UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 15, 2019
SPECTRUM BRANDS HOLDINGS, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware | | 001-4219 | | 74-1339132 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
SB/RH HOLDINGS, LLC
(Exact Name of Registrant as Specified in its Charter)
Delaware | | 333-192634-03 | | 27-2812840 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
3001 Deming Way
Middleton, Wisconsin 53562
(Address of principal executive offices)
(608) 275-3340
(Registrant’s telephone number, including area code)
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
| CIK | 0001592706 |
| Amendment Flag | False |
| Address 1 | 3001 Deming Way |
| City | Middleton |
| State | WI |
| Zip | 53562 |
| Area Code | (608) |
| Phone Number | 275-3340 |
| | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Registrant | | Title of Each Class | | Trading Symbol | | Name of Exchange On Which Registered |
| Spectrum Brands Holdings, Inc. | | Common Stock, $0.01 par value | | SPB | | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| | |
| Spectrum Brands Holdings, Inc. | ☐ | |
| SB/RH Holdings, LLC | ☐ | |
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
| | |
| Spectrum Brands Holdings, Inc. | ☐ | |
| SB/RH Holdings, LLC | ☐ | |
| | | |
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 17, 2019, Spectrum Brands Holdings, Inc. (the “Company”) appointed Mr. Jeremy Smeltser to the additional office of Chief Financial Officer of the Company to succeed Mr. Douglas Martin. Mr. Martin will continue to serve as Executive Vice President of the Company until his employment end date, which is expected to be December 20, 2019.
Item 8.01. Other Events.
On November 15, 2019, Spectrum Brands, Inc., an indirect wholly owned subsidiary of the Company, completed the previously announced redemption of its $116,462,000 aggregate outstanding principal amount of its 6.625% Senior Notes due 2022 (the “Notes”). Pursuant to the indenture governing the Notes, the Notes were redeemed at a price of 101.1042% of the principal amount thereof, plus accrued and unpaid interest thereon to the redemption date.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned, thereunto duly authorized.
| | SPECTRUM BRANDS HOLDINGS, INC. | |
| | | | | |
| By: | /s/ Ehsan Zargar | |
| | | Name:
| Ehsan Zargar | |
| | | Title:
| Executive Vice President,
General Counsel & Corporate Secretary | |
| | | | | |
| | SB/RH HOLDINGS, LLC | |
| | | | | |
| By: | /s/ Ehsan Zargar | |
| | | Name:
| Ehsan Zargar | |
| | | Title:
| Executive Vice President,
General Counsel & Corporate Secretary | |
| | | | | |
