United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09439
Prudential Investment Portfolios 5
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: July 31
Date of reporting period: 7/1/2014 through 6/30/2015
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-09439
Registrant Name: Prudential Investment Portfolios 5
Reporting Period: 07/01/2014 - 06/30/2015
Prudential Jennison Conservative Growth Fund - Sub-Adviser: Jennison
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ABBOTT LABORATORIES
Meeting Date: APR 24, 2015
Record Date: FEB 25, 2015
Meeting Type: ANNUAL | Ticker: ABT
Security ID: 002824100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert J. Alpern | Management | For | For |
| 1.2 | Elect Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Sally E. Blount | Management | For | For |
| 1.4 | Elect W. James Farrell | Management | For | For |
| 1.5 | Elect Edward M. Liddy | Management | For | For |
| 1.6 | Elect Nancy McKinstry | Management | For | For |
| 1.7 | Elect Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect William A. Osborn | Management | For | For |
| 1.9 | Elect Samuel C. Scott III | Management | For | For |
| 1.10 | Elect Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Miles D. White | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Genetically Modified Ingredients | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
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ACTAVIS PLC
Meeting Date: MAR 10, 2015
Record Date: JAN 22, 2015
Meeting Type: SPECIAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger/Acquisition | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
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ACTAVIS PLC
Meeting Date: JUN 05, 2015
Record Date: APR 10, 2015
Meeting Type: ANNUAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Paul M. Bisaro | Management | For | For |
| 2 | Elect Nesli Basgoz | Management | For | For |
| 3 | Elect James H. Bloem | Management | For | For |
| 4 | Elect Christopher W. Bodine | Management | For | For |
| 5 | Elect Christopher J. Coughlin | Management | For | For |
| 6 | Elect Michael R. Gallagher | Management | For | For |
| 7 | Elect Catherine M. Klema | Management | For | For |
| 8 | Elect Peter J. McDonnell | Management | For | For |
| 9 | Elect Patrick J. O'Sullivan | Management | For | For |
| 10 | Elect Brenton L. Saunders | Management | For | For |
| 11 | Elect Ronald R. Taylor | Management | For | For |
| 12 | Elect Fred G. Weiss | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Name Change to Allergan plc | Management | For | For |
| 16 | Approval of the Amended 2013 Incentive Award Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
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ACTIVISION BLIZZARD, INC.
Meeting Date: JUN 03, 2015
Record Date: APR 07, 2015
Meeting Type: ANNUAL | Ticker: ATVI
Security ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert J. Corti | Management | For | For |
| 2 | Elect Brian G. Kelly | Management | For | For |
| 3 | Elect Robert A. Kotick | Management | For | For |
| 4 | Elect Barry Meyer | Management | For | For |
| 5 | Elect Robert J. Morgado | Management | For | For |
| 6 | Elect Peter Nolan | Management | For | For |
| 7 | Elect Richard Sarnoff | Management | For | For |
| 8 | Elect Elaine P. Wynn | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | Against |
| 10 | Ratification of Auditor | Management | For | For |
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ADOBE SYSTEMS INCORPORATED
Meeting Date: APR 09, 2015
Record Date: FEB 13, 2015
Meeting Type: ANNUAL | Ticker: ADBE
Security ID: 00724F101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Amy L. Banse | Management | For | For |
| 2 | Elect Kelly J. Barlow | Management | For | For |
| 3 | Elect Edward W. Barnholt | Management | For | For |
| 4 | Elect Robert K. Burgess | Management | For | For |
| 5 | Elect Frank A. Calderoni | Management | For | For |
| 6 | Elect Michael R. Cannon | Management | For | For |
| 7 | Elect James E. Daley | Management | For | For |
| 8 | Elect Laura B. Desmond | Management | For | For |
| 9 | Elect Charles M. Geschke | Management | For | For |
| 10 | Elect Shantanu Narayen | Management | For | For |
| 11 | Elect Daniel Rosensweig | Management | For | For |
| 12 | Elect Robert Sedgewick | Management | For | For |
| 13 | Elect John E. Warnock | Management | For | For |
| 14 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
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AETNA INC.
Meeting Date: MAY 15, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: AET
Security ID: 00817Y108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Fernando Aguirre | Management | For | For |
| 2 | Elect Mark T. Bertolini | Management | For | For |
| 3 | Elect Frank M. Clark, Jr. | Management | For | For |
| 4 | Elect Betsy Z. Cohen | Management | For | For |
| 5 | Elect Molly J. Coye | Management | For | For |
| 6 | Elect Roger N. Farah | Management | For | For |
| 7 | Elect Barbara H. Franklin | Management | For | For |
| 8 | Elect Jeffrey E. Garten | Management | For | For |
| 9 | Elect Ellen M. Hancock | Management | For | For |
| 10 | Elect Richard J. Harrington | Management | For | For |
| 11 | Elect Edward J. Ludwig | Management | For | For |
| 12 | Elect Joseph P. Newhouse | Management | For | For |
| 13 | Elect Olympia J. Snowe | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Report on Indirect Political Spending | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
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ALTRIA GROUP, INC.
Meeting Date: MAY 20, 2015
Record Date: MAR 30, 2015
Meeting Type: ANNUAL | Ticker: MO
Security ID: 02209S103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gerald L. Baliles | Management | For | For |
| 2 | Elect Martin J. Barrington | Management | For | For |
| 3 | Elect John T. Casteen III | Management | For | For |
| 4 | Elect Dinyar S. Devitre | Management | For | For |
| 5 | Elect Thomas F. Farrell II | Management | For | For |
| 6 | Elect Thomas W. Jones | Management | For | For |
| 7 | Elect Debra J. Kelly-Ennis | Management | For | For |
| 8 | Elect W. Leo Kiely III | Management | For | For |
| 9 | Elect Kathryn B. McQuade | Management | For | For |
| 10 | Elect George Munoz | Management | For | For |
| 11 | Elect Nabil Y. Sakkab | Management | For | For |
| 12 | Approval of 2015 Performance Incentive Plan | Management | For | For |
| 13 | 2015 Stock Compensation Plan for Non-Employee Directors | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Labor Policies | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Health Effects of Tobacco Use to Low Income Groups | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | Shareholder | Against | Against |
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AMAZON.COM, INC.
Meeting Date: JUN 10, 2015
Record Date: APR 13, 2015
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Tom A. Alberg | Management | For | For |
| 3 | Elect John Seely Brown | Management | For | For |
| 4 | Elect William B. Gordon | Management | For | For |
| 5 | Elect Jamie S. Gorelick | Management | For | For |
| 6 | Elect Judith A McGrath | Management | For | For |
| 7 | Elect Alain Monie | Management | For | For |
| 8 | Elect Jonathan Rubinstein | Management | For | For |
| 9 | Elect Thomas O. Ryder | Management | For | For |
| 10 | Elect Patricia Q. Stonesifer | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Against |
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AMERICAN EXPRESS COMPANY
Meeting Date: MAY 11, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: AXP
Security ID: 025816109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charlene Barshefsky | Management | For | For |
| 2 | Elect Ursula M. Burns | Management | For | For |
| 3 | Elect Kenneth I. Chenault | Management | For | For |
| 4 | Elect Peter Chernin | Management | For | For |
| 5 | Elect Anne Lauvergeon | Management | For | For |
| 6 | Elect Micheal O. Leavitt | Management | For | For |
| 7 | Elect Theodore J. Leonsis | Management | For | For |
| 8 | Elect Richard C. Levin | Management | For | For |
| 9 | Elect Samuel J. Palmisano | Management | For | For |
| 10 | Elect Daniel L. Vasella | Management | For | For |
| 11 | Elect Robert D. Walter | Management | For | For |
| 12 | Elect Ronald A. Williams | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Privacy and Data Security | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
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AMERIPRISE FINANCIAL, INC.
Meeting Date: APR 29, 2015
Record Date: MAR 02, 2015
Meeting Type: ANNUAL | Ticker: AMP
Security ID: 03076C106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James M. Cracchiolo | Management | For | For |
| 2 | Elect Dianne Neal Blixt | Management | For | For |
| 3 | Elect Amy DiGeso | Management | For | For |
| 4 | Elect Lon R. Greenberg | Management | For | For |
| 5 | Elect Siri S. Marshall | Management | For | For |
| 6 | Elect Jeffrey Noddle | Management | For | For |
| 7 | Elect H. Jay Sarles | Management | For | For |
| 8 | Elect Robert F. Sharpe, Jr. | Management | For | For |
| 9 | Elect William H. Turner | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
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AMGEN INC.
Meeting Date: MAY 14, 2015
Record Date: MAR 16, 2015
Meeting Type: ANNUAL | Ticker: AMGN
Security ID: 031162100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect David Baltimore | Management | For | For |
| 2 | Elect Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Robert A. Bradway | Management | For | For |
| 4 | Elect Francois de Carbonnel | Management | For | For |
| 5 | Elect Vance D. Coffman | Management | For | For |
| 6 | Elect Robert A. Eckert | Management | For | For |
| 7 | Elect Greg C. Garland | Management | For | For |
| 8 | Elect Rebecca M. Henderson | Management | For | For |
| 9 | Elect Frank C. Herringer | Management | For | For |
| 10 | Elect Tyler Jacks | Management | For | For |
| 11 | Elect Judith C. Pelham | Management | For | For |
| 12 | Elect Ronald D. Sugar | Management | For | For |
| 13 | Elect R. Sanders Williams | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
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AON PLC
Meeting Date: JUN 17, 2015
Record Date: APR 22, 2015
Meeting Type: ANNUAL | Ticker: AON
Security ID: G0408V102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Lester B. Knight | Management | For | For |
| 2 | Elect Gregory C. Case | Management | For | For |
| 3 | Elect Fulvio Conti | Management | For | For |
| 4 | Elect Cheryl A. Francis | Management | For | For |
| 5 | Elect James W. Leng | Management | For | For |
| 6 | Elect J. Michael Losh | Management | For | For |
| 7 | Elect Robert S. Morrison | Management | For | For |
| 8 | Elect Richard B. Myers | Management | For | For |
| 9 | Elect Richard C. Notebaert | Management | For | For |
| 10 | Elect Gloria Santona | Management | For | For |
| 11 | Elect Carolyn Y. Woo | Management | For | For |
| 12 | Accounts and Reports | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Ratification of Statutory Auditor | Management | For | For |
| 15 | Authority to Set Auditor's Fees | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Remuneration Report (Advisory) | Management | For | For |
| 18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Management | For | For |
| 19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 21 | Authorization of Political Donations and Expenditures | Management | For | For |
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APPLE INC
Meeting Date: MAR 10, 2015
Record Date: JAN 09, 2015
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 37833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Timothy D. Cook | Management | For | For |
| 2 | Elect Albert A. Gore, Jr. | Management | For | For |
| 3 | Elect Robert A. Iger | Management | For | For |
| 4 | Elect Andrea Jung | Management | For | For |
| 5 | Elect Arthur D. Levinson | Management | For | For |
| 6 | Elect Ronald D. Sugar | Management | For | For |
| 7 | Elect Sue Wagner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
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ARCHER-DANIELS-MIDLAND COMPANY
Meeting Date: MAY 07, 2015
Record Date: MAR 12, 2015
Meeting Type: ANNUAL | Ticker: ADM
Security ID: 039483102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan L. Boeckmann | Management | For | For |
| 2 | Elect Mollie Hale Carter | Management | For | For |
| 3 | Elect Terrell K. Crews | Management | For | For |
| 4 | Elect Pierre Dufour | Management | For | For |
| 5 | Elect Donald E. Felsinger | Management | For | For |
| 6 | Elect Juan Richardo Luciano | Management | For | For |
| 7 | Elect Antonio dos Santos Maciel Neto | Management | For | For |
| 8 | Elect Patrick J. Moore | Management | For | For |
| 9 | Elect Thomas F. O'Neill | Management | For | For |
| 10 | Elect Francisco Sanchez | Management | For | For |
| 11 | Elect Daniel Shih | Management | For | For |
| 12 | Elect Kelvin R. Westbrook | Management | For | For |
| 13 | Elect Patricia A. Woertz | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Reapproval of the 2009 Incentive Compensation Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
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ARM HOLDINGS PLC
Meeting Date: APR 30, 2015
Record Date: MAR 24, 2015
Meeting Type: ANNUAL | Ticker: ARM
Security ID: 042068106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Remuneration Report (Advisory) | Management | For | For |
| 4 | Elect John LIU Yun | Management | For | For |
| 5 | Elect Stuart Chambers | Management | For | For |
| 6 | Elect Simon Segars | Management | For | For |
| 7 | Elect Andy Green | Management | For | For |
| 8 | Elect Larry Hirst | Management | For | For |
| 9 | Elect Mike Muller | Management | For | For |
| 10 | Elect Kathleen O'Donovan | Management | For | For |
| 11 | Elect Janice Roberts | Management | For | For |
| 12 | Elect Tim Score | Management | For | For |
| 13 | Appointment of Auditor | Management | For | For |
| 14 | Authority to Set Auditor's Fees | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 17 | Authority to Repurchase Shares | Management | For | For |
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
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AVNET INC.
Meeting Date: NOV 06, 2014
Record Date: SEP 08, 2014
Meeting Type: ANNUAL | Ticker: AVT
Security ID: 53807103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect William J. Amelio | Management | For | For |
| 2 | Elect J. Veronica Biggins | Management | For | For |
| 3 | Elect Michael A. Bradley | Management | For | For |
| 4 | Elect R. Kerry Clark | Management | For | For |
| 5 | Elect Rick Hamada | Management | For | For |
| 6 | Elect James A. Lawrence | Management | For | For |
| 7 | Elect Avid Modjtabai | Management | For | For |
| 8 | Elect Ray M. Robinson | Management | For | For |
| 9 | Elect William H. Schumann III | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
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BAKER HUGHES INC.
Meeting Date: MAR 27, 2015
Record Date: FEB 17, 2015
Meeting Type: SPECIAL | Ticker: BHI
Security ID: 57224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger/Acquisition | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
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BANK OF AMERICA CORPORATION
Meeting Date: MAY 06, 2015
Record Date: MAR 11, 2015
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sharon L. Allen | Management | For | For |
| 2 | Elect Susan S. Bies | Management | For | For |
| 3 | Elect Jack O. Bovender, Jr. | Management | For | For |
| 4 | Elect Frank P. Bramble, Sr. | Management | For | For |
| 5 | Elect Pierre J. P. de Weck | Management | For | For |
| 6 | Elect Arnold W. Donald | Management | For | For |
| 7 | Elect Charles K. Gifford | Management | For | For |
| 8 | Elect Linda P. Hudson | Management | For | For |
| 9 | Elect Monica C. Lozano | Management | For | For |
| 10 | Elect Thomas J. May | Management | For | For |
| 11 | Elect Brian T. Moynihan | Management | For | For |
| 12 | Elect Lionel L. Nowell III | Management | For | For |
| 13 | Elect R. David Yost | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Amendment to the 2003 Key Associate Stock Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Abstain |
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BAXTER INTERNATIONAL INC.
Meeting Date: MAY 05, 2015
Record Date: MAR 11, 2015
Meeting Type: ANNUAL | Ticker: BAX
Security ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Uma Chowdhry | Management | For | For |
| 2 | Elect James R. Gavin III | Management | For | For |
| 3 | Elect Peter S. Hellman | Management | For | For |
| 4 | Elect Kees J. Storm | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | Against |
| 7 | 2015 Incentive Plan | Management | For | For |
| 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
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BERKSHIRE HATHAWAY INC.
Meeting Date: MAY 02, 2015
Record Date: MAR 04, 2015
Meeting Type: ANNUAL | Ticker: BRK.A
Security ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Warren E. Buffett | Management | For | For |
| 1.2 | Elect Charles T. Munger | Management | For | For |
| 1.3 | Elect Howard G. Buffett | Management | For | For |
| 1.4 | Elect Stephen B. Burke | Management | For | For |
| 1.5 | Elect Susan L. Decker | Management | For | For |
| 1.6 | Elect William H. Gates III | Management | For | For |
| 1.7 | Elect David S. Gottesman | Management | For | For |
| 1.8 | Elect Charlotte Guyman | Management | For | For |
| 1.9 | Elect Thomas S. Murphy | Management | For | For |
| 1.10 | Elect Ronald L. Olson | Management | For | For |
| 1.11 | Elect Walter Scott, Jr. | Management | For | For |
| 1.12 | Elect Meryl B. Witmer | Management | For | For |
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BEST BUY CO., INC.
