UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-09633
Name of Fund: Global Financial Services Master LLC
Fund Address: 100 Bellevue Parkway, Wilmington, DE 19809
Name and address of agent for service: John Perlowski, Chief Executive Officer, Global Financial Services Master LLC, 55 East 52nd Street, New York City, NY 10055.
Registrant’s telephone number, including area code: (800) 441-7762
Date of fiscal year end: 09/30
Date of reporting period: 07/01/2010 – 06/30/2011
Item 1 – Proxy Voting Record – Attached hereto.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-09633
Reporting Period: 07/01/2010 - 06/30/2011
Global Financial Services Master LLC
===================== GLOBAL FINANCIAL SERVICES MASTER LLC =====================
ABERDEEN ASSET MANAGEMENT PLC
Ticker: ADN Security ID: G00434111
Meeting Date: JAN 20, 2011 Meeting Type: Annual
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
4 Re-elect Roger Cornick as Director For For Management
5 Re-elect Anita Frew as Director For For Management
6 Re-elect Gerhard Fusenig as Director For For Management
7 Re-elect Martin Gilbert as Director For For Management
8 Re-elect Andrew Laing as Director For For Management
9 Re-elect Kenichi Miyanaga as Director For For Management
10 Re-elect Bill Rattray as Director For For Management
11 Re-elect Sir Malcolm Rifkind as For For Management
Director
12 Re-elect Simon Troughton as Director For For Management
13 Re-elect Giles Weaver as Director For For Management
14 Elect Jim Pettigrew as Director For For Management
15 Approve Remuneration Report For Abstain Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Authorise Market Purchase For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel T. Byrne For For Management
1.2 Elect Director Dwight D. Churchill For For Management
1.3 Elect Director Sean M. Healey For For Management
1.4 Elect Director Harold J. Meyerman For For Management
1.5 Elect Director William J. Nutt For Withhold Management
1.6 Elect Director Rita M. Rodriguez For For Management
1.7 Elect Director Patrick T. Ryan For For Management
1.8 Elect Director Jide J. Zeitlin For For Management
2 Approve Stock Option Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel P. Amos For For Management
2 Elect Director John Shelby Amos II For For Management
3 Elect Director Paul S. Amos II For For Management
4 Elect Director Michael H. Armacost For For Management
5 Elect Director Kriss Cloninger III For For Management
6 Elect Director Elizabeth J. Hudson For For Management
7 Elect Director Douglas W. Johnson For For Management
8 Elect Director Robert B. Johnson For For Management
9 Elect Director Charles B. Knapp For For Management
10 Elect Director E. Stephen Purdom For For Management
11 Elect Director Barbara K. Rimer For For Management
12 Elect Director Marvin R. Schuster For For Management
13 Elect Director David Gary Thompson For For Management
14 Elect Director Robert L. Wright For For Management
15 Elect Director Takuro Yoshida For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year Three Years Management
18 Ratify Auditors For For Management
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ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kewsong Lee For For Management
1.2 Elect Director Brian S. Posner For For Management
1.3 Elect Director John D. Vollaro For For Management
1.4 Elect Director Robert F. Works For For Management
1.5 Elect Director William E. Beveridge as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.6 Elect Director Dennis R. Brand as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.7 Elect Director Knud Christensen as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.8 Elect Director Graham B.R. Collis as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.9 Elect Director William J. Cooney as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.10 Elect Director Stephen Fogarty as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.11 Elect Director Elizabeth Fullerton-Rome For For Management
as Designated Company Director of
Non-U.S. Subsidiaries
1.12 Elect Director Rutger H.W. Funnekotter For For Management
as Designated Company Director of
Non-U.S. Subsidiaries
1.13 Elect Director Marc Grandisson as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.14 Elect Director Michael A. Greene as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.15 Elect Director John C.R. Hele as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.16 Elect Director David W. Hipkin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.17 Elect Director W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.18 Elect Director Constantine Iordanou as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.19 Elect Director Wolbert H. Kamphuijs as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.20 Elect Director Michael H. Kier as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.21 Elect Director Mark D. Lyons as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.22 Elect Director Adam Matteson as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.23 Elect Director David McElroy as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.24 Elect Director Martin J. Nilsen as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.25 Elect Director Nicolas Papadopoulo as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.26 Elect Director Michael Quinn as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.27 Elect Director Maamoun Rajeh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.28 Elect Director Paul S. Robotham as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.29 Elect Director Soren Scheuer as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.30 Elect Director Budhi Singh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.31 Elect Director Helmut Sohler as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.32 Elect Director Julian Stroud as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.33 Elect Director Angus Watson as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
1.34 Elect Director James R. Weatherstone as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2 Approve Stock Split For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year Three Years Management
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ASSICURAZIONI GENERALI SPA
Ticker: G Security ID: T05040109
Meeting Date: APR 26, 2011 Meeting Type: Annual/Special
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income
2 Approve Decrease in Size of Board For For Management
3 Approve External Auditors For For Management
4 Approve Remuneration Report For Against Management
5 Approve Long Term Incentive Plan and For Against Management
Authorize Share Repurchase Program
6 Amend Company Bylaws For For Management
7 Amend Regulations Governing General For For Management
Meetings
8.1 Slate Submitted by Mediobanca None Did Not Vote Management
8.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
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AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 17, 2010 Meeting Type: Annual
Record Date: DEC 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended Sept. 30, 2010
2 Approve the Amendments to the Company's For For Management
Constitution Regarding Profits Test for
Dividend Distribution
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
4 Approve the Grant of Performance Rights For For Management
Worth Up to A$3 Million to Michael
Smith, Chief Executive Officer, Under
the ANZ Share Option Plan
5(a) Elect G. J. Clark as a Director For For Management
5(b) Elect D. E. Meiklejohn as a Director For For Management
5(c) Elect R. J. Reeves as a Director Against Against Shareholder
5(d) Elect I. J. Macfarlane as a Director For For Management
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BANCO MACRO S.A.
