Exhibit 1.01
TiVo Inc.
Conflict Minerals Report
For the reporting period January 1, 2015 through December 31, 2015
We have made statements in this Conflict Minerals Report that may constitute forward-looking statements about our plans to take additional actions or to implement additional policies or procedures with respect to our due diligence efforts to determine the origin of conflict minerals contained in our products. We undertake no obligation to publicly update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. Our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report.
Introduction
This Conflict Minerals Report of TiVo Inc. (“TiVo,” “we,” “us” and “our”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, and Form SD promulgated pursuant thereto, for the reporting period from January 1, 2015 to December 31, 2015. A copy of this report is publicly available on our website at www.tivo.com on the “Corporate Governance” page in the “Investor Relations” section.
The Rule requires disclosure of certain information by companies that manufacture or contract to manufacture products containing conflict minerals when those conflict minerals are necessary to the functionality or production of those products. “Conflict minerals” is defined to include gold, cassiterite, columbite-tantalite, wolframite and their derivatives, limited to tin, tantalum and tungsten.
As a company in the consumer electronics industry that does not manufacture its own products directly, TiVo is multiple levels removed from the actual mining of conflict minerals and purchases of conflict minerals from smelters and refiners. TiVo does not make purchases of raw ore, unrefined or refined conflict minerals and makes no purchases in the Democratic Republic of the Congo (the “DRC”) or any country adjoining the DRC (defined in the Rule as the “Covered Countries”).
Since 2013, TiVo has had an established conflict minerals policy (the “Conflict Minerals Policy”) and a management system for conducting the inquiries and performing the supply chain due diligence required by the Rule. The management system includes a team of subject matter experts from relevant functions inside TiVo, including management personnel in our supply base management, accounting, and legal departments (the “Conflict Minerals Team”). The Conflict Minerals Team is supported by executive-level representatives, and senior management is briefed on a quarterly basis as part of our on-going risk and compliance processes. The audit committee of our board of directors also is regularly briefed on our efforts and the results of the work in this area.
Company Description and Products Covered by this Report
TiVo is a global provider of digital video recorders and other set-top box products and related services to consumers, as well as television service providers that enable the delivery and recording of video, as well as advanced features and capabilities. In addition to digital video recorders and other set-top box products, TiVo also designs and develops related products.
Although we design, engineer, and distribute the set-top boxes and related products, TiVo does not manufacture any of those products. TiVo outsources the manufacturing of products to third parties that manufacture the products according to TiVo’s specifications. We determined that there were one or more conflict minerals that were necessary to the functionality or production of our digital video recorders and other set-top box products and accessories (the “Covered Products”).
Reasonable Country of Origin Inquiry
For the reporting period from January 1, 2015 to December 31, 2015, TiVo conducted a reasonable country of origin inquiry to determine whether any of the conflict minerals contained in the Covered Products originated in a Covered Country or were from recycled or scrap sources.
TiVo’s reasonable country of origin inquiry process consisted of the following:
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| • | The Conflict Minerals Team conducted a supply chain survey of our direct suppliers to obtain country of origin information for the conflict minerals included in the products and materials provided to us by those direct suppliers. In support of that effort, TiVo retained the services of a third-party supply chain compliance agency. |
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| • | TiVo requested that its suppliers complete the electronic Conflict Minerals Reporting Template (the “CMRT”) of the Electronic Industry Citizenship Coalition and Global e-Sustainability (“EICC/GeSI”). This reporting template requested information regarding the country of origin of the conflict minerals included in materials and components supplied to us, as well as the smelters or refiners of those conflict minerals. |
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| • | TiVo’s third-party agency assisted us in communicating with our supplier network. |
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| • | Supplier responses were evaluated for plausibility, consistency, and gaps. If concerns regarding the quality of responses from suppliers were raised, the Conflict Minerals Team engaged TiVo’s third-party compliance agency to follow up with the suppliers to resolve the flagged responses. |
Based on the results of that country of origin inquiry, we had reason to believe that some of the conflict minerals contained in the Covered Products may have originated in one or more of the Covered Countries. Accordingly, we conducted due diligence on the source and chain of custody of those conflict minerals.
