Nuveen Maryland Dividend Advantage Municipal Fund (NFM) Inactive
Filed: 19 Apr 13, 12:00am
April 19, 2013
Ms. Christina DiAngelo
U.S. Securities and Exchange Commission
450 5th Street, NW
Washington, D.C. 20549
Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion
Dear Christina:
This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspondence filing pertaining to our telephone discussion held on September 25, 2012. Each comment shown below was included in our December 11th correspondence filing and is followed by our current response. Unless otherwise noted, the responses relate to all funds listed on Appendix A.
| 1) | Comment #8: The Nuveen.com website shows for leveraged Closed-End Funds (“CEFs”) two different expense ratios: one based on “Common Shares,” the other based on “Total Fund” An example of such a table: |
| Total Fund | Common Shares | |||||||||
| Management Fees | 0.59% | 0.90% | ||||||||
| Interest Expenses | 0.44% | 0.64% | ||||||||
| Other Expenses | 0.09% | 0.13% | ||||||||
| Total | 1.12% | 1.67% | ||||||||
The Staff believes that it is inherently misleading for a leveraged CEF to quote expense figures using “total fund net assets” as the denominator. First, generally accepted accounting principles (“GAAP”) specifies that expense figures be quoted using “net assets attributable to common shares” as the denominator. Second, no shareholder, common or preferred, actually “experiences” or pays the lower expense percentages expressed as a percentage of total fund net assets, and therefore those figures do not have any concrete meaning for shareholders. Accordingly, the Staff requests that these funds consider removing the expense figures based on total fund net assets from such tables, and include those figures in a much less prominent place, such as a footnote.
Revised Response:Nuveen understands the Staff’s position is not that the inclusion of fund-based expense figures are necessarily invalid, but that Nuveen’s website presentation inappropriately gives those figures “equal prominence” with the GAAP-compliant, common share-asset-based expense figures, which are not properly explained and contextualized. At the current time Nuveen is continuing to disclose such figures on its website with the disclosure modified to resemble the following (for the same fund but for a different period, so the numbers have changed slightly):
| Common Shares | Total Fund | |||||||
Management Fees | 0.89% | 0.59% | ||||||
Other Expenses | .10% | .07% | ||||||
Subtotal | 0.99% | 0.66% | ||||||
Interest Expense From Leverage | 0.68% | 0.48% | ||||||
Total Expenses | 1.67% | 1.14% | ||||||
Fund fees and expenses are presented as a percentage of both common shareholder capital and total fund investment capital. Total investment capital includes common assets as well as assets attributable to the fund’s issuance of senior securities (e.g. preferred shares and other forms of leverage). The table’s first column presents the costs directly and indirectly borne by common shareholders on an investment in the fund’s common shares. The table’s second column presents the costs borne by the fund on its total investment capital, which enables a common shareholder to better understand how fund expenses impact portfolio investment returns. Interest expenses from leverage are shown separately, because they represent costs associated with the fund’s financing activities which are distinct from the costs associated with the fund’s underlying core operations.
Other Expenses and Total Expenses do not include interest expenses arising from externally created inverse floating rate securities (if any) held by the fund. Interest expense arises because accounting rules require the
fund to treat interest paid by trusts issuing self-created inverse floating rate instruments (if any) held by the fund as having been paid (indirectly) by the fund. Because the fund also recognizes a corresponding amount of additional income earned (also indirectly), the fund’s net asset value per share, net investment income and total return have not been affected by this accounting treatment. See the fund’s Annual Report for information on the fund’s inverse floating rate investments and recognized interest expense.
The expense ratio shown may reflect a voluntary expense waiver by the fund’s investment adviser which can be modified or discontinued at any time without notice and may also reflect custodian fee credits and legal fee refunds. Absent the limitation, credits and refunds, expenses would be higher and total returns would be less. See the fund’s Annual Report for information on expenses and waivers. Expense ratios do not reflect the effect of dividend payments to preferred shareholders.
Response filed on December 11th:Nuveen respectfully but strongly disagrees with any assertion that a leveraged CEF’s expense figures quoted as a percentage of total fund net assets are “not meaningful” and/or “inherently misleading” when such figures are accompanied by expense figures quoted as a percentage of common share net assets in equal prominence. Indeed, we believe that, for certain important purposes the total fund net asset figures are more meaningful and insightful than the common share net asset-based expense figures.
We agree with the Staff’s position that expenses expressed as a percentage of the net assets attributable to a CEF’s common shares is a relevant and meaningful indicator of expenses, because it is the common shareholders who end up paying, and therefore “experiencing”, those expenses. However, it is Nuveen’s and the Nuveen Funds’ view – and we believe that it is a commonly held view in the industry– that expense figures should also provide a shareholder or other investor a perspective on what proportion of a fund portfolio’s return-generating power is being reduced by the so-called “friction” associated with expenses. In a leveraged CEF, the returns of the fund are being generated on the total amount of the fund’s assets, not just on the amount of assets attributable to the fund’s common shares. Likewise, and perhaps more importantly to this discussion, fund expenses are by and large being generated and “experienced” at the total fund level, not at the common shareholder level. For example, management fees of the Nuveen CEFs are computed and paid based on the fund’s total net assets, and not on assets attributable to just the common shares. Similarly, most other types of expenses (e.g., audit, custodian, legal) are incurred with respect to or by reference to the entire fund, and not just to that portion of the fund or its assets that are attributable to common shares.
In a simple, non-leveraged example, a bond fund whose portfolio generates a 5% gross return and pays 1% in total expenses would experience a reduction of 20% of its return due to this “expense friction”. A fund that generates the same gross return with less “expense friction” than another fund could be thought of as producing that gross return more “efficiently.” Thus, expense figures provide investors with important indicators of a fund’s “expense efficiency”, and investors often wish to compare the expense efficiency of competing funds.
In an analogous but inherently more complicated leveraged CEF situation, quoting only expense figures (management fees, other expenses, and total expenses) based on common share net assets prevents the investor from truly being able to gauge a fund’s “expense efficiency”, because that set of expense figures would vary between two otherwise identical funds with identical fund-level expenses but differing leverage ratios in general proportion to those leverage ratios. The more highly levered fund will show higher expenses expressed as a percentage of common share net assets than the less levered fund, and will appear, falsely, to be less “expense efficient” than that less levered fund. And even that less-levered fund will appear to be less “expense efficient” than a non-levered fund. For example, a levered fund having a 33.3% leverage ratio ($33.33 of leveraging instrument for every $100 of total assets) and paying a management fee equal to .50% of fund net assets would show a management fee based on common share net assets of .75%, while a levered fund with a 20% leverage ratio and paying that same .50% management fee would show a management fee based on common share net assets of .625%, and a non-levered fund paying that same management fee would of course show a management fee of .50%. Investors in the latter fund would believe, based on those common share net asset-based expense figures, that their fund’s investment adviser was receiving a lower management fee than the adviser of the other funds, when in fact that was not the case.
