UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 6, 2013
COLLECTORS UNIVERSE, INC. |
(Exact name of registrant as specified in its charter) |
| Delaware | 1-34240 | 33-0846191 |
(State or other jurisdiction | (Commission | (IRS Employer |
of incorporation) | File Number) | Identification No.) |
| 1921 E. Alton Avenue, Santa Ana, California | 92705 |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code:(949) 567-1234
N/A |
(Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On November 6, 2013, Collectors Universe, Inc. (the “Company”) issued a press release announcing its financial results for its first quarter of fiscal 2014, which ended on September 30, 2013. A copy of that press release is attached as Exhibit 99.1, and by this reference is incorporated into, this Current Report on Form 8-K.
In accordance with General Instruction B.2 of Form 8-K, information in this Item 2.02 and Exhibit 99.1 hereto, are being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”).
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. | | Description |
| | | |
99.1 | | Press release issued by Collectors Universe, Inc. on November 6, 2013, announcing its financial results for the first quarter of fiscal 2014, which ended on September 30, 2013. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report to be signed on its behalf by the undersigned, hereunto duly authorized.
| | | COLLECTORS UNIVERSE, INC. |
| | | |
| | | |
Date: November 7, 2013 | By: | /s/ JOSEPH J. WALLACE |
| | | Joseph J. Wallace, Chief Financial Officer |
EXHIBIT INDEX
Exhibit No. | | Description |
| | | |
99.1 | | Press release issued by Collectors Universe, Inc. on November 6, 2013, announcing its financial results for the first quarter of fiscal 2014, which ended on September 30, 2013. |
E-1
