SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 04/01/2022 | 3. Issuer Name and Ticker or Trading Symbol LUXFER HOLDINGS PLC [ LXFR ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 3,130 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | (1) | (1) | Ordinary Shares | 660 | (2) | D | |
Restricted Stock Units | (3) | (3) | Ordinary Shares | 540 | (2) | D | |
Restricted Stock Units | (4) | (4) | Ordinary Shares | 2,287 | (2) | D | |
Restricted Stock Units | (5) | (5) | Ordinary Shares | 1,600 | (2) | D |
Explanation of Responses: |
1. The remaining Restricted Stock Units will vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
2. Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
3. Represents performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. One half of the performance-based Restricted Stock Units vested on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021.The remaining balance will vest on March 14, 2023. |
4. The remaining Restricted Stock Units vest in two equal installments on March 13, 2023 and March 13, 2024. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
5. The Restricted Stock Units vest in four equal installments beginning on March 14, 2023. |
Remarks: |
Vice President and General Manager, Luxfer Magtech |
/s/ Megan E. Glise under Power of Attorney for Jeffrey Moorefield | 04/08/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |