FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a - 16 or 15d - 16 of
the Securities Exchange Act of 1934
For the month of May
HSBC Holdings plc
42nd Floor, 8 Canada Square, London E14 5HQ, England
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
Form 20-F X Form 40-F
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
Yes No X
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ).
HSBC HOLDINGS PLC
2 May 2023
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
The following transactions of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company"), relating to the second interim dividend for 2022 (the "interim dividend"), took place on 27 April 2023:
1. Shares allocated in lieu of the interim dividend
The following transactions relate to additional Shares being allocated to PDMRs' unvested share plan interests in lieu of the interim dividend at US$7.42336 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 2 March and 8 March 2023, converted into USD.
Directors
Name | Shares allocated |
Noel Quinn | 575 |
Other PDMRs
Name | Shares allocated |
Colin Bell | 427 |
Pam Kaur | 439 |
Ian Stuart | 374 |
2. Acquisitions as part of the reinvestment of the interim dividend
The following transactions relate to additional Shares being added to PDMRs' vested share plan interests through the automatic reinvestment of the interim dividend. The price per Share was £5.77734.
Other PDMRs
Name | Shares acquired |
David Liao | 10,846 |
Nuno Matos | 11,550.7794 |
Stephen Moss | 4,459 |
Barry O'Byrne | 7,417 |
Michael Roberts | 16,316 |
Surendra Rosha | 5,874.95217 |
Ian Stuart | 21 |
The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Noel Quinn | ||||||
2 - Reason for the notification | |||||||
Position/status | Group Chief Executive | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||
Nature of Transaction: Shares allocated in lieu of the second interim dividend for 2022 | Price | Volume | Total | ||||
US$7.42 | 575 | US$4,268.43 | |||||
Aggregated | US$7.423 | 575 | US$4,268.43 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
Name of natural person | Colin Bell | ||||||||
2 - Reason for the notification | |||||||||
Position/status | Chief Executive, HSBC Bank plc and HSBC Europe | ||||||||
Initial notification/amendment | Initial Notification | ||||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
Full name of the entity | HSBC Holdings plc | ||||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
4 - Details of the transaction(s) | |||||||||
Transaction(s) summary table | |||||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||||
Nature of Transaction: Shares allocated in lieu of the second interim dividend for 2022 | Price | Volume | Total | ||||||
US$7.42 | 427 | US$3,169.77 | |||||||
Aggregated | US$7.423 | 427 | US$3,169.77 | ||||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Pam Kaur | ||||||
2 - Reason for the notification | |||||||
Position/status | Group Chief Risk and Compliance Officer | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||
Nature of Transaction: Shares allocated in lieu of the second interim dividend for 2022 | Price | Volume | Total | ||||
US$7.42 | 439 | US$3,258.86 | |||||
Aggregated | US$7.423 | 439 | US$3,258.86 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | David Liao | ||||||
2 - Reason for the notification | |||||||
Position/status | Co-Chief Executive, Asia-Pacific - The Hongkong and Shanghai Banking Corporation Limited | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||
Nature of Transaction: Acquisition as part of the reinvestment of the second interim dividend for 2022 | Price | Volume | Total | ||||
£5.78 | 10,846 | £62,661.03 | |||||
Aggregated | £5.777 | 10,846 | £62,661.03 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Nuno Matos | ||||||
2 - Reason for the notification | |||||||
Position/status | Chief Executive, Wealth and Personal Banking | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||
Nature of Transaction: Acquisition as part of the reinvestment of the second interim dividend for 2022 | Price | Volume | Total | ||||
£5.78 | 11,550.7794 | £66,732.78 | |||||
Aggregated | £5.777 | 11,550.7794 | £66,732.78 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
Name of natural person | Stephen Moss | ||||||||
2 - Reason for the notification | |||||||||
Position/status | Regional Chief Executive, Middle East, North Africa and Türkiye | ||||||||
Initial notification/amendment | Initial Notification | ||||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
Full name of the entity | HSBC Holdings plc | ||||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
4 - Details of the transaction(s) | |||||||||
Transaction(s) summary table | |||||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||||
Nature of Transaction: Acquisition as part of the reinvestment of the second interim dividend for 2022 | Price | Volume | Total | ||||||
£5.78 | 4,459 | £25,761.16 | |||||||
Aggregated | £5.777 | 4,459 | £25,761.16 | ||||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
Name of natural person | Barry O'Byrne | ||||||||
2 - Reason for the notification | |||||||||
Position/status | Chief Executive, Global Commercial Banking | ||||||||
Initial notification/amendment | Initial Notification | ||||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
Full name of the entity | HSBC Holdings plc | ||||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
4 - Details of the transaction(s) | |||||||||
Transaction(s) summary table | |||||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||||
Nature of Transaction: Acquisition as part of the reinvestment of the second interim dividend for 2022 | Price | Volume | Total | ||||||
£5.78 | 7,417 | £42,850.53 | |||||||
Aggregated | £5.777 | 7,417 | £42,850.53 | ||||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Michael Roberts | ||||||
2 - Reason for the notification | |||||||
Position/status | Chief Executive, HSBC USA and Americas | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||
Nature of Transaction: Acquisition as part of the reinvestment of the second interim dividend for 2022 | Price | Volume | Total | ||||
£5.78 | 16,316 | £94,263.08 | |||||
Aggregated | £5.777 | 16,316 | £94,263.08 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Surendra Rosha | ||||||
2 - Reason for the notification | |||||||
Position/status | Co-Chief Executive, Asia-Pacific - The Hongkong and Shanghai Banking Corporation Limited | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||
Nature of Transaction: Acquisition as part of the reinvestment of the second interim dividend for 2022 | Price | Volume | Total | ||||
£5.78 | 5,874.95217 | £33,941.60 | |||||
Aggregated | £5.777 | 5,874.95217 | £33,941.60 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | ||||||||
Name of natural person | Ian Stuart | |||||||
2 - Reason for the notification | ||||||||
Position/status | Chief Executive, HSBC UK Bank plc | |||||||
Initial notification/amendment | Initial Notification | |||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||
Full name of the entity | HSBC Holdings plc | |||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | |||||||
4 - Details of the transaction(s) | ||||||||
Transaction(s) summary table | ||||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | ||||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | ||||
Nature of Transaction: Shares allocated in lieu of the second interim dividend for 2022 | Price | Volume | Total | |||||
US$7.42 | 374 | US$2,776.34 | ||||||
Aggregated | US$7.423 | 374 | US$2,776.34 | |||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | ||||
2023-04-27 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | ||||
Nature of Transaction: Acquisition as part of the reinvestment of the second interim dividend for 2022 | Price | Volume | Total | |||||
£5.78 | 21 | £121.32 | ||||||
Aggregated | £5.777 | 21 | £121.32 | |||||
For any queries related to this notification, please contact:
Bayo Adeyeye
Corporate Governance & Secretariat
+44 (0) 203 359 2160
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
HSBC Holdings plc | |
By: | |
Name: Aileen Taylor | |
Title: Group Company Secretary and Chief Governance Officer | |
Date: 02 May 2023 |