Mariner Investment 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ACELRX PHARMACEUTICALS INC	COM	00444T100	288	24,000	SH		DFND		24,000	0	0
ALEXION PHARMACEUTICALS INC	COM	015351109	422	2,772	SH		DFND		2,772	0	0
ALLIANCEBERNSTEIN INCOME FUN	COM	01881E101	4,573	623,000	SH		DFND		623,000	0	0
AMERICAN CAP SR FLOATING LTD	COM	02504D108	1,713	122,012	SH		DFND		122,012	0	0
AMERICAN EAGLE OUTFITTERS NE	COM	02553E106	612	50,000	SH		DFND		50,000	0	0
AMERICAN INCOME FD INC	COM	02672T109	92	12,157	SH		DFND		12,157	0	0
AMERICAN SELECT PORTFOLIO IN	COM	029570108	2,568	258,465	SH		DFND		258,465	0	0
AMERICAN STRATEGIC INCM PTFL	COM	030098107	350	35,418	SH		DFND		35,418	0	0
ANTARES PHARMA INC	COM	036642106	1,038	296,477	SH		DFND		296,477	0	0
APACHE CORP	COM	037411105	1,120	13,500	SH		DFND		13,500	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	1,906	104,462	SH		DFND		104,462	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	1,910	107,044	SH		DFND		107,044	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	5,624	310,394	SH		DFND		310,394	0	0
ARES MULTI STRATEGY CR FD IN	COM	04014Q108	4,877	221,696	SH		DFND		221,696	0	0
ARIAD PHARMACEUTICALS INC	COM	04033A100	682	84,600	SH		DFND		84,600	0	0
ASCENA RETAIL GROUP INC	COM	04351G101	432	25,000	SH		DFND		25,000	0	0
AVENUE INCOME CR STRATEGIES	COM	05358E106	841	47,757	SH		DFND		47,757	0	0
B/E AEROSPACE INC	COM	073302101	77	17,500	SH	Call	DFND		17,500	0	0
BED BATH & BEYOND INC	COM	075896100	20	15,000	SH	Call	DFND		15,000	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	556	8,150	SH		DFND		8,150	0	0
BLACKROCK BUILD AMER BD TR	SHS	09248X100	1,070	52,875	SH		DFND		52,875	0	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	1,783	122,351	SH		DFND		122,351	0	0
BLACKROCK FLOATING RATE INCO	COM	091941104	1,104	77,543	SH		DFND		77,543	0	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	5,283	297,658	SH		DFND		297,658	0	0
BLACKROCK MUN INCOME TR	BRIC ETF	09248F109	500	37,506	SH		DFND		37,506	0	0
BLACKROCK MUNI INCOME TR II	COM	09249N101	1,769	126,210	SH		DFND		126,210	0	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	385	27,140	SH		DFND		27,140	0	0
BLACKROCK MUNICIPL INC QLTY	COM	092479104	1,761	130,000	SH		DFND		130,000	0	0
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	2,555	233,990	SH		DFND		233,990	0	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	152	11,020	SH		DFND		11,020	0	0
BLACKROCK MUNIHLDNGS CALI QL	COM	09254L107	764	54,892	SH		DFND		54,892	0	0
BLACKROCK MUNIHLDNGS QLTY II	COM	09254C107	4,050	317,890	SH		DFND		317,890	0	0
BLACKROCK MUNIHLDS INVSTM QL	COM	09254P108	2,104	157,015	SH		DFND		157,015	0	0
