Iota Communications (IOTC) Form 3 IOTA COMMUNICATIONS / JAMES ANTHONY RATIGAN JR ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

RATIGAN JAMES ANTHONY JR

(Last) (First) (Middle)

C/O IOTA COMMUNICATIONS, INC.

600 HAMILTON STREET, SUITE 1010

(Street)

ALLENTOWN PA 18101

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/06/2021

3. Issuer Name and Ticker or Trading Symbol
IOTA COMMUNICATIONS, INC. [ IOTC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	6,708,159	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrant (Right to buy)	01/08/2021	01/08/2026	Common Stock	5,000,000	0.12	D
Warrant (Right to buy)	02/01/2021	02/01/2026	Common Stock	1,666,667	0.12	D

Explanation of Responses:

Remarks:

These shares and warrants to purchase shares of common stock of the issuer were issued to Mr. Ratigan prior to his appointment as a director of the issuer.

	/s/ James A. Ratigan	09/14/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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