UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-09685
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Pioneer High Yield Fund
----------------------------------------------------
(Exact name of registrant as specified in charter)
60 State Street Boston, MA 02109
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(Address of principal executive offices)
Terrence J. Cullen
60 State Street
Boston, MA 02109
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(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 742-7825
Date of fiscal year end: October 31
Date of reporting period: July 1, 2014 to June 30, 2015
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pioneer High Yield Fund
By (Signature and Title) /s/ Lisa Jones
-------------------------
Lisa Jones, Chief Executive Officer
& President
Date August 20, 2015
=========================== Pioneer High Yield Fund ============================
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 15, 2015 Meeting Type: Annual
Record Date: MAR 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Barbara Hackman Franklin For For Management
1h Elect Director Jeffrey E. Garten For For Management
1i Elect Director Ellen M. Hancock For For Management
1j Elect Director Richard J. Harrington For For Management
1k Elect Director Edward J. Ludwig For For Management
1l Elect Director Joseph P. Newhouse For For Management
1m Elect Director Olympia J. Snowe For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4A Amend Policy to Disclose Payments to Against Abstain Shareholder
Tax-Exempt Organizations
4B Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
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AXIALL CORPORATION
Ticker: AXLL Security ID: 05463D100
Meeting Date: MAY 19, 2015 Meeting Type: Annual
Record Date: APR 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Carrico For For Management
1.2 Elect Director T. Kevin DeNicola For For Management
1.3 Elect Director Patrick J. Fleming For For Management
1.4 Elect Director Robert M. Gervis For For Management
1.5 Elect Director Victoria F. Haynes For For Management
1.6 Elect Director Michael H. McGarry For For Management
1.7 Elect Director William L. Mansfield For For Management
1.8 Elect Director Mark L. Noetzel For For Management
1.9 Elect Director Robert Ripp For For Management
1.10 Elect Director David N. Weinstein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP Auditors For For Management
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BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 28, 2015 Meeting Type: Annual
Record Date: MAR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis Drapeau For For Management
1.2 Elect Director Robert M. Malchione For For Management
2 Ratify KPMG LLP as Auditors For For Management
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BIOSCRIP, INC.
Ticker: BIOS Security ID: 09069N108
Meeting Date: MAY 11, 2015 Meeting Type: Annual
Record Date: MAR 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Smith For For Management
1.2 Elect Director Charlotte W. Collins For Withhold Management
1.3 Elect Director David W. Golding For For Management
1.4 Elect Director Michael Goldstein For Withhold Management
1.5 Elect Director Myron Z. Holubiak For Withhold Management
1.6 Elect Director Yon Y. Jorden For Withhold Management
1.7 Elect Director Tricia Nguyen For For Management
1.8 Elect Director R. Carter Pate For For Management
1.9 Elect Director Stuart A. Samuels For For Management
2 Approve Issuance of Certain Shares For For Management
Upon the Conversion of Series A
Preferred Stock and to Vote with 20%
or More Aggregate Voting Power and to
Exercise Certain of the Class A and
Class B Warrants
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 22, 2015 Meeting Type: Annual
Record Date: FEB 23, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Partridge For For Management
1.2 Elect Director James E. Rogers For For Management
1.3 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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COMMERCIAL VEHICLE GROUP, INC.
Ticker: CVGI Security ID: 202608105
Meeting Date: MAY 15, 2015 Meeting Type: Annual
Record Date: MAR 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Harold C. Bevis For For Management
2.2 Elect Director Roger L. Fix For For Management
3 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify KPMG LLP as Auditors For For Management
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EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2015 Meeting Type: Annual
Record Date: FEB 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1a Elect Director Jose E. Almeida For For Management
1.1b Elect Director Michael W. Brown For For Management
1.1c Elect Director Donald J. Carty For For Management
1.1d Elect Director Randolph L. Cowen For For Management
1.1e Elect Director James S. DiStasio For For Management
1.1f Elect Director John R. Egan For For Management
1.1g Elect Director William D. Green For For Management
1.1h Elect Director Edmund F. Kelly For For Management
1.1i Elect Director Jami Miscik For For Management
1.1j Elect Director Paul Sagan For For Management
1.1k Elect Director David N. Strohm For For Management
1.1l Elect Director Joseph M. Tucci For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against For Shareholder
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FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 14, 2015 Meeting Type: Annual
Record Date: MAR 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen G. Butler For For Management
2 Elect Director Kimberly A. Casiano For For Management
3 Elect Director Anthony F. Earley, Jr. For For Management
4 Elect Director Mark Fields For For Management
5 Elect Director Edsel B. Ford II For For Management
6 Elect Director William Clay Ford, Jr. For For Management
7 Elect Director James P. Hackett For For Management
8 Elect Director James H. Hance, Jr. For For Management
9 Elect Director William W. Helman Iv For For Management
10 Elect Director Jon M. Huntsman, Jr. For For Management
11 Elect Director William E. Kennard For For Management
12 Elect Director John C. Lechleiter For For Management
13 Elect Director Ellen R. Marram For For Management
14 Elect Director Gerald L. Shaheen For For Management
15 Elect Director John L. Thornton For For Management
16 Ratify PricewaterhouseCoopers LLPas For For Management
Auditors
17 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
18 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
19 Amend Bylaws to Call Special Meetings Against For Shareholder
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FOREST CITY ENTERPRISES, INC.