Indeed, quoting only common share net asset-based expense figures without accompanying them with the CEF’s total fund net asset-based expense figures could even prove potentially misleading to investors, for example, in the circumstance where the more highly levered fund was actually paying lower management fees, custodian fees, audit fees, etc. on fund assets than a less-levered fund or especially a non-levered fund, but would still be quoting a higher set of expense ratios, for the mathematical reasons discussed above. Thus, providing a leveraged fund’s expense figures expressed as a percentage of total net assets (in addition to quoting its expense figures as a percentage of common share net assets) provides investors with the ability to compare the “expense efficiency” of leveraged funds with non-leveraged funds, and to compare the “expense efficiency” of funds having different leverage levels, on an apples-to-apples basis, in the sense that it shows the expenses generated by each dollar of assets of each of the funds being compared. So long as such total fund net asset-based expense figures are accompanied, with equal prominence, with common share net asset-based expense figures, the reader or investor cannot fairly claim to be misled by the former figures. Therefore, we intend to continue to quote expense figures as a percentage of total fund net assets side-by-side with expense figures quoted as a percentage as common share net assets.
| 2) | Comment 13: Those funds that elected to retain a portion of their realized long-term capital gains disclose in their shareholder reports the total returns including the retained gain tax credit/refund and excluding the retained gain tax credit/refund. It is the SEC staff’s position that the total returns including the retained gain tax credit/refund be removed. The SEC gave examples of those funds, including; |
| • | Nuveen Diversified Dividend and Income Fund |
| • | Nuveen Global Value Opportunities Fund |
Revised Response:We discussed the Staff’s questions pertaining to the response we provided in our December 11th correspondence filing and understand there is no further action or information being requested regarding this matter.
Response filed on December 11th:Set forth below is the relevant disclosure from one of the two funds cited by the staff (Nuveen Global Value Opportunities Fund (JGV)):
[Share Distributions and Price Information Section]
The following table provides information regarding the Fund’s distributions and total return performance for the fiscal year ended December 31, 2011. This information is intended to help you better understand whether the Fund’s returns for the specified time period were sufficient to meet the Fund’s distributions.
| As of 12/31/11 | JGV | |||||
Inception date | 7/24/06 | |||||
Fiscal year (calendar year) ended December 31, 2011: | ||||||
Per share distribution: | ||||||
From net investment income | $0.83 | |||||
From long-term capital gains | 0.18 | |||||
From short-term capital gains | 0.28 | |||||
Return of capital | 0.08 | |||||
Total per share distribution | $1.37 | |||||
Distribution rate on NAV | 8.10% | |||||
Average annual total returns: | ||||||
Excluding retained gain tax credit/refund**: | ||||||
1-Year on NAV | -10.28% | |||||
5-Year on NAV | 4.72% | |||||
Since inception on NAV | 6.04% | |||||
Including retained gain tax credit/refund**: | ||||||
1-Year on NAV | -10.28% | |||||
5-Year on NAV | 4.89% | |||||
Since inception on NAV | 6.20% | |||||
| ** | The Fund elected to retain a portion of its realized long-term capital gains for the tax year ended December 31, 2007, and pay required federal corporate income taxes on this amount. As reported on Form 2439, shareholders on record date must include their pro-rata share of these gains on their applicable federal tax returns, and are entitled to take offsetting tax credits, for their pro-rata share of the taxes paid by the Fund. The total returns “Including retained gain tax credit/refund” include the economic benefit to shareholders on record date of these tax credits/refunds. The Fund had no retained capital gains for the tax years ended December 31, 2011 through December 31, 2008 or for the tax year ended December 31, 2006. |
[Performance Overview Section]
Average Annual Total Returns (Inception 7/24/06) | ||||||||
| On Share Price | On NAV | |||||||
1-Year | -11.00% | -10.28% | ||||||
5-Year | 5.91% | 4.72% | ||||||
Since Inception | 5.58% | 6.04% | ||||||
Average Annual Total Returns3 (Including retained gain tax credit/refund) | ||||||||
1-Year | -11.00% | -10.28% | ||||||
5-Year | 6.10% | 4.89% | ||||||
Since Inception | 5.74% | 6.20% | ||||||
3 As previously explained in the Share Distribution and Price Information section of this report, the Fund elected to retain a portion of its realized long-term capital gains for the tax year ended December 31, 2007, and pay required federal corporate income taxes on these amounts. These standardized total returns include the economic benefit to shareholders of record of this tax credit/refund. The Fund had no retained capital gains for the tax years ended December 31, 2011 through December 31, 2008 or for the tax year ended December 31, 2006.
Whenever a fund retains and pays tax on a portion of its realized capital gains in a given tax year, the Internal Revenue Code provides that the fund also should distribute a capital gain tax “credit” to the fund’s shareholders that the shareholders can use, dollar-for-dollar, to reduce their own taxes. Fund shareholders simultaneously increase their cost basis by their ratable share of undistributed net capital gains, net of taxes paid by the fund. As a result, a fund that retains and pays tax on a net realized gain would provide virtually the same all-in “economic” (i.e., after-tax) return to its taxable shareholders as an otherwise identical fund that distributed its net realized capital gains to its shareholders (who then either paid capital gains tax on those gains or used those gains to offset losses that might otherwise have been usable to offset other or later gains). The tax credit that the fund distributes to its shareholders in the first instance provides a tangible and quantifiable benefit to those of its shareholders who pay taxes, but the value of that benefit is not reflected in the total returns calculated strictly from the fund’s financial records, because that tax credit is not quantified in financial statements as a “distribution;” while the tax payment by that fund does operate to reduce that fund’s total return figures.
The provision of an alternatively calculated supplemental total return figure in such instances to reflect the value to taxable shareholders of the fund’s distribution to shareholders of this sort of tax credit in addition to the fund’s cash distributions is fair, appropriate and not misleading. The shareholders did receive that tax credit, and that credit had real, quantifiable value to taxable shareholders. Note that a fund (“Fund A”) that had distributed the capital gain to shareholders would show, under ordinary calculation methodologies, a higher total return than an otherwise identical fund (“Fund B”) that had retained the gain, paid taxes on that gain (and thereby reduced fund assets and returns) and distributed a tax credit to shareholders, even though taxable shareholders of both of those otherwise identical funds would have experienced the same, or at least virtually the same, after-tax total returns from their fund investment. Therefore, providing – as a supplement to the ordinary, “without tax credit” total return figures – the alternative “with tax credit” total return figures merely enables a taxable shareholder to better understand the full economic value of the entirety of the fund’s distributions (cash plus tax credit), and would thereby enable such a shareholder to compare the full “economic return” of his or her investment in Fund B to the full economic return of an alternative investment in Fund A on an “apples-to-apples” basis.
There is strong precedent for the validity of supplementally quoting such “tax-reflective” return figures. Item 26(b)(5) of Form N-1A, which is applicable to open-end funds (Form N-2, applicable to closed-end funds, has no equivalent set of proscriptions and prescriptions as Item 26), expressly permits open-end funds to quote “tax equivalent yields” that “gross-up” the SEC yield of a municipal bond fund to a taxable rate that would be equivalent to the fund’s yield after taking into account the “economic impact” of the tax benefit that such a fund “distributes” to the fund, over and above of the amount of raw yield generated by the fund for its shareholders and reflected on the fund’s financial records, due to the tax-exempt nature of the fund’s exempt interest dividends. Similarly, Item 26(b)(6) of Form N-1A permits open-end funds to calculate and disclose supplemental performance figures calculated “using any other historical measure of performance .. . . if the measure reflects all elements of return.” We submit that the set of total return figures that reflect the “element of return” represented by tax credits distributed by the fund to shareholders quoted supplementally by certain Nuveen Funds is closely analogous to the concept of taxable equivalent yield permitted by Item 26(b)(5), and is precisely the sort of supplemental performance figure expressly permitted by Item 26(b)(6). We strongly believe that such tax-adjusted total return figures, if properly labeled and described, should be permissible for closed-end funds as well as open-end funds.
| 3) | Comment #24:The financial statements of Nuveen Global Government Enhanced Income Fund include a receivable in the amount of $871,186 due from Lehman Brothers Holdings, Inc. (“Lehman”). The notes to financial statements disclose that the fund’s Adviser has agreed to reimburse the fund to the extent that the receivable is not recovered from Lehman or another party. If the fund’s Adviser is guaranteeing the receivable due from Lehman, the fund’s shareholder report should include the Adviser’s financial statements. |
Revised Response:We discussed the Staff’s questions pertaining to the response we provided in our December 11th correspondence filing and understand there is no further action or information being requested regarding this matter.
