISIN | NL0009538784 | | | | Agenda | 935185961 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | Adoption of the 2019 Statutory Annual Accounts | Management | | For | | For | | |
| 2. | Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 | Management | | For | | For | | |
| 3A. | Appoint Kurt Sievers as executive director | Management | | For | | For | | |
| 3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | | For | | For | | |
| 3C. | Re-appoint Kenneth A. Goldman as non-executive director | Management | | For | | For | | |
| 3D. | Re-appoint Josef Kaeser as non-executive director | Management | | For | | For | | |
| 3E. | Re-appoint Lena Olving as non-executive director | Management | | For | | For | | |
| 3F. | Re-appoint Peter Smitham as non-executive director | Management | | For | | For | | |
| 3G. | Re-appoint Julie Southern as non-executive director | Management | | For | | For | | |
| 3H. | Re-appoint Jasmin Staiblin as non-executive director | Management | | For | | For | | |
| 3I. | Re-appoint Gregory Summe as non-executive director | Management | | For | | For | | |
| 3J. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | | For | | For | | |
| 4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | | For | | For | | |
| 5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights | Management | | Against | | Against | | |
| 6. | Authorization of the Board to repurchase ordinary shares | Management | | For | | For | | |
| 7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | | For | | For | | |
| 8. | Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 | Management | | For | | For | | |
| 9. | Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board | Management | | For | | For | | |
| 10. | Amendment of the Company's Articles of Association | Management | | For | | For | | |
| 11. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | | For | | For | | |
| 12. | To recommend, by non-binding vote, the frequency of executive compensation votes | Management | | 1 Year | | For | | |
| NXP SEMICONDUCTORS NV. | | |
| Security | N6596X109 | | | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | | | Meeting Date | 27-May-2020 | |
| ISIN | NL0009538784 | | | | Agenda | 935212489 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | Adoption of the 2019 Statutory Annual Accounts | Management | | For | | For | | |
| 2. | Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 | Management | | For | | For | | |
| 3A. | Appoint Kurt Sievers as executive director | Management | | For | | For | | |
| 3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | | For | | For | | |
| 3C. | Re-appoint Kenneth A. Goldman as non-executive director | Management | | For | | For | | |
| 3D. | Re-appoint Josef Kaeser as non-executive director | Management | | For | | For | | |
| 3E. | Re-appoint Lena Olving as non-executive director | Management | | For | | For | | |
| 3F. | Re-appoint Peter Smitham as non-executive director | Management | | For | | For | | |
| 3G. | Re-appoint Julie Southern as non-executive director | Management | | For | | For | | |
| 3H. | Re-appoint Jasmin Staiblin as non-executive director | Management | | For | | For | | |
| 3I. | Re-appoint Gregory Summe as non-executive director | Management | | For | | For | | |
| 3J. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | | For | | For | | |
| 4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | | For | | For | | |
| 5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights | Management | | Against | | Against | | |
| 6. | Authorization of the Board to repurchase ordinary shares | Management | | For | | For | | |
| 7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | | For | | For | | |
| 8. | Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 | Management | | For | | For | | |
| 9. | Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board | Management | | For | | For | | |
| 10. | Amendment of the Company's Articles of Association | Management | | For | | For | | |
| 11. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | | For | | For | | |
| 12. | To recommend, by non-binding vote, the frequency of executive compensation votes | Management | | 1 Year | | For | | |
| T-MOBILE US, INC. | | |
| Security | 872590104 | | | | Meeting Type | Annual |
| Ticker Symbol | TMUS | | | | Meeting Date | 04-Jun-2020 | |
| ISIN | US8725901040 | | | | Agenda | 935192524 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | 1 | Marcelo Claure | | | | For | | For | | |
| | | 2 | Srikant M. Datar | | | | For | | For | | |
| | | 3 | Ronald D. Fisher | | | | For | | For | | |
| | | 4 | Srini Gopalan | | | | For | | For | | |
| | | 5 | Lawrence H. Guffey | | | | For | | For | | |