Meeting Date: JUN 09, 2015
Record Date: APR 13, 2015
Meeting Type: ANNUAL | Ticker: BBY
Security ID: 086516101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Bradbury H. Anderson | Management | For | For |
| 2 | Elect Lisa M. Caputo | Management | For | For |
| 3 | Elect J. Patrick Doyle | Management | For | For |
| 4 | Elect Russell P. Fradin | Management | For | For |
| 5 | Elect Kathy J. Higgins Victor | Management | For | For |
| 6 | Elect Hubert Joly | Management | For | For |
| 7 | Elect David W. Kenny | Management | For | For |
| 8 | Elect Thomas L. Millner | Management | For | For |
| 9 | Elect Gerard R. Vittecoq | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
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BIOGEN INC.
Meeting Date: JUN 10, 2015
Record Date: APR 15, 2015
Meeting Type: ANNUAL | Ticker: BIIB
Security ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alexander J. Denner | Management | For | For |
| 2 | Elect Caroline Dorsa | Management | For | For |
| 3 | Elect Nancy L. Leaming | Management | For | For |
| 4 | Elect Richard C. Mulligan | Management | For | For |
| 5 | Elect Robert W. Pangia | Management | For | For |
| 6 | Elect Stelios Papadopoulos | Management | For | For |
| 7 | Elect Brian S. Posner | Management | For | For |
| 8 | Elect Eric K. Rowinsky | Management | For | For |
| 9 | Elect George A. Scangos | Management | For | For |
| 10 | Elect Lynn Schenk | Management | For | For |
| 11 | Elect Stephen A. Sherwin | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the 2015 Employee Stock Purchase Plan | Management | For | For |
| 15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Management | For | For |
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BLACKROCK, INC.
Meeting Date: MAY 28, 2015
Record Date: APR 01, 2015
Meeting Type: ANNUAL | Ticker: BLK
Security ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Abdlatif Yousef Al-Hamad | Management | For | For |
| 2 | Elect Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Pamela Daley | Management | For | For |
| 4 | Elect William S. Demchak | Management | For | For |
| 5 | Elect Jessica P. Einhorn | Management | For | For |
| 6 | Elect Laurence D. Fink | Management | For | For |
| 7 | Elect Fabrizio Freda | Management | For | For |
| 8 | Elect Murry S. Gerber | Management | For | For |
| 9 | Elect James Grosfeld | Management | For | For |
| 10 | Elect Robert S. Kapito | Management | For | For |
| 11 | Elect David H. Komansky | Management | For | For |
| 12 | Elect Sir Deryck C. Maughan | Management | For | For |
| 13 | Elect Cheryl D. Mills | Management | For | For |
| 14 | Elect Thomas H. O'Brien | Management | For | For |
| 15 | Elect Ivan G. Seidenberg | Management | For | For |
| 16 | Elect Marco Antonio Slim Domit | Management | For | For |
| 17 | Elect John S. Varley | Management | For | For |
| 18 | Elect Susan L. Wagner | Management | For | For |
| 19 | Amendment to the 1999 Stock Award and Incentive Plan | Management | For | For |
| 20 | Advisory Vote on Executive Compensation | Management | For | For |
| 21 | Ratification of Auditor | Management | For | For |
| 22 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against |
| 23 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
BOEING COMPANY
Meeting Date: APR 27, 2015
Record Date: FEB 26, 2015
Meeting Type: ANNUAL | Ticker: BA
Security ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David L. Calhoun | Management | For | For |
| 2 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 3 | Elect Kenneth M. Duberstein | Management | For | For |
| 4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Lawrence W. Kellner | Management | For | For |
| 6 | Elect Edward M. Liddy | Management | For | For |
| 7 | Elect W. James McNerney, Jr. | Management | For | For |
| 8 | Elect Susan C. Schwab | Management | For | For |
| 9 | Elect Ronald A. Williams | Management | For | For |
| 10 | Elect Mike S. Zafirovski | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: MAY 05, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: BMY
Security ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lamberto Andreotti | Management | For | For |
| 2 | Elect Giovanni Caforio | Management | For | For |
| 3 | Elect Lewis B. Campbell | Management | For | For |
| 4 | Elect Laurie H. Glimcher | Management | For | For |
| 5 | Elect Michael Grobstein | Management | For | For |
| 6 | Elect Alan J. Lacy | Management | For | For |
| 7 | Elect Thomas J. Lynch | Management | For | For |
| 8 | Elect Dinesh Paliwal | Management | For | For |
| 9 | Elect Vicki L. Sato | Management | For | For |
| 10 | Elect Gerald L. Storch | Management | For | For |
| 11 | Elect Togo D. West, Jr. | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Adoption of Exclusive Forum Provision | Management | For | For |
| 15 | Elimination of Supermajority Provisions | Management | For | For |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
CALPINE CORPORATION
Meeting Date: MAY 13, 2015
Record Date: MAR 16, 2015
Meeting Type: ANNUAL | Ticker: CPN
Security ID: 131347304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Frank Cassidy | Management | For | For |
| 1.2 | Elect Jack A. Fusco | Management | For | For |
| 1.3 | Elect John B. (Thad) Hill | Management | For | For |
| 1.4 | Elect Michael W. Hofmann | Management | For | For |
| 1.5 | Elect David C. Merritt | Management | For | For |
| 1.6 | Elect W. Benjamin Moreland | Management | For | For |
| 1.7 | Elect Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Denise M. O'Leary | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Management | For | For |
| 5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Management | For | For |
| |
|---|
CARDINAL HEALTH, INC.
Meeting Date: NOV 05, 2014
Record Date: SEP 10, 2014
Meeting Type: ANNUAL | Ticker: CAH
Security ID: 14149Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David J. Anderson | Management | For | For |
| 2 | Elect Colleen F. Arnold | Management | For | For |
| 3 | Elect George S. Barrett | Management | For | For |
| 4 | Elect Carrie S. Cox | Management | For | For |
| 5 | Elect Calvin Darden | Management | For | For |
| 6 | Elect Bruce L. Downey | Management | For | For |
| 7 | Elect Patricia A. Hemingway Hall | Management | For | For |
| 8 | Elect Clayton M. Jones | Management | For | For |
| 9 | Elect Gregory B. Kenny | Management | For | For |
| 10 | Elect David P. King | Management | For | For |
| 11 | Elect Richard C. Notebaert | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the Material Terms of the Management Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures | Shareholder | Against | Against |
| |
|---|
CELGENE CORPORATION
Meeting Date: JUN 17, 2015
Record Date: APR 20, 2015
Meeting Type: ANNUAL | Ticker: CELG
Security ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert J. Hugin | Management | For | For |
| 1.2 | Elect Richard W. Barker | Management | For | For |
| 1.3 | Elect Michael W. Bonney | Management | For | For |
| 1.4 | Elect Michael D. Casey | Management | For | For |
| 1.5 | Elect Carrie S. Cox | Management | For | For |
| 1.6 | Elect Michael A. Friedman | Management | For | For |
| 1.7 | Elect Gilla Kaplan | Management | For | For |
| 1.8 | Elect James J. Loughlin | Management | For | For |
| 1.9 | Elect Ernest Mario | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Drug Pricing Report | Shareholder | Against | Against |
| |
|---|
CENTURYLINK, INC.
Meeting Date: MAY 20, 2015
Record Date: APR 01, 2015
Meeting Type: ANNUAL | Ticker: CTL
Security ID: 156700106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Virginia Boulet | Management | For | For |
| 1.2 | Elect Peter C. Brown | Management | For | For |
| 1.3 | Elect Richard A. Gephardt | Management | For | For |
| 1.4 | Elect W. Bruce Hanks | Management | For | For |
| 1.5 | Elect Gregory J. McCray | Management | For | For |
| 1.6 | Elect C. G. Melville, Jr. | Management | For | For |
| 1.7 | Elect William A. Owens | Management | For | For |
| 1.8 | Elect Harvey P. Perry | Management | For | For |
| 1.9 | Elect Glen F. Post III | Management | For | For |
| 1.10 | Elect Michael J. Roberts | Management | For | For |
| 1.11 | Elect Laurie A. Siegel | Management | For | For |
| 1.12 | Elect Joseph R. Zimmel | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Approval of the 2015 Executive Officer Short-Term Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| |
|---|
CHEVRON CORPORATION
Meeting Date: MAY 27, 2015
Record Date: APR 01, 2015
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alexander B. Cummings, Jr. | Management | For | For |
| 2 | Elect Linnet F. Deily | Management | For | For |
| 3 | Elect Robert E. Denham | Management | For | For |
| 4 | Elect Alice P. Gast | Management | For | For |
| 5 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 6 | Elect Jon M. Huntsman, Jr. | Management | For | For |
| 7 | Elect Charles W. Moorman, IV | Management | For | For |
| 8 | Elect John G. Stumpf | Management | For | For |
| 9 | Elect Ronald D. Sugar | Management | For | For |
| 10 | Elect Inge G. Thulin | Management | For | For |
| 11 | Elect Carl Ware | Management | For | For |
| 12 | Elect John S. Watson | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Charitable Contributions | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Prohibiting Political Spending | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Dividend Policy | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 22 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 23 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
| 24 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
Meeting Date: MAY 13, 2015
Record Date: MAR 16, 2015
Meeting Type: ANNUAL | Ticker: CMG
Security ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John S. Charlesworth | Management | For | For |
| 1.2 | Elect Kimbal Musk | Management | For | For |
| 1.3 | Elect Montgomery F. Moran | Management | For | For |
| 1.4 | Elect Patrick J. Flynn | Management | For | For |
| 1.5 | Elect Steve Ells | Management | For | For |
| 1.6 | Elect Stephen E. Gillett | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the 2011 Stock Incentive Plan | Management | For | For |
| 5 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| 6 | Elimination of Supermajority Requirements | Management | For | For |
| 7 | Amend Bylaws to Provide for Proxy Access | Management | For | Against |
| 8 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| |
|---|
CIGNA CORPORATION
Meeting Date: APR 22, 2015
Record Date: FEB 23, 2015
Meeting Type: ANNUAL | Ticker: CI
Security ID: 125509109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John M. Partridge | Management | For | For |
| 2 | Elect James E. Rogers | Management | For | For |
| 3 | Elect Eric C. Wiseman | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 28, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael L. Corbat | Management | For | For |
| 2 | Elect Duncan P. Hennes | Management | For | For |
| 3 | Elect Peter B. Henry | Management | For | For |
| 4 | Elect Franz B. Humer | Management | For | For |
| 5 | Elect Michael E. O'Neill | Management | For | For |
| 6 | Elect Gary M. Reiner | Management | For | For |
| 7 | Elect Judith Rodin | Management | For | For |
| 8 | Elect Anthony M. Santomero | Management | For | For |
| 9 | Elect Joan E. Spero | Management | For | For |
| 10 | Elect Diana L. Taylor | Management | For | For |
| 11 | Elect William S. Thompson, Jr. | Management | For | For |
| 12 | Elect James S. Turley | Management | For | For |
| 13 | Elect Ernesto Zedillo | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Amendment to the 2014 Stock Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Proxy Access | Shareholder | For | Against |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Audit Committee Membership | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | Shareholder | Against | Against |
| |
|---|
CORNING INCORPORATED
Meeting Date: APR 30, 2015
Record Date: MAR 02, 2015
Meeting Type: ANNUAL | Ticker: GLW
Security ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Donald W. Blair | Management | For | For |
| 2 | Elect Stephanie A. Burns | Management | For | For |
| 3 | Elect John A. Canning Jr. | Management | For | For |
| 4 | Elect Richard T. Clark | Management | For | Against |
| 5 | Elect Robert F. Cummings, Jr. | Management | For | For |
| 6 | Elect James B. Flaws | Management | For | For |
| 7 | Elect Deborah A. Henretta | Management | For | For |
| 8 | Elect Daniel P. Huttenlocher | Management | For | For |
| 9 | Elect Kurt M. Landgraf | Management | For | For |
| 10 | Elect Kevin J. Martin | Management | For | For |
| 11 | Elect Deborah D. Rieman | Management | For | For |
| 12 | Elect Hansel E. Tookes II | Management | For | For |
| 13 | Elect Wendell P. Weeks | Management | For | For |
| 14 | Elect Mark S. Wrighton | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
| |
|---|
COSTCO WHOLESALE CORP
Meeting Date: JAN 29, 2015
Record Date: NOV 20, 2014
Meeting Type: ANNUAL | Ticker: COST
Security ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jeffrey H. Brotman | Management | For | For |
| 1.2 | Elect Daniel J. Evans | Management | For | For |
| 1.3 | Elect Richard A. Galanti | Management | For | For |
| 1.4 | Elect Jeffrey S. Raikes | Management | For | For |
| 1.5 | Elect James D. Sinegal | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Stock incentive Plan | Management | For | For |
| 5 | Elimination of Supermajority Requirement for the Removal of Directors | Management | For | For |
| 6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Management | For | For |
| 7 | Shareholder Proposal Regarding Director Tenure | Shareholder | Against | Against |
| |
|---|
CUMMINS INC.
Meeting Date: MAY 12, 2015
Record Date: MAR 10, 2015
Meeting Type: ANNUAL | Ticker: CMI
Security ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect N. Thomas Linebarger | Management | For | For |
| 2 | Elect Robert J. Bernhard | Management | For | For |
| 3 | Elect Franklin R. Chang-Diaz | Management | For | For |
| 4 | Elect Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Stephen B. Dobbs | Management | For | For |
| 6 | Elect Robert K. Herdman | Management | For | For |
| 7 | Elect Alexis M. Herman | Management | For | For |
| 8 | Elect Thomas J. Lynch | Management | For | For |
| 9 | Elect William I. Miller | Management | For | For |
| 10 | Elect Georgia R. Nelson | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CVS HEALTH CORPORATION
Meeting Date: MAY 07, 2015
Record Date: MAR 12, 2015
Meeting Type: ANNUAL | Ticker: CVS
Security ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard M. Bracken | Management | For | For |
| 2 | Elect C. David Brown II | Management | For | For |
| 3 | Elect Alecia A. DeCoudreaux | Management | For | For |
| 4 | Elect Nancy-Ann M. Deparle | Management | For | For |
| 5 | Elect David W. Dorman | Management | For | For |
| 6 | Elect Anne M. Finucane | Management | For | For |
| 7 | Elect Larry J. Merlo | Management | For | For |
| 8 | Elect Jean-Pierre Millon | Management | For | For |
| 9 | Elect Richard J. Swift | Management | For | For |
| 10 | Elect William C. Weldon | Management | For | For |
| 11 | Elect Tony L. White | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against |
| |
|---|
DEERE & CO.
Meeting Date: FEB 25, 2015
Record Date: DEC 31, 2014
Meeting Type: ANNUAL | Ticker: DE
Security ID: 244199105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Samuel R. Allen | Management | For | For |
| 2 | Elect Crandall C. Bowles | Management | For | For |
| 3 | Elect Vance D. Coffman | Management | For | For |
| 4 | Elect Charles O. Holliday, Jr. | Management | For | For |
| 5 | Elect Dipak C. Jain | Management | For | For |
| 6 | Elect Michael O. Johanns | Management | For | For |
| 7 | Elect Clayton M. Jones | Management | For | For |
| 8 | Elect Joachim Milberg | Management | For | For |
| 9 | Elect Richard B. Myers | Management | For | For |
| 10 | Elect Gregory R. Page | Management | For | For |
| 11 | Elect Thomas H. Patrick | Management | For | For |
| 12 | Elect Sherry M. Smith | Management | For | For |
| 13 | Right to Call a Special Meeting | Management | For | For |
| 14 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 15 | Amendment to the Omnibus Equity and Incentive Plan | Management | For | For |
| 16 | Re-Approval of the Short-Term Incentive Bonus Plan | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| |
|---|
DISNEY WALT CO.
Meeting Date: MAR 12, 2015
Record Date: JAN 12, 2015
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Susan E. Arnold | Management | For | For |
| 2 | Elect John S. Chen | Management | For | For |
| 3 | Elect Jack Dorsey | Management | For | For |
| 4 | Elect Robert A. Iger | Management | For | For |
| 5 | Elect Fred H. Langhammer | Management | For | For |
| 6 | Elect Aylwin B. Lewis | Management | For | For |
| 7 | Elect Monica C. Lozano | Management | For | For |
| 8 | Elect Robert W. Matschullat | Management | For | For |
| 9 | Elect Sheryl Sandberg | Management | For | For |
| 10 | Elect Orin C. Smith | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| |
|---|
DOMINION RESOURCES, INC.