Response filed on December 11th: We respectfully disagree that the Adviser’s financial statements should be included in the Fund’s shareholder report, as we are unaware of any requirement for the inclusion by GAAP and we deem the amount to be immaterial to the fund. Nonetheless, we expect that this claim will be resolved prior to the Fund’s next fiscal year end so that any reimbursement obligation will not be reflected in the Fund’s financial statements.
| 4) | Comment:In the funds’ notes to financial statements, the Income Tax footnote discloses that a fund may choose to retain all, or a portion of, its net capital gains and pay federal corporate income taxes on such amounts. For certain funds, the statement of cash flow also discloses amounts for taxes paid on undistributed capital gains. Where are such amounts recognized in the funds’ financial statements? |
Revised Response:We discussed the Staff’s questions pertaining to the response we provided in our December 11th correspondence filing and understand there is no further action or information being requested regarding this matter.
Response filed on December 11th: Taxes paid on undistributed capital gains are recognized as a component of “Net realized gain (loss) from investments” on the statement of operations.
| 5) | Comment #17:The Nuveen Core Equity Alpha Fund writes custom basket options on the NASDAQ. Consider disclosing the securities comprising those basket options and/or provide additional disclosure in the notes to financial statements about these options. |
Revised Response:The fund has decided to disclose the securities comprising its custom basket options in its portfolio of investments in addition to the disclosure provided in the notes to financial statements as described in our December 11th correspondence filing.
Response filed on December 11th:The fund’s current disclosure within “Footnote 1 – General Information and Significant Accounting Policies” is as follows:
“The Fund’s investment objective is to provide an attractive level of total return, primarily through long-term capital appreciation and secondarily through income and gains. The Fund will invest in a portfolio of common stocks selected from among the 500 stocks comprising the S&P 500® Index, using a proprietary mathematical process designed by one of the Fund’s sub-advisers INTECH Investment Management LLC (“INTECH”), an independently managed indirect subsidiary of Janus Capital Group Inc., to select large cap, core equity securities and will also employ innovative risk reduction techniques. Typically, the Fund’s equity portfolio will hold 150-450 stocks included in the S&P 500® Index. The Fund will also employ an option strategy that seeks to enhance the Fund’s risk-adjusted performance over time through a meaningful reduction in the volatility of the Fund’s returns relative to the returns of the S&P 500® Index. The Fund expects to write (sell) custom basket call options with a notional value of up to 50% of the value of the equity portfolio. Nuveen Asset Management, LLC, a wholly-owned subsidiary of Nuveen Fund Advisors, Inc., (the “Adviser”), a wholly-owned subsidiary of Nuveen Investments, Inc. (“Nuveen”), is responsible for the Fund’s call option strategy and overseeing the Fund’s investments in futures contracts.”
The fund has determined to provide additional disclosure in the notes to financial statements about these custom basket options. At the current time, the fund contemplates that this disclosure will resemble the following:
“The Fund expects to write call options primarily on custom baskets of stocks that seek to track the return of the S&P 500 Index within parameters determined by the Adviser. A custom basket call option is an option whose value is linked to the market value of a portfolio of underlying stocks. In designing the custom basket call options, the Adviser will seek to minimize the difference between the returns of the stocks underlying the custom basket versus the S&P 500 Index. The Fund may also write call options on stock indexes or exchange-traded funds (commonly referred to as “ETFs”), when the Adviser believes such techniques are likely to be more efficient or effective than writing custom basket call options. The Fund normally will hold a small number of written custom basket call option positions with expirations generally of 60 days or less. The Fund expects that most call options in the Option Strategy will be slightly “out-of-the-money” (i.e.,the exercise price is above the current level of the cash value of the stocks underlying the custom basket call options) at the time they are written. By employing custom basket call options primarily (rather than options on indexes), the Adviser expects that it will be better able to limit the overlap between the underlying common stocks included in each custom basket and the Fund’s portfolio of common stocks, which in turn helps enable the Fund to avoid tax straddles, which would potentially have negative tax implications and require the Fund to bear substantially greater accounting and administrative costs.”
| /s/ Stephen D. Foy |
| Stephen D. Foy |
| Vice President and Funds’ Controller |
| (principal financial officer) |
| CC: | Audit Committee of the Nuveen Funds |
| Eric Fess, Chapman & Cutler, counsel to the Independent Trustees/Directors of the Nuveen Funds |
| Walter Kelly, Chief Compliance Officer of the Nuveen Funds |
| Mary Keefe, Director of Regulatory Affairs of Nuveen Investments, Inc. |
| Joe Castro, Director of Compliance of Nuveen Investments, Inc. |
APPENDIX A
| Registrant | Name | TICKER | CIK | File Number | ||||||
1 | Dow 30 Premium & Dividend Income Fund Inc. | Dow 30 Premium & Dividend Income Fund Inc. | DPD | 0001314128 | 811-21708 | |||||
2 | Dow 30 Enhanced Premium & Income Fund Inc. | Dow 30 Enhanced Premium & Income Fund Inc. | DPO | 0001390840 | 811-22029 | |||||
3 | Global Income & Currency Fund Inc. | Global Income & Currency Fund Inc. | GCF | 0001334510 | 811-21791 | |||||
