Exhibit 1.01
Conflict Minerals Report
ABB Ltd
For the year ended December 31, 2014
This Conflict Minerals Report (CMR) of ABB Ltd for the calendar year 2014 has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1” or the “Rule”). The Rule was adopted by the United States Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of such products. Conflict minerals are defined as cassiterite, columbite-tantalite, wolframite, gold, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (“necessary conflict minerals” or “3TG”). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
If a registrant can establish that their necessary conflict minerals originated from sources other than the Democratic Republic of the Congo (DRC) or an adjoining country(1) (collectively the “covered countries”), or are from recycled or scrap sources, they must submit a Form SD which describes their determination and the Reasonable Country of Origin Inquiry (RCOI) performed.
If a registrant has reason to believe that any of the conflict minerals in their supply chain may have originated in the covered countries and are not from recycled or scrap sources, or if they are unable to determine the country of origin of those conflict minerals, then the registrant must exercise due diligence on the conflict minerals’ source and chain of custody. The registrant must submit a CMR annually to the SEC that includes a description of those due diligence measures.
Numerous terms in this report are defined in Rule 13p-1 and Form SD and the reader is invited to refer to those sources. The report presented herein is not audited. The content of any Web site referred to in this report is included for general information only and is not incorporated by reference in this Report.
Section 1: Due diligence framework
In accordance with Rule 13p-1, we undertook due diligence efforts, including the RCOI described in Form SD, to determine whether the 3TG in our products originated from sources (e.g. suppliers, smelters, refiners, mines) that did not or do not directly or indirectly finance or benefit armed groups in the covered countries. We designed our due diligence measures to be in conformity, in all material respects, with the internationally recognized due diligence framework set forth in the Organisation for Economic Cooperation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD, 2013) (the OECD Framework) and related supplements for tin, tantalum, tungsten and gold.
Section 2: Due diligence measures undertaken
Our due diligence measures to identify the sources of 3TG contained in our products commenced in 2013. Our due diligence efforts for 2014 focused on maintaining the company-wide measures previously introduced while
(1) The Democratic Republic of the Congo and its adjoining countries (Angola, Burundi, Republic of the Congo, Central African Republic, Rwanda, South Sudan, Tanzania, Uganda, or Zambia).
expanding and enhancing our measures. Since commencing our due diligence efforts, we have taken the following five steps, consistent with the OECD Framework:
Step 1: Establish company management systems
We undertook the following measures to establish company management systems per Step 1 of the OECD Framework:
· maintained a cross-functional conflict minerals team, including representatives from supply chain, legal, technology, and finance, as well as from each of our five operating divisions, to direct the execution of our conflict minerals compliance program.
· maintained and updated our “ABB Policy on Conflict Minerals” with respect to the sourcing of 3TG and published this policy online at www.abb.com/conflict-minerals
· updated our “Supplier Code of Conduct” to require our suppliers to implement a policy regarding conflict minerals, to exercise due diligence to investigate the source of these minerals, and to respond in a timely manner to ABB’s requests for evidence of their compliance with these requirements.
· updated our “ABB General Terms and Conditions for Purchase of Goods” to require our suppliers to provide requested information regarding the use of 3TG in their products supplied to ABB. In addition (as described on our Web site), these updated terms and conditions require our suppliers to:
· work towards ensuring that they do not have 3TG sourced from conflict mines in products supplied to ABB,
· comply with the ABB Supplier Code of Conduct, including newly-updated sections relating to conflict minerals compliance,
· take the necessary steps to demonstrate that any 3TG contained in the products supplied to ABB do not originate from mines that support or fund conflict within the covered countries, and
· extend their search further down their supply chain, if necessary, to determine the source of specified minerals.
· clarified that our company-wide integrity reporting channels, such as the ABB Business Ethics Hotline, are available for the reporting of any violations of our Supplier Code of Conduct by our suppliers, including requirements related to conflict minerals. The hotline is maintained by an independent third party and can be used by ABB employees as well as parties outside ABB.
· invited suppliers involved in the RCOI, to take an ABB-specific web-based training course on conflict minerals that covered the highlights of the relevant law and the importance of ethical sourcing to the industry.
· developed ABB-specific web-based training courses customized for various ABB employee groups (management, buyers, engineering, research and development, product sales and other).