Ticker: BMA Security ID: 05961W105
Meeting Date: APR 26, 2011 Meeting Type: Annual/Special
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year 2010
3 Approve Discharge of Management and For For Management
Internal Statutory Auditors Committee
4 Approve Distribution of Cash Dividends; For For Management
Allocate Non-Assigned Income of Fiscal
Year 2010
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration of Members of For For Management
Internal Statutory Auditors Committee
for Fiscal Year 2010
7 Approve Remuneration of External For For Management
Auditors for Fiscal Year 2010
8 Elect Three Directors for a Three-Year For For Management
Term
9 Fix Number of and Elect Members of For For Management
Internal Statutory Auditors Committee
and Alternates
10 Appoint External Auditor for Fiscal For For Management
Year 2011
11 Approve Budget of Audit Committee For For Management
12 Authorize Extension of Bond Program For For Management
Approved at the EGM of Sept. 28, 2006
and Increase in Aggregate Nominal
Amount of Negotiable Bonds Up to USD 1
Billion
13 Authorize Board to Set All the Terms of For For Management
Bond Program, to Perform All Required
Actions to Obtain Program Extension,
Increase in Aggregate Nominal Amount of
Bond Program, Public Bond Offering and
the Possible Bond Quotation and/or
Negotiation
14 Authorize Board to Delegate One or More For For Management
Board Members or Authorized Officers to
Exercise all Powers to Carry Out
Amendment to Terms of Bond Program
15 Consolidate Bylaws For Against Management
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mukesh D. Ambani For For Management
2 Elect Director Susan S. Bies For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year Three Years Management
16 Ratify Auditors For For Management
17 Disclose Prior Government Service Against Against Shareholder
18 Provide Right to Act by Written Consent Against For Shareholder
19 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
20 Report on Lobbying Expenses Against Against Shareholder
21 Report on Collateral in Derivatives Against Against Shareholder
Trading
22 Restore or Provide for Cumulative Against Against Shareholder
Voting
23 Claw-back of Payments under Against Against Shareholder
Restatements
24 Prohibit Certain Relocation Benefits to Against Against Shareholder
Senior Executives
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BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 05, 2011 Meeting Type: Annual
Record Date: FEB 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Brenneman For For Management
1.2 Elect Director C.J. Chen For For Management
1.3 Elect Director David A. Dodge For For Management
1.4 Elect Director N. Ashleigh Everett For For Management
1.5 Elect Director John C. Kerr For For Management
1.6 Elect Director Michael J.L. Kirby For For Management
1.7 Elect Director John T. Mayberry For For Management
1.8 Elect Director Thomas C. O'Neill For For Management
1.9 Elect Director Alexis E. Rovzar de la For For Management
Torre
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director Allan C. Shaw For For Management
1.12 Elect Director Paul D. Sobey For For Management
1.13 Elect Director Barbara S. Thomas For For Management
1.14 Elect Director Richard E. Waugh For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend By-Law No.1 For For Management
4 Re-approve Stock Option Plan For For Management
5 Advisory Vote on Executive Compensation For For Management
Approach
6 Adopt a Policy Seeking to Reach Gender Against Against Shareholder
Parity
7 Adopt a Policy Stipulating an Internal Against Against Shareholder
Pay Ratio
8 Abolition of Subsidiaries and Branches Against Against Shareholder
in Tax Havens
9 Additional Information Regarding Peer Against Against Shareholder
Comparisons of Compensation
10 Disclose Individual Targets Used to Against Against Shareholder
Determine Executive Compensation
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BANQUE CANTONALE VAUDOISE
Ticker: BCVN Security ID: H0482P863
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Share Re-registration Consent For For Management
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BANQUE CANTONALE VAUDOISE
Ticker: BCVN Security ID: H0482P863
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Chairman's Report (Non-Voting) None None Management
2 Receive Management Report (Non-Voting) None None Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Approve Allocation of Income and For For Management
Dividends of CHF 22 per Share
5.2 Approve dividend of CHF 10 per Share For For Management
from Capital Contribution Reserves
6 Elect Reto Donatsch as Director For For Management
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Amend Articles Re: Shareholding For For Management
Threshold for Proposing Voting Items
9 Transact Other Business (Non-Voting) None None Management
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BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: APR 30, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
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CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Patrick W. Gross For For Management
2 Elect Director Ann Fritz Hackett For For Management
3 Elect Director Pierre E. Leroy For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year Three Years Management
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CB RICHARD ELLIS GROUP, INC.