4 | Nuveen Core Equity Alpha Fund | Nuveen Core Equity Alpha Fund | JCE | 0001385763 | 811-22003 | |||||
5 | Nuveen Diversified Dividend & Income Fund | Nuveen Diversified Dividend & Income Fund | JDD | 0001255821 | 811-21407 | |||||
6 | Nuveen Tax-Advantaged Floating Rate Fund | Nuveen Tax-Advantaged Floating Rate Fund | JFP | 0001313259 | 811-21705 | |||||
7 | Nuveen Floating Rate Income Fund | Nuveen Floating Rate Income Fund | JFR | 0001276533 | 811-21494 | |||||
8 | Nuveen Global Government Enhanced Income Fund | Nuveen Global Government Enhanced Income Fund | JGG | 0001359816 | 811-21893 | |||||
9 | Nuveen Multi-Currency Short-Term Government Income Fund | Nuveen Multi-Currency Short-Term Government Income Fund | JGT | 0001390109 | 811-22018 | |||||
10 | Nuveen Global Value Opportunities Fund | Nuveen Global Value Opportunities Fund | JGV | 0001363421 | 811-21903 | |||||
11 | Nuveen Quality Preferred Income Fund 3 | Nuveen Quality Preferred Income Fund 3 | JHP | 0001200446 | 811-21242 | |||||
12 | Nuveen Equity Premium Advantage Fund | Nuveen Equity Premium Advantage Fund | JLA | 0001320492 | 811-21731 | |||||
13 | Nuveen Mortgage Opportunity Term Fund | Nuveen Mortgage Opportunity Term Fund | JLS | 0001472215 | 811-22329 | |||||
14 | Nuveen Energy MLP Total Return Fund | Nuveen Energy MLP Total Return Fund | JMF | 0001502711 | 811-22482 | |||||
15 | Nuveen Mortgage Opportunity Term Fund 2 | Nuveen Mortgage Opportunity Term Fund 2 | JMT | 0001479238 | 811-22374 | |||||
16 | Nuveen Preferred Income Opportunities Fund | Nuveen Preferred Income Opportunities Fund | JPC | 0001216583 | 811-21293 | |||||
17 | Nuveen Equity Premium and Growth Fund | Nuveen Equity Premium and Growth Fund | JPG | 0001338561 | 811-21809 | |||||
18 | Nuveen Quality Preferred Income Fund 2 | Nuveen Quality Preferred Income Fund 2 | JPS | 0001176433 | 811-21137 | |||||
19 | Nuveen Equity Premium Income Fund | Nuveen Equity Premium Income Fund | JPZ | 0001298699 | 811-21619 | |||||
20 | Nuveen Credit Strategies Income Fund | Nuveen Credit Strategies Income Fund | JQC | 0001227476 | 811-21333 | |||||
21 | Nuveen Real Asset Income and Growth Fund | Nuveen Real Asset Income and Growth Fund | JRI | 0001539337 | 811-22658 | |||||
22 | Nuveen Floating Rate Income Opportunity Fund | Nuveen Floating Rate Income Opportunity Fund | JRO | 0001289213 | 811-21579 | |||||
23 | Nuveen Real Estate Income Fund | Nuveen Real Estate Income Fund | JRS | 0001158289 | 811-10491 | |||||
24 | Nuveen Short Duration Credit Opportunities Fund | Nuveen Short Duration Credit Opportunities Fund | JSD | 0001509253 | 811-22518 | |||||
25 | Nuveen Equity Premium Opportunity Fund | Nuveen Equity Premium Opportunity Fund | JSN | 0001308658 | 811-21674 | |||||
26 | Nuveen Tax-Advantaged Total Return Strategy Fund | Nuveen Tax-Advantaged Total Return Strategy Fund | JTA | 0001265708 | 811-21471 | |||||
27 | Nuveen Tax-Advantaged Dividend Growth Fund | Nuveen Tax-Advantaged Dividend Growth Fund | JTD | 0001397173 | 811-22058 | |||||
28 | Nuveen Quality Preferred Income Fund | Nuveen Quality Preferred Income Fund | JTP | 0001172168 | 811-21082 | |||||
29 | MLP & Strategic Equity Fund Inc. | MLP & Strategic Equity Fund Inc. | MTP | 0001389611 | 811-22040 | |||||
30 | Nuveen California Dividend Advantage Municipal Fund | Nuveen California Dividend Advantage Municipal Fund | NAC | 0001074952 | 811-09161 | |||||
31 | Nuveen Dividend Advantage Municipal Fund | Nuveen Dividend Advantage Municipal Fund | NAD | 0001083839 | 811-09297 | |||||
32 | Nuveen New York Dividend Advantage Municipal Fund | Nuveen New York Dividend Advantage Municipal Fund | NAN | 0001074769 | 811-09135 | |||||
33 | Nuveen Arizona Premium Income Municipal Fund, Inc. | Nuveen Arizona Premium Income Municipal Fund, Inc. | NAZ | 0000892992 | 811-07278 | |||||
34 | Nuveen Build America Bond Fund | Nuveen Build America Bond Fund | NBB | 0001478888 | 811-22391 | |||||
35 | Nuveen Build America Bond Opportunity Fund | Nuveen Build America Bond Opportunity Fund | NBD | 0001493523 | 811-22425 | |||||
36 | Nuveen Ohio Dividend Advantage Municipal Fund 2 | Nuveen Ohio Dividend Advantage Municipal Fund 2 | NBJ | 0001145728 | 811-10445 | |||||
37 | Nuveen California Municipal Value Fund Inc. | Nuveen California Municipal Value Fund Inc. | NCA | 0000818851 | 811-05235 | |||||
38 | Nuveen California Municipal Value Fund 2 | Nuveen California Municipal Value Fund 2 | NCB | 0001454979 | 811-22272 | |||||
39 | Nuveen Insured California Premium Income Municipal Fund 2 Inc. | Nuveen Insured California Premium Income Municipal Fund 2 Inc. | NCL | 0000897422 | 811-07492 | |||||
40 | Nuveen California Municipal Market Opportunity Fund Inc. | Nuveen California Municipal Market Opportunity Fund Inc. | NCO | 0000862313 | 811-06081 | |||||
41 | Nuveen California Performance Plus Municipal Fund Inc. | Nuveen California Performance Plus Municipal Fund Inc. | NCP | 0000856227 | 811-05930 | |||||
42 | Nuveen California Premium Income Municipal Fund | Nuveen California Premium Income Municipal Fund | NCU | 0000905000 | 811-07720 | |||||
43 | Nuveen Insured Tax-Free Advantage Municipal Fund | Nuveen Insured Tax-Free Advantage Municipal Fund | NEA | 0001195737 | 811-21213 | |||||
44 | Nuveen Enhanced Municipal Value Fund | Nuveen Enhanced Municipal Value Fund | NEV | 0001469392 | 811-22323 | |||||
45 | Nuveen Connecticut Dividend Advantage Municipal Fund | Nuveen Connecticut Dividend Advantage Municipal Fund | NFC | 0001090118 | 811-09465 | |||||
46 | Nuveen Maryland Dividend Advantage Municipal Fund | Nuveen Maryland Dividend Advantage Municipal Fund | NFM | 0001090119 | 811-09471 | |||||
47 | Nuveen Arizona Dividend Advantage Municipal Fund | Nuveen Arizona Dividend Advantage Municipal Fund | NFZ | 0001087783 | 811-09459 | |||||
48 | Nuveen Virginia Dividend Advantage Municipal Fund | Nuveen Virginia Dividend Advantage Municipal Fund | NGB | 0001090122 | 811-09469 | |||||