Due Diligence Process
TiVo has a complex supply chain. The supply chain involves many parties between the contract manufacturer of our products and the original sources of conflict minerals. TiVo does not directly purchase conflict minerals from mines, smelters, or refiners. We must therefore rely on our suppliers’ provided information regarding the origin of conflict minerals that may be included in our products. As the smelters and refiners are the best custodians of information to identify the sources of conflict minerals, we have put in place, and continue to improve, processes to identify potential smelters and refiners of conflict minerals in our supply chain.
Our due diligence measures have been designed to conform, in all material respects, with the “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Second Edition)” and the related supplements, published by the Organisation for Economic Co-operation and Development (the “OECD Guidance”). In accordance with OECD Guidance, TiVo’s due diligence measures are designed to determine, to the best of our ability, the source and chain of custody of conflict minerals necessary for the production or functionality of our products. Following the OECD Guidance, TiVo has
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| • | established strong company management systems; |
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| • | worked to identify and assess risks in our supply chain that may increase the likelihood our materials have originated in a Covered Country; |
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| • | designed and implemented strategies to respond to identified risks; and, |
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| • | as evidenced by this Report, has reported annually on our supply chain due diligence. |
We have not yet carried out an independent third party audit of our diligence procedures, as such audits are not yet required by the Rule.
Steps Taken
TiVo identified all suppliers of materials or components for the products TiVo contracted to have manufactured during the reporting period. The Conflict Minerals Team reviewed the supplier list against internal manufacturing and procurement systems to verify completeness. We performed due diligence through reporting mechanisms by utilizing the CMRT in order to identify the smelters and refiners included in TiVo’s supply chain of conflict minerals.
To the extent practicable, we confirmed the reliability of supplier responses by analyzing the credibility and completeness of the information provided by the suppliers and reviewing and analyzing red flags reflected in the reporting templates. TiVo also utilized third party resources to qualify supplier responses and identify potential misinformation in the provided responses.
We conducted multiple rounds of follow-up inquiries with suppliers to address any quality control concerns, such as incomplete, unclear or ambiguous responses by suppliers.
Our diligence of the supply chain also involved our close review of the smelters and refiners identified to us as potentially active in our supply chain. The Conflict Minerals Team relied on the published lists of recognized programs, such as the Conflict-Free Sourcing Initiative’s (the “CFSI”) Conflict-Free Smelter Program (the “CFSP”), the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification, to identify which of the smelters and refiners had been certified as “conflict free.”
With respect to the other smelters and refiners identified by our suppliers, we sought to determine whether they actually are in our supply chain. The Conflict Minerals Team consulted our third-party compliance agency, which attempted to contact the smelters and refiners to gain more information about their sourcing practices, including countries of origin and of transfer, and whether the smelters and refiners had any due diligence procedures in place or other processes to track the chain-of-custody on the source of their mineral ores. Internet research also was performed to glean additional information regarding the sourcing practices of the smelters and refiners.
Results of Due Diligence
The Conflict Minerals Team received responses from 100% of our direct supplier network. However, we were able to identify only a limited number of the facilities that may have been used to process conflict minerals from Covered Countries in our Covered Products, and those smelters and refiners were certified by the CFSP.
Approximately 28% of our direct suppliers were either (a) unable to provide information regarding the smelters or refiners or country of origin of the conflict minerals in their materials or components or (b) unresponsive to follow-up requests to validate or confirm information in the responses to the CMRT. Other suppliers identified certain of the smelters and refiners they used but had provided company-wide, aggregate smelter information across all of their products, rather than specific information regarding the smelters or refiners of the conflict minerals in the specific materials or components used in our Covered Products. Accordingly, we are unable to identify the non-CFSP smelters or refiners of the conflict minerals in the materials or particular components used in our Covered Products or determine if any of those conflict minerals were contained in the Covered Products or originated in the Covered Countries. Set forth in Table 1 is a list of known smelters or refiners that may be in our supply chain for the Covered Products.