Ticker: FCE.A Security ID: 345550107
Meeting Date: MAY 28, 2015 Meeting Type: Annual
Record Date: MAR 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director Scott S. Cowen For For Management
1.3 Elect Director Michael P. Esposito, Jr. For For Management
1.4 Elect Director Stan Ross For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 10, 2015 Meeting Type: Annual
Record Date: APR 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Lydia H. Kennard For For Management
1.10 Elect Director Charles C. Krulak For For Management
1.11 Elect Director Bobby Lee Lackey For For Management
1.12 Elect Director Jon C. Madonna For For Management
1.13 Elect Director Dustan E. McCoy For For Management
1.14 Elect Director James R. Moffett For For Management
1.15 Elect Director Stephen H. Siegele For For Management
1.16 Elect Director Frances Fragos Townsend For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Adopt Proxy Access Right Against For Shareholder
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GENERAL CABLE CORPORATION
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 14, 2015 Meeting Type: Annual
Record Date: MAR 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sallie B. Bailey For For Management
1b Elect Director Edward ('Ned') Childs For For Management
Hall, III
1c Elect Director Gregory B. Kenny For For Management
1d Elect Director Gregory E. Lawton For For Management
1e Elect Director Craig P. Omtvedt For For Management
1f Elect Director Patrick M. Prevost For For Management
1g Elect Director John E. Welsh, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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HALCON RESOURCES CORPORATION
Ticker: HK Security ID: 40537Q209
Meeting Date: MAY 06, 2015 Meeting Type: Annual
Record Date: MAR 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tucker S. Bridwell For For Management
1.2 Elect Director Kevin E. Godwin For For Management
1.3 Elect Director Mark A. Welsh, IV For For Management
2 Approve Reverse Stock Split For Against Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Conversion of Securities For Against Management
5 Declassify the Board of Directors For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
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HORIZON LINES, INC.
Ticker: HRZL Security ID: 44044K309
Meeting Date: FEB 25, 2015 Meeting Type: Special
Record Date: JAN 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
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JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: MAR 10, 2015 Meeting Type: Annual
Record Date: JAN 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Doheny, II For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director Mark J. Gliebe For For Management
1.4 Elect Director John T. Gremp For For Management
1.5 Elect Director John Nils Hanson For For Management
1.6 Elect Director Gale E. Klappa For For Management
1.7 Elect Director Richard B. Loynd For For Management
1.8 Elect Director P. Eric Siegert For For Management
1.9 Elect Director James H. Tate For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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KENNAMETAL INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 28, 2014 Meeting Type: Annual
Record Date: AUG 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip A. Dur For For Management
1.2 Elect Director Timothy R. McLevish For For Management
1.3 Elect Director Steven H. Wunning For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
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LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 06, 2015 Meeting Type: Annual
Record Date: APR 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Robin Buchanan Supervisory Board For For Management
1b Elect Stephen F. Cooper to Supervisory For For Management
Board
1c Elect Isabella D. Goren to Supervisory For For Management
Board
1d Elect Robert G. Gwin to Supervisory For For Management
Board
2a Elect Kevin W. Brown to Management For For Management
Board
2b Elect Jeffrey A. Kaplan to Management For For Management
Board
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approve Dividends of USD 2.80 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Board to Issue Shares up to For For Management
20 Percent of Authorized Capital
11 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
12 Amend Qualified Employee Stock For For Management
Purchase Plan
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
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MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 29, 2015 Meeting Type: Annual
Record Date: MAR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1a Elect Director Gregory H. Boyce For For Management
1.1b Elect Director Pierre Brondeau For For Management
1.1c Elect Director Chadwick C. Deaton For For Management
1.1d Elect Director Marcela E. Donadio For For Management
1.1e Elect Director Philip Lader For For Management
1.1f Elect Director Michael E. J. Phelps For For Management
1.1g Elect Director Dennis H. Reilley For For Management
1.1h Elect Director Lee M. Tillman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Against For Shareholder
5 Report on Capital Expenditure Strategy Against Abstain Shareholder
with Respect to Climate Change Policy
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MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 29, 2015 Meeting Type: Annual
Record Date: MAR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Daberko For Withhold Management
1.2 Elect Director Donna A. James For For Management
1.3 Elect Director James E. Rohr For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
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NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 22, 2015 Meeting Type: Annual
Record Date: FEB 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Nuti For For Management
1.2 Elect Director Gary J. Daichendt For For Management
1.3 Elect Director Robert P. DeRodes For For Management
1.4 Elect Director Richard T. 'Mick' For For Management
McGuire, III
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Management
7 Other Business For Against Management
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ORBITAL SCIENCES CORPORATION
Ticker: ORB Security ID: 685564106
Meeting Date: JAN 27, 2015 Meeting Type: Special
Record Date: DEC 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
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PINNACLE ENTERTAINMENT, INC.
