Name of Creditor: Pershing LLC • OMB No. 7100-0019 • Approval expires June 30, 2024
This form is required by law (15 U.S.C. 78g and 78w; 12 CFR 220).
The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
Public reporting burden for this collection of information is estimated to average 10 minutes per response, including the time to gather and maintain data in the required form and to review instructions and complete the information collection.
Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, N.W., Washington, DC 20551; and to the Office of Management and Budget, Paperwork Reduction Project (7100-0019), Washington, DC 20503.
Instructions
This form must be completed only if the purpose of the credit being extended is not to purchase, carry, or trade in securities and the credit is in excess of that otherwise permitted under Regulation T. (See § 220.6(e)(2)). If space is inadequate, attach separate sheet.
Step 1. Account Information
|
Non-Purpose Loan Account Number 3ZT047968 |
| | |
Step 2. To be Completed by the Customer(s) |
|
New loan. Amount of the credit being requested $ |
|
Non-purpose loan transfer (if applicable) |
|
Pershing delivering non-purpose loan account |
|
External delivering firm name |
|
Credit line increase. New credit line amount $ 3,300,000.00 |
| |
Purpose of credit | | |
The purpose of the credit is described in details as follows |
| |
Liquidity/Expenses | | Other |
Delivery
Are any of the securities listed in Part II to be delivered, or have any such securities been delivered from a bank, broker, dealer, or other person on a “delivery against payment” basis?
Yes No