Ticker: CBG Security ID: 12497T101
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Blum For For Management
1.2 Elect Director Curtis F. Feeny For For Management
1.3 Elect Director Bradford M. Freeman For For Management
1.4 Elect Director Michael Kantor For For Management
1.5 Elect Director Frederic V. Malek For For Management
1.6 Elect Director Jane J. Su For For Management
1.7 Elect Director Laura D. Tyson For For Management
1.8 Elect Director Brett White For For Management
1.9 Elect Director Gary L. Wilson For For Management
1.10 Elect Director Ray Wirta For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alain J.P. Belda For For Management
2 Elect Director Timothy C. Collins For For Management
3 Elect Director Jerry A. Grundhofer For For Management
4 Elect Director Robert L. Joss For For Management
5 Elect Director Michael E. O'Neill For For Management
6 Elect Director Vikram S. Pandit For For Management
7 Elect Director Richard D. Parsons For For Management
8 Elect Director Lawrence R. Ricciardi For For Management
9 Elect Director Judith Rodin For For Management
10 Elect Director Robert L. Ryan For For Management
11 Elect Director Anthony M. Santomero For For Management
12 Elect Director Diana L. Taylor For For Management
13 Elect Director William S. Thompson, Jr. For For Management
14 Elect Director Ernesto Zedillo For For Management
15 Ratify Auditors For For Management
16 Amend Omnibus Stock Plan For For Management
17 Approve Executive Incentive Bonus Plan For For Management
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year Three Years Management
20 Approve Reverse Stock Split For For Management
21 Affirm Political Non-Partisanship Against Against Shareholder
22 Report on Political Contributions Against Against Shareholder
23 Report on Restoring Trust and Against Against Shareholder
Confidence in the Financial System
24 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
25 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
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COMMERZBANK AG
Ticker: CBK Security ID: D15642107
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2010
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2011
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for the Inspection of the
Interim Reports for the First Half of
Fiscal 2012
6 Report of Management Board on Plan for None None Management
Repayment of Silent Participation to
Financial Market Stability Fund
(Non-Voting)
7.1 Approve EUR 2.1 Billion Reduction in For For Management
Share Capital for the Purpose of
Allocation to Capital Reserves
7.2 Confirm EUR 2.1 Billion Reduction in For For Management
Share Capital for the Purpose of
Allocation to Capital Reserves
7.3 Confirm EUR 2.1 Billion Reduction in None None Management
Share Capital for the Purpose of
Allocation to Capital Reserves
8.1 Approve Granting of Conversion Rights For For Management
in Favor of German Financial Market
Stability Fund and Creation of EUR 1.3
Billion Pool of Capital to Guarantee
Conversion Rights
8.2 Confirm Granting of Conversion Rights For For Management
in Favor of German Financial Market
Stability Fund and Creation of EUR 1.3
Billion Pool of Capital to Guarantee
Conversion Rights
8.3 Confirm Granting of Conversion Rights None None Management
in Favor of German Financial Market
Stability Fund and Creation of EUR 1.3
Billion Pool of Capital to Guarantee
Conversion Rights
9.1 Approve EUR 10 Billion Share Capital For For Management
Increase with Preemptive Rights
9.2 Confirm EUR 10 Billion Share Capital For For Management
Increase with Preemptive Rights
9.3 Confirm EUR 10 Billion Share Capital None None Management
Increase with Preemptive Rights
10.1 Approve Creation of EUR 2 Billion Pool For For Management
of Capital with Partial Exclusion of
Preemptive Rights
10.2 Confirm Creation of EUR 2 Billion Pool For For Management
of Capital with Partial Exclusion of
Preemptive Rights
10.3 Confirm Creation of EUR 2 Billion Pool None None Management
of Capital with Partial Exclusion of
Preemptive Rights
11.1 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 7.5 Billion; Approve Creation of
EUR 665 Million Pool of Capital to
Guarantee Conversion Rights
11.2 Confirm Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 7.5 Billion; Approve Creation of
EUR 665 Million Pool of Capital to
Guarantee Conversion Rights
11.3 Confirm Issuance of Warrants/Bonds with None None Management
Warrants Attached/Convertible Bonds
with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 7.5 Billion; Approve Creation of
EUR 665 Million Pool of Capital to
Guarantee Conversion Rights
12.1 Approve Creation of EUR 888.3 Million For For Management
Pool of Capital without Preemptive
Rights to Guarantee Conversion Rights
for German Financial Market Stability
Fund
12.2 Confirm Creation of EUR 888.3 Million For For Management
Pool of Capital without Preemptive
Rights to Guarantee Conversion Rights
for German Financial Market Stability
Fund
12.3 Confirm Creation of EUR 888.3 Million None None Management
Pool of Capital without Preemptive
Rights to Guarantee Conversion Rights
for German Financial Market Stability
Fund
13 Amend Articles Re: Convocation of For For Management
Supervisory Board Meetings
14 Approve Withdrawal of Confidence From Against Against Shareholder
Management Board
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COMMONWEALTH BANK OF AUSTRALIA
Ticker: CBA Security ID: Q26915100
Meeting Date: OCT 26, 2010 Meeting Type: Annual
Record Date: OCT 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2(a) Elect John Anderson as a Director For For Management
2(b) Elect Harrison Young as a Director For For Management
2(c) Elect Brian Long as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Grant of Reward Rights with For For Management
a Face Value of Up to A$4.25 Million to
Ralph Norris, Chief Executive Officer,
Under the Company's Group Leadership
Reward Plan Pursuant to the 2010 to
2011 Financial Year
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CREDITO EMILIANO S.P.A. (CREDEM)
Ticker: CE Security ID: T3243Z136
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income
2 Approve Remuneration of Auditors For For Management
3 Approve Remuneration of Directors For Against Management
4 Amend Regulations on General Meetings For For Management
5 Approve Remuneration Report For Against Management
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CULLEN/FROST BANKERS, INC.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Denny Alexander For For Management
1.2 Elect Director Carlos Alvarez For For Management
