Mariner Investment 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ACELRX PHARMACEUTICALS INC	COM	00444T100	436	42,500	SH		DFND		42,500	0	0
AEGERION PHARMACEUTICALS INC	COM	00767E102	1,605	50,000	SH		DFND		50,000	0	0
ALEXION PHARMACEUTICALS INC	COM	015351109	2,152	13,772	SH		DFND		13,772	0	0
ALKERMES PLC	SHS	G01767105	1,530	30,400	SH		DFND		30,400	0	0
ALLERGAN INC	COM	018490102	3,215	19,000	SH		DFND		19,000	0	0
ALLIANCEBERNSTEIN INCOME FUN	COM	01881E101	8,970	1,192,875	SH		DFND		1,192,875	0	0
AMC NETWORKS INC	CL A	00164V103	615	10,000	SH		DFND		10,000	0	0
AMC NETWORKS INC	CL A	00164V103	43	10,000	SH	Call	DFND		10,000	0	0
AMERICAN CAP LTD	COM	02503Y103	1,032	67,500	SH		DFND		67,500	0	0
AMERICAN CAP SR FLOATING LTD	COM	02504D108	3,799	271,360	SH		DFND		271,360	0	0
AMERICAN EAGLE OUTFITTERS NE	COM	02553E106	550	49,000	SH		DFND		49,000	0	0
AMERICAN RLTY CAP PPTYS INC	COM	02917T104	1,128	90,000	SH		DFND		90,000	0	0
AMERICAN SELECT PORTFOLIO IN	COM	029570108	5,499	513,883	SH		DFND		513,883	0	0
AMERICAN STRATEGIC INCM PTFL	COM	030098107	736	71,713	SH		DFND		71,713	0	0
AMERN STRATEGIC INCOME PTFL	COM	030099105	1,436	163,500	SH		DFND		163,500	0	0
ANTARES PHARMA INC	COM	036642106	792	296,477	SH		DFND		296,477	0	0
APACHE CORP	COM	037411105	59	15,000	SH	Call	DFND		15,000	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	1,875	103,851	SH		DFND		103,851	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	2,737	149,220	SH		DFND		149,220	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	6,994	384,086	SH		DFND		384,086	0	0
ARES MULTI STRATEGY CR FD IN	COM	04014Q108	5,866	268,331	SH		DFND		268,331	0	0
ARIAD PHARMACEUTICALS INC	COM	04033A100	2,163	339,600	SH		DFND		339,600	0	0
ASCENA RETAIL GROUP INC	COM	04351G101	428	25,000	SH		DFND		25,000	0	0
ATHENAHEALTH INC	COM	04685W103	39	10,000	SH	Put	DFND		10,000	0	0
AUXILIUM PHARMACEUTICALS INC	COM	05334D107	267	13,310	SH		DFND		13,310	0	0
AVENUE INCOME CR STRATEGIES	COM	05358E106	1,771	98,506	SH		DFND		98,506	0	0
AVON PRODS INC	COM	054303102	431	29,500	SH		DFND		29,500	0	0
BARCLAYS BK PLC	IPATH S&P500 VIX	06742E711	2,311	350,000	SH	Put	DFND		350,000	0	0
BIOGEN IDEC INC	COM	09062X103	1,261	4,000	SH		DFND		4,000	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	1,316	21,150	SH		DFND		21,150	0	0
BLACKROCK CORPOR HI YLD FD I	COM	09255P107	2,077	169,000	SH		DFND		169,000	0	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	1,792	122,351	SH		DFND		122,351	0	0
BLACKROCK FLOATING RATE INCO	COM	091941104	668	47,037	SH		DFND		47,037	0	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	3,899	210,759	SH		DFND		210,759	0	0
BLACKROCK MUN INCOME TR	BRIC ETF	09248F109	781	56,893	SH		DFND		56,893	0	0
BLACKROCK MUNI INCOME TR II	COM	09249N101	501	34,439	SH		DFND		34,439	0	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	396	27,140	SH		DFND		27,140	0	0
BLACKROCK MUNICIPL INC QLTY	COM	092479104	1,362	96,545	SH		DFND		96,545	0	0
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	1,533	137,159	SH		DFND		137,159	0	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	158	11,020	SH		DFND		11,020	0	0
BLACKROCK MUNIHLDNGS CALI QL	COM	09254L107	740	51,692	SH		DFND		51,692	0	0
BLACKROCK MUNIHLDNGS QLTY II	COM	09254C107	4,348	328,135	SH		DFND		328,135	0	0
BLACKROCK MUNIHLDS INVSTM QL	COM	09254P108	1,449	104,375	SH		DFND		104,375	0	0
BLACKROCK MUNIHOLDINGS FD IN	COM	09253N104	3,010	185,437	SH		DFND		185,437	0	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	1,499	104,141	SH		DFND		104,141	0	0
BLACKROCK MUNIYIELD INVST FD	COM	09254R104	154	10,494	SH		DFND		10,494	0	0
BLACKROCK MUNIYIELD QLTY FD	COM	09254E103	254	18,418	SH		DFND		18,418	0	0