Meeting Date: MAY 06, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: D
Security ID: 25746U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William P. Barr | Management | For | For |
| 2 | Elect Helen E. Dragas | Management | For | For |
| 3 | Elect James O. Ellis, Jr. | Management | For | For |
| 4 | Elect Thomas F. Farrell II | Management | For | For |
| 5 | Elect John W. Harris | Management | For | For |
| 6 | Elect Mark J. Kington | Management | For | For |
| 7 | Elect Pamela L. Royal | Management | For | For |
| 8 | Elect Robert H. Spilman, Jr. | Management | For | For |
| 9 | Elect Michael E. Szymanczyk | Management | For | For |
| 10 | Elect David A. Wollard | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Lower Minimum Share Ownership Threshold to Call a Special Meeting to 25% | Management | For | For |
| 14 | Shareholder Proposal Regarding the Right to Act by Written Consent | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Ending Nuclear Construction | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Financial Risks of Climate Change | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Greenhouse Gas Impacts of Biomass | Shareholder | Against | Against |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
Meeting Date: MAY 21, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL | Ticker: DPS
Security ID: 26138E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David E. Alexander | Management | For | For |
| 2 | Elect Antonio Carrillo | Management | For | For |
| 3 | Elect Pamela H. Patsley | Management | For | For |
| 4 | Elect Joyce M. Roche | Management | For | For |
| 5 | Elect Ronald G. Rogers | Management | For | For |
| 6 | Elect Wayne R. Sanders | Management | For | For |
| 7 | Elect Dunia A. Shive | Management | For | For |
| 8 | Elect M. Anne Szostak | Management | For | For |
| 9 | Elect Larry D. Young | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Human Rights Risks in Sugar Supply Chain | Shareholder | Against | Against |
| |
|---|
EMC CORPORATION
Meeting Date: APR 30, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: EMC
Security ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jose E. Almeida | Management | For | For |
| 2 | Elect Michael W. Brown | Management | For | For |
| 3 | Elect Donald J. Carty | Management | For | For |
| 4 | Elect Randolph L. Cowen | Management | For | For |
| 5 | Elect James S. DiStasio | Management | For | For |
| 6 | Elect John R. Egan | Management | For | For |
| 7 | Elect William D. Green | Management | For | For |
| 8 | Elect Edmund F. Kelly | Management | For | For |
| 9 | Elect Jami Miscik | Management | For | For |
| 10 | Elect Paul Sagan | Management | For | For |
| 11 | Elect David N. Strohm | Management | For | For |
| 12 | Elect Joseph M. Tucci | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Amendment to the 2003 Stock Plan | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EOG RESOURCES, INC.
Meeting Date: APR 30, 2015
Record Date: MAR 02, 2015
Meeting Type: ANNUAL | Ticker: EOG
Security ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Janet F. Clark | Management | For | For |
| 2 | Elect Charles R. Crisp | Management | For | For |
| 3 | Elect James C. Day | Management | For | For |
| 4 | Elect H. Leighton Steward | Management | For | For |
| 5 | Elect Donald F. Textor | Management | For | For |
| 6 | Elect William R. Thomas | Management | For | For |
| 7 | Elect Frank G. Wisner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
Meeting Date: MAY 27, 2015
Record Date: APR 07, 2015
Meeting Type: ANNUAL | Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael J. Boskin | Management | For | For |
| 1.2 | Elect Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Ursula M. Burns | Management | For | For |
| 1.4 | Elect Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Jay S. Fishman | Management | For | For |
| 1.6 | Elect Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Rex W. Tillerson | Management | For | For |
| 1.12 | Elect William C. Weldon | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Climate Change Expertise on Board | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Board Gender Diversity | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
| 9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
| |
|---|
FACEBOOK INC.
Meeting Date: JUN 11, 2015
Record Date: APR 13, 2015
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Reed Hastings | Management | For | For |
| 1.5 | Elect Jan Koum | Management | For | For |
| 1.6 | Elect Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Peter A. Thiel | Management | For | For |
| 1.8 | Elect Mark Zuckerberg | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Re-approval of 2012 Equity Incentive Plan | Management | For | Against |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Against |
| |
|---|
FRANKLIN RESOURCES, INC.
Meeting Date: MAR 11, 2015
Record Date: JAN 14, 2015
Meeting Type: ANNUAL | Ticker: BEN
Security ID: 354613101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter K. Barker | Management | For | For |
| 2 | Elect Mariann Byerwalter | Management | For | For |
| 3 | Elect Charles E. Johnson | Management | For | For |
| 4 | Elect Gregory E. Johnson | Management | For | For |
| 5 | Elect Rupert H. Johnson, Jr. | Management | For | For |
| 6 | Elect Mark C. Pigott | Management | For | For |
| 7 | Elect Chutta Ratnathicam | Management | For | For |
| 8 | Elect Laura Stein | Management | For | For |
| 9 | Elect Seth H. Waugh | Management | For | For |
| 10 | Elect Geoffrey Y. Yang | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Re-Approval of the Material Terms of the 2002 Universal Stock Incentive Plan | Management | For | For |
| |
|---|
GAP INC.
Meeting Date: MAY 19, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL | Ticker: GPS
Security ID: 364760108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Domenico De Sole | Management | For | For |
| 2 | Elect Robert J. Fisher | Management | For | For |
| 3 | Elect William S. Fisher | Management | For | For |
| 4 | Elect Isabella D. Goren | Management | For | For |
| 5 | Elect Bob L. Martin | Management | For | For |
| 6 | Elect Jorge P. Montoya | Management | For | For |
| 7 | Elect Arthur Peck | Management | For | For |
| 8 | Elect Mayo A. Shattuck III | Management | For | For |
| 9 | Elect Katherine Tsang | Management | For | For |
| 10 | Elect Padmasree Warrior | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Amendment to the Executive Management Incentive Compensation Award Plan | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 06, 2015
Record Date: MAR 11, 2015
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John F. Cogan | Management | For | For |
| 2 | Elect Etienne F. Davignon | Management | For | For |
| 3 | Elect Carla A. Hills | Management | For | For |
| 4 | Elect Kevin E. Lofton | Management | For | For |
| 5 | Elect John W. Madigan | Management | For | For |
| 6 | Elect John C. Martin | Management | For | For |
| 7 | Elect Nicholas G. Moore | Management | For | For |
| 8 | Elect Richard J. Whitley | Management | For | For |
| 9 | Elect Gayle E. Wilson | Management | For | For |
| 10 | Elect Per Wold-Olsen | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Amendment to the Employee Stock Purchase Plans | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Drug Pricing Report | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
Meeting Date: JUN 03, 2015
Record Date: APR 06, 2015
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect Eric E. Schmidt | Management | For | For |
| 1.4 | Elect L. John Doerr | Management | For | For |
| 1.5 | Elect Diane B. Greene | Management | For | For |
| 1.6 | Elect John L. Hennessy | Management | For | For |
| 1.7 | Elect Ann Mather | Management | For | For |
| 1.8 | Elect Alan R. Mulally | Management | For | For |
| 1.9 | Elect Paul S. Otellini | Management | For | For |
| 1.10 | Elect K. Ram Shriram | Management | For | For |
| 1.11 | Elect Shirley M. Tilghman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2012 Stock Plan | Management | For | Against |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Renewable Energy Cost Report | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
| |
|---|
ILLUMINA, INC.
Meeting Date: MAY 27, 2015
Record Date: MAR 31, 2015
Meeting Type: ANNUAL | Ticker: ILMN
Security ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect A. Blaine Bowman | Management | For | For |
| 2 | Elect Karin Eastham | Management | For | For |
| 3 | Elect Jay T. Flatley | Management | For | For |
| 4 | Elect Jeffrey T. Huber | Management | For | For |
| 5 | Elect William H. Rastetter | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| 8 | 2015 Stock and Incentive Plan | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
Meeting Date: JUN 04, 2015
Record Date: APR 08, 2015
Meeting Type: ANNUAL | Ticker: IR
Security ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ann C. Berzin | Management | For | For |
| 2 | Elect John Bruton | Management | For | For |
| 3 | Elect Elaine L. Chao | Management | For | For |
| 4 | Elect Jared L. Cohon | Management | For | For |
| 5 | Elect Gary D. Forsee | Management | For | For |
| 6 | Elect Constance J. Horner | Management | For | For |
| 7 | Elect Linda P. Hudson | Management | For | For |
| 8 | Elect Michael Lamach | Management | For | For |
| 9 | Elect Myles P. Lee | Management | For | For |
| 10 | Elect John P. Surma | Management | For | For |
| 11 | Elect Richard J. Swift | Management | For | For |
| 12 | Elect Tony L. White | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Authority to Issue Shares with Preemptive Rights | Management | For | For |
| 16 | Authority to Issue Shares without Preemptive Rights | Management | For | Against |
| 17 | Authority to Set Price Range for the Issuance of Treasury Shares | Management | For | For |
| |
|---|
INTEL CORPORATION
Meeting Date: MAY 21, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL | Ticker: INTC
Security ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charlene Barshefsky | Management | For | For |
| 2 | Elect Aneel Bhusri | Management | For | For |
| 3 | Elect Andy D. Bryant | Management | For | For |
| 4 | Elect Susan L. Decker | Management | For | For |
| 5 | Elect John J. Donahoe | Management | For | Against |
| 6 | Elect Reed E. Hundt | Management | For | For |
| 7 | Elect Brian M. Krzanich | Management | For | For |
| 8 | Elect James D. Plummer | Management | For | For |
| 9 | Elect David S. Pottruck | Management | For | For |
| 10 | Elect Frank D. Yeary | Management | For | For |
| 11 | Elect David B. Yoffie | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to the 2006 Equity Incentive Plan | Management | For | For |
| 15 | Amendment to the 2006 Stock Purchase Plan | Management | For | For |
| 16 | Stockholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| |
|---|
ITC HOLDINGS CORP.
Meeting Date: MAY 20, 2015
Record Date: MAR 25, 2015
Meeting Type: ANNUAL | Ticker: ITC
Security ID: 465685105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Albert Ernst | Management | For | For |
| 1.2 | Elect Christopher H. Franklin | Management | For | For |
| 1.3 | Elect Edward G. Jepsen | Management | For | For |
| 1.4 | Elect David R. Lopez | Management | For | For |
| 1.5 | Elect Hazel R. O'Leary | Management | For | For |
| 1.6 | Elect Thomas G. Stephens | Management | For | For |
| 1.7 | Elect Gordon Bennett Stewart, III | Management | For | For |
| 1.8 | Elect Lee C. Stewart | Management | For | For |
| 1.9 | Elect Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | 2015 Employee Stock Purchase Plan | Management | For | For |
| 5 | 2015 Long-Term Incentive Plan | Management | For | For |
| 6 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 23, 2015
Record Date: FEB 24, 2015
Meeting Type: ANNUAL | Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mary Sue Coleman | Management | For | For |
| 2 | Elect D. Scott Davis | Management | For | For |
| 3 | Elect Ian E.L. Davis | Management | For | For |
| 4 | Elect Alex Gorsky | Management | For | For |
| 5 | Elect Susan L. Lindquist | Management | For | For |
| 6 | Elect Mark B. McClellan | Management | For | For |
| 7 | Elect Anne M. Mulcahy | Management | For | For |
| 8 | Elect William D. Perez | Management | For | For |
| 9 | Elect Charles Prince | Management | For | For |
| 10 | Elect A. Eugene Washington | Management | For | For |
| 11 | Elect Ronald A. Williams | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Overextended Directors | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 19, 2015
Record Date: MAR 20, 2015
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Linda B. Bammann | Management | For | For |
| 2 | Elect James A. Bell | Management | For | For |
| 3 | Elect Crandall C. Bowles | Management | For | For |
| 4 | Elect Stephen B. Burke | Management | For | For |
| 5 | Elect James S. Crown | Management | For | For |
| 6 | Elect James Dimon | Management | For | For |
| 7 | Elect Timothy P. Flynn | Management | For | For |
| 8 | Elect Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Michael A. Neal | Management | For | For |
| 10 | Elect Lee R. Raymond | Management | For | For |
| 11 | Elect William C. Weldon | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Abstain |
| 18 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
| |
|---|
KELLOGG COMPANY
Meeting Date: APR 24, 2015
Record Date: FEB 26, 2015
Meeting Type: ANNUAL | Ticker: K
Security ID: 487836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Benjamin S. Carson, Sr. | Management | For | For |
| 1.2 | Elect John T. Dillon | Management | For | For |
| 1.3 | Elect Zachary Gund | Management | For | For |
| 1.4 | Elect James M. Jenness | Management | For | For |
| 1.5 | Elect Donald R. Knauss | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| |
|---|
KINDER MORGAN, INC.
Meeting Date: MAY 07, 2015
Record Date: MAR 10, 2015
Meeting Type: ANNUAL | Ticker: KMI
Security ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard D. Kinder | Management | For | For |
| 1.2 | Elect Steven J. Kean | Management | For | For |
| 1.3 | Elect Ted A. Gardner | Management | For | For |
| 1.4 | Elect Anthony W. Hall, Jr. | Management | For | For |
| 1.5 | Elect Gary L. Hultquist | Management | For | For |
| 1.6 | Elect Ronald L. Kuehn, Jr. | Management | For | For |
| 1.7 | Elect Deborah A. Macdonald | Management | For | For |
| 1.8 | Elect Michael Miller | Management | For | For |
| 1.9 | Elect Michael C. Morgan | Management | For | For |
| 1.10 | Elect Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Fayez S. Sarofim | Management | For | For |
| 1.12 | Elect C. Park Shaper | Management | For | For |
| 1.13 | Elect William A. Smith | Management | For | For |
| 1.14 | Elect Joel V. Staff | Management | For | For |
| 1.15 | Elect Robert F. Vagt | Management | For | For |
| 1.16 | Elect Perry M. Waughtal | Management | For | For |
| 2 | Approval of the 2015 Stock Incentive Plan | Management | For | For |
| 3 | Approval of the 2015 Annual Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Amendments to Certificate of Incorporation to Comply with Jones Act | Management | For | Abstain |
| 7 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| |
|---|
KROGER CO.
Meeting Date: JUN 25, 2015
Record Date: APR 30, 2015
Meeting Type: ANNUAL | Ticker: KR
Security ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Nora. A. Aufreiter | Management | For | For |
| 2 | Elect Robert D. Beyer | Management | For | For |
| 3 | Elect Susan J. Kropf | Management | For | For |
| 4 | Elect David B. Lewis | Management | For | For |
| 5 | Elect W. Rodney McMullen | Management | For | For |
| 6 | Elect Jorge P. Montoya | Management | For | For |
| 7 | Elect Clyde R. Moore | Management | For | For |
| 8 | Elect Susan M. Phillips | Management | For | For |
| 9 | Elect James A. Runde | Management | For | For |
| 10 | Elect Ronald L. Sargent | Management | For | For |
| 11 | Elect Bobby S. Shackouls | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Use of Antibiotics | Shareholder | Against | Against |
| |
|---|
LEAR CORPORATION
Meeting Date: MAY 14, 2015
Record Date: MAR 19, 2015
Meeting Type: ANNUAL | Ticker: LEA
Security ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard H. Bott | Management | For | For |
| 2 | Elect Thomas P. Capo | Management | For | For |
| 3 | Elect Jonathan F. Foster | Management | For | For |
| 4 | Elect Kathleen A. Ligocki | Management | For | For |
| 5 | Elect Conrad L. Mallett, Jr. | Management | For | For |
| 6 | Elect Donald L. Runkle | Management | For | For |
| 7 | Elect Matthew J. Simoncini | Management | For | For |
| 8 | Elect Gregory C. Smith | Management | For | For |
| 9 | Elect Henry D. G. Wallace | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
LINKEDIN CORPORATION
Meeting Date: JUN 03, 2015
Record Date: APR 07, 2015
Meeting Type: ANNUAL | Ticker: LNKD
Security ID: 53578A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leslie Kilgore | Management | For | For |
| 1.2 | Elect Jeffrey Weiner | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2011 Equity Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Board Diversity | Shareholder | N/A | Abstain |
| |
|---|
LOCKHEED MARTIN CORPORATION
Meeting Date: APR 23, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: LMT
Security ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Daniel F. Akerson | Management | For | For |
| 2 | Elect Nolan D. Archibald | Management | For | For |
| 3 | Elect Rosalind G. Brewer | Management | For | For |
| 4 | Elect David B. Burritt | Management | For | For |
| 5 | Elect James O. Ellis, Jr. | Management | For | For |
| 6 | Elect Thomas J. Falk | Management | For | For |
| 7 | Elect Marillyn A. Hewson | Management | For | For |
| 8 | Elect Gwendolyn S. King | Management | For | For |
| 9 | Elect James M. Loy | Management | For | For |
| 10 | Elect Joseph W. Ralston | Management | For | For |
| 11 | Elect Anne L. Stevens | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
LUXOTTICA GROUP S.P.A.