49 | Nuveen Connecticut Dividend Advantage Municipal Fund 2 | Nuveen Connecticut Dividend Advantage Municipal Fund 2 | NGK | 0001166572 | 811-21033 | |||||
50 | Nuveen Connecticut Dividend Advantage Municipal Fund 3 | Nuveen Connecticut Dividend Advantage Municipal Fund 3 | NGO | 0001177218 | 811-21154 | |||||
51 | Nuveen Massachusetts AMT-Free Municipal Income Fund | Nuveen Massachusetts AMT-Free Municipal Income Fund | NGX | 0001196366 | 811-21216 | |||||
52 | Nuveen Premier Municipal Opportunity Fund, Inc. (FKA - | Nuveen Premier Municipal Opportunity Fund, Inc. (FKA - | NIF | 0000880843 | 811-06457 | |||||
| Nuveen Premier Insured Municipal Income Fund Inc.) | Nuveen Premier Insured Municipal Income Fund Inc.) | |||||||||
53 | Nuveen North Carolina Dividend Advantage Municipal Fund 3 | Nuveen North Carolina Dividend Advantage Municipal Fund 3 | NII | 0001177216 | 811-21158 | |||||
54 | Nuveen Select Maturities Municipal Fund | Nuveen Select Maturities Municipal Fund | NIM | 0000890119 | 811-07056 | |||||
55 | Nuveen Municipal Opportunity Fund Inc | Nuveen Municipal Opportunity Fund Inc | NIO | 0000878242 | 811-06379 | |||||
56 | Nuveen New Jersey Municipal Value Fund | Nuveen New Jersey Municipal Value Fund | NJV | 0001454980 | 811-22274 | |||||
57 | Nuveen Georgia Dividend Advantage Municipal Fund 2 | Nuveen Georgia Dividend Advantage Municipal Fund 2 | NKG | 0001177219 | 811-21152 | |||||
58 | Nuveen Insured California Dividend Advantage Municipal Fund | Nuveen Insured California Dividend Advantage Municipal Fund | NKL | 0001090117 | 811-09449 | |||||
59 | Nuveen New York Dividend Advantage Municipal Income Fund | Nuveen New York Dividend Advantage Municipal Income Fund | NKO | 0001090123 | 811-09473 | |||||
60 | Nuveen Arizona Dividend Advantage Municipal Fund 2 | Nuveen Arizona Dividend Advantage Municipal Fund 2 | NKR | 0001161069 | 811-10553 | |||||
61 | Nuveen Insured California Tax-Free Advantage Municipal Fund | Nuveen Insured California Tax-Free Advantage Municipal Fund | NKX | 0001195738 | 811-21212 | |||||
62 | Nuveen Municipal Advantage Fund Inc. | Nuveen Municipal Advantage Fund Inc. | NMA | 0000857361 | 811-05957 | |||||
| Registrant | Name | TICKER | CIK | File Number | ||||||
| 63 | Nuveen Massachusetts Dividend Advantage Municipal Fund | Nuveen Massachusetts Dividend Advantage Municipal Fund | NMB | 0001090120 | 811-09471 | |||||
| 64 | Nuveen Municipal High Income Opportunity Fund 2 | Nuveen Municipal High Income Opportunity Fund 2 | NMD | 0001412495 | 811-22123 | |||||
| 65 | Nuveen Municipal Income Fund Inc. | Nuveen Municipal Income Fund Inc. | NMI | 0000830271 | 811-05488 | |||||
| 66 | Nuveen Municipal Market Opportunity Fund Inc. | Nuveen Municipal Market Opportunity Fund Inc. | NMO | 0000860188 | 811-06040 | |||||
| 67 | Nuveen Michigan Premium Income Municipal Fund Inc. | Nuveen Michigan Premium Income Municipal Fund Inc. | NMP | 0000890897 | 811-07116 | |||||
| 68 | Nuveen Massachusetts Premium Income Municipal Fund | Nuveen Massachusetts Premium Income Municipal Fund | NMT | 0000897419 | 811-07484 | |||||
| 69 | Nuveen Maryland Premium Income Municipal Fund | Nuveen Maryland Premium Income Municipal Fund | NMY | 0000897424 | 811-07486 | |||||
| 70 | Nuveen Municipal High Income Opportunity Fund | Nuveen Municipal High Income Opportunity Fund | NMZ | 0001266585 | 811-21449 | |||||
| 71 | Nuveen Virginia Dividend Advantage Municipal Fund 2 | Nuveen Virginia Dividend Advantage Municipal Fund 2 | NNB | 0001158728 | 811-10523 | |||||
| 72 | Nuveen North Carolina Premium Income Municipal Fund | Nuveen North Carolina Premium Income Municipal Fund | NNC | 0000899761 | 811-07608 | |||||
| 73 | Nuveen Insured New York Premium Income Municipal Fund Inc. | Nuveen Insured New York Premium Income Municipal Fund Inc. | NNF | 0000885712 | 811-06619 | |||||
| 74 | Nuveen New Jersey Premium Income Municipal Fund Inc. | Nuveen New Jersey Premium Income Municipal Fund Inc. | NNJ | 0000890898 | 811-07118 | |||||
| 75 | Nuveen North Carolina Dividend Advantage Municipal Fund 2 | Nuveen North Carolina Dividend Advantage Municipal Fund 2 | NNO | 0001158730 | 811-10525 | |||||
| 76 | Nuveen New York Performance Plus Municipal Fund Inc. | Nuveen New York Performance Plus Municipal Fund Inc. | NNP | 0000856226 | 811-05931 | |||||
| 77 | Nuveen New York Municipal Value Fund Inc. | Nuveen New York Municipal Value Fund Inc. | NNY | 0000818850 | 811-05238 | |||||
| 78 | Nuveen Missouri Premium Income Municipal Fund | Nuveen Missouri Premium Income Municipal Fund | NOM | 0000899782 | 811-07616 | |||||
| 79 | Nuveen Insured California Premium Income Municipal Fund Inc. | Nuveen Insured California Premium Income Municipal Fund Inc. | NPC | 0000885711 | 811-06620 | |||||
| 80 | Nuveen Premier Municipal Income Fund Inc. | Nuveen Premier Municipal Income Fund Inc. | NPF | 0000880845 | 811-06456 | |||||
| 81 | Nuveen Georgia Premium Income Municipal Fund | Nuveen Georgia Premium Income Municipal Fund | NPG | 0000899758 | 811-07614 | |||||
| 82 | Nuveen Premium Income Municipal Fund Inc. | Nuveen Premium Income Municipal Fund Inc. | NPI | 0000833251 | 811-05570 | |||||
| 83 | Nuveen Premium Income Municipal Fund 2 Inc. | Nuveen Premium Income Municipal Fund 2 Inc. | NPM | 0000885734 | 811-06621 | |||||
| 84 | Nuveen Pennsylvania Municipal Value Fund | Nuveen Pennsylvania Municipal Value Fund | NPN | 0001454978 | 811-22273 | |||||
| 85 | Nuveen Performance Plus Municipal Fund Inc. | Nuveen Performance Plus Municipal Fund Inc. | NPP | 0000849998 | 811-05809 | |||||
| 86 | Nuveen Premium Income Municipal Fund 4 Inc. | Nuveen Premium Income Municipal Fund 4 Inc. | NPT | 0000896061 | 811-07432 | |||||
| 87 | Nuveen Virginia Premium Income Municipal Fund | Nuveen Virginia Premium Income Municipal Fund | NPV | 0000897421 | 811-07490 | |||||
| 88 | Nuveen Insured Premium Income Municipal Fund 2 | Nuveen Insured Premium Income Municipal Fund 2 | NPX | 0000906959 | 811-07792 | |||||
| 89 | Nuveen Pennsylvania Premium Income Municipal Fund 2 | Nuveen Pennsylvania Premium Income Municipal Fund 2 | NPY | 0000897427 | 811-07482 | |||||