Step 2: Identify and assess risks in the supply chain
To identify risks in the supply chain, we
· performed procedures to identify direct suppliers of materials which had a high likelihood of supplying products containing 3TG to us. Suppliers were determined based on MDF codes which identify the types of products purchased by ABB from each supplier.
· surveyed selected direct suppliers, based on the EICC/GeSI Conflict Minerals Reporting Template, as part of the RCOI described in Form SD.
· utilized a dedicated team, responsible for reviewing supplier surveys and assessing “red flags” (as described in the OECD Framework). We engaged a specialist outsource provider (the “Outsource Provider”) to send and receive supplier surveys, follow up on non-responses, summarize survey results, and to provide the list of red flags to ABB for additional follow-up.
· asked the selected suppliers to gather information about smelters/refiners in their supply chain and provide us with the names of smelters/refiners processing 3TG for those suppliers. Although the suppliers who responded to our survery were able to provide us with a list of the original smelters/refiners used to process 3TG contained in their products, many of our suppliers were unable to identify and represent which smelter/refiner was specifically used for 3TG in the products or materials supplied to ABB. To further assist in our supplier risk assessment, the names of the reported smelters/refiners were compared against a list received from the CFSI of known smelters/refiners, including their conflict status. The list of smelters/refiners we have identified to be processing or refining amounts of 3TG in our products is included below under Annex 1 to this CMR.
Step 3: Design and implement a strategy to respond to identified risks
Where suppliers did not respond to the initial survey request, the Outsource Provider made additional follow-up inquiries with the suppliers. The Outsource Provider also followed up on incomplete or inconsistent supplier responses, requesting additional information or clarification. In most cases it was necessary to involve ABB personnel, especially product buyers, to work with suppliers to try to resolve insufficient responses.
For identified red flags, including insufficient responses, we have determined the appropriate corrective action plan to be implemented. Ultimately, this could include the discontinuation of sourcing from a supplier. Our red flag review process reflects guidance from the EICC/GeSI Conflict Minerals Reporting Template and the OECD Framework.
A management reporting dashboard was prepared regularly which summarized the content of survey responses and the status of our risk assessment process. The dashboard summarized the status of supplier responses, the types of red flags identified and any corrective action required.
Step 4: Carry out independent third-party audit of smelter/refiner due diligence practices
We are a downstream consumer of 3TG. Generally, we do not purchase raw minerals or ores, and are several steps removed from smelters/refiners within our supply chain. Therefore, we do not perform direct audits of those smelters/refiners. However, we do support the EICC and GeSI’s Conflict-Free Sourcing Initiative which is a measure contemplated by the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, the internationally recognized standard on which our company’s
systems (described in Step 1 above) are based. The data on which we relied for certain statements in this CMR was obtained through our membership in the CFSI, using the Reasonable Country of Origin Inquiry report for member ASEA.
Step 5: Report annually on supply chain due diligence
This report and the associated Form SD are available online at www.abb.com/investorrelations under “Financial results and presentations”, “Quarterly results and annual reports”, “2014”, “SEC Filings”.
Section 3: Results of due diligence
Our supplier responses identified 311 smelters/refiners as being the source of 3TG in their products. The complete list of identified smelters/refiners is included in Annex I of this CMR. However, the suppliers only provided the country of origin of the 3TG in a limited number of cases. We obtained further sourcing information through our membership in the CFSI which allows us access to the names of the countries of origin for 3TG processed by certain smelters/refiners.
Identified smelters/refiners
|
| Total |
| Known to be |
|
Tantalum |
| 42 |
| 15 |
|
Tin |
| 108 |
| 2 |
|
Tungsten |
| 34 |
| 3 |
|
Gold |
| 127 |
| — |
|
Total |
| 311 |
| 20 |
|
All of the identified smelters/refiners known to be sourcing from the covered countries are designated as conflict-free by the CFSI as they are currently in compliance with the relevant conflict-free smelter program assessment protocols issued by the CFSI.
We have not been able to determine the conflict status for all smelters/refiners used in our supply chain. However, we have not identified any smelters/refiners in our supply chain which are known to be sourcing 3TG that directly or indirectly finances or benefits armed groups in the covered countries.
As allowed by the Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule, issued by the SEC on April 29, 2014, ABB has not described its products as “DRC conflict free”, “having not been found to be ‘DRC conflict free’” or “DRC conflict undeterminable”.
Section 4: Continuous improvement efforts to mitigate risk
During 2014, we continued to make progress in engaging our suppliers and obtaining information from them as to the country of origin of 3TG.