Meeting Date: APR 24, 2015
Record Date: MAR 09, 2015
Meeting Type: ANNUAL | Ticker: LUX
Security ID: 55068R202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Allocation of Profits/Dividends | Management | For | For |
| 2 | Authority to Repurchase and Reissue Shares | Management | For | For |
| 3 | Board Size Proposal Presented by Delfin S.a r.l. | Management | N/A | For |
| 4 | Board Size Proposal Presented by Any Other Shareholder | Management | N/A | For |
| 5 | Board Size Proposal Presented by Any Other Shareholder | Management | N/A | For |
| 6 | Board Size Proposal Presented by Any Other Shareholder | Management | N/A | For |
| 7 | List Presented by Delfin S.a r.l. | Management | N/A | Abstain |
| 8 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Management | N/A | For |
| 9 | List Presented by Minority Shareholder | Management | N/A | Abstain |
| 10 | List Presented by Minority Shareholder | Management | N/A | Abstain |
| 11 | Directors' Fees Proposal Presented by Delfin S.a r.l. | Management | N/A | For |
| 12 | Directors' Fees Proposal Presented by Any Other Shareholder | Management | N/A | For |
| 13 | Directors' Fees Proposal Presented by Any Other Shareholder | Management | N/A | For |
| 14 | Directors' Fees Proposal Presented by Any Other Shareholder | Management | N/A | For |
| 15 | List Presented by Delfin S.a r.l. | Management | N/A | For |
| 16 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Management | N/A | For |
| 17 | List Presented by Minority Shareholder | Management | N/A | For |
| 18 | List Presented by Minority Shareholder | Management | N/A | For |
| 19 | Statutory Auditors' Fees Proposal Presented by Delfin S.a r.l. | Management | N/A | For |
| 20 | Statutory Auditors' Fees Proposal Presented by Any Other Shareholder | Management | N/A | Abstain |
| 21 | Statutory Auditors' Fees Proposal Presented by Any Other Shareholder | Management | N/A | Abstain |
| 22 | Statutory Auditors' Fees Proposal Presented by Any Other Shareholder | Management | N/A | Abstain |
| 23 | Remuneration Report | Management | For | For |
| 24 | Additional Proposals Presented by Board of Directors | Management | For | Against |
| 25 | Additional Proposals Presented by Shareholder | Management | N/A | Against |
| 26 | Additional Proposals Presented by Shareholder | Management | N/A | Against |
| 27 | Additional Proposals Presented by Shareholder | Management | N/A | Against |
| |
|---|
MACY'S INC.
Meeting Date: MAY 15, 2015
Record Date: MAR 20, 2015
Meeting Type: ANNUAL | Ticker: M
Security ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen F. Bollenbach | Management | For | For |
| 2 | Elect John A. Bryant | Management | For | For |
| 3 | Elect Deirdre P. Connelly | Management | For | For |
| 4 | Elect Meyer Feldberg | Management | For | For |
| 5 | Elect Leslie D. Hale | Management | For | For |
| 6 | Elect Sara L. Levinson | Management | For | For |
| 7 | Elect Terry J. Lundgren | Management | For | For |
| 8 | Elect Joseph Neubauer | Management | For | For |
| 9 | Elect Joyce M. Roche | Management | For | For |
| 10 | Elect Paul C. Varga | Management | For | For |
| 11 | Elect Craig E. Weatherup | Management | For | For |
| 12 | Elect Marna C. Whittington | Management | For | For |
| 13 | Elect Annie A. Young-Scrivner | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
Meeting Date: MAY 08, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: MAR
Security ID: 571903202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect J.W. Marriott, Jr. | Management | For | For |
| 2 | Elect Mary K. Bush | Management | For | For |
| 3 | Elect Deborah Marriot Harrison | Management | For | For |
| 4 | Elect Frederick A. Henderson | Management | For | For |
| 5 | Elect Lawrence W. Kellner | Management | For | For |
| 6 | Elect Debra L. Lee | Management | For | For |
| 7 | Elect George Munoz | Management | For | For |
| 8 | Elect Steven S. Reinemund | Management | For | For |
| 9 | Elect W. Mitt Romney | Management | For | For |
| 10 | Elect Arne M. Sorenson | Management | For | For |
| 11 | Elect Susan C. Schwab | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
Meeting Date: MAY 21, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL | Ticker: MMC
Security ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Oscar Fanjul Martin | Management | For | For |
| 2 | Elect Daniel S. Glaser | Management | For | For |
| 3 | Elect H. Edward Hanway | Management | For | For |
| 4 | Elect Ian Lang | Management | For | For |
| 5 | Elect Elaine La Roche | Management | For | For |
| 6 | Elect Maria Silvia Bastos Marques | Management | For | For |
| 7 | Elect Steven A. Mills | Management | For | For |
| 8 | Elect Bruce P. Nolop | Management | For | For |
| 9 | Elect Marc D. Oken | Management | For | For |
| 10 | Elect Morton O. Schapiro | Management | For | For |
| 11 | Elect Lloyd M. Yates | Management | For | For |
| 12 | Elect R. David Yost | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 09, 2015
Record Date: APR 15, 2015
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard Haythornthwaite | Management | For | For |
| 2 | Elect Ajay Banga | Management | For | For |
| 3 | Elect Silvio Barzi | Management | For | For |
| 4 | Elect David R. Carlucci | Management | For | For |
| 5 | Elect Steven J. Freiberg | Management | For | For |
| 6 | Elect Julius Genachowski | Management | For | For |
| 7 | Elect Merit E. Janow | Management | For | For |
| 8 | Elect Nancy J. Karch | Management | For | For |
| 9 | Elect Marc Olivie | Management | For | For |
| 10 | Elect Rima Qureshi | Management | For | For |
| 11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 12 | Elect Jackson P. Tai | Management | For | For |
| 13 | Elect Edward Suning Tian | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 26, 2015
Record Date: MAR 31, 2015
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Leslie A. Brun | Management | For | For |
| 2 | Elect Thomas R. Cech | Management | For | For |
| 3 | Elect Kenneth C. Frazier | Management | For | For |
| 4 | Elect Thomas H. Glocer | Management | For | For |
| 5 | Elect William B. Harrison, Jr. | Management | For | For |
| 6 | Elect C. Robert Kidder | Management | For | For |
| 7 | Elect Rochelle B. Lazarus | Management | For | For |
| 8 | Elect Carlos E. Represas | Management | For | For |
| 9 | Elect Patricia F. Russo | Management | For | For |
| 10 | Elect Craig B. Thompson | Management | For | For |
| 11 | Elect Wendell P. Weeks | Management | For | For |
| 12 | Elect Peter C. Wendell | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Amendment to the 2010 Incentive Plan | Management | For | For |
| 16 | Amendment to the Executive Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: DEC 03, 2014
Record Date: SEP 30, 2014
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William H. Gates III | Management | For | For |
| 2 | Elect Maria Klawe | Management | For | For |
| 3 | Elect Teri L. List-Stoll | Management | For | For |
| 4 | Elect G. Mason Morfit | Management | For | For |
| 5 | Elect Satya Nadella | Management | For | For |
| 6 | Elect Charles H. Noski | Management | For | For |
| 7 | Elect Helmut G. W. Panke | Management | For | For |
| 8 | Elect Charles W. Scharf | Management | For | For |
| 9 | Elect John W. Stanton | Management | For | For |
| 10 | Elect John W. Thompson | Management | For | For |
| 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
MONSANTO CO.
Meeting Date: JAN 30, 2015
Record Date: DEC 02, 2014
Meeting Type: ANNUAL | Ticker: MON
Security ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gregory H. Boyce | Management | For | For |
| 2 | Elect Janice L. Fields | Management | For | For |
| 3 | Elect Hugh Grant | Management | For | For |
| 4 | Elect Laura K. Ipsen | Management | For | For |
| 5 | Elect Marcos M. Lutz | Management | For | For |
| 6 | Elect C. Steven McMillan | Management | For | For |
| 7 | Elect William U. Parfet | Management | For | For |
| 8 | Elect George H. Poste | Management | For | For |
| 9 | Elect Robert J. Stevens | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Independent Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
Meeting Date: MAY 19, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL | Ticker: MS
Security ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Erskine B. Bowles | Management | For | For |
| 2 | Elect Thomas H. Glocer | Management | For | For |
| 3 | Elect James P. Gorman | Management | For | For |
| 4 | Elect Robert H. Herz | Management | For | For |
| 5 | Elect Klaus Kleinfield | Management | For | For |
| 6 | Elect Jami Miscik | Management | For | For |
| 7 | Elect Donald T. Nicolaisen | Management | For | For |
| 8 | Elect Hutham S. Olayan | Management | For | For |
| 9 | Elect James W. Owens | Management | For | For |
| 10 | Elect Ryosuke Tamakoshi | Management | For | For |
| 11 | Elect Masaaki Tanaka | Management | For | For |
| 12 | Elect Perry M. Traquina | Management | For | For |
| 13 | Elect Laura D'Andrea Tyson | Management | For | For |
| 14 | Elect Rayford Wilkins, Jr. | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | Against |
| 17 | Amendment to the 2007 Incentive Plan | Management | For | For |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | Shareholder | Against | Against |
| |
|---|
NABORS INDUSTRIES LTD.
Meeting Date: JUN 02, 2015
Record Date: APR 06, 2015
Meeting Type: ANNUAL | Ticker: NBR
Security ID: G6359F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James R. Crane | Management | For | For |
| 1.2 | Elect John P. Kotts | Management | For | For |
| 1.3 | Elect Michael C. Linn | Management | For | For |
| 1.4 | Elect Anthony G. Petrello | Management | For | For |
| 1.5 | Elect Dag Skattum | Management | For | For |
| 1.6 | Elect Howard Wolf | Management | For | For |
| 1.7 | Elect John Yearwood | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Bylaw Amendment Regarding Treatment of Broker Non-Votes | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| 5 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| 8 | Shareholder Proposal regarding Proxy Access | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
Meeting Date: MAY 13, 2015
Record Date: APR 01, 2015
Meeting Type: ANNUAL | Ticker: NOV
Security ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Clay C. Williams | Management | For | For |
| 2 | Elect Greg L. Armstrong | Management | For | For |
| 3 | Elect Robert E. Beauchamp | Management | For | For |
| 4 | Elect Marcela E. Donadio | Management | For | For |
| 5 | Elect Ben A. Guill | Management | For | For |
| 6 | Elect David D. Harrison | Management | For | For |
| 7 | Elect Roger L. Jarvis | Management | For | For |
| 8 | Elect Eric L. Mattson | Management | For | For |
| 9 | Elect Jeffery A. Smisek | Management | For | For |
| 10 | Ratification of Auditor | Management | For | Against |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
NETFLIX, INC.
Meeting Date: JUN 09, 2015
Record Date: APR 10, 2015
Meeting Type: ANNUAL | Ticker: NFLX
Security ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard N. Barton | Management | For | For |
| 1.2 | Elect Bradford L. Smith | Management | For | For |
| 1.3 | Elect Anne M. Sweeney | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Increase of Authorized Common Stock | Management | For | For |
| 5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | Against |
| |
|---|
NIKE, INC.
Meeting Date: SEP 18, 2014
Record Date: JUL 18, 2014
Meeting Type: ANNUAL | Ticker: NKE
Security ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect John C. Lechleiter | Management | For | For |
| 1.3 | Elect Michelle Peluso | Management | For | For |
| 1.4 | Elect Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORPORATION
Meeting Date: MAY 14, 2015
Record Date: MAR 05, 2015
Meeting Type: ANNUAL | Ticker: NSC
Security ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas D. Bell, Jr. | Management | For | For |
| 2 | Elect Erskine B. Bowles | Management | For | For |
| 3 | Elect Robert A. Bradway | Management | For | For |
| 4 | Elect Wesley G. Bush | Management | For | For |
| 5 | Elect Daniel A. Carp | Management | For | For |
| 6 | Elect Karen N. Horn | Management | For | For |
| 7 | Elect Steven F. Leer | Management | For | For |
| 8 | Elect Michael D. Lockhart | Management | For | For |
| 9 | Elect Amy E. Miles | Management | For | For |
| 10 | Elect Charles W. Moorman, IV | Management | For | For |
| 11 | Elect Martin H. Nesbitt | Management | For | For |
| 12 | Elect James A Squires | Management | For | For |
| 13 | Elect John R. Thompson | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Amendment to Executive Management Incentive Plan | Management | For | For |
| 17 | Amendment to Long Term Incentive Plan | Management | For | For |
| |
|---|
PHILLIPS 66
Meeting Date: MAY 06, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: PSX
Security ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect J. Brian Ferguson | Management | For | For |
| 2 | Elect Harold W. McGraw III | Management | For | For |
| 3 | Elect Victoria J. Tschinkel | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Repeal of Classified Board | Management | For | For |
| 7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| |
|---|
PRECISION CASTPARTS CORP.
Meeting Date: AUG 12, 2014
Record Date: JUN 10, 2014
Meeting Type: ANNUAL | Ticker: PCP
Security ID: 740189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mark Donegan | Management | For | For |
| 2 | Elect Don R. Graber | Management | For | For |
| 3 | Elect Lester L. Lyles | Management | For | For |
| 4 | Elect Daniel J. Murphy | Management | For | For |
| 5 | Elect Vernon E. Oechsle | Management | For | For |
| 6 | Elect Rick Schmidt | Management | For | For |
| 7 | Elect Richard L. Wambold | Management | For | For |
| 8 | Elect Timothy A. Wicks | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| |
|---|
PRICELINE GROUP INC.
Meeting Date: JUN 04, 2015
Record Date: APR 09, 2015
Meeting Type: ANNUAL | Ticker: PCLN
Security ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tim Armstrong | Management | For | For |
| 1.2 | Elect Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Jeffrey H. Boyd | Management | For | For |
| 1.4 | Elect Jan L. Docter | Management | For | For |
| 1.5 | Elect Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect James M. Guyette | Management | For | For |
| 1.7 | Elect Darren R. Huston | Management | For | For |
| 1.8 | Elect Charles H. Noski | Management | For | For |
| 1.9 | Elect Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Thomas E. Rothman | Management | For | For |
| 1.11 | Elect Craig W. Rydin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
PROCTER & GAMBLE CO.
Meeting Date: OCT 14, 2014
Record Date: AUG 15, 2014
Meeting Type: ANNUAL | Ticker: PG
Security ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Angela F. Braly | Management | For | For |
| 2 | Elect Kenneth I. Chenault | Management | For | For |
| 3 | Elect Scott D. Cook | Management | For | For |
| 4 | Elect Susan D. Desmond-Hellmann | Management | For | For |
| 5 | Elect Alan G. Lafley | Management | For | For |
| 6 | Elect Terry J. Lundgren | Management | For | For |
| 7 | Elect W. James McNerney, Jr. | Management | For | For |
| 8 | Elect Margaret C. Whitman | Management | For | For |
| 9 | Elect Mary Agnes Wilderotter | Management | For | For |
| 10 | Elect Patricia A. Woertz | Management | For | For |
| 11 | Elect Ernesto Zedillo | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | 2014 Stock and Incentive Equity Compensation Plan | Management | For | Against |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
Meeting Date: MAY 20, 2015
Record Date: MAR 16, 2015
Meeting Type: ANNUAL | Ticker: RGA
Security ID: 759351604
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Fred Sievert | Management | For | For |
| 1.2 | Elect Stanley B. Tulin | Management | For | For |
| 1.3 | Elect A. Greig Woodring | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
Meeting Date: JUN 04, 2015
Record Date: APR 09, 2015
Meeting Type: ANNUAL | Ticker: CRM
Security ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Marc R. Benioff | Management | For | For |
| 2 | Elect Keith G. Block | Management | For | For |
| 3 | Elect Craig A. Conway | Management | For | For |
| 4 | Elect Alan G. Hassenfeld | Management | For | For |
| 5 | Elect Colin L. Powell | Management | For | For |
| 6 | Elect Sanford R. Robertson | Management | For | For |
| 7 | Elect John V. Roos | Management | For | For |
| 8 | Elect Lawrence J. Tomlinson | Management | For | For |
| 9 | Elect Robin L. Washington | Management | For | For |
| 10 | Elect Maynard G. Webb | Management | For | For |
| 11 | Elect Susan D. Wojcicki | Management | For | For |
| 12 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| 13 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SEADRILL LTD
Meeting Date: SEP 19, 2014
Record Date: JUL 18, 2014
Meeting Type: ANNUAL | Ticker: SDRL
Security ID: G7945E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John Fredriksen | Management | For | For |
| 2 | Elect Tor Olav Troim | Management | For | For |
| 3 | Elect Kate Blankenship | Management | For | For |
| 4 | Elect Kathrine Fredriksen | Management | For | For |
| 5 | Elect Carl Erik Steen | Management | For | For |
| 6 | Elect Bert Bekker | Management | For | For |
| 7 | Elect Paul Leand, Jr. | Management | For | For |
| 8 | Appointment of Auditor; Authority to Set Auditor's Fees | Management | For | For |
| 9 | Directors' Fees | Management | For | For |
| |
|---|
SHIRE PLC
Meeting Date: APR 28, 2015
Record Date: MAR 19, 2015
Meeting Type: ANNUAL | Ticker: SHP
Security ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Remuneration Policy (Binding) | Management | For | For |
| 4 | Elect Dominic Blakemore | Management | For | For |
| 5 | Elect William M. Burns | Management | For | For |
| 6 | Elect Steven Gillis | Management | For | For |
| 7 | Elect David Ginsburg | Management | For | For |
| 8 | Elect David Kappler | Management | For | For |
| 9 | Elect Susan Kilsby | Management | For | For |
| 10 | Elect Anne Minto | Management | For | For |
| 11 | Elect Flemming Ornskov | Management | For | For |
| 12 | Appointment of Auditor | Management | For | Against |
| 13 | Authority to Set Auditor's Fees | Management | For | Against |
| 14 | Long Term Incentive Plan 2015 | Management | For | For |
| 15 | Employee Stock Purchase Plan | Management | For | For |
| 16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 18 | Authority to Repurchase Shares | Management | For | For |
| 19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| |
|---|
STARBUCKS CORP.