| 90 | Nuveen California Investment Quality Municipal Fund Inc. | Nuveen California Investment Quality Municipal Fund Inc. | NQC | 0000868440 | 811-06177 | |||||
| 91 | Nuveen Quality Municipal Fund Inc | Nuveen Quality Municipal Fund Inc | NQI | 0000869405 | 811-06206 | |||||
| 92 | Nuveen New Jersey Investment Quality Municipal Fund Inc. | Nuveen New Jersey Investment Quality Municipal Fund Inc. | NQJ | 0000870778 | 811-06264 | |||||
| 93 | Nuveen Investment Quality Municipal Fund Inc. | Nuveen Investment Quality Municipal Fund Inc. | NQM | 0000862716 | 811-06091 | |||||
| 94 | Nuveen New York Investment Quality Municipal Fund Inc. | Nuveen New York Investment Quality Municipal Fund Inc. | NQN | 0000868449 | 811-06178 | |||||
| 95 | Nuveen Pennsylvania Investment Quality Municipal Fund Inc. | Nuveen Pennsylvania Investment Quality Municipal Fund Inc. | NQP | 0000870780 | 811-06265 | |||||
| 96 | Nuveen Select Quality Municipal Fund Inc. | Nuveen Select Quality Municipal Fund Inc. | NQS | 0000872064 | 811-06240 | |||||
| 97 | Nuveen Quality Income Municipal Fund Inc. | Nuveen Quality Income Municipal Fund Inc. | NQU | 0000874506 | 811-06303 | |||||
| 98 | Nuveen North Carolina Dividend Advantage Municipal Fund | Nuveen North Carolina Dividend Advantage Municipal Fund | NRB | 0001090121 | 811-09461 | |||||
| 99 | Nuveen Insured New York Tax-Free Advantage Municipal Fund | Nuveen Insured New York Tax-Free Advantage Municipal Fund | NRK | 0001195739 | 811-21211 | |||||
| 100 | Nuveen Senior Income Fund | Nuveen Senior Income Fund | NSL | 0001093428 | 811-09571 | |||||
| 101 | Nuveen Connecticut Premium Income Municipal Fund | Nuveen Connecticut Premium Income Municipal Fund | NTC | 0000899752 | 811-07606 | |||||
| 102 | Nuveen Texas Quality Income Municipal Fund | Nuveen Texas Quality Income Municipal Fund | NTX | 0000878201 | 811-06384 | |||||
| 103 | Nuveen California Quality Income Municipal Fund Inc. | Nuveen California Quality Income Municipal Fund Inc. | NUC | 0000879826 | 811-06425 | |||||
| 104 | Nuveen New Jersey Dividend Advantage Municipal Fund 2 | Nuveen New Jersey Dividend Advantage Municipal Fund 2 | NUJ | 0001161070 | 811-10551 | |||||
| 105 | Nuveen Michigan Quality Income Municipal Fund Inc. | Nuveen Michigan Quality Income Municipal Fund Inc. | NUM | 0000878198 | 811-06383 | |||||
| 106 | Nuveen New York Quality Income Municipal Fund Inc. | Nuveen New York Quality Income Municipal Fund Inc. | NUN | 0000879819 | 811-06424 | |||||
| 107 | Nuveen Ohio Quality Income Municipal Fund Inc. | Nuveen Ohio Quality Income Municipal Fund Inc. | NUO | 0000878200 | 811-06385 | |||||
| 108 | Nuveen Municipal Value Fund Inc. | Nuveen Municipal Value Fund Inc. | NUV | 0000812801 | 811-05120 | |||||
| 109 | Nuveen Municipal Value Fund 2 | Nuveen Municipal Value Fund 2 | NUW | 0001450445 | 811-22253 | |||||
| 110 | Nuveen California Select Quality Municipal Fund Inc. | Nuveen California Select Quality Municipal Fund Inc. | NVC | 0000874142 | 811-06294 | |||||
| 111 | Nuveen Dividend Advantage Municipal Income Fund | Nuveen Dividend Advantage Municipal Income Fund | NVG | 0001090116 | 811-09475 | |||||
| 112 | Nuveen Ohio Dividend Advantage Municipal Fund 3 | Nuveen Ohio Dividend Advantage Municipal Fund 3 | NVJ | 0001165383 | 811-10637 | |||||
| 113 | Nuveen New York Select Quality Municipal Fund Inc. | Nuveen New York Select Quality Municipal Fund Inc. | NVN | 0000874143 | 811-06295 | |||||
| 114 | Nuveen California Dividend Advantage Municipal Fund 2 | Nuveen California Dividend Advantage Municipal Fund 2 | NVX | 0001127706 | 811-10197 | |||||
| 115 | Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 | Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 | NVY | 0001158729 | 811-10549 | |||||
| 116 | Nuveen Maryland Dividend Advantage Municipal Fund 3 | Nuveen Maryland Dividend Advantage Municipal Fund 3 | NWI | 0001177214 | 811-21153 | |||||
| 117 | Nuveen California Select Tax Free Income Portfolio | Nuveen California Select Tax Free Income Portfolio | NXC | 0000885732 | 811-06623 | |||||
| 118 | Nuveen Arizona Dividend Advantage Municipal Fund 3 | Nuveen Arizona Dividend Advantage Municipal Fund 3 | NXE | 0001177212 | 811-21157 | |||||
| 119 | Nuveen Ohio Dividend Advantage Municipal Fund | Nuveen Ohio Dividend Advantage Municipal Fund | NXI | 0001087788 | 811-09463 | |||||
| 120 | Nuveen New Jersey Dividend Advantage Municipal Fund | Nuveen New Jersey Dividend Advantage Municipal Fund | NXJ | 0001087786 | 811-09455 | |||||
| 121 | Nuveen New York Dividend Advantage Municipal Fund 2 | Nuveen New York Dividend Advantage Municipal Fund 2 | NXK | 0001131063 | 811-10253 | |||||
| 122 | Nuveen Pennsylvania Dividend Advantage Municipal Fund | Nuveen Pennsylvania Dividend Advantage Municipal Fund | NXM | 0001087787 | 811-09457 | |||||
| 123 | Nuveen New York Select Tax Free Income Portfolio | Nuveen New York Select Tax Free Income Portfolio | NXN | 0000885731 | 811-06624 | |||||
| 124 | Nuveen Select Tax Free Income Portfolio | Nuveen Select Tax Free Income Portfolio | NXP | 0000883618 | 811-06548 | |||||
| 125 | Nuveen Select Tax Free Income Portfolio 2 | Nuveen Select Tax Free Income Portfolio 2 | NXQ | 0000885733 | 811-06622 | |||||
| 126 | Nuveen Select Tax Free Income Portfolio 3 | Nuveen Select Tax Free Income Portfolio 3 | NXR | 0000888411 | 811-06693 | |||||
| 127 | Nuveen Dividend Advantage Municipal Fund 2 | Nuveen Dividend Advantage Municipal Fund 2 | NXZ | 0001131062 | 811-10255 | |||||
| Registrant | Name | TICKER | CIK | File Number | ||||||
| 128 | Nuveen New York Municipal Value Fund 2 | Nuveen New York Municipal Value Fund 2 | NYV | 0001454981 | 811-22271 | |||||
| 129 | Nuveen Dividend Advantage Municipal Fund 3 | Nuveen Dividend Advantage Municipal Fund 3 | NZF | 0001137887 | 811-10345 | |||||
| 130 | Nuveen California Dividend Advantage Municipal Fund 3 | Nuveen California Dividend Advantage Municipal Fund 3 | NZH | 0001137888 | 811-10347 | |||||
