UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended April 30, 2009
Commission File Number 1-04129
Zale Corporation
A Delaware Corporation
IRS Employer Identification No. 75-0675400
901 W. Walnut Hill Lane
Irving, Texas 75038-1003
(972) 580-4000
Zale Corporation (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934, as amended, during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days.
Zale Corporation was not required to submit electronically and post on the Company’s website Interactive Data Files required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months due to the Rule not being applicable to the Company for the current and previous periods.
Zale Corporation is a large accelerated filer.
Zale Corporation is not a shell company.
As of June 1, 2009, 31,983,913 shares of Zale Corporation’s Common Stock, par value $.01 per share, were outstanding.
This amendment is being filed solely to add a note to the exhibit list and include updated certifications.
Part II Other Information
Item 6 Exhibits
4.2 |
| Joinder Agreement of Zale Canada Co. to Security Agreement (incorporated by reference to the Company’s Current Report on Form 8-K filed February 18, 2009, Exhibit 4.2).+ |
4.3 |
| Joinder Agreement of Zale Puerto Rico, Inc. to Credit Agreement (incorporated by reference to the Company’s Current Report on Form 8-K filed February 18, 2009, Exhibit 4.3).+ |
4.4 |
| Joinder Agreement of Zale Puerto Rico, Inc. to Security Agreement (incorporated by reference to the Company’s Current Report on Form 8-K filed February 18, 2009, Exhibit 4.4).+ |
4.5 |
| Security Agreement of Zale Canada Co. (incorporated by reference to the Company’s Current Report on Form 8-K filed February 18, 2009, Exhibit 4.5).+ |
10.1 |
| Separation and Release Agreement with Rodney Carter (incorporated by reference to the Company’s Current Report on Form 8-K filed February 18, 2009, Exhibit 10.1).+ |
10.2 |
| Employment Security Agreement with Matthew W. Appel.+ |
10.3 |
| Amendment to Merchant Services Agreement with Citibank (South Dakota), N.A.+ |
10.4 |
| Amendment No. One to Private Label Credit Card Program Agreement with Citi Commerce Solutions of Canada Ltd.*+ |
31.1 |
| Rule 13a-14(a) Certification of Chief Executive Officer |
31.2 |
| Rule 13a-14(a) Certification of Interim Chief Financial Officer |
32.1 |
| Section 1350 Certification of Chief Executive Officer+ |
32.2 |
| Section 1350 Certification of Interim Chief Financial Officer+ |
* Confidential treatment has been requested with respect to Exhibit 10.4. Portions of Exhibit 10.4 have been redacted. The redacted portions have been filed separately with the Securities and Exchange Commission.
+ Previously filed.
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Zale Corporation | |
| (Registrant) | |
|
| |
|
|
|
Date: October 28, 2009 | By: | /s/ MATTHEW W. APPEL |
|
| Matthew W. Appel |
|
| Executive Vice President and Chief Finance Officer (principal financial officer of the registrant) |
3