UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09561
CENTURY CAPITAL MANAGEMENT TRUST
(Exact name of registrant as specified in charter)
c/o Century Capital Management, LLC
100 Federal Street, Boston, MA 02110
(Address of principal executive offices) (Zip code)
Julie Smith
Century Capital Management, LLC
100 Federal Street, Boston, MA 02110
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (617) 482-3060
Date of fiscal year end: October 31
Date of reporting period: July 1, 2017 – September 15, 2017
Item 1. Proxy Voting Record.
Century Shares Trust
H&R BLOCK, INC. | ||||||||
CUSIP | 093671105 | Meeting Type | Annual | |||||
Ticker Symbol | HRB | Meeting Date | 14-Sep-2017 | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ANGELA N. ARCHON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | Against | Against | ||||
1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2018. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
5. | APPROVAL OF THE H&R BLOCK, INC. 2018 LONG TERM INCENTIVE PLAN. | Management | For | For | ||||
6. | SHAREHOLDER PROPOSAL ASKING THE BOARD OF DIRECTORS TO ADOPT AMENDMENTS TO THE COMPANY'S PROXY ACCESS BYLAW, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against |
Century Small Cap Select Fund
COLUMBUS MCKINNON CORPORATION | ||||||||||
CUSIP | 199333105 | Meeting Type | Annual | |||||||
Ticker Symbol | CMCO | Meeting Date | 24-Jul-2017 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | ERNEST R. VEREBELYI | For | For | |||||||
2 | MARK D. MORELLI | For | For | |||||||
3 | RICHARD H. FLEMING | For | For | |||||||
4 | STEPHEN RABINOWITZ | For | For | |||||||
5 | NICHOLAS T. PINCHUK | For | For | |||||||
6 | LIAM G. MCCARTHY | For | For | |||||||
7 | R. SCOTT TRUMBULL | For | For | |||||||
8 | HEATH A. MITTS | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
HMS HOLDINGS CORP. | ||||||||||
CUSIP | 40425J101 | Meeting Type | Annual | |||||||
Ticker Symbol | HMSY | Meeting Date | 21-Aug-2017 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF CLASS II DIRECTOR: WILLIAM F. MILLER III | Management | For | For | ||||||
1B. | ELECTION OF CLASS II DIRECTOR: ELLEN A. RUDNICK | Management | For | For | ||||||
1C. | ELECTION OF CLASS II DIRECTOR: RICHARD H. STOWE | Management | For | For | ||||||
1D. | ELECTION OF CLASS II DIRECTOR: CORA M. TELLEZ | Management | For | For | ||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S 2016 EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
INTER PARFUMS, INC. | ||||||||||
CUSIP | 458334109 | Meeting Type | Annual | |||||||
Ticker Symbol | IPAR | Meeting Date | 12-Sep-2017 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JEAN MADAR | For | For | |||||||
2 | PHILIPPE BENACIN | For | For | |||||||
3 | RUSSELL GREENBERG | For | For | |||||||
4 | PHILIPPE SANTI | For | For | |||||||
5 | FRANCOIS HEILBRONN | For | For | |||||||
6 | ROBERT BENSOUSSAN | For | For | |||||||
7 | PATRICK CHOEL | For | For | |||||||
8 | MICHEL DYENS | For | For | |||||||
9 | VERONIQUE GABAI-PINSKY | For | For | |||||||
2. | TO VOTE FOR THE ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shareholder | Against | For | ||||||
4. | TO VOTE FOR THE ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES CONCERNING COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For |
INTEGRATED DEVICE TECHNOLOGY, INC. | ||||||||||
CUSIP | 458118106 | Meeting Type | Annual | |||||||
Ticker Symbol | IDTI | Meeting Date | 25-Sep-2017 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | KEN KANNAPPAN | For | For | |||||||
2 | UMESH PADVAL | For | For | |||||||
3 | GORDON PARNELL | For | For | |||||||
4 | ROBERT RANGO | For | For | |||||||
5 | NORMAN TAFFE | For | For | |||||||
6 | SELENA LACROIX | For | For | |||||||
7 | GREGORY WATERS | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT ACCOMPANYING THE NOTICE (THE "PROXY STATEMENT") PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SAY-ON-PAY"). | Management | Abstain | Against | ||||||
3. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, WHETHER A SAY-ON-PAY VOTE SHOULD OCCUR EVERY ONE (1) YEAR, EVERY TWO (2) YEARS OR EVERY THREE (3) YEARS. | Management | Abstain | Against | ||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT TO THE 2004 EQUITY PLAN TO, IN PART, INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 46,300,000 TO 54,800,000. | Management | Abstain | Against | ||||||
5. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING APRIL 1, 2018. | Management | For | For | ||||||
WNS (HOLDINGS) LIMITED | ||||||||||
CUSIP | 92932M101 | Meeting Type | Annual | |||||||
Ticker Symbol | WNS | Meeting Date | 27-Sep-2017 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | ADOPTION OF ANNUAL AUDITED ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2017 | Management | For | For | ||||||
2 | RE-APPOINTMENT OF GRANT THORNTON INDIA LLP AS THE AUDITORS OF THE COMPANY | Management | For | For | ||||||
3 | APPROVAL OF AUDITORS' REMUNERATION FOR THE FINANCIAL YEAR ENDING MARCH 31, 2018 | Management | Abstain | Against | ||||||
4 | RE-ELECTION OF MR. KESHAV R. MURUGESH AS A CLASS II DIRECTOR OF THE COMPANY | Management | For | For | ||||||
5 | RE-ELECTION OF MR. MICHAEL MENEZES AS A CLASS II DIRECTOR OF THE COMPANY | Management | For | For | ||||||
6 | RE-ELECTION OF MR. KEITH HAVILAND AS A CLASS II DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7 | APPROVAL OF DIRECTORS' REMUNERATION FOR THE PERIOD FROM THE ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN RESPECT OF THE FINANCIAL YEAR ENDING MARCH 31, 2018 | Management | Abstain | Against | ||||||
STANDEX INTERNATIONAL CORPORATION | ||||||||||
CUSIP | 854231107 | Meeting Type | Annual | |||||||
Ticker Symbol | SXI | Meeting Date | 26-Oct-2017 | |||||||
ISIN | US8542311076 | Agenda | 934677761 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | ELECTION OF DIRECTOR: DAVID A. DUNBAR | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: MICHAEL A. HICKEY | Management | For | For | ||||||
1.3 | ELECTION OF DIRECTOR: DANIEL B. HOGAN | Management | Abstain | Against | ||||||
2. | TO CONDUCT AN ADVISORY VOTE ON THE TOTAL COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Management | Abstain | Against | ||||||
3. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF GRANT THORNTON LLP AS INDEPENDENT AUDITORS. | Management | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Century Capital Management Trust | |||
By: | /s/Alexander L. Thorndike | ||
Alexander L. Thorndike | |||
Principal Executive Officer | |||
Date: | September 18, 2017 |