During 2015, we plan to take the following steps as part of our due diligence program:
· continue to include a conflict minerals clause in new or renewed supplier contracts that requires suppliers to provide us with necessary 3TG sourcing information,
· increase the number of suppliers who have taken our conflict minerals training to increase the supplier survey response rate and improve the quality of their responses,
· increase our participation in the Conflict-Free Sourcing Initiative and provide assistance to increase the number of smelters/refiners participating in the conflict-free smelter program,
· continue to follow the OECD due diligence guidance and be involved in relevant trade associations to define and improve best practices and encourage responsible sourcing of 3TG,
· invest in additional supply chain information systems to enhance our abilities to track conflict minerals in our products,
· expand the number of suppliers surveyed to increase the coverage of our supplier spend on necessary conflict minerals for the 2015 compliance period,
· engage key suppliers to improve the quality of the their survey responses and to help them better understand the importance of this initiative to ABB,
· increase the resources assigned to the supplier survey process to increase the response rate and to improve the quality and completeness of responses.
Section 5: Independent audit
As ABB has not elected to describe any of its products as “DRC conflict free”, this CMR does not require an independent private sector audit.
Annex I - List of Smelters/Refiners
Metal |
| Name |
| Country |
Gold |
| Western Australian Mint trading as The Perth Mint* |
| Australia |
Gold |
| Umicore SA Business Unit Precious Metals Refining* |
| Belgium |
Gold |
| AngloGold Ashanti Córrego do Sítio Mineração* |
| Brazil |
Gold |
| Umicore Brasil Ltda* |
| Brazil |
Gold |
| CCR Refinery — Glencore Canada Corporation* |
| Canada |
Gold |
| Johnson Matthey Ltd* |
| Canada |
Gold |
| Royal Canadian Mint* |
| Canada |
Gold |
| Acade Noble Metal (Zhao Yuan) Corporation |
| China |
Gold |
| Daye Non-Ferrous Metals Mining Ltd. |
| China |
Gold |
| Dong’guan Dong wu Violent-toxic Chemical Products Co., Ltd. |
| China |
Gold |
| Dongguan Standard Electronic Material.Co.,Ltd |
| China |
Gold |
| Dongguanshi Sutande Dianzi Cailiao Youxiangongsi | �� | China |
Gold |
| Gansu Seemine Material Hi-Tech Co Ltd |
| China |
Gold |
| Gansu-based Baiyin Nonferrous Metals Corporation (BNMC) |
| China |
Gold |
| Gong An Ju |
| China |
Gold |
| Guangdong Jinding Gold Limited |
| China |
Gold |
| Hangzhou Fuchunjiang Smelting Co., Ltd. |
| China |
Gold |
| Hunan Chenzhou Mining Group Co., Ltd. |
| China |
Gold |
| Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
| China |
Gold |
| Jiangxi Copper Company Limited |
| China |
Gold |
| Jin Jinyin refining company limited |
| China |
Gold |
| Jinlong Copper Co., Ltd. |
| China |
Gold |
| Lingbao Gold Company Limited |
| China |
Gold |
| Lingbao Jinyuan Tonghui Refinery Co. Ltd. |
| China |
Gold |
| Luoyang Zijin Yinhui Metal Smelt Co Ltd |
| China |
Gold |
| Metalor Technologies (Suzhou) Ltd. |
| China |
Gold |
| Penglai Penggang Gold Industry Co Ltd |
| China |