Ticker: PNK Security ID: 723456109
Meeting Date: MAY 19, 2015 Meeting Type: Proxy Contest
Record Date: MAR 23, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1a Elect Director Charles L. Atwood For Did Not Vote Management
1b Elect Director Stephen C. Comer For Did Not Vote Management
1c Elect Director Bruce A. Leslie For Did Not Vote Management
1d Elect Director James L. Martineau For Did Not Vote Management
1e Elect Director Desiree Rogers For Did Not Vote Management
1f Elect Director Anthony M. Sanfilippo For Did Not Vote Management
1g Elect Director Jaynie M. Studenmund For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
4 Approve Omnibus Stock Plan For Did Not Vote Management
5 Increase Authorized Common Stock For Did Not Vote Management
6 Renew Shareholder Rights Plan (Poison For Did Not Vote Management
Pill)
7 Approve Right of Shareholder to Against Did Not Vote Shareholder
Approve Amendments for Spin-off Entity
Bylaws
8 Require a Majority Vote for the Against Did Not Vote Shareholder
Election of Directors for Spin-off
Entity
9 Require Shareholder to Call Special Against Did Not Vote Shareholder
Meetings for Spin-off Entity
10 Submit Shareholder Rights Plan (Poison Against Did Not Vote Shareholder
Pill) to Shareholder Vote for Spin-off
Entity
11 Require Shareholder to Approve Opt-in Against Did Not Vote Shareholder
State Anti-Takeover Statutes for
Spin-off Entity
12 Remove Ability of Board to Amend Bylaws Against Did Not Vote Shareholder
13 Require Majority Vote of Against Did Not Vote Shareholder
Then-Outstanding Shares of Capital
Stock to Approve Bylaw Amendments
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1a Management Nominee - Charles L. Atwood None For Shareholder
1b Management Nominee - Stephen C. Comer None For Shareholder
1c Management Nominee - Bruce A. Leslie None For Shareholder
1d Management Nominee - James L. Martineau None For Shareholder
1e Management Nominee - Desiree Rogers None For Shareholder
1f Management Nominee - Anthony M. None For Shareholder
Sanfilippo
1g Management Nominee - Jaynie M. None For Shareholder
Studenmund
2 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors None For Management
4 Approve Omnibus Stock Plan None For Management
5 Increase Authorized Common Stock None For Management
6 Renew Shareholder Rights Plan (Poison None For Management
Pill)
7 Approve Right of Shareholder to For For Shareholder
Approve Amendments for Spin-off Entity
Bylaws
8 Require a Majority Vote for the For For Shareholder
Election of Directors for Spin-off
Entity
9 Require Shareholder to Call Special For For Shareholder
Meetings for Spin-off Entity
10 Submit Shareholder Rights Plan (Poison For For Shareholder
Pill) to Shareholder Vote for Spin-off
Entity
11 Require Shareholder to Approve Opt-in For For Shareholder
State Anti-Takeover Statutes for
Spin-off Entity
12 Remove Ability of Board to Amend Bylaws For Against Shareholder
13 Require Majority Vote of For For Shareholder
Then-Outstanding Shares of Capital
Stock to Approve Bylaw Amendments
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POLYMET MINING CORP.