As indicated above, we relied heavily on our suppliers to provide the necessary sourcing information, which may be inaccurate or incomplete. As a downstream purchaser of materials and components that contain conflict minerals, our due diligence measures cannot yet provide assurance regarding the source and chain of custody of the conflict minerals in our Covered Products.
Future Risk Mitigation and Due Diligence Process Improvements
TiVo intends to implement steps to continue to improve its due diligence and to further mitigate the risk that the use of conflict minerals in its products finance or benefit armed groups in the Covered Countries. These steps include:
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| • | Increasing quality control and data verification of supply chain information through continued use of a third party professional in the conflict minerals reporting sector; |
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| • | Updating TiVo’s Conflict Minerals Policy and internal processes, as needed, to improve transparency and communication with suppliers and to collect better data; |
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| • | Encouraging suppliers in our supply chain to work with smelters and refiners that have the CFSP designation and to encourage others to participate in a program, such as the CFSP, to become certified as “conflict free”; |
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| • | Refining and updating TiVo’s “grievance” process so that concerned persons can report any sourcing of conflict minerals in our supply chain suspected of financing or benefiting armed groups in a Covered Country; and |
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| • | Continuing the use of contractual provisions in our agreements with new suppliers and contract manufacturers to require information and supporting documentation regarding the use and sourcing of conflict minerals in advance of using such manufacturer or supplier. |
Table 1
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| Metal | Smelter Name | Location* |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China |
| Gold | Matsuda Sangyo Co., Ltd. | Japan |
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Austria |
| Gold | Singway Technology Co., Ltd. | Taiwan |
| Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan |
| Tin | Melt Metais e Ligas S/A | Brazil |
| Gold | So Accurate Group, Inc. | United States |
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | Mexico |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russia |
| Tin | Soft Metais Ltda. | Brazil |
| Gold | Solar Applied Materials Technology Corp. | Taiwan |
| Tin | Metahub Industries Sdn. Bhd. | Malaysia |
| Gold | Gansu Seemine Material Hi-Tech Co Ltd | China |
| Tantalum | Solikamsk Magnesium Works OAO | Russia |
| Tungsten | Ganxian Shirui New Material Co., Ltd. | China |
| Tin | Metallic Resources, Inc. | United States |
| Tin | Metallo-Chimique N.V. | Belgium |
| Gold | Advanced Chemical Company | United States |
| Tantalum | Metallurgical Products India Pvt., Ltd. | India |
| Gold | Metalor Technologies (Hong Kong) Ltd. | China |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China |
| Gold | Metalor Technologies (Suzhou) Co Ltd | China |
| Gold | Metalor Technologies SA | Switzerland |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China |
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | China |
| Gold | Metalor USA Refining Corporation | United States |
| Gold | Asahi Refining Canada Limited | Canada |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Company Limited | China |
| Gold | Aida Chemical Industries Co., Ltd. | Japan |
| Tin | CV Dua Sekawan | Indonesia |
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | China |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China |
| Gold | Geib Refining Corporation | United States |
| Tin | Gejiu Kai Meng Industry and Trade LLC | China |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China |
| Gold | Aktyubinsk Copper Company TOO | Kazakhstan |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China |
* “Location” refers to the location of the smelter/refinery facility, not the source of minerals.