1.3 Elect Director Royce S. Caldwell For For Management
1.4 Elect Director Crawford H. Edwards For For Management
1.5 Elect Director Ruben M. Escobedo For For Management
1.6 Elect Director Richard W. Evans, Jr. For For Management
1.7 Elect Director Patrick B. Frost For For Management
1.8 Elect Director David J. Haemisegger For For Management
1.9 Elect Director Karen E. Jennings For For Management
1.10 Elect Director Richard M. Kleberg, III For For Management
1.11 Elect Director Charles W. Matthews For For Management
1.12 Elect Director Ida Clement Steen For For Management
1.13 Elect Director Horace Wilkins Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
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FONDIARIA SAI SPA
Ticker: FSA Security ID: T4689Q101
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income
2 Elect Director For For Management
3 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
4 Authorize Company to Purchase Shares in For Against Management
Parent Company 'Premafin Finanziaria
SpA - Holding di Partecipazioni'
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FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel H. Armacost For Against Management
2 Elect Director Charles Crocker For For Management
3 Elect Director Joseph R. Hardiman For For Management
4 Elect Director Charles B. Johnson For For Management
5 Elect Director Gregory E. Johnson For For Management
6 Elect Director Rupert H. Johnson, Jr. For For Management
7 Elect Director Mark C. Pigott For For Management
8 Elect Director Chutta Ratnathicam For For Management
9 Elect Director Peter M. Sacerdote For For Management
10 Elect Director Laura Stein For For Management
11 Elect Director Anne M. Tatlock For Against Management
12 Elect Director Geoffrey Y. Yang For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
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HARGREAVES LANSDOWN PLC
Ticker: HL. Security ID: G43940108
Meeting Date: NOV 26, 2010 Meeting Type: Annual
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
4 Elect Ian Gorham as Director For For Management
5 Re-elect Peter Hargreaves as Director For For Management
6 Elect Chris Barling as Director For For Management
7 Re-elect Stephen Lansdown as Director For For Management
8 Authorise Market Purchase For For Management
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Approve Company Share Option Scheme For Against Management
12 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorization for the Rights For For Management
Issue
2 Approve Arrangements for the For For Management
Accumulated Undistributed Profits Prior
to the Completion of the Rights Issue
of A Shares and H Shares
3 Approve Feasibility Analysis Report on For For Management
Use of Proceeds from the Rights Issue
of A Shares and H Shares
4 Approve Report on Utilization of For For Management
Proceeds from Previous Issuances
5 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
6 Elect Xu Shanda as Independent For For Management
Non-Executive Director
7 Elect Li Xiaopeng as Executive Director None For Shareholder
8 Approve Utilization of Proceeds from None For Shareholder
the Previous Issuance of A Share
Convertible Bonds
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Types and Nominal Value of For For Management
Securities to be Issued in Relation to
the Rights Issue of A Shares and H
Shares
1b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the Rights
Issue of A Shares and H Shares
1c Approve Subscription Price and Basis For For Management
for Price Determination in Relation to
the Rights Issue of A Shares and H
Shares
1d Approve Target Subscribers in Relation For For Management
to the Rights Issue of A Shares and H
Shares
1e Approve Amount and Use of Proceeds in For For Management
Relation to the Rights Issue of A
Shares and H Shares
1f Approve Effective Period of the For For Management
Resolutions in Relation to the Rights
Issue of A Shares and H Shares
1g Approve Authorization for the Rights For For Management
Issue in Relation to the Rights Issue
of A Shares and H Shares
--------------------------------------------------------------------------------
INTACT FINANCIAL CORPORATION
Ticker: IFC Security ID: 45823T106
Meeting Date: MAY 04, 2011 Meeting Type: Annual/Special
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Charles Brindamour as Director For For Management
1.2 Elect Yves Brouilette as Director For For Management
1.3 Elect Paul Cantor as Director For For Management
1.4 Elect Marcel Cote as Director For For Management
1.5 Elect Robert W. Crispin as Director For For Management
1.6 Elect Claude Dussault as Director For For Management
1.7 Elect Eileen Mercier as Director For For Management
1.8 Elect Timothy H. Penner as Director For For Management
1.9 Elect Louise Roy as Director For For Management
1.10 Elect Stephen G. Snyder as Director For For Management
1.11 Elect Carol Stephenson as Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED
Ticker: JLL Security ID: 48020Q107
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hugo Bague For For Management
2 Elect Director Colin Dyer For For Management
3 Elect Director Darryl Hartley-Leonard For For Management
4 Elect Director Deanne Julius For For Management
5 Elect Director Ming Lu For For Management
6 Elect Director Lauralee E. Martin For For Management
7 Elect Director Martin H. Nesbitt For For Management
8 Elect Director Sheila A. Penrose For For Management
9 Elect Director David B. Rickard For For Management
10 Elect Director Roger T. Staubach For For Management
11 Elect Director Thomas C. Theobald For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year Three Years Management
14 Provide Right to Call Special Meeting For For Management
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Crandall C. Bowles For For Management
2 Elect Director Stephen B. Burke For For Management
3 Elect Director David M. Cote For For Management
4 Elect Director James S. Crown For For Management
5 Elect Director James Dimon For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Laban P. Jackson, Jr. For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Lee R. Raymond For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year Three Years Management
15 Amend Omnibus Stock Plan For For Management
16 Affirm Political Non-Partisanship Against Against Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report on Loan Modifications Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
20 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
21 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
KENEDIX REALTY INVESTMENT CORP.