BLACKROCK MUNIHOLDINGS FD IN	COM	09253N104	3,091	198,130	SH		DFND		198,130	0	0
BLACKROCK MUNIVEST FD II INC	COM	09253T101	446	30,000	SH		DFND		30,000	0	0
BLACKROCK MUNIVEST FD INC	COM	09253R105	189	19,854	SH		DFND		19,854	0	0
BLACKROCK MUNIY QUALITY FD I	COM	09254G108	252	20,172	SH		DFND		20,172	0	0
BLACKROCK MUNIYIELD CALIF FD	COM	09254M105	560	38,084	SH		DFND		38,084	0	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	2,419	175,941	SH		DFND		175,941	0	0
BLACKROCK MUNIYIELD INVST FD	COM	09254R104	407	28,783	SH		DFND		28,783	0	0
BLACKROCK MUNIYIELD QLTY FD	COM	09254E103	182	13,418	SH		DFND		13,418	0	0
BLACKROCK MUNIYIELD QUALITY	COM	09254F100	483	33,406	SH		DFND		33,406	0	0
BLACKROCK UTIL & INFRASTRCTU	COM	09248D104	345	18,172	SH		DFND		18,172	0	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	5,709	324,163	SH		DFND		324,163	0	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	11,877	670,284	SH		DFND		670,284	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	4,823	593,243	SH		DFND		593,243	0	0
BOULDER TOTAL RETURN FD INC	COM	101541100	372	15,286	SH		DFND		15,286	0	0
BROOKFIELD MTG OPP INC FD IN	COM	112792106	9,252	550,066	SH		DFND		550,066	0	0
CAMPBELL SOUP CO	COM	134429109	21	10,000	SH	Call	DFND		10,000	0	0
CATAMARAN CORP	COM	148887102	1,121	25,047	SH		DFND		25,047	0	0
CELGENE CORP	COM	151020104	36	22,000	SH	Call	DFND		22,000	0	0
CELGENE CORP	COM	151020104	2,652	19,000	SH		DFND		19,000	0	0
CENTER COAST MLP & INFRSTR F	COM SHS	151461100	367	21,321	SH		DFND		21,321	0	0
CENTRAL FD CDA LTD	CL A	153501101	2,465	179,152	SH		DFND		179,152	0	0
CLEARBRIDGE AMERN ENERG MLP	COM	184691103	334	20,600	SH		DFND		20,600	0	0
COACH INC	COM	189754104	243	60,000	SH	Call	DFND		60,000	0	0
COBALT INTL ENERGY INC	COM	19075F106	31	12,500	SH	Call	DFND		12,500	0	0
COHEN & STEERS DIV MJRS FDIN	COM	19248G106	1,312	84,983	SH		DFND		84,983	0	0
COHEN & STEERS MLP INC & ENR	COM SHS	19249B106	263	14,700	SH		DFND		14,700	0	0
COHEN & STEERS SLT PFD INCM	COM	19248Y107	514	20,645	SH		DFND		20,645	0	0
COMCAST CORP NEW	CL A SPL	20030N200	1,219	25,000	SH		DFND		25,000	0	0
DICKS SPORTING GOODS INC	COM	253393102	4	20,000	SH	Call	DFND		20,000	0	0
DISNEY WALT CO	COM DISNEY	254687106	16	10,000	SH	Call	DFND		10,000	0	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	10,433	491,667	SH		DFND		491,667	0	0
DREYFUS MUN BD INFRSTRCTR FD	SHS	26203D101	2,222	197,672	SH		DFND		197,672	0	0
DREYFUS STRATEGIC MUN BD FD	COM	26202F107	233	29,875	SH		DFND		29,875	0	0
DWS MUN INCOME TR	COM	23338M106	2,040	156,210	SH		DFND		156,210	0	0