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| Metal | Smelter Name | Location* |
| Gold | Al Etihad Gold | United Arab Emirates |
| Tin | Gejiu Zi-Li | China |
| Gold | SAAMP | France |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany |
| Tin | Mineração Taboca S.A. | Brazil |
| Tantalum | Mineração Taboca S.A. | Brazil |
| Tantalum | Zhuzhou Cemented Carbide | China |
| Tantalum | Global Advanced Metals Aizu | Japan |
| Tantalum | Global Advanced Metals Boyertown | United States |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan |
| Tin | Minsur | Peru |
| Tin | Alpha | United States |
| Tungsten | Global Tungsten & Powders Corp. | United States |
| Gold | Sudan Gold Refinery | Sudan |
| Gold | Mitsubishi Materials Corporation | Japan |
| Tin | Mitsubishi Materials Corporation | Japan |
| Gold | Mitsui Mining & Smelting | Japan |
| Tantalum | Mitsui Mining & Smelting | Japan |
| Gold | MMTC-PAMP India Pvt., Ltd. | India |
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan |
| Tantalum | Molycorp Silmet A.S. | Estonia |
| Gold | Morris and Watson | New Zealand |
| Gold | Moscow Special Alloys Processing Plant | Russia |
| Tin | An Thai Minerals Company Limited | Vietnam |
| Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam |
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.ª. | Turkey |
| Gold | Guangdong Jinding Gold Limited | China |
| Gold | T.C.A S.p.A | Italy |
| Gold | Argor-Heraeus SA | Switzerland |
| Tin | Nankang Nanshan Tin Co., Ltd. | China |
| Gold | Asahi Pretec Corporation | Japan |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China |
| Gold | Asaka Riken Co., Ltd. | Japan |
| Tantalum | Taki Chemicals | Japan |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam |
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan |
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan |
| Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | China |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey |
| Tantalum | H.C. Starck Co., Ltd. | Thailand |
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| Metal | Smelter Name | Location* |
| Tungsten | H.C. Starck GmbH | Germany |
| Tantalum | H.C. Starck GmbH Goslar | Germany |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam |
| Tantalum | H.C. Starck GmbH Laufenburg | Germany |
| Gold | Aurubis AG | Germany |
| Tungsten | Niagara Refining LLC | United States |
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany |
| Tantalum | H.C. Starck Inc. | United States |
| Tantalum | H.C. Starck Ltd. | Japan |
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | Germany |
| Tantalum | Avon Specialty Metals Ltd | United Kingdom |
| Gold | Nihon Material Co., Ltd. | Japan |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam |
| Tantalum | Telex Metals | United States |
| Tin | Thaisarco | Thailand |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China |
| Gold | The Great Wall Gold and Silver Refinery of China | China |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China |
| Gold | Bauer Walser AG | Germany |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China |
| Gold | Heimerle + Meule GmbH | Germany |
| Tin | Best Metais e Soldas SA | Brazil |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China |
| Gold | Heraeus Ltd. Hong Kong | China |
| Gold | Boliden AB | Sweden |
| Tin | Heraeus Materials Technology GmbH & Co. KG | Singapore |
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany |
| Gold | Tokuriki Honten Co., Ltd. | Japan |
| Gold | TongLing Nonferrous Metals Group Holdings Co., Ltd. | China |
| Gold | Torecom | South Korea |
| Tin | Novosibirsk Integrated Tin Works | Russia |
| Tantalum | Hi-Temp Specialty Metals, Inc. | United States |
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam |
| Gold | C. Hafner GmbH + Co. KG | Germany |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand |
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines |
| Tantalum | Tranzact, Inc. | United States |
| Gold | Elemetal Refining, LLC | United States |
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan |
| Gold | OJSC Kolyma Refinery | Russia |
| Gold | OJSC Novosibirsk Refinery | Russia |
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| Metal | Smelter Name | Location* |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russia |
| Gold | Caridad | Mexico |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam |
| Gold | CCR Refinery - Glencore Canada Corporation | Canada |
| Tin | Operaciones Metalurgical S.A. | Bolivia |
| Gold | Cendres + Métaux SA | Switzerland |
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan |
| Gold | Umicore Brasil Ltda. | Brazil |
| Gold | Umicore Precious Metals Thailand | Thailand |
| Gold | Umicore SA Business Unit Precious Metals Refining | Belgium |
| Tin | Huichang Jinshunda Tin Co. Ltd | China |
| Gold | Hunan Chenzhou Mining Co., Ltd. | China |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China |
| Gold | PAMP SA | Switzerland |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | China |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China |
| Gold | Penglai Penggang Gold Industry Co Ltd | China |
| Gold | Hwasung CJ Co. Ltd | South Korea |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China |
| Tungsten | Hydrometallurg, JSC | Russia |
| Gold | Valcambi SA | Switzerland |
| Gold | Chimet S.p.A. | Italy |
| Tin | Phoenix Metal Ltd | Rwanda |
| Tantalum | Plansee SE Liezen | Austria |
| Tungsten | Pobedit, JSC | Russia |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam |
| Tin | China Tin Group Co., Ltd. | China |
| Tin | VQB Mineral and Trading Group JSC | Vietnam |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | China |
| Gold | Prioksky Plant of Non-Ferrous Metals | Russia |
| Gold | Chugai Mining | Japan |
| Tin | PT Alam Lestari Kencana | Indonesia |
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia |
| Tin | CNMC (Guangxi) PGMA Co. Ltd. | China |
| Tin | PT Aries Kencana Sejahtera | Indonesia |
| Tin | PT Artha Cipta Langgeng | Indonesia |
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia |
| Gold | Codelco | Chile |
| Tin | PT Babel Inti Perkasa | Indonesia |
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| Metal | Smelter Name | Location* |
| Tin | Colonial Metals, Inc | United States |
| Tin | PT Bangka Kudai Tin | Indonesia |
| Gold | Western Australian Mint trading as The Perth Mint | Australia |
| Tin | PT Bangka Timah Utama Sejahtera | Indonesia |
| Tin | PT Bangka Tin Industry | Indonesia |
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan |
| Tin | PT Belitung Industri Sejahtera | Indonesia |
| Tin | PT BilliTin Makmur Lestari | Indonesia |
| Tin | PT Bukit Timah | Indonesia |
| Tantalum | Conghua Tantalum and Niobium Smeltry | China |
| Tin | PT Cipta Persada Mulia | Indonesia |
| Tin | White Solder Metalurgia e Mineração Ltda. | Brazil |
| Gold | Istanbul Gold Refinery | Turkey |
| Gold | WIELAND Edelmetalle GmbH | Germany |
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | Brazil |
| Tin | PT DS Jaya Abadi | Indonesia |
| Tin | PT Eunindo Usaha Mandiri | Indonesia |
| Tin | PT Fang Di MulTindo | Indonesia |
| Tin | PT Inti Stania Prima | Indonesia |
| Tin | PT Justindo | Indonesia |
| Tin | PT Karimun Mining | Indonesia |
| Gold | Japan Mint | Japan |
| Tungsten | Japan New Metals Co., Ltd. | Japan |
| Tin | PT Mitra Stania Prima | Indonesia |
| Tin | PT Panca Mega Persada | Indonesia |
| Tin | PT Pelat Timah Nusantara Tbk | Indonesia |
| Tin | CV Ayi Jaya | Indonesia |
| Tin | PT Prima Timah Utama | Indonesia |
| Tin | CV Duta Putra Bangka | Indonesia |
| Tin | CV Gita Pesona | Indonesia |
| Tin | PT Refined Bangka Tin | Indonesia |
| Tin | PT Sariwiguna Binasentosa | Indonesia |
| Tungsten | Wolfram Bergbau und Hütten AG | Austria |
| Tin | PT Seirama Tin investment | Indonesia |
| Tin | CV Serumpun Sebalai | Indonesia |
| Tin | CV United Smelting | Indonesia |
| Tin | PT Stanindo Inti Perkasa | Indonesia |
| Tin | CV Venus Inti Perkasa | Indonesia |
| Tin | PT Sukses Inti Makmur | Indonesia |
| Tin | PT Sumber Jaya Indah | Indonesia |
| Tantalum | D Block Metals, LLC | United States |
| Tin | PT Timah (Persero) Tbk Mentok | Indonesia |
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| Metal | Smelter Name | Location* |
| Tin | PT Timah (Persero) Tbk Kundur | Indonesia |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China |
| Tin | PT Tinindo Inter Nusa | Indonesia |
| Gold | Jiangxi Copper Company Limited | China |
| Tin | PT Tirus Putra Mandiri | Indonesia |
| Tungsten | Xiamen Tungsten Co., Ltd. | China |
| Tin | PT Tommy Utama | Indonesia |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd | China |
| Tin | PT WAHANA PERKIT JAYA | Indonesia |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China |
| Gold | Daejin Indus Co., Ltd. | South Korea |
| Tin | Xianghualing Tin Co., Ltd. | China |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China |
| Gold | PX PrŽcinox SA | Switzerland |
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. | China |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China |
| Gold | Yamamoto Precious Metal Co., Ltd. | Japan |
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China |
| Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | China |
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | China |
| Gold | Yantai Guodasafina High-tech Environmental Refinery CO., Ltd. | China |
| Tantalum | QuantumClean | United States |
| Gold | Rand Refinery (Pty) Ltd. | South Africa |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China |
| Tungsten | Jiujiang Tanbre Co., Ltd. | China |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China |
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China |
| Gold | Asahi Refining USA Inc. | United States |
| Gold | DSC (Do Sung Corporation) | South Korea |
| Gold | Yokohama Metal Co., Ltd. | Japan |
| Gold | DODUCO GmbH | Germany |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russia |
| Gold | JSC Uralelectromed | Russia |
| Gold | Republic Metals Corporation | United States |
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan |
| Tin | Resind Indústria e Comércio Ltda. | Brazil |
| Tantalum | Resind Indústria e Comércio Ltda. | Brazil |
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| Metal | Smelter Name | Location* |
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | China |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | China |
| Gold | Kaloti Precious Metals | United Arab Emirates |
| Gold | Yunnan Copper Industry Co Ltd | China |
| Tin | Yunnan Tin Group (Holding) Company Limited | China |
| Gold | Kazakhmys plc | Kazakhstan |
| Gold | Royal Canadian Mint | Canada |
| Gold | Kazzinc | Kazakhstan |
| Tin | Rui Da Hung | Taiwan |
| Tantalum | KEMET Blue Metals | United States |
| Tantalum | Kemet Blue Powder | United States |
| Tungsten | Kennametal Fallon | United States |
| Gold | Sabin Metal Corp. | United States |
| Tungsten | Kennametal Huntsville | United States |
| Gold | Kennecott Utah Copper LLC | United States |
| Gold | KGHM Polska MiedŸ Spó³ka Akcyjna | Poland |
| Gold | Dowa | Japan |
| Tin | Dowa | Japan |
| Gold | Samduck Precious Metals | South Korea |
| Tantalum | King-Tan Tantalum Industry Ltd. | China |
| Tantalum | Duoluoshan | China |
| Gold | SAMWON METALS Corp. | South Korea |
| Gold | Kojima Chemicals Co., Ltd. | Japan |
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | Vietnam |
| Gold | Korea Metal Co. Ltd | South Korea |
| Gold | Korea Zinc Co. Ltd. | South Korea |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China |
| Gold | SAXONIA Edelmetalle GmbH | Germany |
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | China |
| Gold | Schone Edelmetaal B.V. | Netherlands |
| Gold | Eco-System Recycling Co., Ltd. | Japan |
| Gold | SEMPSA Joyería Platería SA | Spain |
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam |
| Gold | L' azurde Company For Jewelry | Saudi Arabia |
| Tin | Electroloy Metal Pte | Singapore |
| Tin | Elmet S.L.U. (Metallo Group) | Spain |
| Gold | Emirates Gold DMCC | United Arab Emirates |
| Tin | EM Vinto | Bolivia |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China |
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| Metal | Smelter Name | Location* |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China |
| Tin | Estanho de Rondônia S.A. | Brazil |
| Gold | Lingbao Gold Company Ltd. | China |
| Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | China |
| Tungsten | Exotech Inc. | United States |
| Tantalum | Exotech Inc. | United States |
| Tin | Linwu Xianggui Smelter Co | China |
| Tantalum | F&X Electro-Materials Ltd. | China |
| Gold | Faggi Enrico S.p.A. | Italy |
| Tin | Feinhutte Halsbrucke GmbH | Germany |
| Gold | LS-NIKKO Copper Inc. | South Korea |
| Tantalum | LSM Brasil S.A. | Brazil |
| Tin | Fenix Metals | Poland |
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe |
| Tantalum | FIR Metals & Resource Ltd. | China |
| Gold | Luo yang Zijin Yinhui Metal Smelt Co Ltd | China |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil |
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China |
| Gold | Materion | United States |