| | | 6 | Timotheus Höttges | | | | For | | For | | |
| | | 7 | Christian P. Illek | | | | For | | For | | |
| | | 8 | Stephen R. Kappes | | | | For | | For | | |
| | | 9 | Raphael Kübler | | | | For | | For | | |
| | | 10 | Thorsten Langheim | | | | For | | For | | |
| | | 11 | G. Michael Sievert | | | | For | | For | | |
| | | 12 | Teresa A. Taylor | | | | For | | For | | |
| | | 13 | Kelvin R. Westbrook | | | | For | | For | | |
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | | For | | For | | |
| 3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2019. | Management | | For | | For | | |
| 4. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | | Against | | For | | |
| WILLIS TOWERS WATSON PLC | | |
| Security | G96629103 | | | | Meeting Type | Annual |
| Ticker Symbol | WLTW | | | | Meeting Date | 10-Jun-2020 | |
| ISIN | IE00BDB6Q211 | | | | Agenda | 935190342 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Anna C. Catalano | Management | | For | | For | | |
| 1B. | Election of Director: Victor F. Ganzi | Management | | For | | For | | |
| 1C. | Election of Director: John J. Haley | Management | | For | | For | | |
| 1D. | Election of Director: Wendy E. Lane | Management | | For | | For | | |
| 1E. | Election of Director: Brendan R. O'Neill | Management | | For | | For | | |
| 1F. | Election of Director: Jaymin B. Patel | Management | | For | | For | | |
| 1G. | Election of Director: Linda D. Rabbitt | Management | | For | | For | | |
| 1H. | Election of Director: Paul D. Thomas | Management | | For | | For | | |
| 1I. | Election of Director: Wilhelm Zeller | Management | | For | | For | | |
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. | Management | | For | | For | | |
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Management | | For | | For | | |
| 4. | Renew the Board's existing authority to issue shares under Irish law. | Management | | For | | For | | |
| 5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Management | | Against | | Against | | |
| HOWMET AEROSPACE INC. | | |
| Security | 443201108 | | | | Meeting Type | Annual |
| Ticker Symbol | HWM | | | | Meeting Date | 15-Jun-2020 | |
| ISIN | US4432011082 | | | | Agenda | 935214293 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of director: James F. Albaugh | Management | | For | | For | | |
| 1B. | Election of director: Amy E. Alving | Management | | For | | For | | |
| 1C. | Election of director: Joseph S. Cantie | Management | | For | | For | | |
| 1D. | Election of director: Robert F. Leduc | Management | | For | | For | | |
| 1E. | Election of director: David J. Miller | Management | | For | | For | | |
| 1F. | Election of director: Jody G. Miller | Management | | For | | For | | |
| 1G. | Election of director: Tolga I. Oal | Management | | For | | For | | |
| 1H. | Election of director: Nicole W. Piasecki | Management | | For | | For | | |
| 1I. | Election of director: John C. Plant | Management | | For | | For | | |
| 1J. | Election of director: Ulrich R. Schmidt | Management | | For | | For | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, executive compensation. | Management | | For | | For | | |
| 4. | Shareholder Proposal regarding shareholding threshold to call special shareowner meeting. | Shareholder | | Against | | For | | |
| SONY CORPORATION | | |
| Security | 835699307 | | | | Meeting Type | Annual |
| Ticker Symbol | SNE | | | | Meeting Date | 26-Jun-2020 | |
| ISIN | US8356993076 | | | | Agenda | 935221717 - Management |
| | | | | | | | | | | | | | |
| Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| 1. | To amend a part of the Articles of Incorporation. | Management | | For | | For | | |
| 2A. | Election of Director: Kenichiro Yoshida | Management | | For | | For | | |
| 2B. | Election of Director: Hiroki Totoki | Management | | For | | For | | |
| 2C. | Election of Director: Shuzo Sumi | Management | | For | | For | | |
| 2D. | Election of Director: Tim Schaaff | Management | | For | | For | | |
| 2E. | Election of Director: Kazuo Matsunaga | Management | | For | | For | | |
| 2F. | Election of Director: Toshiko Oka | Management | | For | | For | | |
| 2G. | Election of Director: Sakie Akiyama | Management | | For | | For | | |
| 2H. | Election of Director: Wendy Becker | Management | | For | | For | | |
| 2I. | Election of Director: Yoshihiko Hatanaka | Management | | For | | For | | |
| 2J. | Election of Director: Adam Crozier | Management | | For | | For | | |
| 2K. | Election of Director: Keiko Kishigami | Management | | For | | For | | |
| 2L. | Election of Director: Joseph A. Kraft Jr. | Management | | For | | For | | |
| 3. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | | For | | For | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.