UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 3, 2013
| Rudolph Technologies, Inc. |
| (Exact name of registrant as specified in its charter) |
| DELAWARE | 000-27965 | 22-3531208 |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| One Rudolph Road, P.O. Box 1000, Flanders, NJ 07836 |
| (Address of principal executive offices) (Zip code) |
Registrant's telephone number, including area code: (973) 691-1300
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On December 2, 2013, Rudolph Technologies, Inc. (the "Company") provided notice to the NASDAQ Capital Market ("NASDAQ") that the Company intends to voluntarily transfer the listing of its common stock, par value $0.001 per share (the "Common Stock"), from NASDAQ to the NYSE. The Common Stock has been approved for listing on the NYSE, and the Company expects that the Common Stock will begin trading on the NYSE on December 16, 2013. The Common Stock will continue to trade under the ticker symbol "RTEC." The Company expects that the Common Stock will cease trading on NASDAQ
effective at the close of the market on December 13, 2013. The Company's press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description of Exhibit | |||
| 99.1 | Press Release issued December 3, 2013, “Rudolph Technologies To Transfer Stock Listing to NYSE” | |||
EXHIBIT INDEX
| Exhibit No. | Description of Exhibit | |||
| 99.1 | Press Release issued December 3, 2013, “Rudolph Technologies To Transfer Stock Listing to NYSE” | |||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Rudolph Technologies, Inc.
| Date: December 3, 2013 | By: /s/ Paul F. McLaughlin |
Paul F. McLaughlin Chairman and Chief Executive Officer | |