EATON VANCE FLTG RATE INCOM	COM SHS BEN INT	278284104	3,655	200,157	SH		DFND		200,157	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	2,193	144,626	SH		DFND		144,626	0	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	3,051	442,169	SH		DFND		442,169	0	0
EATON VANCE TAX-ADV BD & OPT	COM SH BEN INT	27829M103	2,177	157,077	SH		DFND		157,077	0	0
EL PASO ENERGY CAP TR I	PFD CV TR SECS	283678209	36,908	720,867	SH		DFND		720,867	0	0
ENCANA CORP	COM	292505104	93	25,000	SH	Call	DFND		25,000	0	0
ENDOLOGIX INC	COM	29266S106	450	35,000	SH		DFND		35,000	0	0
EPR PPTYS	PFD C CNV 5.75%	26884U208	10,086	470,634	SH		DFND		470,634	0	0
EV ENERGY PARTNERS LP	COM UNITS	26926V107	673	20,100	SH		DFND		20,100	0	0
EXPRESS SCRIPTS HLDG CO	COM	30219G108	676	9,000	SH		DFND		9,000	0	0
FIFTH STR SR FLOATNG RATE CO	COM	31679F101	571	39,720	SH		DFND		39,720	0	0
FIFTH STREET FINANCE CORP	COM	31678A103	947	100,100	SH		DFND		100,100	0	0
FIRST TR HIGH INCOME L/S FD	COM	33738E109	1,438	81,100	SH		DFND		81,100	0	0
FIRST TR INTER DUR PFD & IN	COM	33718W103	8,380	378,507	SH		DFND		378,507	0	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	638	44,129	SH		DFND		44,129	0	0
FIRST TRUST SPECIALTY FINANC	COM BEN INTR	33733G109	250	32,500	SH		DFND		32,500	0	0
FLAHERTY & CRUMRINE DYN PFD	SHS	33848W106	5,956	274,237	SH		DFND		274,237	0	0
FREEPORT-MCMORAN COPPER & GO	COM	35671D857	516	15,600	SH		DFND		15,600	0	0
FREEPORT-MCMORAN COPPER & GO	COM	35671D857	20	17,500	SH	Call	DFND		17,500	0	0
GASTAR EXPL INC NEW	COM	36729W202	80	14,593	SH		DFND		14,593	0	0
GENERAL ELECTRIC CO	COM	369604103	1,191	46,000	SH		DFND		46,000	0	0
GENERAL MTRS CO	COM	37045V100	25	30,000	SH	Call	DFND		30,000	0	0
GILEAD SCIENCES INC	COM	375558103	30	20,000	SH	Call	DFND		20,000	0	0
GILEAD SCIENCES INC	COM	375558103	1,984	28,000	SH		DFND		28,000	0	0
HANCOCK JOHN PFD INCOME FD	SH BEN INT	41013W108	2,111	106,046	SH		DFND		106,046	0	0
HANCOCK JOHN PFD INCOME FD I	COM	41013X106	1,339	67,062	SH		DFND		67,062	0	0
HANCOCK JOHN PFD INCOME FD I	COM	41021P103	4,525	261,265	SH		DFND		261,265	0	0
HANCOCK JOHN PREMUIM DIV FD	COM SH BEN INT	41013T105	805	62,161	SH		DFND		62,161	0	0
HCA HOLDINGS INC	COM	40412C101	263	5,000	SH		DFND		5,000	0	0
HERBALIFE LTD	COM USD SHS	G4412G101	1,100	200,000	SH	Call	DFND		200,000	0	0
HOME DEPOT INC	COM	437076102	12	27,500	SH	Call	DFND		27,500	0	0
IMMUNOGEN INC	COM	45253H101	549	36,800	SH		DFND		36,800	0	0
INCYTE CORP	COM	45337C102	589	11,000	SH		DFND		11,000	0	0
INFINITY PHARMACEUTICALS INC	COM	45665G303	963	81,000	SH		DFND		81,000	0	0
INFINITY PHARMACEUTICALS INC	COM	45665G303	17	20,000	SH	Call	DFND		20,000	0	0
INTEL CORP	COM	458140100	13,552	525,000	SH		DFND		525,000	0	0
INVESCO ADVANTAGE MUNICIPAL	SH BEN INT	46132E103	3,142	285,918	SH		DFND		285,918	0	0
