UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 7, 2021
ZIONS BANCORPORATION, NATIONAL ASSOCIATION
(Exact name of registrant as specified in its charter)
| United States of America | 001-12307 | 87-0189025 | ||||||
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) | ||||||
| One South Main, | Salt Lake City, | Utah | 84133 | ||||||||
| (Address of principal executive offices) | (Zip Code) | ||||||||||
Registrant's telephone number, including area code (801) 844-7637
| (Former name or former address, if changed since last report.) | |||||||||||||||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol | Name of Each Exchange on Which Registered | ||||||
| Common Stock, par value $0.001 | ZION | The NASDAQ Stock Market, LLC | ||||||
| Depositary Shares each representing a 1/40th ownership interest in a share of: | ||||||||
| Series A Floating-Rate Non-Cumulative Perpetual Preferred Stock | ZIONP | The NASDAQ Stock Market, LLC | ||||||
| Series G Fixed/Floating-Rate Non-Cumulative Perpetual Preferred Stock | ZIONO | The NASDAQ Stock Market, LLC | ||||||
| Series H 5.75% Non-Cumulative Perpetual Preferred Stock | ZIONN | The NASDAQ Stock Market, LLC | ||||||
| 6.95% Fixed-to-Floating Rate Subordinated Notes due September 15, 2028 | ZIONL | The NASDAQ Stock Market, LLC | ||||||
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | |||||||||||||||||
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||||||||||||||
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||||||||||||||
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||||||||||||||
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange act. ¨
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | ||||
(b) On May 7. 2021, Zions Bancorporation, N.A. (the “Bank”) announced that Alexander Hume resigned his position as senior vice president and corporate controller to pursue other interests. Mr. Hume’s last day of employment with the Bank will be May 14, 2021.
(c) Also on May 7, 2021, the Bank announced that R. Ryan Richards, 44, has been appointed to succeed Mr. Hume as the Bank’s senior vice president and corporate controller. From December 2019 to April 2021, Mr. Richards served in various capacities with Truist Financial Corporation in Charlotte, North Carolina, including chief accounting officer and director of investor relations. He held positions with SunTrust Banks, Inc. in Atlanta, Georgia, including chief accounting officer and corporate controller, from August 2014 to December 2019.
There is no arrangement or understanding between Mr. Richards and any other person under which he was selected to succeed Mr. Hume. He does not have any family relationships with any director, executive officer or person nominated or serving as a director or executive officer of the Bank. Other than his employment relationship, Mr. Richards does not have a direct or indirect material interest in any reportable transaction in which the Bank is a participant. Information about the Bank’s executive compensation, incentive plans, and benefits can be found in the Bank’s Proxy Statement filed with the Securities and Exchange Commission on March 18, 2021.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: May 7, 2021 | ZIONS BANCORPORATION, NATIONAL ASSOCIATION | ||||||||||||||||||||||
| (Registrant) | |||||||||||||||||||||||
| By: | /s/ Thomas E. Laursen | ||||||||||||||||||||||
| Name: | Thomas E. Laursen | ||||||||||||||||||||||
| Title: | Executive Vice President & General Counsel | ||||||||||||||||||||||