Gold |
| Realized the enterprise co. ltd. |
| China |
Gold |
| Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
| China |
Gold |
| Shandong Zhaojin Gold & Silver Refinery Co. Ltd* |
| China |
Gold |
| Shenzhen fujun material technology co.,ltd |
| China |
Gold |
| Shenzhen Heng Zhong Industry Co.,Ltd. |
| China |
Gold |
| Sichuan Tianze Precious Metals Co., Ltd* |
| China |
Gold |
| Sino-Platinum Metals Co.,Ltd |
| China |
Gold |
| Tai zhou chang san Jiao electron Co.,Ltd |
| China |
Gold |
| The Great Wall Gold and Silver Refinery of China |
| China |
Gold |
| The Refinery of Shandong Gold Mining Co. Ltd* |
| China |
Gold |
| Tongling nonferrous Metals Group Co.,Ltd |
| China |
Gold |
| Yunnan Copper Industry Co Ltd |
| China |
Gold |
| Zhe Jiang Guang Yuan Noble Metal Smelting Factory |
| China |
Gold |
| Zhongyuan Gold Smelter of Zhongjin Gold Corporation* |
| China |
Gold |
| Zijin Mining Group Co. Ltd* |
| China |
Gold |
| Allgemeine Gold-und Silberscheideanstalt A.G.* |
| Germany |
Gold |
| Aurubis AG* |
| Germany |
Gold |
| Bauer Walser AG |
| Germany |
Metal |
| Name |
| Country |
Gold |
| C. Hafner GmbH + Co. KG* |
| Germany |
Gold |
| Doduco |
| Germany |
Gold |
| Feinhütte Halsbrücke GmbH |
| Germany |
Gold |
| Heimerle + Meule GmbH* |
| Germany |
Gold |
| Heraeus Precious Metals GmbH & Co. KG* |
| Germany |
Gold |
| Heraeus Ltd. Hong Kong* |
| Hong Kong |
Gold |
| Metalor Technologies (Hong Kong) Ltd* |
| Hong Kong |
Gold |
| MMTC-PAMP India Pvt. Ltd* |
| India |
Gold |
| PT Aneka Tambang (Persero) Tbk* |
| Indonesia |
Gold |
| Chimet S.p.A.* |
| Italy |
Gold |
| FAGGI ENRICO SPA |
| Italy |
Gold |
| Aida Chemical Industries Co. Ltd.* |
| Japan |
Gold |
| Asahi Pretec Corporation* |
| Japan |
Gold |
| Asaka Riken Co Ltd |
| Japan |
Gold |
| Chugai Mining |
| Japan |
Gold |
| Dowa* |
| Japan |
Gold |
| Eco-System Recycling Co., Ltd.* |
| Japan |
Gold |
| Ishifuku Metal Industry Co., Ltd.* |
| Japan |
Gold |
| Japan Mint* |
| Japan |
Gold |
| JX Nippon Mining & Metals Co., Ltd.* |
| Japan |
Gold |
| Kojima Chemicals Co., Ltd* |
| Japan |
Gold |
| Matsuda Sangyo Co., Ltd.* |
| Japan |
Gold |
| Mitsubishi Materials Corporation* |
| Japan |
Gold |
| Mitsui Mining and Smelting Co., Ltd.* |
| Japan |
Gold |
| Morigin Company |
| Japan |
Gold |
| Nihon Material Co. LTD* |
| Japan |
Gold |
| Ohura Precious Metal Industry Co., Ltd* |
| Japan |
Gold |
| Sumitomo Metal Mining Co., Ltd.* |
| Japan |
Gold |
| Tanaka Kikinzoku Kogyo K.K.* |
| Japan |
Gold |
| Tokuriki Honten Co., Ltd* |
| Japan |
Gold |
| YAMAMOTO PRECIOUS METAL CO., LTD.* |
| Japan |
Gold |
| Yokohama Metal Co Ltd |
| Japan |
Gold |
| Kazzinc Ltd* |
| Kazakhstan |
Gold |
| Kyrgyzaltyn JSC |
| Kyrgyzstan |
Gold |
| Caridad |
| Mexico |
Gold |
| METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V * |
| Mexico |
Gold |
| Schone Edelmetaal* |
| Netherlands |
Gold |
| Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
| Philippines |
Gold |
| FSE Novosibirsk Refinery |
| Russian Federation |
Gold |
| JSC Ekaterinburg Non-Ferrous Metal Processing Plant* |
| Russian Federation |
Gold |
| JSC Uralelectromed* |
| Russian Federation |
Gold |
| Moscow Special Alloys Processing Plant |
