UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-122027
(Full Title of Plan)
UNDER THE SECURITIES ACT OF 1933
ARTISTdirect, Inc.
(Name of Small Business Issuer in its Charter)
Delaware | | 7389 | | 95-4760230 |
(State or Other Jurisdiction of Incorporation or Organization) | | (Primary Standard Industrial Classification Code Number) | | (I.R.S. Employer Identification Number) |
1601 Cloverfield Boulevard, Suite 400 South
Santa Monica, California 90404-4082
(310) 956-3300
(Address and Telephone Number of Principal Executive Offices)
Non-Plan Employee Stock Options Agreements and Consultant Stock Plan
(Full Title of Plan)
Rene’ Rousselet, Principal Financial Officer
1601 Cloverfield Boulevard, Suite 400 South
Santa Monica, California 90404-4082
(310) 956-3300
(Name, Address and Telephone Number of Agent for Service)
Copy to
David Ficksman, Esq.
TroyGould Attorneys
1801 Century Park East, Suite 1600
Los Angeles, California 90067
Telephone (310) 789-1290 Facsimile (310) 789-1490
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o | Accelerated filer o | Non-accelerated filer o | Smaller reporting company x |
EXPLANATORY NOTE/DEREGISTRATION OF UNSOLD SECURITIES
This Post-Effective Amendment relates to the following Registration Statement of ARTISTdirect, Inc. (“ADI”) which has been previously filed with the Securities and Exchange Commission:
Registration Statement on Form S-8 (File No. 333-122027) pertaining to the registration of 899,659 shares of ADI’s common stock issuable under Non-Plan Employee Stock Options Agreements and the Consultant Stock Plan.
The Company is filing this Amendment to terminate the effectiveness of the Registration Statement and to deregister, as of the effective date of this Amendment, any of the securities registered under the Registration Statement remaining unsold.
SIGNATURES
In accordance with the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, in the City of Santa Monica, State of California, on the 31st day of July 2009.
| ARTISTdirect, Inc. |
| | |
| By: | /s/ Dimitri Villard |
| | Dimitri Villard |
| | Chief Executive Officer (Principal Executive Officer) |
| | |
| By: | /s/ Rene’ Rousselet |
| | Rene’ Rousselet |
| | Corporate Controller (Principal Financial Officer) |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
SIGNATURE | | TITLE | | DATE |
| | | | |
/s/ Dimitri Villard | | Chief Executive Officer and Director | | July 31, 2009 |
Dimitri Villard | | (Principal Executive Officer) | | |
| | | | |
| | | | |
/s/ Rene L. Rousselet | | Corporate Controller | | July 31, 2009 |
Rene L. Rousselet | | (Principal Financial Officer) | | |
| | | | |
| | | | |
/s/ Frederick W. Field | | | | |
Frederick W. Field | | Director | | July 31, 2009 |
| | | | |
| | | | |
/s/ Fred Davis | | | | |
Fred Davis | | Director | | July 31, 2009 |