Ticker: 8972 Security ID: J32922106
Meeting Date: JAN 20, 2011 Meeting Type: Special
Record Date: OCT 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law - Amend Permitted Investment Types
2 Amend Articles To Reflect Expected For For Management
Changes in Law
3 Elect Executive Director Taisuke For For Management
Miyajima
4 Elect Alternate Executive Director For For Management
Yoshihiro Sogou
5.1 Elect Supervisory Director Kimio Kodama For For Management
5.2 Elect Supervisory Director Shirou Toba For For Management
--------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC
Ticker: LAND Security ID: G5375M118
Meeting Date: JUL 22, 2010 Meeting Type: Annual
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm the Interim Dividends; Approve For For Management
Final Dividend
3 Approve Remuneration Report For For Management
4 Re-elect Martin Greenslade as Director For For Management
5 Re-elect Francis Salway as Director For For Management
6 Re-elect Richard Akers as Director For For Management
7 Re-elect Sir Stuart Rose as Director For For Management
8 Re-elect Bo Lerenius as Director For For Management
9 Re-elect Alison Carnwath as Director For For Management
10 Re-elect Sir Christopher Bland as For For Management
Director
11 Re-elect Kevin O'Byrne as Director For For Management
12 Re-elect David Rough as Director For For Management
13 Elect Chris Bartram as Director For For Management
14 Elect Robert Noel as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Adopt New Articles of Association For For Management
22 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kenneth M. Jacobs as Director For For Management
1.2 Elect Philip A. Laskawy as Director For For Management
1.3 Elect Michael J. Turner as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration Auditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
MITSUBISHI ESTATE CO. LTD.
Ticker: 8802 Security ID: J43916113
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kimura, Keiji For For Management
2.2 Elect Director Sugiyama, Hirotaka For For Management
2.3 Elect Director Iizuka, Nobuyuki For For Management
2.4 Elect Director Danno, Hiroshi For For Management
2.5 Elect Director Kono, Masaaki For For Management
2.6 Elect Director Ito, Hiroyoshi For For Management
2.7 Elect Director Yanagisawa, Yutaka For For Management
2.8 Elect Director Yagihashi, Takao For For Management
2.9 Elect Director Kato, Jo For For Management
2.10 Elect Director Fujisawa, Shiro For For Management
2.11 Elect Director Matsuhashi, Isao For For Management
2.12 Elect Director Tokiwa, Fumikatsu For For Management
2.13 Elect Director Gomi, Yasumasa For Against Management
2.14 Elect Director Tomioka, Shuu For For Management
3 Appoint Statutory Auditor Utsumi, Akio For Against Management
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Okihara, Takamune For For Management
2.2 Elect Director Okauchi, Kinya For For Management
2.3 Elect Director Nagayasu, Katsunori For For Management
2.4 Elect Director Tanaka, Tatsuo For For Management
2.5 Elect Director Hirano, Nobuyuki For For Management
2.6 Elect Director Yuuki, Taihei For For Management
2.7 Elect Director Hamakawa, Ichiro For For Management
2.8 Elect Director Hasegawa, Masao For For Management
2.9 Elect Director Toyoizumi, Toshiro For For Management
2.10 Elect Director Teraoka, Shunsuke For For Management
2.11 Elect Director Wakabayashi, Tatsuo For For Management
2.12 Elect Director Oyamada, Takashi For For Management
2.13 Elect Director Noguchi, Hiroyuki For For Management
2.14 Elect Director Araki, Ryuuji For For Management
2.15 Elect Director Watanabe, Kazuhiro For For Management
2.16 Elect Director Otoshi, Takuma For For Management
3 Appoint Statutory Auditor Nemoto, For For Management
Takehiko
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Receive Supervisory Board, Corporate None None Management
Governance, and Remuneration Report for
Fiscal 2010 (Non-Voting)
1b Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 6.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Remuneration System for For For Management
Management Board Members
6 Elect Annika Falkengren to the For For Management
Supervisory Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Employee Stock Purchase Plan; For For Management
Approve Creation of EUR 10 Million Pool
of Capital for Employee Stock Purchase
Plan
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 16, 2010 Meeting Type: Annual
Record Date: DEC 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended Sept. 30. 2010
2a Elect Patricia Cross as a Director For For Management
2b Elect Danny Gilbert as a Director For For Management
2c Elect Jillian Segal as a Director For For Management
2d Elect Malcolm Williamson as a Director For For Management
2e Elect Anthony Yuen as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
4a Approve the Grant of Up to A$4.42 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Cameron Clyne, Group Chief Executive
Officer
4b Approve the Grant of Up to A$1.85 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Mark Joiner, Executive Director
4c Approve the Grant of Up to A$1.92 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Michael Ullmer, Executive Director
5 Approve the Provision of Termination For For Management
Benefits to T. Burns Upon Cessation of
Employment
6a Approve the Selective Buyback of Up to For For Management
600 Unpaid 2008 Preference Shares of
the Company
6b Approve the Reduction of Capital of the For For Management
2008 Stapled Securities Issued on Sept.
24, 2008
6c Approve the Selective Buyback of Up to For For Management
1,000 Unpaid 2009 Preference Shares of
the Company
6d Approve the Reduction of Capital of the For For Management
2009 Stapled Securitites Issued on
Sept. 30, 2009
--------------------------------------------------------------------------------
NIPPON BUILDING FUND INC.