| Russian Federation |
Gold |
| OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)* |
| Russian Federation |
Gold |
| OJSC Kolyma Refinery |
| Russian Federation |
Gold |
| Prioksky Plant of Non-Ferrous Metals |
| Russian Federation |
Gold |
| SOE Shyolkovsky Factory of Secondary Precious Metals |
| Russian Federation |
Gold |
| L’ azurde Company For Jewelry* |
| Saudi Arabia |
Metal |
| Name |
| Country |
Gold |
| Metalor Technologies (Singapore) Pte. Ltd.* |
| Singapore |
Gold |
| Rand Refinery (Pty) Ltd* |
| South Africa |
Gold |
| Daejin Indus Co. Ltd |
| South Korea |
Gold |
| Do Sung Corporation |
| South Korea |
Gold |
| Hwasung CJ Co. Ltd |
| South Korea |
Gold |
| Korea Metal Co. Ltd |
| South Korea |
Gold |
| LS-NIKKO Copper Inc.* |
| South Korea |
Gold |
| Samduck Precious Metals |
| South Korea |
Gold |
| SAMWON METALS Corp. |
| South Korea |
Gold |
| Torecom |
| South Korea |
Gold |
| SEMPSA Joyería Platería SA* |
| Spain |
Gold |
| Boliden AB* |
| Sweden |
Gold |
| Argor-Heraeus SA* |
| Switzerland |
Gold |
| Cendres + Métaux SA |
| Switzerland |
Gold |
| Metalor Technologies SA* |
| Switzerland |
Gold |
| PAMP SA* |
| Switzerland |
Gold |
| PX Précinox SA* |
| Switzerland |
Gold |
| Valcambi SA* |
| Switzerland |
Gold |
| Hon Shen Co. Ltd |
| Taiwan |
Gold |
| Solar Applied Materials Technology Corp.* |
| Taiwan |
Gold |
| Umicore Precious Metals Thailand* |
| Thailand |
Gold |
| Atasay Kuyumculuk Sanayi Ve Ticaret A.S.* |
| Turkey |
Gold |
| Istanbul Gold Refinery* |
| Turkey |
Gold |
| Nadir Metal Rafineri San. Ve Tic. A.Ş.* |
| Turkey |
Gold |
| Advanced Chemical Company |
| United States |
Gold |
| Johnson Matthey Inc* |
| United States |
Gold |
| Kennecott Utah Copper LLC* |
| United States |
Gold |
| Materion* |
| United States |
Gold |
| Metalor USA Refining Corporation* |
| United States |
Gold |
| Ohio Precious Metals, LLC* |
| United States |
Gold |
| Sabin Metal Corp. |
| United States |
Gold |
| So Accurate Group, Inc. |
| United States |
Gold |
| United Precious Metal Refining, Inc.* |
| United States |
Gold |
| Almalyk Mining and Metallurgical Complex (AMMC) |
| Uzbekistan |
Gold |
| Navoi Mining and Metallurgical Combinat |
| Uzbekistan |
Tantalum |
| Plansee SE Liezen* |
| Austria |
Tantalum |
| Plansee SE Reutte* |
| Austria |
Tantalum |
| LSM Brasil S.A.* |
| Brazil |
Tantalum |
| Mineração Taboca S.A.* |
| Brazil |
Tantalum |
| Changsha South Tantalum Niobium Co., Ltd.* |
| China |
Tantalum |
| China Shenzhen Morgan Sputtering Targets & Technology Co.,Ltd. |
| China |
Tantalum |
| Conghua Tantalum and Niobium Smeltry* |
| China |
Tantalum |
| Duoluoshan* |
| China |
Tantalum |
| F&X Electro-Materials Ltd.* |
| China |
Tantalum |
| Guangdong Zhiyuan New Material Co., Ltd.* |
| China |
Tantalum |
| Hengyang King Xing Lifeng New Materials Co., Ltd.* |
| China |
Tantalum |
| Jiangxi Dinghai Tantalum & Niobium Co., LTD* |
| China |
Metal |
| Name |
| Country |
Tantalum |
| JiuJiang JinXin Nonferrous Metals Co., Ltd.* |
| China |
Tantalum |
| Jiujiang Tanbre Co., Ltd.* |
| China |
Tantalum |
| King-Tan Tantalum Industry Ltd* |
| China |
Tantalum |
| Nantong Tongjie Electrical Co., Ltd. |
| China |
Tantalum |