INVESCO CALIF VALUE MUN INC	COM	46132H106	780	66,100	SH		DFND		66,100	0	0
INVESCO DYNAMIC CR OPP FD	COM	46132R104	11,903	919,895	SH		DFND		919,895	0	0
INVESCO MUN OPPORTUNITY TR	COM	46132C107	1,945	159,441	SH		DFND		159,441	0	0
INVESCO QUALITY MUNI INC TRS	COM	46133G107	179	15,184	SH		DFND		15,184	0	0
INVESCO SR INCOME TR	COM	46131H107	5,719	1,139,291	SH		DFND		1,139,291	0	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	2,528	197,500	SH		DFND		197,500	0	0
IRONWOOD PHARMACEUTICALS INC	COM CL A	46333X108	274	22,200	SH		DFND		22,200	0	0
ISHARES	U.S. REAL ES ETF	464287739	9	10,000	SH	Put	DFND		10,000	0	0
IVY HIGH INC OPPORTUNITIES F	COM	465893105	368	20,133	SH		DFND		20,133	0	0
JAZZ PHARMACEUTICALS PLC	SHS USD	G50871105	2,469	17,800	SH		DFND		17,800	0	0
JONES GROUP INC	COM	48020T101	1	10,000	SH	Put	DFND		10,000	0	0
KKR INCOME OPPORTUNITIES FD	COM	48249T106	2,558	143,231	SH		DFND		143,231	0	0
L BRANDS INC	COM	501797104	29	20,000	SH	Call	DFND		20,000	0	0
LAUDER ESTEE COS INC	CL A	518439104	11	12,500	SH	Call	DFND		12,500	0	0
LENNAR CORP	CL B	526057302	884	27,082	SH		DFND		27,082	0	0
LMP CORPORATE LN FD INC	COM	50208B100	1,476	121,643	SH		DFND		121,643	0	0
LMP REAL ESTATE INCOME FD IN	COM	50208C108	1,297	120,100	SH		DFND		120,100	0	0
LOCKHEED MARTIN CORP	COM	539830109	11,590	71,000	SH		DFND		71,000	0	0
LORILLARD INC	COM	544147101	10	10,000	SH	Call	DFND		10,000	0	0
MACYS INC	COM	55616P104	18	10,000	SH	Call	DFND		10,000	0	0
MARKET VECTORS ETF TR	OIL SVCS ETF	57060U191	1	25,000	SH	Put	DFND		25,000	0	0
MEDIVATION INC	COM	58501N101	1,287	20,000	SH		DFND		20,000	0	0
MEDTRONIC INC	COM	585055106	615	10,000	SH		DFND		10,000	0	0
MFS INTER INCOME TR	SH BEN INT	55273C107	1,284	247,914	SH		DFND		247,914	0	0
MOBILE TELESYSTEMS OJSC	SPONSORED ADR	607409109	775	44,314	SH		DFND		44,314	0	0
MVC CAPITAL INC	COM	553829102	693	51,131	SH		DFND		51,131	0	0
MYLAN INC	COM	628530107	293	6,000	SH		DFND		6,000	0	0
NEW RESIDENTIAL INVT CORP	COM	64828T102	129	19,900	SH		DFND		19,900	0	0
NIKE INC	CL B	654106103	24	32,500	SH	Call	DFND		32,500	0	0
NPS PHARMACEUTICALS INC	COM	62936P103	245	8,200	SH		DFND		8,200	0	0
NUVEEN CA DIV ADV MUNI FD 3	COM SH BEN INT	67070Y109	128	10,495	SH		DFND		10,495	0	0
NUVEEN CR STRATEGIES INCM FD	COM SHS	67073D102	8,948	940,927	SH		DFND		940,927	0	0
NUVEEN DIV ADV MUNI FD 3	COM SH BEN INT	67070X101	5,133	391,854	SH		DFND		391,854	0	0
NUVEEN DIV ADVANTAGE MUN FD	COM	67070F100	283	20,954	SH		DFND		20,954	0	0
NUVEEN DIVERSIFIED COMMODTY	COM UT BEN INT	67074P104	559	35,201	SH		DFND		35,201	0	0
NUVEEN ENHANCED MUN VALUE FD	COM	67074M101	297	21,400	SH		DFND		21,400	0	0