Ticker: 8951 Security ID: J52088101
Meeting Date: MAR 10, 2011 Meeting Type: Special
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law - Amend Permitted Investment Types
2.1 Elect Executive Director Tsutomu For For Management
Nishikawa
2.2 Elect Executive Director Kouichi For For Management
Nishiyama
3.1 Elect Supervisory Director Hatsuo For For Management
Komatsu
3.2 Elect Supervisory Director Sadao For For Management
Kamiyama
3.3 Elect Supervisory Director Yoshiyuki For For Management
Hirai
4 Elect Alternate Supervisory Director For For Management
Hideo Fukazawa
--------------------------------------------------------------------------------
PARTNERRE LTD.
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Judith Hanratty as Director For For Management
1.2 Elect Costas Miranthis as Director For For Management
1.3 Elect Remy Sautter as Director For For Management
1.4 Elect Jurgen Zech as Director For For Management
2 Approve Deloitte & Touche Ltd as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Omnibus Stock Plan For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
PROMISE CO LTD
Ticker: 8574 Security ID: J64083108
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Legal Reserves For For Management
2 Approve Accounting Transfer For For Management
3 Amend Articles To Create Class A Shares For Against Management
- Increase Authorized Common Capital -
Amend Business Lines
4 Elect Director Watanabe, Shozo For For Management
5.1 Appoint Statutory Auditor Akasako, For For Management
Yoshiyuki
5.2 Appoint Statutory Auditor Mori, Hiroaki For For Management
6 Appoint Alternate Statutory Auditor For For Management
Komiyama, Sumie
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U104
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares Owned by For For Management
Plantation Pension Fund (Dapenbun) of
at Least 76 Percent in PT Bank
Agroniaga Tbk
2 Approve Stock Split and Amend Article 4 For For Management
of the Articles of Association in
Relation to the Stock Split
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U112
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Commissioners' Report
2 Approve Report on the Partnership and For For Management
Community Development Program (PCDP)
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5a Appoint Auditors to Audit the Company's For For Management
Financial Statements
5b Appoint Auditors to Audit the PCDP's For For Management
Financial Statements
6 Approve Acquisition of Shares in For Against Management
BRIngin Remittance Co. Ltd. from PT AJ
BRIngin Jiwa Sejahtera
7 Elect Commissioners and/or Directors For Against Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee B. Wayne Hughes For For Management
1.2 Elect Trustee Ronald L. Havner, Jr. For For Management
1.3 Elect Trustee Tamara Hughes Gustavson For For Management
1.4 Elect Trustee Uri P. Harkham For For Management
1.5 Elect Trustee B. Wayne Hughes, Jr. For For Management
1.6 Elect Trustee Avedick B. Poladian For For Management
1.7 Elect Trustee Gary E. Pruitt For For Management
1.8 Elect Trustee Ronald P. Spogli For For Management
1.9 Elect Trustee Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
ROYAL BANK OF CANADA
Ticker: RY Security ID: 780087102
Meeting Date: MAR 03, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Geoffrey Beattie For For Management
1.2 Elect Director John T. Ferguson For For Management
1.3 Elect Director Paule Gauthier For For Management
1.4 Elect Director Timothy J. Hearn For For Management
1.5 Elect Director Alice D. Laberge For For Management
1.6 Elect Director Jacques Lamarre For For Management
1.7 Elect Director Brandt C. Louie For For Management
1.8 Elect Director Michael H. McCain For For Management
1.9 Elect Director Gordon M. Nixon For For Management
1.10 Elect Director David P. O'Brien For For Management
1.11 Elect Director J. Pedro Reinhard For For Management
1.12 Elect Director Edward Sonshine For For Management
1.13 Elect Director Kathleen P. Taylor For For Management
1.14 Elect Director Victor L. Young For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Critical Mass of Qualified Women on the Against Against Shareholder
Board
5 Adopt a Policy Stipulating an Internal Against Against Shareholder
Pay Ratio
6 Abolition of Subsidiaries and Branches Against Against Shareholder
in Tax Havens
7 Additional Information Regarding Peer Against Against Shareholder
Comparisons of Compensation
--------------------------------------------------------------------------------
SIAM COMMERCIAL BANK PCL
Ticker: SCB Security ID: Y7905M113
Meeting Date: MAR 16, 2011 Meeting Type: Special
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Business of For For Management
Siam Commercial New York Life PCL
(Proposed Acquisition)
2 Authorize Executive Committee to For For Management
Consider and Execute Any Other Actions
with Respect to the Proposed
Acquisition
--------------------------------------------------------------------------------
SIAM COMMERCIAL BANK PCL
Ticker: SCB Security ID: Y7905M113
Meeting Date: APR 05, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Acknowledge Director's Report None None Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Payment of Dividend of THB 3.00 Per
Share
5 Approve Remuneration and Bonus of For For Management
Directors
6.1 Elect Robert Ralph Parks as Director For For Management
6.2 Elect Jada Wattanasiritham as Director For For Management
6.3 Elect Disnadda Diskul as Director For For Management
6.4 Elect Chirayu Isarangkun Na Ayuthaya as For For Management
Director
6.5 Elect Ekamol Kiriwat as Director For For Management
7 Approve KPMG Poomchai Audit Co. Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Amend Articles of Association Re: For For Management
Composition of the Executive Committee
9 Amend Clause 4 of the Memorandum of For For Management
Association to Reflect the Changes in
Registered Capital
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Melvyn E. Bergstein For For Management
2 Elect Director Linda Walker Bynoe For For Management
3 Elect Director Larry C. Glasscock For For Management
4 Elect Director Karen N. Horn For For Management
5 Elect Director Allan Hubbard For For Management
6 Elect Director Reuben S. Leibowitz For For Management
7 Elect Director Daniel C. Smith For For Management