Meeting Date: MAR 18, 2015
Record Date: JAN 08, 2015
Meeting Type: ANNUAL | Ticker: SBUX
Security ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Howard Schultz | Management | For | For |
| 2 | Elect William W. Bradley | Management | For | For |
| 3 | Elect Robert M. Gates | Management | For | For |
| 4 | Elect Mellody Hobson | Management | For | For |
| 5 | Elect Kevin R. Johnson | Management | For | For |
| 6 | Elect Olden Lee | Management | For | For |
| 7 | Elect Joshua C. Ramo | Management | For | For |
| 8 | Elect James G. Shennan, Jr. | Management | For | For |
| 9 | Elect Clara Shih | Management | For | For |
| 10 | Elect Javier G. Teruel | Management | For | For |
| 11 | Elect Myron E. Ullman III | Management | For | For |
| 12 | Elect Craig E. Weatherup | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Formation of Sustainability Committee | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TARGET CORPORATION
Meeting Date: JUN 10, 2015
Record Date: APR 13, 2015
Meeting Type: ANNUAL | Ticker: TGT
Security ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Roxanne S. Austin | Management | For | For |
| 2 | Elect Douglas M. Baker, Jr. | Management | For | For |
| 3 | Elect Brian C. Cornell | Management | For | For |
| 4 | Elect Calvin Darden | Management | For | For |
| 5 | Elect Henrique de Castro | Management | For | For |
| 6 | Elect Mary E. Minnick | Management | For | For |
| 7 | Elect Anne M. Mulcahy | Management | For | For |
| 8 | Elect Derica W. Rice | Management | For | For |
| 9 | Elect Kenneth L. Salazar | Management | For | For |
| 10 | Elect John G. Stumpf | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to 2011 Long-Term Incentive Plan | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Prohibiting Discrimination | Shareholder | Against | Against |
| |
|---|
TIME WARNER INC.
Meeting Date: JUN 19, 2015
Record Date: APR 20, 2015
Meeting Type: ANNUAL | Ticker: TWX
Security ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James L. Barksdale | Management | For | For |
| 2 | Elect William P. Barr | Management | For | For |
| 3 | Elect Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Robert C. Clark | Management | For | For |
| 6 | Elect Mathias Dopfner | Management | For | For |
| 7 | Elect Jessica P. Einhorn | Management | For | For |
| 8 | Elect Carlos M. Gutierrez | Management | For | For |
| 9 | Elect Fred Hassan | Management | For | For |
| 10 | Elect Kenneth J. Novack | Management | For | For |
| 11 | Elect Paul D. Wachter | Management | For | For |
| 12 | Elect Deborah C. Wright | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| |
|---|
TYSON FOODS, INC.
Meeting Date: JAN 30, 2015
Record Date: DEC 01, 2014
Meeting Type: ANNUAL | Ticker: TSN
Security ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John H. Tyson | Management | For | For |
| 2 | Elect Kathleen M. Bader | Management | For | For |
| 3 | Elect Gaurdie E. Banister, Jr. | Management | For | For |
| 4 | Elect Jim Kever | Management | For | For |
| 5 | Elect Kevin M. McNamara | Management | For | For |
| 6 | Elect Brad T. Sauer | Management | For | For |
| 7 | Elect Donnie Smith | Management | For | For |
| 8 | Elect Robert Thurber | Management | For | For |
| 9 | Elect Barbara A. Tyson | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Shareholder Proposal Regarding Water Stewardship Policy | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 13 | Shareholder Proposal Regarding Report on Palm Oil | Shareholder | Against | Against |
| |
|---|
UNION PACIFIC CORPORATION
Meeting Date: MAY 14, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: UNP
Security ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect David B. Dillon | Management | For | For |
| 4 | Elect Lance M. Fritz | Management | For | For |
| 5 | Elect Judith Richards Hope | Management | For | For |
| 6 | Elect John J. Koraleski | Management | For | For |
| 7 | Elect Charles C. Krulak | Management | For | For |
| 8 | Elect Michael R. McCarthy | Management | For | For |
| 9 | Elect Michael W. McConnell | Management | For | For |
| 10 | Elect Thomas F. McLarty III | Management | For | For |
| 11 | Elect Steven R. Rogel | Management | For | For |
| 12 | Elect Jose H. Villarreal | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 16 | Shareholder Proposal regarding Independent Chairman | Shareholder | Against | Against |
| |
|---|
VALERO ENERGY CORPORATION
Meeting Date: APR 30, 2015
Record Date: MAR 03, 2015
Meeting Type: ANNUAL | Ticker: VLO
Security ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jerry D. Choate | Management | For | For |
| 2 | Elect Joseph W Gorder | Management | For | For |
| 3 | Elect Deborah P. Majoras | Management | For | For |
| 4 | Elect Donald L. Nickles | Management | For | For |
| 5 | Elect Philip J. Pfeiffer | Management | For | For |
| 6 | Elect Robert A. Profusek | Management | For | For |
| 7 | Elect Susan K. Purcell | Management | For | For |
| 8 | Elect Stephen M. Waters | Management | For | For |
| 9 | Elect Randall J. Weisenburger | Management | For | For |
| 10 | Elect Rayford Wilkins Jr. | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | Shareholder | Against | Against |
| |
|---|
VENTAS, INC.
Meeting Date: MAY 14, 2015
Record Date: MAR 18, 2015
Meeting Type: ANNUAL | Ticker: VTR
Security ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Melody C. Barnes | Management | For | For |
| 2 | Elect Debra A. Cafaro | Management | For | For |
| 3 | Elect Douglas Crocker, II | Management | For | For |
| 4 | Elect Ronald G. Geary | Management | For | For |
| 5 | Elect Jay M. Gellert | Management | For | For |
| 6 | Elect Richard I. Gilchrist | Management | For | For |
| 7 | Elect Matthew J. Lustig | Management | For | For |
| 8 | Elect Douglas M. Pasquale | Management | For | For |
| 9 | Elect Robert D. Reed | Management | For | For |
| 10 | Elect Glenn J. Rufrano | Management | For | For |
| 11 | Elect James D. Shelton | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
VISA INC
Meeting Date: JAN 28, 2015
Record Date: DEC 01, 2014
Meeting Type: ANNUAL | Ticker: V
Security ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mary B. Cranston | Management | For | For |
| 2 | Elect Francisco Javier Fernandez Carbajal | Management | For | For |
| 3 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 4 | Elect Robert W. Matschullat | Management | For | For |
| 5 | Elect Cathy E. Minehan | Management | For | For |
| 6 | Elect Suzanne Nora Johnson | Management | For | For |
| 7 | Elect David J. Pang | Management | For | For |
| 8 | Elect Charles W. Scharf | Management | For | For |
| 9 | Elect William S. Shanahan | Management | For | For |
| 10 | Elect John A.C. Swainson | Management | For | For |
| 11 | Elect Maynard G. Webb, Jr. | Management | For | For |
| 12 | Amendments to Articles Regarding Stock Splits | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Employee Stock Purchase Plan | Management | For | For |
| 15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Management | For | For |
| 16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Management | For | For |
| 17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Management | For | For |
| 18 | Eliminate Supermajority Requirement for Removal of Directors | Management | For | For |
| 19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Management | For | For |
| 20 | Ratification of Auditor | Management | For | For |
| |
|---|
WAL-MART STORES INC.
Meeting Date: JUN 05, 2015
Record Date: APR 10, 2015
Meeting Type: ANNUAL | Ticker: WMT
Security ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Aida M. Alvarez | Management | For | For |
| 2 | Elect James I. Cash, Jr. | Management | For | For |
| 3 | Elect Roger C. Corbett | Management | For | For |
| 4 | Elect Pamela J. Craig | Management | For | For |
| 5 | Elect Michael T. Duke | Management | For | For |
| 6 | Elect Timothy P. Flynn | Management | For | For |
| 7 | Elect Thomas W. Horton | Management | For | For |
| 8 | Elect Marissa A. Mayer | Management | For | For |
| 9 | Elect C. Douglas McMillon | Management | For | For |
| 10 | Elect Gregory B. Penner | Management | For | For |
| 11 | Elect Steven S. Reinemund | Management | For | For |
| 12 | Elect Kevin Y. Systrom | Management | For | For |
| 13 | Elect Jim C. Walton | Management | For | For |
| 14 | Elect S. Robson Walton | Management | For | For |
| 15 | Elect Linda S. Wolf | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | 2015 Equity Incentive Plan | Management | For | For |
| 19 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
| 20 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain | Shareholder | Against | Against |
| 22 | Shareholder Proposal Regarding an Incentive Compensation Report | Shareholder | Against | Against |
| 23 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WASTE MANAGEMENT, INC.
Meeting Date: MAY 12, 2015
Record Date: MAR 16, 2015
Meeting Type: ANNUAL | Ticker: WM
Security ID: 94106L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Bradbury H. Anderson | Management | For | For |
| 2 | Elect Frank M. Clark, Jr. | Management | For | For |
| 3 | Elect Andres R. Gluski | Management | For | For |
| 4 | Elect Patrick W. Gross | Management | For | For |
| 5 | Elect Victoria M. Holt | Management | For | For |
| 6 | Elect John C. Pope | Management | For | For |
| 7 | Elect W. Robert Reum | Management | For | For |
| 8 | Elect David P. Steiner | Management | For | For |
| 9 | Elect Thomas H. Weidemeyer | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
Meeting Date: APR 28, 2015
Record Date: MAR 03, 2015
Meeting Type: ANNUAL | Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John D. Baker II | Management | For | For |
| 2 | Elect Elaine L. Chao | Management | For | For |
| 3 | Elect John S. Chen | Management | For | For |
| 4 | Elect Lloyd H. Dean | Management | For | For |
| 5 | Elect Elizabeth A. Duke | Management | For | For |
| 6 | Elect Susan E. Engel | Management | For | For |
| 7 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 8 | Elect Donald M. James | Management | For | For |
| 9 | Elect Cynthia H. Milligan | Management | For | For |
| 10 | Elect Federico F. Pena | Management | For | For |
| 11 | Elect James H. Quigley | Management | For | For |
| 12 | Elect Judith M. Runstad | Management | For | For |
| 13 | Elect Stephen W. Sanger | Management | For | For |
| 14 | Elect John G. Stumpf | Management | For | For |
| 15 | Elect Susan G. Swenson | Management | For | For |
| 16 | Elect Suzanne M. Vautrinot | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Ratification of Auditor | Management | For | For |
| 19 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
WEYERHAEUSER COMPANY
Meeting Date: MAY 22, 2015
Record Date: MAR 27, 2015
Meeting Type: ANNUAL | Ticker: WY
Security ID: 962166104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David P. Bozeman | Management | For | For |
| 2 | Elect Debra A. Cafaro | Management | For | For |
| 3 | Elect Mark A. Emmert | Management | For | For |
| 4 | Elect John I. Kieckhefer | Management | For | For |
| 5 | Elect Wayne Murdy | Management | For | For |
| 6 | Elect Nicole W. Piasecki | Management | For | For |
| 7 | Elect Doyle R. Simons | Management | For | For |
| 8 | Elect D. Michael Steuert | Management | For | For |
| 9 | Elect Kim Williams | Management | For | For |
| 10 | Elect Charles R. Williamson | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
XILINX, INC.
Meeting Date: AUG 13, 2014
Record Date: JUN 16, 2014
Meeting Type: ANNUAL | Ticker: XLNX
Security ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Philip T. Gianos | Management | For | For |
| 2 | Elect Moshe N. Gavrielov | Management | For | For |
| 3 | Elect John L. Doyle | Management | For | For |
| 4 | Elect William G. Howard, Jr. | Management | For | For |
| 5 | Elect J. Michael Patterson | Management | For | For |
| 6 | Elect Albert A. Pimentel | Management | For | For |
| 7 | Elect Marshall C. Turner, Jr. | Management | For | For |
| 8 | Elect Elizabeth W. Vanderslice | Management | For | For |
| 9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Management | For | For |
| 10 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
Prudential Jennison Rising Dividend Fund - Sub-advisor: Jennison
| |
|---|
ABBOTT LABORATORIES
Meeting Date: APR 24, 2015
Record Date: FEB 25, 2015
Meeting Type: ANNUAL | Ticker: ABT
Security ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert J. Alpern | Management | For | For |
| 1.2 | Elect Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Sally E. Blount | Management | For | For |
| 1.4 | Elect W. James Farrell | Management | For | For |
| 1.5 | Elect Edward M. Liddy | Management | For | For |
| 1.6 | Elect Nancy McKinstry | Management | For | For |
| 1.7 | Elect Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect William A. Osborn | Management | For | For |
| 1.9 | Elect Samuel C. Scott III | Management | For | For |
| 1.10 | Elect Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Miles D. White | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Genetically Modified Ingredients | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AIR PRODUCTS & CHEMICALS INC.
Meeting Date: JAN 22, 2015
Record Date: NOV 28, 2014
Meeting Type: ANNUAL | Ticker: APD
Security ID: 9158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Susan K. Carter | Management | For | For |
| 2 | Elect Seifi Ghasemi | Management | For | For |
| 3 | Elect David H. Y. Ho | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
AMERICAN TOWER CORP.
Meeting Date: MAY 20, 2015
Record Date: MAR 24, 2015
Meeting Type: ANNUAL | Ticker: AMT
Security ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Raymond P. Dolan | Management | For | For |
| 2 | Elect Carolyn Katz | Management | For | For |
| 3 | Elect Gustavo Lara Cantu | Management | For | For |
| 4 | Elect Craig Macnab | Management | For | For |
| 5 | Elect JoAnn A. Reed | Management | For | For |
| 6 | Elect Pamela D.A. Reeve | Management | For | For |
| 7 | Elect David E. Sharbutt | Management | For | For |
| 8 | Elect James D. Taiclet, Jr. | Management | For | For |
| 9 | Elect Samme L. Thompson | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
APPLE INC
Meeting Date: MAR 10, 2015
Record Date: JAN 09, 2015
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 37833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Timothy D. Cook | Management | For | For |
| 2 | Elect Albert A. Gore, Jr. | Management | For | For |
| 3 | Elect Robert A. Iger | Management | For | For |
| 4 | Elect Andrea Jung | Management | For | For |
| 5 | Elect Arthur D. Levinson | Management | For | For |
| 6 | Elect Ronald D. Sugar | Management | For | For |
| 7 | Elect Sue Wagner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
AUTOMATIC DATA PROCESSING INC.