| Ningxia Orient Tantalum Industry Co., Ltd.* |
| China |
Tantalum |
| RFH Tantalum Smeltry Co., Ltd* |
| China |
Tantalum |
| Shanghai Jiangxi Metals Co. Ltd |
| China |
Tantalum |
| Yichun Jin Yang Rare Metal Co., Ltd* |
| China |
Tantalum |
| Zhuzhou Cement Carbide* |
| China |
Tantalum |
| Molycorp Silmet A.S.* |
| Estonia |
Tantalum |
| H.C. Starck GmbH Goslar* |
| Germany |
Tantalum |
| H.C. Starck GmbH Laufenburg* |
| Germany |
Tantalum |
| H.C. Starck Hermsdorf GmbH* |
| Germany |
Tantalum |
| H.C. Starck Smelting GmbH & Co.KG* |
| Germany |
Tantalum |
| Metallurgical Products India (Pvt.) Ltd.* |
| India |
Tantalum |
| H.C. Starck Ltd.* |
| Japan |
Tantalum |
| Mitsui Mining & Smelting* |
| Japan |
Tantalum |
| Taki Chemicals* |
| Japan |
Tantalum |
| Ulba* |
| Kazakhstan |
Tantalum |
| KEMET Blue Metals* |
| Mexico |
Tantalum |
| Solikamsk Magnesium Works OAO* |
| Russian Federation |
Tantalum |
| H.C. Starck Co., Ltd.* |
| Thailand |
Tantalum |
| Exotech Inc.* |
| United States |
Tantalum |
| Global Advanced Metals Aizu* |
| United States |
Tantalum |
| Global Advanced Metals Boyertown* |
| United States |
Tantalum |
| H.C. Starck Inc.* |
| United States |
Tantalum |
| Hi-Temp Specialty Metals, Inc.* |
| United States |
Tantalum |
| KEMET Blue Powder* |
| United States |
Tantalum |
| QuantumClean* |
| United States |
Tantalum |
| Telex* |
| United States |
Tin |
| EM Vinto* |
| Bolivia |
Tin |
| Operaciones Metalurgical S.A.* |
| Bolivia |
Tin |
| Best Metais |
| Brazil |
Tin |
| Cooper Santa* |
| Brazil |
Tin |
| Estanho de Rondônia S.A. |
| Brazil |
Tin |
| Magnu’s Minerais Metais e Ligas LTDA* |
| Brazil |
Tin |
| Melt Metais e Ligas S/A* |
| Brazil |
Tin |
| Mineração Taboca S.A.* |
| Brazil |
Tin |
| Soft Metais, Ltda. |
| Brazil |
Tin |
| White Solder Metalurgia e Mineração Ltda.* |
| Brazil |
Tin |
| An Xin Xuan Xin Yue You Se Jin Shu Co. Ltd. |
| China |
Tin |
| China Huaxi Group Nandan |
| China |
Tin |
| China Tin Group Co., Ltd. |
| China |
Tin |
| CNMC (Guangxi) PGMA Co. Ltd. |
| China |
Tin |
| GEJIU GOLD SMELTER MINERALS CO.,LTD |
| China |
Tin |
| Gejiu Kai Meng Industry and Trade LLC |
| China |
Tin |
| Gejiu Non-Ferrous Metal Processing Co. Ltd.* |
| China |
Metal |
| Name |
| Country |
Tin |
| Gejiu Yunxi Group Corp. |
| China |
Tin |
| Gejiu Zi-Li |
| China |
Tin |
| GUANG XI HUA XI CORP |
| China |
Tin |
| Guangxi Huaxi Group |
| China |
Tin |
| High-Power Surface Technology |
| China |
Tin |
| Huichang Jinshunda Tin Co. Ltd |
| China |
Tin |
| Jiangxi Ketai Advanced Material Co., Ltd.* |
| China |
Tin |
| JU TAI INDUSTRIAL CO.,LTD. |
| China |
Tin |
| Kewei Tin Co.,ltd |
| China |
Tin |
| Lingbao Jinyuan Tonghui Refinery Co. Ltd. |
| China |
Tin |
| Linwu Xianggui Smelter Co |
| China |
Tin |
| Ming Li Jia smelt Metal Factory |
| China |
Tin |
| Mits-Tec (Shanghai) Co. Ltd. |
| China |
Tin |
| Nancang Metal Material Co.,Ltd |
| China |
Tin |
| Nankang Nanshan Tin Manufactory Co., Ltd |
| China |
Tin |
| Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd. |
| China |
Tin |
| Shenzhen keaixin Technology |
| China |
Tin |
| Shenzhen Yi Cheng Industrial |
| China |
Tin |
| Sun Surface Technology Co Ltd |
| China |
Tin |
| Suzhou Co. Ltd. |
| China |
