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S-3ASR Filing
Charter Communications (CHTR) S-3ASRAutomatic shelf registration
Filed: 4 Jan 11, 12:00am
(Jurisdiction of incorporation if not a U.S. national bank) | 95-3571558 (I.R.S. employer identification no.) | |
700 South Flower Street Suite 500 Los Angeles, California (Address of principal executive offices) | 90017 (Zip code) |
Delaware (State or other jurisdiction of incorporation or organization) | 03-0511293 (I.R.S. employer identification no.) |
Delaware (State or other jurisdiction of incorporation or organization) | 13-4257703 (I.R.S. employer identification no.) |
Delaware (State or other jurisdiction of incorporation or organization) | 48-1857213 (I.R.S. employer identification no.) | |
12405 Powerscourt Drive St. Louis, Missouri (Address of principal executive offices) | 63131 (Zip code) |
1. | General information. Furnish the following information as to the trustee: |
(a) | Name and address of each examining or supervising authority to which it is subject. |
Name | Address | |
Comptroller of the Currency United States Department of the Treasury | Washington, DC 20219 | |
Federal Reserve Bank | San Francisco, CA 94105 | |
Federal Deposit Insurance Corporation | Washington, DC 20429 |
(b) | Whether it is authorized to exercise corporate trust powers. |
Yes. |
2. | Affiliations with Obligor. | |
If the obligor is an affiliate of the trustee, describe each such affiliation. | ||
None. | ||
16. | List of Exhibits. | |
Exhibits identified in parentheses below, on file with the Commission, are incorporated herein by reference as an exhibit hereto, pursuant to Rule 7a-29 under the Trust Indenture Act of 1939 (the “Act”) and 17 C.F.R. 229.10(d). |
1. | A copy of the articles of association of The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (Exhibit 1 to Form T-1 filed with Registration Statement No. 333-121948 and Exhibit 1 to Form T-1 filed with Registration Statement No. 333-152875). | ||
2. | A copy of certificate of authority of the trustee to commence business. (Exhibit 2 to Form T-1 filed with Registration Statement No. 333-121948). | ||
3. | A copy of the authorization of the trustee to exercise corporate trust powers (Exhibit 3 to Form T-1 filed with Registration Statement No. 333-152875). |
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4. | A copy of the existing by-laws of the trustee (Exhibit 4 to Form T-1 filed with Registration Statement No. 333-162713). | ||
6. | The consent of the trustee required by Section 321(b) of the Act (Exhibit 6 to Form T-1 filed with Registration Statement No. 333-152875). | ||
7. | A copy of the latest report of condition of the Trustee published pursuant to law or to the requirements of its supervising or examining authority. |
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THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | ||||
By: | /S/ LAWRENCE M. KUSCH | |||
Name: | LAWRENCE M. KUSCH | |||
Title: | VICE PRESIDENT | |||
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Dollar Amounts | ||||||||
in Thousands | ||||||||
ASSETS | ||||||||
Cash and balances due from depository institutions: | ||||||||
Noninterest-bearing balances and currency and coin | 1,595 | |||||||
Interest-bearing balances | 276 | |||||||
Securities: | ||||||||
Held-to-maturity securities | 7 | |||||||
Available-for-sale securities | 703,294 | |||||||
Federal funds sold and securities purchased under agreements to resell: | ||||||||
Federal funds sold | 76,500 | |||||||
Securities purchased under agreements to resell | 0 | |||||||
Loans and lease financing receivables: | ||||||||
Loans and leases held for sale | 0 | |||||||
Loans and leases, net of unearned income | 0 | |||||||
LESS: Allowance for loan and lease losses | 0 | |||||||
Loans and leases, net of unearned income and allowance | 0 | |||||||
Trading assets | 0 | |||||||
Premises and fixed assets (including capitalized leases) | 9,503 | |||||||
Other real estate owned | 0 | |||||||
Investments in unconsolidated subsidiaries and associated companies | 0 | |||||||
Direct and indirect investments in real estate ventures | 0 | |||||||
Intangible assets: | ||||||||
Goodwill | 856,313 | |||||||
Other intangible assets | 223,370 | |||||||
Other assets | 156,663 | |||||||
Total assets | $ | 2,027,521 | ||||||
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Dollar Amounts | ||||||||
in Thousands | ||||||||
LIABILITIES | ||||||||
Deposits: | ||||||||
In domestic offices | 500 | |||||||
Noninterest-bearing | 500 | |||||||
Interest-bearing | 0 | |||||||
Not applicable | ||||||||
Federal funds purchased and securities sold under agreements to repurchase: | ||||||||
Federal funds purchased | 0 | |||||||
Securities sold under agreements to repurchase | 0 | |||||||
Trading liabilities | 0 | |||||||
Other borrowed money: | ||||||||
(includes mortgage indebtedness and obligations under capitalized leases) | 268,691 | |||||||
Not applicable | ||||||||
Not applicable | ||||||||
Subordinated notes and debentures | 0 | |||||||
Other liabilities | 220,845 | |||||||
Total liabilities | 490,036 | |||||||
Not applicable | ||||||||
EQUITY CAPITAL | ||||||||
Perpetual preferred stock and related surplus | 0 | |||||||
Common stock | 1,000 | |||||||
Surplus (exclude all surplus related to preferred stock) | 1,121,520 | |||||||
Not available | ||||||||
Retained earnings | 412,405 | |||||||
Accumulated other comprehensive income | 2,560 | |||||||
Other equity capital components | 0 | |||||||
Not available | ||||||||
Total bank equity capital | 1,537,485 | |||||||
Noncontrolling (minority) interests in consolidated subsidiaries | 0 | |||||||
Total equity capital | 1,537,485 | |||||||
Total liabilities and equity capital | 2,027,521 | |||||||
Karen Bayz | ) | Managing Director |
Troy Kilpatrick, President | ) | |||||
Frank P. Sulzberger, MD | ) | Directors (Trustees) | ||||
William D. Lindelof, MD | ) |
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