Meeting Date: NOV 11, 2014
Record Date: SEP 12, 2014
Meeting Type: ANNUAL | Ticker: ADP
Security ID: 53015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ellen R. Alemany | Management | For | For |
| 1.2 | Elect Leslie A. Brun | Management | For | For |
| 1.3 | Elect Richard T. Clark | Management | For | For |
| 1.4 | Elect Eric C. Fast | Management | For | For |
| 1.5 | Elect Linda R. Gooden | Management | For | For |
| 1.6 | Elect Michael Gregoire | Management | For | For |
| 1.7 | Elect R. Glenn Hubbard | Management | For | For |
| 1.8 | Elect John P. Jones | Management | For | For |
| 1.9 | Elect Carlos A. Rodriguez | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
BANK OF AMERICA CORP.
Meeting Date: MAY 06, 2015
Record Date: MAR 11, 2015
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sharon L. Allen | Management | For | For |
| 2 | Elect Susan S. Bies | Management | For | For |
| 3 | Elect Jack O. Bovender, Jr. | Management | For | For |
| 4 | Elect Frank P. Bramble, Sr. | Management | For | For |
| 5 | Elect Pierre J. P. de Weck | Management | For | For |
| 6 | Elect Arnold W. Donald | Management | For | For |
| 7 | Elect Charles K. Gifford | Management | For | For |
| 8 | Elect Linda P. Hudson | Management | For | For |
| 9 | Elect Monica C. Lozano | Management | For | For |
| 10 | Elect Thomas J. May | Management | For | For |
| 11 | Elect Brian T. Moynihan | Management | For | For |
| 12 | Elect Lionel L. Nowell III | Management | For | For |
| 13 | Elect R. David Yost | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Amendment to the 2003 Key Associate Stock Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Abstain |
| |
|---|
BLACKROCK INC.
Meeting Date: MAY 28, 2015
Record Date: APR 01, 2015
Meeting Type: ANNUAL | Ticker: BLK
Security ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Abdlatif Yousef Al-Hamad | Management | For | For |
| 2 | Elect Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Pamela Daley | Management | For | For |
| 4 | Elect William S. Demchak | Management | For | For |
| 5 | Elect Jessica P. Einhorn | Management | For | For |
| 6 | Elect Laurence D. Fink | Management | For | For |
| 7 | Elect Fabrizio Freda | Management | For | For |
| 8 | Elect Murry S. Gerber | Management | For | For |
| 9 | Elect James Grosfeld | Management | For | For |
| 10 | Elect Robert S. Kapito | Management | For | For |
| 11 | Elect David H. Komansky | Management | For | For |
| 12 | Elect Sir Deryck C. Maughan | Management | For | For |
| 13 | Elect Cheryl D. Mills | Management | For | For |
| 14 | Elect Thomas H. O'Brien | Management | For | For |
| 15 | Elect Ivan G. Seidenberg | Management | For | For |
| 16 | Elect Marco Antonio Slim Domit | Management | For | For |
| 17 | Elect John S. Varley | Management | For | For |
| 18 | Elect Susan L. Wagner | Management | For | For |
| 19 | Amendment to the 1999 Stock Award and Incentive Plan | Management | For | For |
| 20 | Advisory Vote on Executive Compensation | Management | For | For |
| 21 | Ratification of Auditor | Management | For | For |
| 22 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against |
| 23 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
BOEING CO.
Meeting Date: APR 27, 2015
Record Date: FEB 26, 2015
Meeting Type: ANNUAL | Ticker: BA
Security ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David L. Calhoun | Management | For | For |
| 2 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 3 | Elect Kenneth M. Duberstein | Management | For | For |
| 4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Lawrence W. Kellner | Management | For | For |
| 6 | Elect Edward M. Liddy | Management | For | For |
| 7 | Elect W. James McNerney, Jr. | Management | For | For |
| 8 | Elect Susan C. Schwab | Management | For | For |
| 9 | Elect Ronald A. Williams | Management | For | For |
| 10 | Elect Mike S. Zafirovski | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
BRISTOL-MYERS SQUIBB CO.
Meeting Date: MAY 05, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: BMY
Security ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lamberto Andreotti | Management | For | For |
| 2 | Elect Giovanni Caforio | Management | For | For |
| 3 | Elect Lewis B. Campbell | Management | For | For |
| 4 | Elect Laurie H. Glimcher | Management | For | For |
| 5 | Elect Michael Grobstein | Management | For | For |
| 6 | Elect Alan J. Lacy | Management | For | For |
| 7 | Elect Thomas J. Lynch | Management | For | For |
| 8 | Elect Dinesh Paliwal | Management | For | For |
| 9 | Elect Vicki L. Sato | Management | For | For |
| 10 | Elect Gerald L. Storch | Management | For | For |
| 11 | Elect Togo D. West, Jr. | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Adoption of Exclusive Forum Provision | Management | For | For |
| 15 | Elimination of Supermajority Provisions | Management | For | For |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
CANADIAN PACIFIC RAILWAY LTD
Meeting Date: MAY 14, 2015
Record Date: MAR 17, 2015
Meeting Type: SPECIAL | Ticker: CP
Security ID: 13645T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appointment of Auditor | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3.1 | Elect William A. Ackman | Management | For | For |
| 3.2 | Elect John Baird | Management | For | For |
| 3.3 | Elect Gary F. Colter | Management | For | For |
| 3.4 | Elect Isabelle Courville | Management | For | For |
| 3.5 | Elect Keith E. Creel | Management | For | For |
| 3.6 | Elect E. Hunter Harrison | Management | For | For |
| 3.7 | Elect Paul C. Hilal | Management | For | For |
| 3.8 | Elect Krystyna T. Hoeg | Management | For | For |
| 3.9 | Elect Rebecca MacDonald | Management | For | For |
| 3.10 | Elect Anthony R. Melman | Management | For | For |
| 3.11 | Elect Linda J. Morgan | Management | For | For |
| 3.12 | Elect Andrew F. Reardon | Management | For | For |
| 3.13 | Elect Stephen C. Tobias | Management | For | For |
| 4 | Advance Notice Provision | Management | For | For |
| 5 | Amendments to Articles Regarding Meeting Location | Management | For | For |
| |
|---|
CHEVRON CORP.
Meeting Date: MAY 27, 2015
Record Date: APR 01, 2015
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alexander B. Cummings, Jr. | Management | For | For |
| 2 | Elect Linnet F. Deily | Management | For | For |
| 3 | Elect Robert E. Denham | Management | For | For |
| 4 | Elect Alice P. Gast | Management | For | For |
| 5 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 6 | Elect Jon M. Huntsman, Jr. | Management | For | For |
| 7 | Elect Charles W. Moorman, IV | Management | For | For |
| 8 | Elect John G. Stumpf | Management | For | For |
| 9 | Elect Ronald D. Sugar | Management | For | For |
| 10 | Elect Inge G. Thulin | Management | For | For |
| 11 | Elect Carl Ware | Management | For | For |
| 12 | Elect John S. Watson | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Charitable Contributions | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Prohibiting Political Spending | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Dividend Policy | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 22 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 23 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
| 24 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: NOV 20, 2014
Record Date: SEP 22, 2014
Meeting Type: ANNUAL | Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Carol A. Bartz | Management | For | For |
| 2 | Elect M. Michele Burns | Management | For | For |
| 3 | Elect Michael D. Capellas | Management | For | For |
| 4 | Elect John T. Chambers | Management | For | For |
| 5 | Elect Brian L. Halla | Management | For | For |
| 6 | Elect John L. Hennessy | Management | For | For |
| 7 | Elect Kristina M. Johnson | Management | For | For |
| 8 | Elect Roderick C. McGeary | Management | For | For |
| 9 | Elect Arun Sarin | Management | For | For |
| 10 | Elect Steven M. West | Management | For | For |
| 11 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC
Meeting Date: APR 28, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael L. Corbat | Management | For | For |
| 2 | Elect Duncan P. Hennes | Management | For | For |
| 3 | Elect Peter B. Henry | Management | For | For |
| 4 | Elect Franz B. Humer | Management | For | For |
| 5 | Elect Michael E. O'Neill | Management | For | For |
| 6 | Elect Gary M. Reiner | Management | For | For |
| 7 | Elect Judith Rodin | Management | For | For |
| 8 | Elect Anthony M. Santomero | Management | For | For |
| 9 | Elect Joan E. Spero | Management | For | For |
| 10 | Elect Diana L. Taylor | Management | For | For |
| 11 | Elect William S. Thompson, Jr. | Management | For | For |
| 12 | Elect James S. Turley | Management | For | For |
| 13 | Elect Ernesto Zedillo | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Amendment to the 2014 Stock Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Proxy Access | Shareholder | For | Against |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Audit Committee Membership | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | Shareholder | Against | Against |
| |
|---|
COCA-COLA CO
Meeting Date: APR 29, 2015
Record Date: MAR 02, 2015
Meeting Type: ANNUAL | Ticker: KO
Security ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Herbert A. Allen | Management | For | For |
| 2 | Elect Ronald W. Allen | Management | For | For |
| 3 | Elect Marc Bolland | Management | For | For |
| 4 | Elect Ana Botin | Management | For | For |
| 5 | Elect Howard G. Buffett | Management | For | For |
| 6 | Elect Richard M. Daley | Management | For | For |
| 7 | Elect Barry Diller | Management | For | For |
| 8 | Elect Helene D. Gayle | Management | For | For |
| 9 | Elect Evan G. Greenberg | Management | For | For |
| 10 | Elect Alexis M. Herman | Management | For | For |
| 11 | Elect Muhtar Kent | Management | For | For |
| 12 | Elect Robert A. Kotick | Management | For | For |
| 13 | Elect Maria Elena Lagomasino | Management | For | For |
| 14 | Elect Sam Nunn | Management | For | For |
| 15 | Elect David B. Weinberg | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Unvested Restricted Stock Awards | Shareholder | Against | Against |
| |
|---|
COMCAST CORP.
Meeting Date: OCT 08, 2014
Record Date: AUG 18, 2014
Meeting Type: SPECIAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
COMCAST CORP.
Meeting Date: MAY 21, 2015
Record Date: MAR 12, 2015
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Edward D. Breen | Management | For | For |
| 1.4 | Elect Joseph J. Collins | Management | For | For |
| 1.5 | Elect J. Michael Cook | Management | For | For |
| 1.6 | Elect Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Brian L. Roberts | Management | For | For |
| 1.10 | Elect Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Judith Rodin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2006 Cash Bonus Plan | Management | For | For |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| |
|---|
CONOCO PHILLIPS
Meeting Date: MAY 12, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: COP
Security ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard L. Armitage | Management | For | For |
| 2 | Elect Richard H. Auchinleck | Management | For | For |
| 3 | Elect Charles E. Bunch | Management | For | For |
| 4 | Elect James E. Copeland, Jr. | Management | For | For |
| 5 | Elect John V. Faraci | Management | For | For |
| 6 | Elect Jody L Freeman | Management | For | For |
| 7 | Elect Gay Huey Evans | Management | For | For |
| 8 | Elect Ryan M. Lance | Management | For | For |
| 9 | Elect Arjun N. Murti | Management | For | For |
| 10 | Elect Robert A. Niblock | Management | For | For |
| 11 | Elect Harald J. Norvik | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
COSTCO WHOLESALE CORP
Meeting Date: JAN 29, 2015
Record Date: NOV 20, 2014
Meeting Type: ANNUAL | Ticker: COST
Security ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jeffrey H. Brotman | Management | For | For |
| 1.2 | Elect Daniel J. Evans | Management | For | For |
| 1.3 | Elect Richard A. Galanti | Management | For | For |
| 1.4 | Elect Jeffrey S. Raikes | Management | For | For |
| 1.5 | Elect James D. Sinegal | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Stock incentive Plan | Management | For | For |
| 5 | Elimination of Supermajority Requirement for the Removal of Directors | Management | For | For |
| 6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Management | For | For |
| 7 | Shareholder Proposal Regarding Director Tenure | Shareholder | Against | Against |
| |
|---|
CVS HEALTH CORP
Meeting Date: MAY 07, 2015
Record Date: MAR 12, 2015
Meeting Type: ANNUAL | Ticker: CVS
Security ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard M. Bracken | Management | For | For |
| 2 | Elect C. David Brown II | Management | For | For |
| 3 | Elect Alecia A. DeCoudreaux | Management | For | For |
| 4 | Elect Nancy-Ann M. Deparle | Management | For | For |
| 5 | Elect David W. Dorman | Management | For | For |
| 6 | Elect Anne M. Finucane | Management | For | For |
| 7 | Elect Larry J. Merlo | Management | For | For |
| 8 | Elect Jean-Pierre Millon | Management | For | For |
| 9 | Elect Richard J. Swift | Management | For | For |
| 10 | Elect William C. Weldon | Management | For | For |
| 11 | Elect Tony L. White | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against |
| |
|---|
DELTA AIR LINES, INC.
Meeting Date: JUN 25, 2015
Record Date: MAY 01, 2015
Meeting Type: ANNUAL | Ticker: DALRQ
Security ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard H. Anderson | Management | For | For |
| 2 | Elect Edward H. Bastian | Management | For | For |
| 3 | Elect Francis S. Blake | Management | For | For |
| 4 | Elect Roy J. Bostock | Management | For | For |
| 5 | Elect John S. Brinzo | Management | For | For |
| 6 | Elect Daniel A. Carp | Management | For | For |
| 7 | Elect David G. DeWalt | Management | For | For |
| 8 | Elect Thomas E. Donilon | Management | For | For |
| 9 | Elect William H. Easter III | Management | For | For |
| 10 | Elect Mickey P. Foret | Management | For | For |
| 11 | Elect Shirley C. Franklin | Management | For | For |
| 12 | Elect David R. Goode | Management | For | For |
| 13 | Elect George N. Mattson | Management | For | For |
| 14 | Elect Douglas R Ralph | Management | For | For |
| 15 | Elect Sergio Agapito Lires Rial | Management | For | For |
| 16 | Elect Kenneth B. Woodrow | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Ratification of Auditor | Management | For | For |
| 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| |
|---|
DISNEY WALT CO.
Meeting Date: MAR 12, 2015
Record Date: JAN 12, 2015
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Susan E. Arnold | Management | For | For |
| 2 | Elect John S. Chen | Management | For | For |
| 3 | Elect Jack Dorsey | Management | For | For |
| 4 | Elect Robert A. Iger | Management | For | For |
| 5 | Elect Fred H. Langhammer | Management | For | For |
| 6 | Elect Aylwin B. Lewis | Management | For | For |
| 7 | Elect Monica C. Lozano | Management | For | For |
| 8 | Elect Robert W. Matschullat | Management | For | For |
| 9 | Elect Sheryl Sandberg | Management | For | For |
| 10 | Elect Orin C. Smith | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| |
|---|
DOMINION RESOURCES INC
Meeting Date: MAY 06, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: D
Security ID: 25746U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William P. Barr | Management | For | For |
| 2 | Elect Helen E. Dragas | Management | For | For |
| 3 | Elect James O. Ellis, Jr. | Management | For | For |
| 4 | Elect Thomas F. Farrell II | Management | For | For |
| 5 | Elect John W. Harris | Management | For | For |
| 6 | Elect Mark J. Kington | Management | For | For |
| 7 | Elect Pamela L. Royal | Management | For | For |
| 8 | Elect Robert H. Spilman, Jr. | Management | For | For |
| 9 | Elect Michael E. Szymanczyk | Management | For | For |
| 10 | Elect David A. Wollard | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Lower Minimum Share Ownership Threshold to Call a Special Meeting to 25% | Management | For | For |
| 14 | Shareholder Proposal Regarding the Right to Act by Written Consent | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Ending Nuclear Construction | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Financial Risks of Climate Change | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Greenhouse Gas Impacts of Biomass | Shareholder | Against | Against |
| |
|---|
EDISON INTERNATIONAL
Meeting Date: APR 23, 2015
Record Date: FEB 26, 2015
Meeting Type: ANNUAL | Ticker: EIX
Security ID: 281020107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Vanessa C.L. Chang | Management | For | For |
| 3 | Elect Theodore F. Craver, Jr. | Management | For | For |
| 4 | Elect Richard T. Schlosberg, III | Management | For | For |
| 5 | Elect Linda G. Stuntz | Management | For | For |
| 6 | Elect William P. Sullivan | Management | For | For |
| 7 | Elect Ellen O. Tauscher | Management | For | For |
| 8 | Elect Peter J. Taylor | Management | For | For |
| 9 | Elect Brett White | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | Shareholder | Against | Against |
| |
|---|
EMERSON ELECTRIC CO.
Meeting Date: FEB 03, 2015
Record Date: NOV 25, 2014
Meeting Type: ANNUAL | Ticker: EMR
Security ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Arthur F. Golden | Management | For | For |
| 1.2 | Elect William R. Johnson | Management | For | For |
| 1.3 | Elect Candace Kendle | Management | For | For |
| 1.4 | Elect James S. Turley | Management | For | For |
| 1.5 | Elect August A. Busch III | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2015 Incentive Shares Plan | Management | For | For |
| 4 | Reapproval of Performance Measures of Annual Incentive Plan | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Shareholder Proposal Regarding Sustainability Reporting | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
EOG RESOURCES, INC.