8 Elect Director J. Albert Smith, Jr. For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year Three Years Management
11 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50 for Ordinary
Shares
2.1 Elect Director Oku, Masayuki For For Management
2.2 Elect Director Kunibe, Takeshi For For Management
2.3 Elect Director Kubo, Tetsuya For For Management
2.4 Elect Director Nakanishi, Satoru For For Management
2.5 Elect Director Jyono, Kazuya For For Management
2.6 Elect Director Danno, Koichi For For Management
2.7 Elect Director Ito, Yujiro For For Management
2.8 Elect Director Fuchizaki, Masahiro For Against Management
2.9 Elect Director Iwamoto, Shigeru For Against Management
2.10 Elect Director Nomura, Kuniaki For For Management
3.1 Appoint Statutory Auditor Mizoguchi, For For Management
Jun
3.2 Appoint Statutory Auditor Kawaguchi, For For Management
Shin
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: RUKN Security ID: H84046137
Meeting Date: APR 15, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Dividend of CHF 2.75 per Share For For Management
from Share Premium Reserve
4 Approve Discharge of Board and Senior For For Management
Management
5.1.1 Reelect Raymund Breu as Director For For Management
5.1.2 Reelect Mathis Cabiallavetta as For For Management
Director
5.1.3 Reelect Raymond Ch'ien as Director For For Management
5.1.4 Reelect Rajna Brandon as Director For For Management
5.1.5 Relect Hans Maerki as Director For For Management
5.1.6 Elect Renato Fassbind as Director For For Management
5.2 Ratify PricewaterhouseCoopers as For For Management
Auditors
6.1 Approve Creation of CHF 8.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6.2 Approve Cancellation of CHF 1.7 Million For For Management
Pool of Conditional Capital for
Employee Share Plan
6.3 Approve Cancellation of CHF 16 Million For For Management
Pool of Conditional Capital for
Convertible Bonds Issued to Berkshire
Hathaway
6.4 Approve Creation of CHF 4.2 Million For For Management
Pool of Capital without Preemptive
Rights for Issue of Options or
Convertible Financial Instruments
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward C. Bernard For For Management
2 Elect Director James T. Brady For For Management
3 Elect Director J. Alfred Broaddus, Jr. For For Management
4 Elect Director Donald B. Hebb, Jr. For For Management
5 Elect Director James A.C. Kennedy For For Management
6 Elect Director Robert F. MacLellan For For Management
7 Elect Director Brian C. Rogers For For Management
8 Elect Director Alfred Sommer For For Management
9 Elect Director Dwight S. Taylor For For Management
10 Elect Director Anne Marie Whittemore For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year Three Years Management
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ruth E. Bruch For For Management
2 Elect Director Nicholas M. Donofrio For For Management
3 Elect Director Gerald L. Hassell For For Management
4 Elect Director Edmund F. Kelly For For Management
5 Elect Director Robert P. Kelly For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Michael J. Kowalski For For Management
8 Elect Director John A. Luke, Jr. For For Management
9 Elect Director Mark A. Nordenberg For For Management
10 Elect Director Catherine A. Rein For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Samuel C. Scott III For For Management
13 Elect Director John P. Surma For For Management
14 Elect Director Wesley W. von Schack For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year Three Years Management
17 Amend Omnibus Stock Plan For For Management
18 Amend Executive Incentive Bonus Plan For For Management
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director John H. Bryan For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director Stephen Friedman For For Management
6 Elect Director William W. George For For Management
7 Elect Director James A. Johnson For For Management
8 Elect Director Lois D. Juliber For For Management
9 Elect Director Lakshmi N. Mittal For For Management
10 Elect Director James J. Schiro For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year Three Years Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Amend Bylaws-- Call Special Meetings Against Against Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
17 Review Executive Compensation Against Against Shareholder
18 Report on Climate Change Business Risks Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK
Ticker: TD Security ID: 891160509
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: FEB 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bennett For For Management
1.2 Elect Director Hugh J. Bolton For For Management
1.3 Elect Director John L. Bragg For For Management
1.4 Elect Director Amy W. Brinkley For For Management
1.5 Elect Director W. Edmund Clark For For Management
1.6 Elect Director Wendy K. Dobson For For Management
1.7 Elect Director Henry H. Ketcham For For Management
1.8 Elect Director Pierre H. Lessard For For Management
1.9 Elect Director Brian M. Levitt For For Management
1.10 Elect Director Harold H. MacKay For For Management
1.11 Elect Director Irene R. Miller For For Management
1.12 Elect Director Nadir H. Mohamed For For Management
1.13 Elect Director Wilbur J. Prezzano For For Management
1.14 Elect Director Helen K. Sinclair For For Management
1.15 Elect Director Carole S. Taylor For For Management
1.16 Elect Director John M. Thompson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Proposal for the Board to Adopt a Against Against Shareholder
Parity Representation Policy
5 Disclose Equity Ratio Between Total Against Against Shareholder
Compensation of CEO, the Five NEOs and
Total Average Compensation of Employees
6 Proposal For Abolition of Subsidiaries Against Against Shareholder
and Branches in Tax Havens
7 Establish Director Stock Ownership Against Against Shareholder
Requirement
--------------------------------------------------------------------------------
UNIBAIL RODAMCO SE
Ticker: UL Security ID: F95094110
Meeting Date: SEP 08, 2010 Meeting Type: Special
Record Date: SEP 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer from Premium Account For For Management
to Shareholders for an Amount of EUR 20
per Share
2 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
UNICREDIT SPA
Ticker: UCG Security ID: T95132105
