As filed with the Securities and Exchange Commission on February 11, 2004
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REGISTRATION STATEMENT
ON FORM S-8
UNDER
THE SECURITIES ACT OF 1933
SOMERA COMMUNICATIONS, INC.
(Exact name of Registrant as specified in its charter)
Delaware | 5383 Hollister Avenue Santa Barbara, California 93111 | 77-0521878 | ||
(State of Incorporation) | (Address of principal executive offices, including zip code) | (IRS Employer Identification Number) |
1999 Employee Stock Purchase Plan
(Full title of the plan)
C. Stephen Cordial
Chief Financial Officer and Acting Chief Executive Officer
SOMERA COMMUNICATIONS, INC.
5383 Hollister Avenue
Santa Barbara, California 93111
(805) 681-3322
(Name, address and telephone number of agent for service)
Copy to:
Jeffrey D. Saper, Esq.
WILSON SONSINI GOODRICH & ROSATI, P.C.
Professional Corporation
650 Page Mill Road
Palo Alto, CA 94304-1050
CALCULATION OF REGISTRATION FEE
Title of Securities to be Registered | Amount to be Registered | Proposed Maximum Offering Price Per Share | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee | ||||||||
Common Stock, $0.001 par value per share, to be issued under the 1999 Employee Stock Purchase Plan | 299,969 | $ | 2.30775 | (1) | $ | 692,254 | $ | 88 |
(1) | Estimated in accordance with Rule 457(h) solely for the purpose of calculating the registration fee based on the price of $2.715 per share, which was the average of the high and low prices per share of the Common Stock as reported on the Nasdaq National Market on February 5, 2004 (the “Market Price”). The price per share for the Employee Stock Purchase Plan is 85% of the Market Price. |
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Explanatory Note:
This Registration Statement is filed pursuant to Item E under the general instruction to Form S-8 under the Securities Act of 1933, as amended, with respect to 299,969 additional shares of Common Stock that may be issued under the Registrant’s 1999 Employee Stock Purchase Plan (the “Plan”) as a result of an automatic annual increase in the number of shares authorized for issuance under the Plan. The contents of the Registrant’s Form S-8 Registration Statement, Registration No. 333-93295, dated December 21, 1999, relating to the Registrant’s 1999 Employee Stock Purchase Plan, are incorporated herein by reference.
Item 8. | Exhibits. |
Exhibit Number | Description | |
4.1* | 1999 Employee Stock Purchase Plan | |
5.1 | Opinion of Wilson Sonsini Goodrich & Rosati, P.C. | |
23.1 | Consent of PricewaterhouseCoopers LLP, Independent Auditors | |
23.2 | Consent of Wilson Sonsini Goodrich & Rosati, Professional Corporation (contained in Exhibit 5.1) | |
24.1 | Power of Attorney (contained on page II-2) |
* | Previously filed as an exhibit to Registrant’s Registration Statement on Form S-1 (File No. 333-86927), as amended, declared effective by the Securities and Exchange Commission on November 11, 1999. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Barbara, State of California, on February 10, 2004.
SOMERA COMMUNICATIONS, INC. | ||
By: | /s/ C. STEPHEN CORDIAL | |
C. Stephen Cordial Chief Financial Officer and Acting Chief Executive Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints C. Stephen Cordial and Jeremy Rossen, jointly and severally, his attorneys-in-fact, each with full power of substitution, for him in any and all capacities, to sign any amendments to this Registration Statement on Form S-8, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact, or his substitute or substitutes, may do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities on February 10, 2004.
Signature | Title | |
/S/ C. STEPHEN CORDIAL C. Stephen Cordial | Chief Financial Officer and Acting Chief Executive Officer (Principal Executive Officer and Principal Financial and Accounting Officer) | |
/S/ BARRY PHELPS Barry Phelps | Chairman of the Board | |
/S/ WALTER G. KORTSCHAK Walter G. Kortschak | Director | |
/S/ DANIEL A. FIRESTONE Daniel A. Firestone | Director | |
/S/ CHARLES E. LEVINE Charles E. Levine | Director | |
/S/ CASIMIR S. SKRZPCZAK Casimir S. Skrzpczak | Director | |
/S/ DAVID A. YOUNG David A. Young | Director |
INDEX TO EXHIBITS
Exhibit Number | Description | |
4.1* | 1999 Employee Stock Purchase Plan | |
5.1 | Opinion of Wilson Sonsini Goodrich & Rosati, Professional Corporation | |
23.1 | Consent of PricewaterhouseCoopers LLP, Independent Accountants | |
23.2 | Consent of Counsel (contained in Exhibit 5.1) | |
24.1 | Power of Attorney (contained on page II-4) |
* | Previously filed as an exhibit to the Registrant’s Registration Statement on Form S-1 (File No. 333-86927), as amended, declared effective by the Securities and Exchange Commission on November 11, 1999. |