Meeting Date: APR 30, 2015
Record Date: MAR 02, 2015
Meeting Type: ANNUAL | Ticker: EOG
Security ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Janet F. Clark | Management | For | For |
| 2 | Elect Charles R. Crisp | Management | For | For |
| 3 | Elect James C. Day | Management | For | For |
| 4 | Elect H. Leighton Steward | Management | For | For |
| 5 | Elect Donald F. Textor | Management | For | For |
| 6 | Elect William R. Thomas | Management | For | For |
| 7 | Elect Frank G. Wisner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | Shareholder | Against | Against |
| |
|---|
ESTEE LAUDER COS., INC.
Meeting Date: NOV 14, 2014
Record Date: SEP 15, 2014
Meeting Type: ANNUAL | Ticker: EL
Security ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charlene Barshefsky | Management | For | For |
| 2 | Elect Wei Sun Christianson | Management | For | For |
| 3 | Elect Fabrizio Freda | Management | For | For |
| 4 | Elect Jane Lauder | Management | For | For |
| 5 | Elect Leonard A. Lauder | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
EXELON CORP.
Meeting Date: APR 28, 2015
Record Date: MAR 10, 2015
Meeting Type: ANNUAL | Ticker: EXC
Security ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Anthony K. Anderson | Management | For | For |
| 2 | Elect Ann C. Berzin | Management | For | For |
| 3 | Elect John A. Canning Jr. | Management | For | For |
| 4 | Elect Christopher M. Crane | Management | For | For |
| 5 | Elect Yves C. de Balmann | Management | For | For |
| 6 | Elect Nicholas DeBenedictis | Management | For | For |
| 7 | Elect Paul L. Joskow | Management | For | For |
| 8 | Elect Robert J. Lawless | Management | For | For |
| 9 | Elect Richard W. Mies | Management | For | For |
| 10 | Elect William C. Richardson | Management | For | For |
| 11 | Elect John W. Rogers, Jr. | Management | For | For |
| 12 | Elect Mayo A. Shattuck III | Management | For | For |
| 13 | Elect Stephen D. Steinour | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Management | For | For |
| 17 | Management Proposal Regarding Proxy Access | Management | For | For |
| 18 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORP.
Meeting Date: MAY 27, 2015
Record Date: APR 07, 2015
Meeting Type: ANNUAL | Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael J. Boskin | Management | For | For |
| 1.2 | Elect Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Ursula M. Burns | Management | For | For |
| 1.4 | Elect Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Jay S. Fishman | Management | For | For |
| 1.6 | Elect Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Rex W. Tillerson | Management | For | For |
| 1.12 | Elect William C. Weldon | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Climate Change Expertise on Board | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Board Gender Diversity | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
| 9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
| |
|---|
GAMESTOP CORPORATION
Meeting Date: JUN 23, 2015
Record Date: MAY 01, 2015
Meeting Type: ANNUAL | Ticker: GME
Security ID: 36467W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Daniel A. DeMatteo | Management | For | For |
| 2 | Elect Thomas N. Kelly, Jr. | Management | For | For |
| 3 | Elect Shane S. Kim | Management | For | For |
| 4 | Elect J. Paul Raines | Management | For | For |
| 5 | Elect Gerald R. Szczepanski | Management | For | For |
| 6 | Elect Kathy Vrabeck | Management | For | For |
| 7 | Elect Lawrence S. Zilavy | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| |
|---|
GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 21, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd C. Blankfein | Management | For | For |
| 2 | Elect M. Michele Burns | Management | For | For |
| 3 | Elect Gary D. Cohn | Management | For | For |
| 4 | Elect Mark Flaherty | Management | For | For |
| 5 | Elect William W. George | Management | For | For |
| 6 | Elect James A. Johnson | Management | For | For |
| 7 | Elect Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect Peter Oppenheimer | Management | For | For |
| 10 | Elect Debora L. Spar | Management | For | For |
| 11 | Elect Mark E. Tucker | Management | For | For |
| 12 | Elect David A. Viniar | Management | For | For |
| 13 | Elect Mark O. Winkelman | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | 2015 Stock Incentive Plan | Management | For | Against |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | Shareholder | Against | Against |
| 19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For |
| |
|---|
HOME DEPOT, INC.
Meeting Date: MAY 21, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL | Ticker: HD
Security ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ari Bousbib | Management | For | For |
| 2 | Elect Gregory D. Brenneman | Management | For | For |
| 3 | Elect J. Frank Brown | Management | For | For |
| 4 | Elect Albert P. Carey | Management | For | For |
| 5 | Elect Armando M. Codina | Management | For | For |
| 6 | Elect Helena B. Foulkes | Management | For | For |
| 7 | Elect Wayne M. Hewett | Management | For | For |
| 8 | Elect Karen Katen | Management | For | For |
| 9 | Elect Craig A. Menear | Management | For | For |
| 10 | Elect Mark Vadon | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| |
|---|
HONEYWELL LIFE CARE SOLUTIONS
Meeting Date: APR 27, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: HON
Security ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William S. Ayer | Management | For | For |
| 2 | Elect Gordon M. Bethune | Management | For | For |
| 3 | Elect Kevin Burke | Management | For | For |
| 4 | Elect Jaime Chico Pardo | Management | For | For |
| 5 | Elect David M. Cote | Management | For | For |
| 6 | Elect D. Scott Davis | Management | For | For |
| 7 | Elect Linnet F. Deily | Management | For | For |
| 8 | Elect Judd Gregg | Management | For | For |
| 9 | Elect Clive Hollick | Management | For | For |
| 10 | Elect Grace D. Lieblein | Management | For | For |
| 11 | Elect George Paz | Management | For | For |
| 12 | Elect Bradley T. Sheares | Management | For | For |
| 13 | Elect Robin L. Washington | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
INTUIT INC
Meeting Date: JAN 22, 2015
Record Date: NOV 24, 2014
Meeting Type: ANNUAL | Ticker: INTU
Security ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William V. Campbell | Management | For | For |
| 2 | Elect Scott D. Cook | Management | For | For |
| 3 | Elect Richard Dalzell | Management | For | For |
| 4 | Elect Diane B. Greene | Management | For | For |
| 5 | Elect Edward A. Kangas | Management | For | For |
| 6 | Elect Suzanne Nora Johnson | Management | For | For |
| 7 | Elect Dennis D. Powell | Management | For | For |
| 8 | Elect Brad D. Smith | Management | For | For |
| 9 | Elect Jeff Weiner | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 19, 2015
Record Date: MAR 20, 2015
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Linda B. Bammann | Management | For | For |
| 2 | Elect James A. Bell | Management | For | For |
| 3 | Elect Crandall C. Bowles | Management | For | For |
| 4 | Elect Stephen B. Burke | Management | For | For |
| 5 | Elect James S. Crown | Management | For | For |
| 6 | Elect James Dimon | Management | For | For |
| 7 | Elect Timothy P. Flynn | Management | For | For |
| 8 | Elect Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Michael A. Neal | Management | For | For |
| 10 | Elect Lee R. Raymond | Management | For | For |
| 11 | Elect William C. Weldon | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Abstain |
| 18 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
| |
|---|
KINDER MORGAN INC
Meeting Date: NOV 20, 2014
Record Date: OCT 20, 2014
Meeting Type: SPECIAL | Ticker: KMI
Security ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase of Authorized Common Stock | Management | For | For |
| 2 | Merger/Acquisition | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
KINDER MORGAN INC
Meeting Date: MAY 07, 2015
Record Date: MAR 10, 2015
Meeting Type: ANNUAL | Ticker: KMI
Security ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard D. Kinder | Management | For | For |
| 1.2 | Elect Steven J. Kean | Management | For | For |
| 1.3 | Elect Ted A. Gardner | Management | For | For |
| 1.4 | Elect Anthony W. Hall, Jr. | Management | For | For |
| 1.5 | Elect Gary L. Hultquist | Management | For | For |
| 1.6 | Elect Ronald L. Kuehn, Jr. | Management | For | For |
| 1.7 | Elect Deborah A. Macdonald | Management | For | For |
| 1.8 | Elect Michael Miller | Management | For | For |
| 1.9 | Elect Michael C. Morgan | Management | For | For |
| 1.10 | Elect Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Fayez S. Sarofim | Management | For | For |
| 1.12 | Elect C. Park Shaper | Management | For | For |
| 1.13 | Elect William A. Smith | Management | For | For |
| 1.14 | Elect Joel V. Staff | Management | For | For |
| 1.15 | Elect Robert F. Vagt | Management | For | For |
| 1.16 | Elect Perry M. Waughtal | Management | For | For |
| 2 | Approval of the 2015 Stock Incentive Plan | Management | For | For |
| 3 | Approval of the 2015 Annual Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Amendments to Certificate of Incorporation to Comply with Jones Act | Management | For | Abstain |
| 7 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| |
|---|
LOCKHEED MARTIN CORP.
Meeting Date: APR 23, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: LMT
Security ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Daniel F. Akerson | Management | For | For |
| 2 | Elect Nolan D. Archibald | Management | For | For |
| 3 | Elect Rosalind G. Brewer | Management | For | For |
| 4 | Elect David B. Burritt | Management | For | For |
| 5 | Elect James O. Ellis, Jr. | Management | For | For |
| 6 | Elect Thomas J. Falk | Management | For | For |
| 7 | Elect Marillyn A. Hewson | Management | For | For |
| 8 | Elect Gwendolyn S. King | Management | For | For |
| 9 | Elect James M. Loy | Management | For | For |
| 10 | Elect Joseph W. Ralston | Management | For | For |
| 11 | Elect Anne L. Stevens | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
LOWE`S COS., INC.
Meeting Date: MAY 29, 2015
Record Date: MAR 27, 2015
Meeting Type: ANNUAL | Ticker: LOW
Security ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Raul Alvarez | Management | For | For |
| 1.2 | Elect David W. Bernauer | Management | For | For |
| 1.3 | Elect Angela F. Braly | Management | For | For |
| 1.4 | Elect Laurie Z. Douglas | Management | For | For |
| 1.5 | Elect Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Robert L. Johnson | Management | For | For |
| 1.7 | Elect Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Richard K. Lochridge | Management | For | For |
| 1.9 | Elect James H Morgan | Management | For | For |
| 1.10 | Elect Robert A. Niblock | Management | For | For |
| 1.11 | Elect Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
MASTERCARD INC
Meeting Date: JUN 09, 2015
Record Date: APR 15, 2015
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard Haythornthwaite | Management | For | For |
| 2 | Elect Ajay Banga | Management | For | For |
| 3 | Elect Silvio Barzi | Management | For | For |
| 4 | Elect David R. Carlucci | Management | For | For |
| 5 | Elect Steven J. Freiberg | Management | For | For |
| 6 | Elect Julius Genachowski | Management | For | For |
| 7 | Elect Merit E. Janow | Management | For | For |
| 8 | Elect Nancy J. Karch | Management | For | For |
| 9 | Elect Marc Olivie | Management | For | For |
| 10 | Elect Rima Qureshi | Management | For | For |
| 11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 12 | Elect Jackson P. Tai | Management | For | For |
| 13 | Elect Edward Suning Tian | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| |
|---|
MEAD JOHNSON NUTRITION CO
Meeting Date: APR 30, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: MJN
Security ID: 582839106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Steven M. Altschuler | Management | For | For |
| 2 | Elect Howard B. Bernick | Management | For | For |
| 3 | Elect Kimberly A. Casiano | Management | For | For |
| 4 | Elect Anna C. Catalano | Management | For | For |
| 5 | Elect Celeste A. Clark | Management | For | For |
| 6 | Elect James M. Cornelius | Management | For | For |
| 7 | Elect Stephen W. Golsby | Management | For | For |
| 8 | Elect Michael Grobstein | Management | For | For |
| 9 | Elect Peter K. Jakobsen | Management | For | For |
| 10 | Elect Peter G. Ratcliffe | Management | For | For |
| 11 | Elect Michael A. Sherman | Management | For | For |
| 12 | Elect Elliott Sigal | Management | For | For |
| 13 | Elect Robert Singer | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Approval of Long-Term Incentive Plan | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| |
|---|
MERCK & CO INC
Meeting Date: MAY 26, 2015
Record Date: MAR 31, 2015
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Leslie A. Brun | Management | For | For |
| 2 | Elect Thomas R. Cech | Management | For | For |
| 3 | Elect Kenneth C. Frazier | Management | For | For |
| 4 | Elect Thomas H. Glocer | Management | For | For |
| 5 | Elect William B. Harrison, Jr. | Management | For | For |
| 6 | Elect C. Robert Kidder | Management | For | For |
| 7 | Elect Rochelle B. Lazarus | Management | For | For |
| 8 | Elect Carlos E. Represas | Management | For | For |
| 9 | Elect Patricia F. Russo | Management | For | For |
| 10 | Elect Craig B. Thompson | Management | For | For |
| 11 | Elect Wendell P. Weeks | Management | For | For |
| 12 | Elect Peter C. Wendell | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Amendment to the 2010 Incentive Plan | Management | For | For |
| 16 | Amendment to the Executive Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| |
|---|
METLIFE INC
Meeting Date: APR 28, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Cheryl W. Grise | Management | For | For |
| 2 | Elect Carlos M. Gutierrez | Management | For | For |
| 3 | Elect R. Glenn Hubbard | Management | For | For |
| 4 | Elect Steven A. Kandarian | Management | For | For |
| 5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 6 | Elect Edward J. Kelly, III | Management | For | For |
| 7 | Elect William E. Kennard | Management | For | For |
| 8 | Elect James M. Kilts | Management | For | For |
| 9 | Elect Catherine R. Kinney | Management | For | For |
| 10 | Elect Denise M. Morrison | Management | For | For |
| 11 | Elect Kenton J. Sicchitano | Management | For | For |
| 12 | Elect Lulu C. Wang | Management | For | For |
| 13 | Elimination of Supermajority Requirement | Management | For | For |
| 14 | Elimination of Supermajority Requirement | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: DEC 03, 2014
Record Date: SEP 30, 2014
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William H. Gates III | Management | For | For |
| 2 | Elect Maria Klawe | Management | For | For |
| 3 | Elect Teri L. List-Stoll | Management | For | For |
| 4 | Elect G. Mason Morfit | Management | For | For |
| 5 | Elect Satya Nadella | Management | For | For |
| 6 | Elect Charles H. Noski | Management | For | For |
| 7 | Elect Helmut G. W. Panke | Management | For | For |
| 8 | Elect Charles W. Scharf | Management | For | For |
| 9 | Elect John W. Stanton | Management | For | For |
| 10 | Elect John W. Thompson | Management | For | For |
| 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
MONDELEZ INTERNATIONAL INC.
Meeting Date: MAY 20, 2015
Record Date: MAR 11, 2015
Meeting Type: ANNUAL | Ticker: MDLZ
Security ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Lewis W.K. Booth | Management | For | For |
| 3 | Elect Lois D. Juliber | Management | For | For |
| 4 | Elect Mark D. Ketchum | Management | For | For |
| 5 | Elect Jorge S. Mesquita | Management | For | For |
| 6 | Elect Joseph Neubauer | Management | For | For |
| 7 | Elect Nelson Peltz | Management | For | For |
| 8 | Elect Fredric G. Reynolds | Management | For | For |
| 9 | Elect Irene B. Rosenfeld | Management | For | For |
| 10 | Elect Patrick Siewert | Management | For | For |
| 11 | Elect Ruth J. Simmons | Management | For | For |
| 12 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
| |
|---|
MONSANTO CO.
Meeting Date: JAN 30, 2015
Record Date: DEC 02, 2014
Meeting Type: ANNUAL | Ticker: MON
Security ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gregory H. Boyce | Management | For | For |
| 2 | Elect Janice L. Fields | Management | For | For |
| 3 | Elect Hugh Grant | Management | For | For |
| 4 | Elect Laura K. Ipsen | Management | For | For |
| 5 | Elect Marcos M. Lutz | Management | For | For |
| 6 | Elect C. Steven McMillan | Management | For | For |
| 7 | Elect William U. Parfet | Management | For | For |
| 8 | Elect George H. Poste | Management | For | For |
| 9 | Elect Robert J. Stevens | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Independent Chairman | Shareholder | Against | Against |
| |
|---|
ORACLE CORP.