NUVEEN FLEXIBLE INVT INCOME	COM	67075B104	1,900	110,748	SH		DFND		110,748	0	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	2,823	236,005	SH		DFND		236,005	0	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	6,270	513,937	SH		DFND		513,937	0	0
NUVEEN INTER DURATION MN TMF	COM	670671106	142	11,914	SH		DFND		11,914	0	0
NUVEEN INVT QUALITY MUN FD I	COM	67062E103	439	31,121	SH		DFND		31,121	0	0
NUVEEN LG/SHT COMMODITY TOTR	COM UT BEN INT	670731108	353	21,337	SH		DFND		21,337	0	0
NUVEEN MD PREM INCOME MUN FD	COM	67061Q107	520	42,000	SH		DFND		42,000	0	0
NUVEEN MUN ADVANTAGE FD INC	COM	67062H106	173	13,304	SH		DFND		13,304	0	0
NUVEEN MUN MKT OPPORTUNITY F	COM	67062W103	1,487	116,559	SH		DFND		116,559	0	0
NUVEEN MUN OPPORTUNITY FD IN	COM	670984103	2,790	202,789	SH		DFND		202,789	0	0
NUVEEN PA INVT QUALITY MUN F	COM	670972108	588	44,106	SH		DFND		44,106	0	0
NUVEEN PERFORMANCE PLUS MUN	COM	67062P108	1,167	80,618	SH		DFND		80,618	0	0
NUVEEN PREM INCOME MUN FD 2	COM	67063W102	3,036	226,713	SH		DFND		226,713	0	0
NUVEEN PREM INCOME MUN FD 4	COM	6706K4105	270	21,750	SH		DFND		21,750	0	0
NUVEEN PREMIER MUN INCOME FD	COM	670988104	2,285	173,862	SH		DFND		173,862	0	0
NUVEEN QUALITY INCOME MUN FD	COM	670977107	1,667	125,418	SH		DFND		125,418	0	0
NUVEEN QUALITY MUN FD INC	COM	67062N103	266	20,838	SH		DFND		20,838	0	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	4,067	220,079	SH		DFND		220,079	0	0
NUVEEN SR INCOME FD	COM	67067Y104	1,247	174,132	SH		DFND		174,132	0	0
OMNICARE INC	COM	681904108	298	5,000	SH		DFND		5,000	0	0
OPKO HEALTH INC	COM	68375N103	140	15,000	SH		DFND		15,000	0	0
PENNEY J C INC	COM	708160106	1,138	132,000	SH		DFND		132,000	0	0
PERRIGO CO PLC	SHS	G97822103	928	6,000	SH		DFND		6,000	0	0
PETROQUEST ENERGY INC	COM	716748108	399	70,000	SH		DFND		70,000	0	0
PFIZER INC	COM	717081103	418	13,000	SH		DFND		13,000	0	0
PHARMACYCLICS INC	COM	716933106	1,102	11,000	SH		DFND		11,000	0	0
PIMCO DYNAMIC CR INCOME FD	COM SHS	72202D106	11,409	504,826	SH		DFND		504,826	0	0
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	1,315	15,000	SH		DFND		15,000	0	0
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	74255X104	1,892	103,629	SH		DFND		103,629	0	0
PROSHARES TR II	ULT VIX SHRT TRM	74347W346	468	42,000	SH	Put	DFND		42,000	0	0
QR ENERGY LP	UNIT LTD PRTNS	74734R108	358	20,000	SH		DFND		20,000	0	0
QUEST DIAGNOSTICS INC	COM	74834L100	36	10,000	SH	Call	DFND		10,000	0	0
QUESTCOR PHARMACEUTICALS INC	COM	74835Y101	1,558	24,000	SH		DFND		24,000	0	0
RAMCO-GERSHENSON PPTYS TR	PERP PFD-D CV	751452608	23,673	389,867	SH		DFND		389,867	0	0
REGENERON PHARMACEUTICALS	COM	75886F107	795	2,648	SH		DFND		2,648	0	0
REMY INTL INC	COM	759663107	2,258	95,605	SH		DFND		95,605	0	0
