RegistrationNo. 333-200729
RegistrationNo. 333-191005
RegistrationNo. 333-183744
RegistrationNo. 333-178381
RegistrationNo. 333-169294
RegistrationNo. 333-163710
RegistrationNo. 333-136933
As filed with the Securities and Exchange Commission on September 24, 2019
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO FORMS-8 REGISTRATION STATEMENTNO. 333-200729
POST-EFFECTIVE AMENDMENT NO. 1 TO FORMS-8 REGISTRATION STATEMENTNO. 333-191005
POST-EFFECTIVE AMENDMENT NO. 1 TO FORMS-8 REGISTRATION STATEMENTNO. 333-183744
POST-EFFECTIVE AMENDMENT NO. 1 TO FORMS-8 REGISTRATION STATEMENTNO. 333-178381
POST-EFFECTIVE AMENDMENT NO. 1 TO FORMS-8 REGISTRATION STATEMENTNO. 333-169294
POST-EFFECTIVE AMENDMENT NO. 3 TO FORMS-8 REGISTRATION STATEMENTNO. 333-163710
POST-EFFECTIVE AMENDMENT NO. 2 TO FORMS-8 REGISTRATION STATEMENT NO.333-136933
UNDER
THE SECURITIES ACT OF 1933
Finisar Corporation
(Exact name of registrant as specified in its charter)
Delaware | 94-3038428 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
1389 Moffett Park Drive, Sunnyvale, California | 94089 | |
(Address of principal executive offices) | (Zip Code) |
Amended and Restated Finisar Corporation 2005 Stock Incentive Plan
Finisar Corporation 401(k) Profit Sharing Plan
(Full title of the plan)
Jo Anne Schwendinger
Chief Legal and Compliance Officer and Secretary
II-VI Incorporated
375 Saxonburg Boulevard
Saxonburg, PA 16056
(Name and address of agent for service)
(724)352-4455
(Telephone number, including area code, of agent for service)
With a copy to:
Jeffrey W. Acre
K&L Gates LLP
K&L Gates Center
210 Sixth Avenue
Pittsburgh, PA 15222
(412)355-6500
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, anon-accelerated filer, a smaller reporting company or an emerging growth company (as defined in Rule12b-2 of the Exchange Act):
Large accelerated filer | ☒ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
DEREGISTRATION OF SECURITIES
These Post-Effective Amendments relate to the following Registration Statements filed on FormS-8 (collectively, the “Registration Statements”):
• | Registration StatementNo. 333-200729, filed by Finisar Corporation (the “Company”) on FormS-8 with the Securities and Exchange Commission (the “SEC”) onDecember 4, 2014; |
• | Registration StatementNo. 333-191005, filed by the Company with the SEC onSeptember 5, 2013; |
• | Registration StatementNo. 333-183744, filed by the Company with the SEC onSeptember 6, 2012; |
• | Registration StatementNo. 333-178381, filed by the Company with the SEC onDecember 8, 2011; |
• | Registration StatementNo. 333-169294, filed by the Company with the SEC onSeptember 9, 2010; |
• | Registration StatementNo. 333-163710, filed by the Company with the SEC onDecember 14, 2009, as amended byPost-Effective Amendment No. 1 thereto, filed by the Company with the SEC onDecember 4, 2014, and Post-Effective Amendment No. 2 thereto, filed by the Company with the SEC onSeptember 9, 2016 and |
• | Registration StatementNo. 333-136933, filed by the Company with the SEC onAugust 28, 2006, as amended byPost-Effective Amendment No. 1 thereto, filed by the Company with the SEC onSeptember 9, 2016. |
The Company is filing these Post-Effective Amendments to the Registration Statements to withdraw and remove from registration any unissued and unsold securities issuable pursuant to the above referenced Registration Statements.
On September 24, 2019, pursuant to the terms of the Agreement and Plan of Merger, dated as ofNovember 8, 2018 (the “Merger Agreement”), by and amongII-VI Incorporated (“II-VI”), Mutation Merger Sub, Inc. (“Merger Sub”) and the Company, the Company merged with and into the Merger Sub, with the Company continuing as the surviving corporation and as a wholly owned subsidiary ofII-VI.
In connection with the completion of the Merger, the respective offerings pursuant to the Registration Statements have been terminated. The Company hereby removes from registration all shares of its common stock, $0.001 par value, registered under the Registration Statements but not sold under the Registration Statements.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on FormS-8 and has duly caused these Post-Effective Amendments to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the Borough of Saxonburg, Commonwealth of Pennsylvania, on this 24th day of September, 2019.
FINISAR CORPORATION | ||
By: | /s/ Mary Jane Raymond | |
Mary Jane Raymond | ||
Vice President and Treasurer |
Note: Pursuant to Rule 478 under the Securities Act, no other person is required to sign this Post-Effective Amendment to the Registration Statement.