Meeting Date: NOV 05, 2014
Record Date: SEP 08, 2014
Meeting Type: ANNUAL | Ticker: ORCL
Security ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Michael J. Boskin | Management | For | For |
| 1.4 | Elect Safra A. Catz | Management | For | For |
| 1.5 | Elect Bruce R. Chizen | Management | For | For |
| 1.6 | Elect George H. Conrades | Management | For | For |
| 1.7 | Elect Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Mark V. Hurd | Management | For | For |
| 1.11 | Elect Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Abstain |
| 5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
PACKAGING CORP OF AMERICA
Meeting Date: MAY 12, 2015
Record Date: MAR 16, 2015
Meeting Type: ANNUAL | Ticker: PKG
Security ID: 695156109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Cheryl K. Beebe | Management | For | For |
| 2 | Elect Hasan Jameel | Management | For | For |
| 3 | Elect Mark W. Kowlzan | Management | For | For |
| 4 | Elect Robert C. Lyons | Management | For | For |
| 5 | Elect Thomas P. Maurer | Management | For | For |
| 6 | Elect Samuel Mencoff | Management | For | For |
| 7 | Elect Roger B. Porter | Management | For | For |
| 8 | Elect Thomas S. Souleles | Management | For | For |
| 9 | Elect Paul T. Stecko | Management | For | For |
| 10 | Elect James D. Woodrum | Management | For | For |
| 11 | Amendment to the PCA Performance Incentive Plan | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
PEPSICO INC.
Meeting Date: MAY 06, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL | Ticker: PEP
Security ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Shona L. Brown | Management | For | For |
| 2 | Elect George W. Buckley | Management | For | For |
| 3 | Elect Ian M. Cook | Management | For | For |
| 4 | Elect Dina Dublon | Management | For | For |
| 5 | Elect Rona A. Fairhead | Management | For | For |
| 6 | Elect Richard W. Fisher | Management | For | For |
| 7 | Elect Alberto Ibarguen | Management | For | For |
| 8 | Elect William R. Johnson | Management | For | For |
| 9 | Elect Indra K. Nooyi | Management | For | For |
| 10 | Elect David C. Page | Management | For | For |
| 11 | Elect Robert C. Pohlad | Management | For | For |
| 12 | Elect Lloyd G. Trotter | Management | For | For |
| 13 | Elect Daniel Vasella | Management | For | For |
| 14 | Elect Alberto Weisser | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Shareholder Proposal Regarding Formation of Sustainability Committee | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Neonicotinoids | Shareholder | Against | Against |
| |
|---|
PNC FINANCIAL SERVICES GROUP
Meeting Date: APR 28, 2015
Record Date: JAN 30, 2015
Meeting Type: ANNUAL | Ticker: PNC
Security ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charles E. Bunch | Management | For | For |
| 2 | Elect Paul W. Chellgren | Management | For | For |
| 3 | Elect Marjorie Rodgers Cheshire | Management | For | For |
| 4 | Elect William S. Demchak | Management | For | For |
| 5 | Elect Andrew T. Feldstein | Management | For | For |
| 6 | Elect Kay Coles James | Management | For | For |
| 7 | Elect Richard B. Kelson | Management | For | For |
| 8 | Elect Anthony A. Massaro | Management | For | For |
| 9 | Elect Jane G. Pepper | Management | For | For |
| 10 | Elect Donald J. Shepard | Management | For | For |
| 11 | Elect Lorene K. Steffes | Management | For | For |
| 12 | Elect Dennis F. Strigl | Management | For | For |
| 13 | Elect Thomas J. Usher | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PROCTER & GAMBLE CO.
Meeting Date: OCT 14, 2014
Record Date: AUG 15, 2014
Meeting Type: ANNUAL | Ticker: PG
Security ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Angela F. Braly | Management | For | For |
| 2 | Elect Kenneth I. Chenault | Management | For | For |
| 3 | Elect Scott D. Cook | Management | For | For |
| 4 | Elect Susan D. Desmond-Hellmann | Management | For | For |
| 5 | Elect Alan G. Lafley | Management | For | For |
| 6 | Elect Terry J. Lundgren | Management | For | For |
| 7 | Elect W. James McNerney, Jr. | Management | For | For |
| 8 | Elect Margaret C. Whitman | Management | For | For |
| 9 | Elect Mary Agnes Wilderotter | Management | For | For |
| 10 | Elect Patricia A. Woertz | Management | For | For |
| 11 | Elect Ernesto Zedillo | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | 2014 Stock and Incentive Equity Compensation Plan | Management | For | Against |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against |
| |
|---|
REYNOLDS AMERICAN INC.
Meeting Date: MAY 07, 2015
Record Date: MAR 09, 2015
Meeting Type: ANNUAL | Ticker: RAI
Security ID: 761713106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John P. Daly | Management | For | For |
| 2 | Elect Holly K. Koeppel | Management | For | For |
| 3 | Elect Richard E. Thornburgh | Management | For | For |
| 4 | Elect Thomas C. Wajnert | Management | For | For |
| 5 | Elect Ricardo Oberlander | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | Against |
| 7 | Ratification of Auditor | Management | For | For |
| 8 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Labor Policies | Shareholder | Against | Against |
| |
|---|
SEMPRA ENERGY
Meeting Date: MAY 13, 2015
Record Date: MAR 17, 2015
Meeting Type: ANNUAL | Ticker: SRE
Security ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan L. Boeckmann | Management | For | For |
| 2 | Elect James G. Brocksmith, Jr. | Management | For | For |
| 3 | Elect Kathleen L. Brown | Management | For | For |
| 4 | Elect Pablo A. Ferrero | Management | For | For |
| 5 | Elect William D. Jones | Management | For | For |
| 6 | Elect William G. Ouchi | Management | For | For |
| 7 | Elect Debra L. Reed | Management | For | For |
| 8 | Elect William C. Rusnack | Management | For | For |
| 9 | Elect William P. Rutledge | Management | For | For |
| 10 | Elect Lynn Schenk | Management | For | For |
| 11 | Elect Jack T. Taylor | Management | For | For |
| 12 | Elect Luis M. Tellez | Management | For | For |
| 13 | Elect James C. Yardley | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
Meeting Date: MAR 18, 2015
Record Date: JAN 08, 2015
Meeting Type: ANNUAL | Ticker: SBUX
Security ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Howard Schultz | Management | For | For |
| 2 | Elect William W. Bradley | Management | For | For |
| 3 | Elect Robert M. Gates | Management | For | For |
| 4 | Elect Mellody Hobson | Management | For | For |
| 5 | Elect Kevin R. Johnson | Management | For | For |
| 6 | Elect Olden Lee | Management | For | For |
| 7 | Elect Joshua C. Ramo | Management | For | For |
| 8 | Elect James G. Shennan, Jr. | Management | For | For |
| 9 | Elect Clara Shih | Management | For | For |
| 10 | Elect Javier G. Teruel | Management | For | For |
| 11 | Elect Myron E. Ullman III | Management | For | For |
| 12 | Elect Craig E. Weatherup | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Formation of Sustainability Committee | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Meeting Date: MAY 28, 2015
Record Date: APR 02, 2015
Meeting Type: ANNUAL | Ticker: HOT
Security ID: 85590A401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Adam M. Aron | Management | For | For |
| 2 | Elect Bruce W. Duncan | Management | For | For |
| 3 | Elect Charlene Barshefsky | Management | For | For |
| 4 | Elect Thomas E. Clarke | Management | For | For |
| 5 | Elect Clayton C. Daley, Jr. | Management | For | For |
| 6 | Elect Lizanne Galbreath | Management | For | For |
| 7 | Elect Eric Hippeau | Management | For | For |
| 8 | Elect Aylwin B. Lewis | Management | For | For |
| 9 | Elect Stephen R. Quazzo | Management | For | For |
| 10 | Elect Thomas O. Ryder | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Amendment to the Annual Incentive Plan for Certain Executives | Management | For | For |
| |
|---|
TARGA RESOURCES CORP
Meeting Date: FEB 20, 2015
Record Date: JAN 22, 2015
Meeting Type: SPECIAL | Ticker: TRGP
Security ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger/Acquisition | Management | For | Against |
| 2 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
TARGET CORP
Meeting Date: JUN 10, 2015
Record Date: APR 13, 2015
Meeting Type: ANNUAL | Ticker: TGT
Security ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Roxanne S. Austin | Management | For | For |
| 2 | Elect Douglas M. Baker, Jr. | Management | For | For |
| 3 | Elect Brian C. Cornell | Management | For | For |
| 4 | Elect Calvin Darden | Management | For | For |
| 5 | Elect Henrique de Castro | Management | For | For |
| 6 | Elect Mary E. Minnick | Management | For | For |
| 7 | Elect Anne M. Mulcahy | Management | For | For |
| 8 | Elect Derica W. Rice | Management | For | For |
| 9 | Elect Kenneth L. Salazar | Management | For | For |
| 10 | Elect John G. Stumpf | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to 2011 Long-Term Incentive Plan | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Prohibiting Discrimination | Shareholder | Against | Against |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 20, 2015
Record Date: MAR 27, 2015
Meeting Type: ANNUAL | Ticker: TMO
Security ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Marc N. Casper | Management | For | For |
| 2 | Elect Nelson J. Chai | Management | For | For |
| 3 | Elect C. Martin Harris | Management | For | For |
| 4 | Elect Tyler Jacks | Management | For | For |
| 5 | Elect Judy C. Lewent | Management | For | For |
| 6 | Elect Thomas J. Lynch | Management | For | For |
| 7 | Elect Jim P. Manzi | Management | For | For |
| 8 | Elect William G. Parrett | Management | For | For |
| 9 | Elect Lars R. Sorenson | Management | For | For |
| 10 | Elect Scott M. Sperling | Management | For | For |
| 11 | Elect Elaine S. Ullian | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
TIME WARNER INC
Meeting Date: JUN 19, 2015
Record Date: APR 20, 2015
Meeting Type: ANNUAL | Ticker: TWX
Security ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James L. Barksdale | Management | For | For |
| 2 | Elect William P. Barr | Management | For | For |
| 3 | Elect Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Robert C. Clark | Management | For | For |
| 6 | Elect Mathias Dopfner | Management | For | For |
| 7 | Elect Jessica P. Einhorn | Management | For | For |
| 8 | Elect Carlos M. Gutierrez | Management | For | For |
| 9 | Elect Fred Hassan | Management | For | For |
| 10 | Elect Kenneth J. Novack | Management | For | For |
| 11 | Elect Paul D. Wachter | Management | For | For |
| 12 | Elect Deborah C. Wright | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| |
|---|
TRAVELERS COMPANIES INC.
Meeting Date: MAY 20, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL | Ticker: TRV
Security ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan L. Beller | Management | For | For |
| 2 | Elect John H. Dasburg | Management | For | For |
| 3 | Elect Janet M. Dolan | Management | For | For |
| 4 | Elect Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Jay S. Fishman | Management | For | For |
| 6 | Elect Patricia L. Higgins | Management | For | For |
| 7 | Elect Thomas R. Hodgson | Management | For | For |
| 8 | Elect William J. Kane | Management | For | For |
| 9 | Elect Cleve L. Killingsworth, Jr. | Management | For | For |
| 10 | Elect Philip T. Ruegger III | Management | For | For |
| 11 | Elect Donald J. Shepard | Management | For | For |
| 12 | Elect Laurie J. Thomsen | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| |
|---|
UNION PACIFIC CORP.
Meeting Date: MAY 14, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL | Ticker: UNP
Security ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect David B. Dillon | Management | For | For |
| 4 | Elect Lance M. Fritz | Management | For | For |
| 5 | Elect Judith Richards Hope | Management | For | For |
| 6 | Elect John J. Koraleski | Management | For | For |
| 7 | Elect Charles C. Krulak | Management | For | For |
| 8 | Elect Michael R. McCarthy | Management | For | For |
| 9 | Elect Michael W. McConnell | Management | For | For |
| 10 | Elect Thomas F. McLarty III | Management | For | For |
| 11 | Elect Steven R. Rogel | Management | For | For |
| 12 | Elect Jose H. Villarreal | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 16 | Shareholder Proposal regarding Independent Chairman | Shareholder | Against | Against |
| |
|---|
UNITEDHEALTH GROUP INC
Meeting Date: JUN 01, 2015
Record Date: APR 02, 2015
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Edson Bueno | Management | For | For |
| 3 | Elect Richard T. Burke | Management | For | For |
| 4 | Elect Robert J. Darretta | Management | For | For |
| 5 | Elect Stephen J. Hemsley | Management | For | For |
| 6 | Elect Michele J. Hooper | Management | For | For |
| 7 | Elect Rodger A. Lawson | Management | For | For |
| 8 | Elect Glenn M. Renwick | Management | For | For |
| 9 | Elect Kenneth I. Shine | Management | For | For |
| 10 | Elect Gail R. Wilensky | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2011 Stock Incentive Plan | Management | For | For |
| 13 | Reincorporation from Minnesota to Delaware | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & CO.
Meeting Date: APR 28, 2015
Record Date: MAR 03, 2015
Meeting Type: ANNUAL | Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John D. Baker II | Management | For | For |
| 2 | Elect Elaine L. Chao | Management | For | For |
| 3 | Elect John S. Chen | Management | For | For |
| 4 | Elect Lloyd H. Dean | Management | For | For |
| 5 | Elect Elizabeth A. Duke | Management | For | For |
| 6 | Elect Susan E. Engel | Management | For | For |
| 7 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 8 | Elect Donald M. James | Management | For | For |
| 9 | Elect Cynthia H. Milligan | Management | For | For |
| 10 | Elect Federico F. Pena | Management | For | For |
| 11 | Elect James H. Quigley | Management | For | For |
| 12 | Elect Judith M. Runstad | Management | For | For |
| 13 | Elect Stephen W. Sanger | Management | For | For |
| 14 | Elect John G. Stumpf | Management | For | For |
| 15 | Elect Susan G. Swenson | Management | For | For |
| 16 | Elect Suzanne M. Vautrinot | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Ratification of Auditor | Management | For | For |
| 19 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
WILLIAMS COS INC
Meeting Date: MAY 21, 2015
Record Date: MAR 31, 2015
Meeting Type: ANNUAL | Ticker: WMB
Security ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan S. Armstrong | Management | For | For |
| 2 | Elect Joseph R. Cleveland | Management | For | For |
| 3 | Elect Kathleen B. Cooper | Management | For | For |
| 4 | Elect John A. Hagg | Management | For | For |
| 5 | Elect Juanita H. Hinshaw | Management | For | For |
| 6 | Elect Ralph Izzo | Management | For | For |
| 7 | Elect Frank T. MacInnis | Management | For | For |
| 8 | Elect Eric W. Mandelblatt | Management | For | For |
| 9 | Elect Keith A. Meister | Management | For | For |
| 10 | Elect Steven Nance | Management | For | For |
| 11 | Elect Murray D. Smith | Management | For | For |
| 12 | Elect Janice D. Stoney | Management | For | For |
| 13 | Elect Laura A. Sugg | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
XEROX CORP
Meeting Date: MAY 20, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL | Ticker: XRX
Security ID: 984121103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ursula M. Burns | Management | For | For |
| 2 | Elect Richard J. Harrington | Management | For | For |
| 3 | Elect William Curt Hunter | Management | For | For |
| 4 | Elect Robert J. Keegan | Management | For | For |
| 5 | Elect Charles Prince | Management | For | For |
| 6 | Elect Ann N. Reese | Management | For | For |
| 7 | Elect Stephen H. Rusckowski | Management | For | For |
| 8 | Elect Sara Martinez Tucker | Management | For | For |
| 9 | Elect Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 5
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 25, 2015
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Ellen S. Alberding Ellen S. Alberding | | /s/ Stephen P. Munn Stephen P. Munn |
/s/ Kevin J. Bannon Kevin J. Bannon | | /s/ Stuart S. Parker Stuart S. Parker |
/s/ Scott E. Benjamin Scott E. Benjamin | | /s/ James E. Quinn James E. Quinn |
/s/ Linda W. Bynoe Linda W. Bynoe | | /s/ Richard A. Redeker Richard A. Redeker |
/s/ Keith F. Hartstein Keith F. Hartstein | | /s/ Stephen Stoneburn Stephen Stoneburn |
/s/ Michael S. Hyland Michael S. Hyland | | |
| Dated: September 18, 2013 | | |
/s/ M. Sadiq Peshimam M. Sadiq Peshimam
Treasurer and Principal and Accounting Officer | | |
| Dated: May 12, 2014 | | |
/s/ Grace C. Torres Grace C. Torres | | |
| Dated: December 10, 2014 | | |