Tin |
| Taicang City Nancang Metal Material Co.,Ltd |
| China |
Tin |
| Wu Xi Shi Yi Zheng Ji Xie She Bei Company |
| China |
Tin |
| Wuxi Lantronic Electronic Co Ltd |
| China |
Tin |
| WUXI YUNXI SANYE SOLDER FACTORY |
| China |
Tin |
| Yifeng Tin |
| China |
Tin |
| Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. |
| China |
Tin |
| Yunnan GeJiu Jin Ye Mineral Co.,Ltd |
| China |
Tin |
| Yunnan Tin Company, Ltd.* |
| China |
Tin |
| Zhangzhou Xiangcheng Hongyu Building |
| China |
Tin |
| ZHEJIANG HUANGYAN XINQIAN ELECTRICAL |
| China |
Tin |
| ZhongShi |
| China |
Tin |
| Zhuhai Horyison Solder Co.,Ltd |
| China |
Tin |
| KOVOHUTĚ PŘÍBRAM NÁSTUPNICKÁ, A.S. |
| Czech Republic |
Tin |
| Feinhütte Halsbrücke GmbH |
| Germany |
Tin |
| Westfalenzinn |
| Germany |
Tin |
| CV Gita Pesona |
| Indonesia |
Tin |
| CV Serumpun Sebalai |
| Indonesia |
Tin |
| CV United Smelting* |
| Indonesia |
Tin |
| PT Alam Lestari Kencana |
| Indonesia |
Tin |
| PT Aries Kencana Sejahtera |
| Indonesia |
Tin |
| PT Artha Cipta Langgeng* |
| Indonesia |
Tin |
| PT ATD Makmur Mandiri Jaya* |
| Indonesia |
Tin |
| PT Babel Inti Perkasa* |
| Indonesia |
Tin |
| PT Bangka Kudai Tin |
| Indonesia |
Tin |
| PT Bangka Putra Karya* |
| Indonesia |
Tin |
| PT Bangka Timah Utama Sejahtera |
| Indonesia |
Tin |
| PT Bangka Tin Industry* |
| Indonesia |
Metal |
| Name |
| Country |
Tin |
| PT Belitung Industri Sejahtera* |
| Indonesia |
Tin |
| PT BilliTin Makmur Lestari |
| Indonesia |
Tin |
| PT Bukit Timah* |
| Indonesia |
Tin |
| PT DS Jaya Abadi* |
| Indonesia |
Tin |
| PT Eunindo Usaha Mandiri* |
| Indonesia |
Tin |
| PT Fang Di MulTindo |
| Indonesia |
Tin |
| PT HP Metals Indonesia |
| Indonesia |
Tin |
| PT Inti Stania Prima |
| Indonesia |
Tin |
| PT JusTindo |
| Indonesia |
Tin |
| PT Karimun Mining |
| Indonesia |
Tin |
| PT Mitra Stania Prima* |
| Indonesia |
Tin |
| PT Panca Mega Persada* |
| Indonesia |
Tin |
| PT Pelat Timah Nusantara Tbk |
| Indonesia |
Tin |
| PT Prima Timah Utama* |
| Indonesia |
Tin |
| PT REFINED BANGKA TIN* |
| Indonesia |
Tin |
| PT Sariwiguna Binasentosa* |
| Indonesia |
Tin |
| PT Seirama Tin investment |
| Indonesia |
Tin |
| PT Stanindo Inti Perkasa* |
| Indonesia |
Tin |
| PT Sumber Jaya Indah |
| Indonesia |
Tin |
| PT Supra Sukses Trinusa |
| Indonesia |
Tin |
| PT Tambang Timah* |
| Indonesia |
Tin |
| PT Timah (Persero), Tbk* |
| Indonesia |
Tin |
| PT Tinindo Inter Nusa* |
| Indonesia |
Tin |
| Dowa* |
| Japan |
Tin |
| ISHIKAWA METAL CO.,LTD. |
| Japan |
Tin |
| Koki Products Co.,Ltd |
| Japan |
Tin |
| Mitsubishi Materials Corporation* |
| Japan |
Tin |
| Malaysia Smelting Corporation (MSC)* |
| Malaysia |
Tin |
| Metahub Industries Sdn. Bhd. |
| Malaysia |
Tin |
| Minsur* |
| Peru |
Tin |
| O.M. Manufacturing Philippines, Inc. |
| Philippines |
Tin |
| Fenix Metals |
| Poland |
Tin |
| Novosibirsk Integrated Tin Works |
| Russian Federation |
Tin |
| Dae Kil Metal Co., Ltd |
| South Korea |
Tin |
| Hanbaek nonferrous metals |
| South Korea |
Tin |
| Jau Janq Enterprise Co. Ltd. |
| Taiwan |
Tin |
| REDSUN METAL IND. CO.,LTD. |
| Taiwan |
Tin |
| Rui Da Hung |
| Taiwan |
Tin |
| Fuji Metal Mining Corp. |
| Thailand |
Tin |