RMR REAL ESTATE INCOME FUND	COM	76970B101	817	44,003	SH		DFND		44,003	0	0
ROSS STORES INC	COM	778296103	8	10,000	SH	Call	DFND		10,000	0	0
ROYAL DUTCH SHELL PLC	SPONS ADR A	780259206	1,461	20,000	SH		DFND		20,000	0	0
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	76	75,000	SH	Call	DFND		75,000	0	0
SELECT SECTOR SPDR TR	SBI CONS DISCR	81369Y407	56	45,000	SH	Call	DFND		45,000	0	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	1,791	20,111	SH		DFND		20,111	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	228	216,500	SH	Call	DFND		216,500	0	0
SELECT SECTOR SPDR TR	SBI INT-INDS	81369Y704	99	70,000	SH	Call	DFND		70,000	0	0
SHIRE PLC	SPONSORED ADR	82481R106	223	1,500	SH		DFND		1,500	0	0
SL GREEN RLTY CORP	COM	78440X101	81	12,400	SH	Call	DFND		12,400	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	47,708	255,110	SH		DFND		255,110	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	257	50,000	SH	Call	DFND		50,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	167	260,000	SH	Put	DFND		260,000	0	0
SPDR SERIES TRUST	S&P HOMEBUILD	78464A888	31	50,000	SH	Call	DFND		50,000	0	0
STAPLES INC	COM	855030102	284	25,000	SH		DFND		25,000	0	0
SYMANTEC CORP	COM	871503108	300	15,000	SH		DFND		15,000	0	0
TARGET CORP	COM	87612E106	363	6,000	SH		DFND		6,000	0	0
THE ADT CORPORATION	COM	00101J106	8	10,000	SH	Call	DFND		10,000	0	0
THL CR SR LN FD	COM	87244R103	3,416	187,586	SH		DFND		187,586	0	0
TIME WARNER INC	COM NEW	887317303	60	30,000	SH	Call	DFND		30,000	0	0
TJX COS INC NEW	COM	872540109	36	35,000	SH	Call	DFND		35,000	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	620	15,000	SH		DFND		15,000	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	10	15,000	SH	Put	DFND		15,000	0	0
UNITED MICROELECTRONICS CORP	SPON ADR NEW	910873405	5,022	2,414,366	SH		DFND		2,414,366	0	0
UNITED STATES NATL GAS FUND	UNIT PAR $0.001	912318201	8	28,500	SH	Put	DFND		28,500	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	476	10,000	SH		DFND		10,000	0	0
VIACOM INC NEW	CL A	92553P102	1,680	19,700	SH		DFND		19,700	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	3,026	179,070	SH		DFND		179,070	0	0
VIVUS INC	COM	928551100	535	90,000	SH		DFND		90,000	0	0
WELLS FARGO & CO NEW	COM	949746101	4,477	90,000	SH		DFND		90,000	0	0
WESTERN ASSET CLYM INFL OPP	COM	95766R104	1,804	155,129	SH		DFND		155,129	0	0
WESTERN ASSET CLYM INFL SEC	COM SH BEN INT	95766Q106	1,001	85,898	SH		DFND		85,898	0	0
WHITEWAVE FOODS CO	COM CL A	966244105	4,450	155,923	SH		DFND		155,923	0	0
WHOLE FOODS MKT INC	COM	966837106	1	10,000	SH	Call	DFND		10,000	0	0
WIPRO LTD	SPON ADR 1 SH	97651M109	283	21,110	SH		DFND		21,110	0	0