Meeting Date: APR 27, 2011 Meeting Type: Annual/Special
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Elect Director For For Management
4 Approve Remuneration of Board Committee For For Management
Members
5 Approve Remuneration of Auditors For For Management
6 Approve Remuneration for the For For Management
Representative of Holders of Saving
Shares
7 Amend Regulations on General Meetings For For Management
8 Approve Remuneration Report For For Management
9 Approve Equity Compensation Plans For For Management
10 Approve Group Employees Share Ownership For For Management
Plan 2011
1 Amend Company Bylaws For For Management
2 Approve Issuance of 206 Million Shares For For Management
Reserved for Stock Grant Plans
3 Approve Issuance of 68 Million Shares For For Management
Reserved for Stock Grant Plans
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3.1 Elect Director Gary P. Coughlan For For Management
3.2 Elect Director Mary B. Cranston For Withhold Management
3.3 Elect Director Francisco Javier For For Management
Fernandez-Carbajal
3.4 Elect Director Robert W. Matschullat For For Management
3.5 Elect Director Cathy E. Minehan For For Management
3.6 Elect Director Suzanne Nora Johnson For For Management
3.7 Elect Director David J. Pang For For Management
3.8 Elect Director Joseph W. Saunders For For Management
3.9 Elect Director William S. Shanahan For For Management
3.10 Elect Director John A. Swainson For For Management
4.1 Elect Director Suzanne Nora Johnson For For Management
4.2 Elect Director Joseph W. Saunders For For Management
4.3 Elect Director John A. Swainson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year Three Years Management
7 Amend Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Mackey J. McDonald For For Management
8 Election Director Cynthia H. Milligan For For Management
9 Elect Director Nicholas G. Moore For For Management
10 Elect Director Philip J. Quigley For For Management
11 Elect Director Judith M. Runstad For For Management
12 Elect Director Stephen W. Sanger For For Management
13 Elect Director John G. Stumpf For For Management
14 Elect Director an G. Swenson For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year Three Years Management
17 Ratify Auditors For For Management
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
19 Provide for Cumulative Voting Against Against Shareholder
20 Require Independent Board Chairman Against Against Shareholder
21 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
22 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
--------------------------------------------------------------------------------
WESTPAC BANKING CORPORATION
Ticker: WBC Security ID: Q97417101
Meeting Date: DEC 15, 2010 Meeting Type: Annual
Record Date: DEC 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended Sept. 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
3(a) Elect Elizabeth Blomfield Bryan as a For For Management
Director
3(b) Elect Peter John Oswin Hawkins as a For For Management
Director
3(c) Elect Carolyn Judith Hewson as a For For Management
Director
4 Approve the Grant of Up to A$1.44 For For Management
Million Worth of Shares Under the CEO
Restricted Rights Plan and 176,125
Performance Rights Under the CEO
Performance Rights Plan to Gail
Patricia Kelly, Managing Director and
CEO
--------------------------------------------------------------------------------
WING TAI HOLDINGS
Ticker: W05 Security ID: V97973107
Meeting Date: OCT 25, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For Abstain Management
Directors' and Auditors' Reports
2 Declare First and Final Dividend of SGD For For Management
0.03 Per Share and Special Dividend of
SGD 0.02 Per Share
3 Approve Directors' Fees of SGD 419,000 For For Management
for the Financial Year Ended June 30,
2010
4 Reelect Paul Tong Hon To as Director For For Management
5 Reelect Cheng Man Tak as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Reelect Lee Han Yang as Director For For Management
8 Reelect Lee Kim Wah as Director For For Management
9 Reelect Phua Bah Lee as Director For For Management
10 Reelect Mohamed Noordin bin Hassan as For For Management
Director
11 Reelect Loh Soo Eng as Director For For Management
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
13 Approve Grant of Awards Pursuant to the For For Management
Wing Tai Performance Share Plan and
Wing Tai Restricted Share Plan and
Issuance of Shares Pursuant to the
Exercise of Options Under the Wing Tai
Share Option Scheme 2001
14 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
XL GROUP PLC
Ticker: XL Security ID: G98290102
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Herbert N. Haag as Director For For Management
2 Elect Michael S. McGavick as Director For For Management
3 Elect Ellen E. Thrower as Director For For Management
4 Elect John M. Vereker as Director For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year Three Years Management
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jerry C. Atkin For For Management
2 Elect Director Roger B. Porter For For Management
3 Elect Director Stephen D. Quinn For For Management
4 Elect Director L.E. Simmons For For Management
5 Elect Director Shelley Thomas Williams For For Management
6 Elect Director Steven C. Wheelwright For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Claw-back of Payments under Against For Shareholder
Restatements
--------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income and For For Management
Omission of Dividends
2.2 Approve Transfer of CHF 2.49 Billion For For Management
from Capital Reserves to Free Reserves
and Dividend of CHF 17.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Amend Articles Re: Election of Special For For Management
Auditor for Capital Increases
4.2 Amend Articles Re: Contributions in For For Management
Kind
5.1.1 Reelect Manfred Gentz as Director For For Management
5.1.2 Reelect Fred Kindle as Director For For Management
5.1.3 Reelect Tom de Swaan as Director For For Management
5.2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
========== END NPX REPORTPursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Global Financial Services Master LLC
| By: | /s/ John Perlowski | |
| John Perlowski | ||
Chief Executive Officer of Global Financial Services Master LLC |
Date: August 29, 2011