Ticker: POM Security ID: 731916102
Meeting Date: JUL 09, 2014 Meeting Type: Annual/Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Jonathan Cherry For For Management
2b Elect Director Matthew Daley For For Management
2c Elect Director David Dreisinger For For Management
2d Elect Director W. Ian L. Forrest For For Management
2e Elect Director Alan R. Hodnik For Withhold Management
2f Elect Director William Murray For For Management
2g Elect Director Stephen Rowland For For Management
2h Elect Director Michael M. Sill For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Policy For Against Management
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STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 18, 2015 Meeting Type: Annual
Record Date: JAN 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director William W. Bradley For For Management
1c Elect Director Robert M. Gates For For Management
1d Elect Director Mellody Hobson For For Management
1e Elect Director Kevin R. Johnson For For Management
1f Elect Director Olden Lee For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director James G. Shennan, Jr. For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Sustainability
5 Require Independent Board Chairman Against Against Shareholder
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TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 03, 2015 Meeting Type: Annual
Record Date: FEB 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Juergen W. Gromer For For Management
1c Elect Director William A. Jeffrey For For Management
1d Elect Director Thomas J. Lynch For For Management
1e Elect Director Yong Nam For For Management
1f Elect Director Daniel J. Phelan For For Management
1g Elect Director Lawrence S. Smith For For Management
1h Elect Director Paula A. Sneed For For Management
1i Elect Director David P. Steiner For For Management
1j Elect Director John C. Van Scoter For For Management
1k Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development & Compensation
Committee
3b Elect Paula A. Sneed as Member of For For Management
Management Development & Compensation
Committee
3c Elect David P. Steiner as Member of For For Management
Management Development & Compensation
Committee
3d Elect John C. Van Scoter as Member of For For Management
Management Development & Compensation
Committee
4 Designate Jvo Grundler as Independent For For Management
Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 26, 2014
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 26,
2014
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 26, 2014
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 25, 2015
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Amend Articles of Association Re: For For Management
Implementation of Requirements Under
the Swiss Ordinance Regarding
Elections and Certain Other Matters
9 Amend Articles of Association Re: For Against Management
Implementation of the New Legal
Requirements
10 Amend Articles of Association Re: Vote For For Management
Standard for Shareholder Resolutions
and Elections
11 Amend Articles of Association Re: For For Management
Applicable Vote Standard for Contested
Election of Directors, Chairperson of
the Board of Directors or Members of
the Compensation Committee
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
14 Approve the Increase in Maximum For Against Management
Aggregate Remuneration of Board of
Directors
15 Approve Allocation of Available For For Management
Earnings for Fiscal Year 2014
16 Approve Declaration of Dividend For For Management
17 Renew Authorized Capital For Against Management
18 Approve Reduction of Share Capital For For Management
19 Adjourn Meeting For For Management
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THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2015 Meeting Type: Annual
Record Date: MAR 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: JUN 10, 2015 Meeting Type: Annual
Record Date: APR 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Jane C. Garvey For For Management
1.3 Elect Director Walter Isaacson For For Management
1.4 Elect Director Henry L. Meyer, III For For Management
1.5 Elect Director Oscar Munoz For For Management
1.6 Elect Director William R. Nuti For For Management
1.7 Elect Director Laurence E. Simmons For For Management
1.8 Elect Director Jeffery A. Smisek For For Management
1.9 Elect Director David J. Vitale For For Management
1.10 Elect Director John H. Walker For For Management
1.11 Elect Director Charles A. Yamarone For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
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WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 12, 2015 Meeting Type: Annual
Record Date: MAR 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Michael J. Berendt For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Edward Conard For For Management
1.5 Elect Director Laurie H. Glimcher For For Management
1.6 Elect Director Christopher A. Kuebler For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director JoAnn A. Reed For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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WINDSTREAM HOLDINGS, INC.
Ticker: WIN Security ID: 97382A101
Meeting Date: FEB 20, 2015 Meeting Type: Special
Record Date: JAN 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Certificate of Incorporation of For For Management
Windstream Holdings to Eliminate
Certain Voting Provisions to
Facilitate a Spin-off without
Incurring a Large Tax Liability
3 Adjourn Meeting For For Management
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WINDSTREAM HOLDINGS, INC.
Ticker: WIN Security ID: 97382A101
Meeting Date: MAY 14, 2015 Meeting Type: Annual
Record Date: MAR 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Armitage For For Management
1b Elect Director Samuel E. Beall, III For For Management
1c Elect Director Francis X. ('Skip') For For Management
Frantz
1d Elect Director Jeffrey T. Hinson For For Management
1e Elect Director Judy K. Jones For For Management
1f Elect Director William G. LaPerch For For Management
1g Elect Director William A. Montgomery For For Management
1h Elect Director Michael G. Stoltz For For Management
1i Elect Director Anthony W. Thomas For For Management
1j Elect Director Alan L. Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Provide Right to Call Special Meeting For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
========== END NPX REPORT