| 131 | Nuveen Maryland Dividend Advantage Municipal Fund 2 | Nuveen Maryland Dividend Advantage Municipal Fund 2 | NZR | 0001137885 | 811-10349 | |||||
| 132 | Nuveen Michigan Dividend Advantage Municipal Fund | Nuveen Michigan Dividend Advantage Municipal Fund | NZW | 0001087785 | 811-09453 | |||||
| 133 | Nuveen Georgia Dividend Advantage Municipal Fund | Nuveen Georgia Dividend Advantage Municipal Fund | NZX | 0001097668 | 811-10351 | |||||
| 134 | NASDAQ Premium Income & Growth Fund Inc. | NASDAQ Premium Income & Growth Fund Inc. | QQQX | 0001381186 | 811-21983 | |||||
| 135 | Nuveen Investment Trust | Nuveen Multi-Manager Large-Cap Value Fund | 0001013881 | 811-07619 | ||||||
| 136 | Nuveen Investment Trust | Nuveen NWQ Multi-Cap Value Fund | 0001013881 | 811-07619 | ||||||
| 137 | Nuveen Investment Trust | Nuveen NWQ Large-Cap Value Fund | 0001013881 | 811-07619 | ||||||
| 138 | Nuveen Investment Trust | Nuveen NWQ Small/Mid-Cap Value Fund | 0001013881 | 811-07619 | ||||||
| 139 | Nuveen Investment Trust | Nuveen NWQ Small-Cap Value Fund | 0001013881 | 811-07619 | ||||||
| 140 | Nuveen Investment Trust | Nuveen Tradewinds Value Opportunities Fund | 0001013881 | 811-07619 | ||||||
| 141 | Nuveen Investment Trust | Nuveen NWQ Equity Income Fund | 0001013881 | 811-07619 | ||||||
| 142 | Nuveen Investment Trust | Nuveen Global Total Return Bond Fund | 0001013881 | 811-07619 | ||||||
| 143 | Nuveen Investment Trust | Nuveen Intelligent Risk Growth Allocation Fund | 0001013881 | 811-07619 | ||||||
| 144 | Nuveen Investment Trust | Nuveen Intelligent Risk Moderate Allocation Fund | 0001013881 | 811-07619 | ||||||
| 145 | Nuveen Investment Trust | Nuveen Intelligent Risk Conservative Allocation Fund | 0001013881 | 811-07619 | ||||||
| 146 | Nuveen Investment Trust II | Nuveen Santa Barbara Dividend Growth Fund | 0001041673 | 811-08333 | ||||||
| 147 | Nuveen Investment Trust II | Nuveen Santa Barbara Growth Fund | 0001041673 | 811-08333 | ||||||
| 148 | Nuveen Investment Trust II | Nuveen Santa Barbara Global Growth Fund | 0001041673 | 811-08333 | ||||||
| 149 | Nuveen Investment Trust II | Nuveen Santa Barbara International Growth Fund | 0001041673 | 811-08333 | ||||||
| 150 | Nuveen Investment Trust II | Nuveen Tradewinds Emerging Markets Fund | 0001041673 | 811-08333 | ||||||
| 151 | Nuveen Investment Trust II | Nuveen Tradewinds Global All-Cap Fund | 0001041673 | 811-08333 | ||||||
| 152 | Nuveen Investment Trust II | Nuveen Tradewinds Global All-Cap Plus Fund | 0001041673 | 811-08333 | ||||||
| 153 | Nuveen Investment Trust II | Nuveen Tradewinds Global Flexible Allocation Fund | 0001041673 | 811-08333 | ||||||
| 154 | Nuveen Investment Trust II | Nuveen Tradewinds Global Resources Fund | 0001041673 | 811-08333 | ||||||
| 155 | Nuveen Investment Trust II | Nuveen Tradewinds International Value Fund | 0001041673 | 811-08333 | ||||||
| 156 | Nuveen Investment Trust II | Nuveen Tradewinds Japan Fund | 0001041673 | 811-08333 | ||||||
| 157 | Nuveen Investment Trust II | Nuveen Tradewinds Small-Cap Opportunities Fund | 0001041673 | 811-08333 | ||||||
| 158 | Nuveen Investment Trust II | Nuveen Winslow Large-Cap Growth Fund | 0001041673 | 811-08333 | ||||||
| 159 | Nuveen Investment Trust II | Nuveen Santa Barbara Long/Short Equity Fund | 0001041673 | 811-08333 | ||||||
| 160 | Nuveen Investment Trust II | Nuveen Symphony Large-Cap Growth Fund | 0001041673 | 811-08333 | ||||||
| 161 | Nuveen Investment Trust II | Nuveen Symphony Large-Cap Value Fund | 0001041673 | 811-08333 | ||||||
| 162 | Nuveen Investment Trust II | Nuveen Symphony Mid-Cap Core Fund | 0001041673 | 811-08333 | ||||||
| 163 | Nuveen Investment Trust II | Nuveen Symphony International Equity Fund | 0001041673 | 811-08333 | ||||||
| 164 | Nuveen Investment Trust II | Nuveen Symphony Optimized Alpha Fund | 0001041673 | 811-08333 | ||||||
| 165 | Nuveen Investment Trust II | Nuveen Symphony Small-Mid Cap Core Fund | 0001041673 | 811-08333 | ||||||
| 166 | Nuveen Investment Trust III | Nuveen High Yield Bond Fund | 0001071336 | 811-09037 | ||||||
| 167 | Nuveen Investment Trust III | Nuveen Multi-Strategy Core Bond Fund | 0001071336 | 811-09037 | ||||||
| 168 | Nuveen Investment Trust III | Nuveen Short Duration Bond Fund | 0001071336 | 811-09037 | ||||||
| 169 | Nuveen Investment Trust III | Nuveen Symphony Credit Opportunities Fund | 0001071336 | 811-09037 | ||||||
| 170 | Nuveen Investment Trust III | Nuveen Symphony Floating Rate Income Fund | 0001071336 | 811-09037 | ||||||
| 171 | Nuveen Investment Trust V | Nuveen Preferred Securities Fund | 0001380786 | 811-21979 | ||||||
| 172 | Nuveen Investment Trust V | Nuveen NWQ Flexible Income Fund (FKA - Nuveen NWQ Preferred Securities Fund) | 0001380786 | 811-21979 | ||||||
| 173 | Nuveen Managed Accounts Portfolios Trust | Municipal Total Returns Managed Accounts Portfolio | 0001390204 | 811-22023 | ||||||
| 174 | Nuveen Managed Accounts Portfolios Trust | Enhanced Multi-Strategy Income Managed Accounts Portfolio | 0001390204 | 811-22023 | ||||||
| 175 | Nuveen Multistate Trust I | Nuveen Arizona Municipal Bond Fund | 0001018972 | 811-07747 | ||||||
| 176 | Nuveen Multistate Trust I | Nuveen Colorado Municipal Bond Fund | 0001018972 | 811-07747 | ||||||
| 177 | Nuveen Multistate Trust I | Nuveen New Mexico Municipal Bond Fund | 0001018972 | 811-07747 | ||||||
| 178 | Nuveen Multistate Trust I | Nuveen Maryland Municipal Bond Fund | 0001018972 | 811-07747 | ||||||
| 179 | Nuveen Multistate Trust I | Nuveen Pennsylvania Municipal Bond Fund | 0001018972 | 811-07747 | ||||||
| 180 | Nuveen Multistate Trust I | Nuveen Virginia Municipal Bond Fund | 0001018972 | 811-07747 | ||||||
| 181 | Nuveen Multistate Trust II | Nuveen California High Yield Municipal Bond Fund | 0001018975 | 811-07755 | ||||||
| 182 | Nuveen Multistate Trust II | Nuveen California Municipal Bond Fund | 0001018975 | 811-07755 | ||||||
| 183 | Nuveen Multistate Trust II | Nuveen Connecticut Municipal Bond Fund | 0001018975 | 811-07755 | ||||||
| 184 | Nuveen Multistate Trust II | Nuveen Massachusetts Municipal Bond Fund | 0001018975 | 811-07755 | ||||||
| 185 | Nuveen Multistate Trust II | Nuveen New Jersey Municipal Bond Fund | 0001018975 | 811-07755 | ||||||
| 186 | Nuveen Multistate Trust II | Nuveen New York Municipal Bond Fund | 0001018975 | 811-07755 | ||||||
| 187 | Nuveen Multistate Trust III | Nuveen Georgia Municipal Bond Fund | 0001020661 | 811-07943 | ||||||
| 188 | Nuveen Multistate Trust III | Nuveen Louisiana Municipal Bond Fund | 0001020661 | 811-07943 | ||||||
| 189 | Nuveen Multistate Trust III | Nuveen North Carolina Municipal Bond Fund | 0001020661 | 811-07943 | ||||||
| 190 | Nuveen Multistate Trust III | Nuveen Tennessee Municipal Fund | 0001020661 | 811-07943 | ||||||
| 191 | Nuveen Multistate Trust IV | Nuveen Kansas Municipal Bond Fund | 0001018973 | 811-07751 | ||||||
| 192 | Nuveen Multistate Trust IV | Nuveen Kentucky Municipal Bond Fund | 0001018973 | 811-07751 | ||||||
| 193 | Nuveen Multistate Trust IV | Nuveen Michigan Municipal Bond Fund | 0001018973 | 811-07751 | ||||||
| 194 | Nuveen Multistate Trust IV | Nuveen Missouri Municipal Bond Fund | 0001018973 | 811-07751 | ||||||
| 195 | Nuveen Multistate Trust IV | Nuveen Ohio Municipal Bond Fund | 0001018973 | 811-07751 | ||||||
| 196 | Nuveen Multistate Trust IV | Nuveen Wisconsin Municipal Fund | 0001018973 | 811-07751 | ||||||
| 197 | Nuveen Municipal Trust | Nuveen All-American Municipal Bond Fund | 0001020660 | 811-07873 | ||||||
| 198 | Nuveen Municipal Trust | Nuveen High Yield Municipal Bond Fund | 0001020660 | 811-07873 | ||||||
| 199 | Nuveen Municipal Trust | Nuveen Inflation Protected Municipal Bond Fund | 0001020660 | 811-07873 | ||||||
| 200 | Nuveen Municipal Trust | Nuveen Intermediate Duration Municipal Bond Fund | 0001020660 | 811-07873 | ||||||
| 201 | Nuveen Municipal Trust | Nuveen Limited Term Municipal Bond Fund | 0001020660 | 811-07873 | ||||||
| 202 | Nuveen Investment Funds, Inc. | Nuveen Short Term Municipal Bond Fund | 0000820892 | 811-05309 | ||||||
| 203 | Nuveen Investment Funds, Inc. | Nuveen Minnesota Intermediate Municipal Bond Fund | 0000820892 | 811-05309 | ||||||
| 204 | Nuveen Investment Funds, Inc. | Nuveen Minnesota Municipal Bond Fund | 0000820892 | 811-05309 | ||||||
| 205 | Nuveen Investment Funds, Inc. | Nuveen Nebraska Municipal Bond Fund | 0000820892 | 811-05309 | ||||||
| Registrant | Name | TICKER | CIK | File Number | ||||||
| 206 | Nuveen Investment Funds, Inc. | Nuveen Oregon Intermediate Municipal Bond Fund | 0000820892 | 811-05309 | ||||||
| 207 | Nuveen Investment Funds, Inc. | Nuveen Core Plus Bond Fund (FKA - Nuveen Core Bond Fund) | 0000820892 | 811-05309 | ||||||
| 208 | Nuveen Investment Funds, Inc. | Nuveen High Income Bond Fund | 0000820892 | 811-05309 | ||||||
| 209 | Nuveen Investment Funds, Inc. | Nuveen Inflation Protected Securities Fund | 0000820892 | 811-05309 | ||||||
| 210 | Nuveen Investment Funds, Inc. | Nuveen Intermediate Government Bond Fund | 0000820892 | 811-05309 | ||||||
| 211 | Nuveen Investment Funds, Inc. | Nuveen Intermediate Term Bond Fund | 0000820892 | 811-05309 | ||||||
| 212 | Nuveen Investment Funds, Inc. | Nuveen Short Term Bond Fund | 0000820892 | 811-05309 | ||||||
| 213 | Nuveen Investment Funds, Inc. | Nuveen Strategic Income Fund (FKA - Nuveen Total Return Bond Fund) | 0000820892 | 811-05309 | ||||||
| 214 | Nuveen Investment Funds, Inc. | Nuveen Equity Index Fund | 0000820892 | 811-05309 | ||||||
| 215 | Nuveen Investment Funds, Inc. | Nuveen Mid Cap Index Fund | 0000820892 | 811-05309 | ||||||
| 216 | Nuveen Investment Funds, Inc. | Nuveen Small Cap Index Fund | 0000820892 | 811-05309 | ||||||
| 217 | Nuveen Investment Funds, Inc. | Nuveen Dividend Value Fund ( FKA - Nuveen Equity Income Fund ) | 0000820892 | 811-05309 | ||||||
| 218 | Nuveen Investment Funds, Inc. | Nuveen Mid Cap Value Fund | 0000820892 | 811-05309 | ||||||
| 219 | Nuveen Investment Funds, Inc. | Nuveen Small Cap Value Fund | 0000820892 | 811-05309 | ||||||
| 220 | Nuveen Investment Funds, Inc. | Nuveen Large Cap Value Fund | 0000820892 | 811-05309 | ||||||
| 221 | Nuveen Investment Funds, Inc. | Nuveen International Fund | 0000820892 | 811-05309 | ||||||
| 222 | Nuveen Investment Funds, Inc. | Nuveen International Select Fund | 0000820892 | 811-05309 | ||||||
| 223 | Nuveen Investment Funds, Inc. | Nuveen Quantitative Enhanced Core Equity Fund | 0000820892 | 811-05309 | ||||||
| 224 | Nuveen Investment Funds, Inc. | Nuveen Tactical Market Opportunities Fund | 0000820892 | 811-05309 | ||||||
| 225 | Nuveen Investment Funds, Inc. | Nuveen Large Cap Growth Opportunities Fund | 0000820892 | 811-05309 | ||||||
| 226 | Nuveen Investment Funds, Inc. | Nuveen Mid Cap Growth Opportunities Fund | 0000820892 | 811-05309 | ||||||
| 227 | Nuveen Investment Funds, Inc. | Nuveen Small Cap Growth Opportunities Fund | 0000820892 | 811-05309 | ||||||
| 228 | Nuveen Investment Funds, Inc. | Nuveen Large Cap Select Fund | 0000820892 | 811-05309 | ||||||
| 229 | Nuveen Investment Funds, Inc. | Nuveen Mid Cap Select Fund | 0000820892 | 811-05309 | ||||||
| 230 | Nuveen Investment Funds, Inc. | Nuveen Small Cap Select Fund | 0000820892 | 811-05309 | ||||||
| 231 | Nuveen Investment Funds, Inc. | Nuveen Global Infrastructure Fund | 0000820892 | 811-05309 | ||||||
| 232 | Nuveen Investment Funds, Inc. | Nuveen Real Asset Income Fund | 0000820892 | 811-05309 | ||||||
| 233 | Nuveen Investment Funds, Inc. | Nuveen Real Estate Securities Fund | 0000820892 | 811-05309 | ||||||
| 234 | Nuveen Strategy Funds, Inc. | Nuveen Strategy Aggressive Growth Allocation Fund | 0001017927 | 811-07687 | ||||||
| 235 | Nuveen Strategy Funds, Inc. | Nuveen Strategy Growth Allocation Fund | 0001017927 | 811-07687 | ||||||
| 236 | Nuveen Strategy Funds, Inc. | Nuveen Strategy Balanced Allocation Fund | 0001017927 | 811-07687 | ||||||
| 237 | Nuveen Strategy Funds, Inc. | Nuveen Strategy Conservative Allocation Fund | 0001017927 | 811-07687 | ||||||