| O.M. Manufacturing (Thailand) Co., Ltd. |
| Thailand |
Tin |
| Thaisarco* |
| Thailand |
Tin |
| Alpha* |
| United States |
Tin |
| Metallic Resources Inc |
| United States |
Tin |
| Nghe Tinh Non-Ferrous Metals Joint Stock Company |
| Viet Nam |
Tungsten |
| Wolfram Bergbau und Hütten AG* |
| Austria |
Tungsten |
| Chenzhou Diamond Tungsten Products Co., Ltd.* |
| China |
Tungsten |
| Chongyi Zhangyuan Tungsten Co., Ltd. |
| China |
Metal |
| Name |
| Country |
Tungsten |
| Dayu Weiliang Tungsten Co., Ltd. |
| China |
Tungsten |
| Fujian Jinxin Tungsten Co., Ltd.* |
| China |
Tungsten |
| Ganzhou Huaxing Tungsten Products Co., Ltd.* |
| China |
Tungsten |
| Ganzhou Jiangwu Ferrotungsten Co., Ltd.* |
| China |
Tungsten |
| Ganzhou Non-ferrous Metals Smelting Co., Ltd. |
| China |
Tungsten |
| Ganzhou Seadragon W & Mo Co., Ltd.* |
| China |
Tungsten |
| Guangdong Xianglu Tungsten Co., Ltd. |
| China |
Tungsten |
| Hunan Chenzhou Mining Group Co., Ltd. |
| China |
Tungsten |
| Hunan Chunchang Nonferrous Metals Co., Ltd.* |
| China |
Tungsten |
| Jiangxi Gan Bei Tungsten Co., Ltd.* |
| China |
Tungsten |
| Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. |
| China |
Tungsten |
| Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
| China |
Tungsten |
| Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
| China |
Tungsten |
| Jiangxi Yaosheng Tungsten Co., Ltd. |
| China |
Tungsten |
| Malipo Haiyu Tungsten Co., Ltd.* |
| China |
Tungsten |
| Sincemat Co, Ltd. |
| China |
Tungsten |
| Xiamen Tungsten (H.C.) Co., Ltd.* |
| China |
Tungsten |
| Xiamen Tungsten Co., Ltd.* |
| China |
Tungsten |
| Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
| China |
Tungsten |
| H.C. Starck GmbH |
| Germany |
Tungsten |
| H.C. Starck Smelting GmbH & Co.KG |
| Germany |
Tungsten |
| A.L.M.T. TUNGSTEN Corp. |
| Japan |
Tungsten |
| Japan New Metals Co., Ltd.* |
| Japan |
Tungsten |
| Pobedit, JSC |
| Russian Federation |
Tungsten |
| Degutea |
| South Korea |
Tungsten |
| Global Tungsten & Powders Corp.* |
| United States |
Tungsten |
| Kennametal Fallon |
| United States |
Tungsten |
| Kennametal Huntsville |
| United States |
Tungsten |
| Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
| Vietnam |
Tungsten |
| Tejing (Vietnam) Tungsten Co., Ltd. |
| Vietnam |
Tungsten |
| Vietnam Youngsun Tungsten Industry Co., Ltd* |
| Vietnam |
Conflict minerals processed in these facilities are believed to have originated from the following countries:
Angola, Argentina, Australia, Austria, Belgium, Bolivia, Brazil, Burundi, Canada, Central African Republic, Chile, China, Colombia, Czech Republic, Democratic Republic of the Congo, Djibouti, Egypt, Estonia, Ethiopia, France, Germany, Guyana, Hungary, India, Indonesia, Ireland, Israel, Ivory Coast, Japan, Kazakhstan, Kenya, Laos, Luxemburg, Madagascar, Malaysia, Mongolia, Mozambique, Myanmar, Namibia, Netherlands, Nigeria, Peru, Portugal, Republic of the Congo, Russia, Rwanda, Sierra Leone, Singapore, Slovakia, South Africa, South Korea, South Sudan, Spain, Suriname, Switzerland, Taiwan, Tanzania, Uganda, United Kingdom, United States of America, Vietnam, Zambia, Zimbabwe |
* Smelters and Refiners Designated as conflict-free by the CFSI