BLACKROCK MUNIYIELD QUALITY	COM	09254F100	410	27,180	SH		DFND		27,180	0	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	871	48,608	SH		DFND		48,608	0	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	5,833	328,963	SH		DFND		328,963	0	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	14,634	823,549	SH		DFND		823,549	0	0
BOSTON BEER INC	CL A	100557107	447	2,000	SH		DFND		2,000	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	5,505	646,114	SH		DFND		646,114	0	0
BOULDER TOTAL RETURN FD INC	COM	101541100	392	15,286	SH		DFND		15,286	0	0
BRISTOL MYERS SQUIBB CO	COM	110122108	25	10,000	SH	Call	DFND		10,000	0	0
BROOKFIELD MTG OPP INC FD IN	COM	112792106	7,340	417,050	SH		DFND		417,050	0	0
BUNGE LIMITED	COM	G16962105	4	15,000	SH	Call	DFND		15,000	0	0
CARROLS RESTAURANT GROUP INC	COM	14574X104	525	73,705	SH		DFND		73,705	0	0
CATAMARAN CORP	COM	148887102	2,731	61,847	SH		DFND		61,847	0	0
CBS CORP NEW	CL B	124857202	56	20,000	SH	Call	DFND		20,000	0	0
CELGENE CORP	COM	151020104	2,920	34,000	SH		DFND		34,000	0	0
CENTRAL FD CDA LTD	CL A	153501101	1,575	108,352	SH		DFND		108,352	0	0
CHIMERIX INC	COM	16934W106	658	30,000	SH		DFND		30,000	0	0
CINTAS CORP	COM	172908105	222	3,500	SH		DFND		3,500	0	0
COACH INC	COM	189754104	16	60,000	SH	Call	DFND		60,000	0	0
COBALT INTL ENERGY INC	COM	19075F106	815	44,400	SH		DFND		44,400	0	0
COHEN & STEERS MLP INC & ENR	COM SHS	19249B106	308	14,500	SH		DFND		14,500	0	0
COHEN & STEERS SLT PFD INCM	COM	19248Y107	389	14,734	SH		DFND		14,734	0	0
COHEN & STEERS TOTAL RETURN	COM	19247R103	5,684	458,590	SH		DFND		458,590	0	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	726	16,000	SH		DFND		16,000	0	0
CORNERSTONE PROGRESSIVE RTN	COM	21925C101	4,966	1,082,000	SH		DFND		1,082,000	0	0
CORNERSTONE STRATEGIC VALUE	COM NEW	21924B203	603	98,992	SH		DFND		98,992	0	0
DANAHER CORP DEL	COM	235851102	394	5,000	SH		DFND		5,000	0	0
DEX MEDIA INC NEW	COM	25213A107	508	45,603	SH		DFND		45,603	0	0
DISNEY WALT CO	COM DISNEY	254687106	23	15,000	SH	Call	DFND		15,000	0	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	8,219	365,927	SH		DFND		365,927	0	0
DREYFUS MUN BD INFRSTRCTR FD	SHS	26203D101	743	62,769	SH		DFND		62,769	0	0
DWS HIGH INCOME OPPORT FD IN	COM NEW	23339M204	452	30,622	SH		DFND		30,622	0	0
DWS MUN INCOME TR	COM	23338M106	1,672	122,574	SH		DFND		122,574	0	0
E M C CORP MASS	COM	268648102	659	25,000	SH		DFND		25,000	0	0
EAGLE ROCK ENERGY PARTNERS L	UNIT	26985R104	176	35,336	SH		DFND		35,336	0	0
EATON VANCE FLTG RATE INCOM	COM SHS BEN INT	278284104	4,607	255,813	SH		DFND		255,813	0	0
EATON VANCE FLTING RATE INC	COM	278279104	1,127	74,700	SH		DFND		74,700	0	0
EATON VANCE MUN BD FD	COM	27827X101	653	52,545	SH		DFND		52,545	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	2,151	144,626	SH		DFND		144,626	0	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	3,099	455,093	SH		DFND		455,093	0	0
EATON VANCE TAX-ADV BD & OPT	COM SH BEN INT	27829M103	1,496	107,780	SH		DFND		107,780	0	0
EL PASO ENERGY CAP TR I	PFD CV TR SECS	283678209	51,098	927,193	SH		DFND		927,193	0	0
ENCANA CORP	COM	292505104	3	36,500	SH	Put	DFND		36,500	0	0
ENCANA CORP	COM	292505104	593	25,000	SH		DFND		25,000	0	0
ENDOLOGIX INC	COM	29266S106	1,098	72,200	SH		DFND		72,200	0	0
ENTERCOM COMMUNICATIONS CORP	CL A	293639100	295	27,487	SH		DFND		27,487	0	0
EPR PPTYS	PFD C CNV 5.75%	26884U208	12,350	536,955	SH		DFND		536,955	0	0
EV ENERGY PARTNERS LP	COM UNITS	26926V107	594	15,000	SH		DFND		15,000	0	0
EXPRESS SCRIPTS HLDG CO	COM	30219G108	624	9,000	SH		DFND		9,000	0	0
FIFTH STR SR FLOATNG RATE CO	COM	31679F101	288	20,500	SH		DFND		20,500	0	0
FIRST TR HIGH INCOME L/S FD	COM	33738E109	1,472	81,100	SH		DFND		81,100	0	0
FIRST TR INTER DUR PFD & IN	COM	33718W103	4,989	218,151	SH		DFND		218,151	0	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	657	45,984	SH		DFND		45,984	0	0
FREEPORT-MCMORAN COPPER & GO	COM	35671D857	347	9,500	SH		DFND		9,500	0	0
GARMIN LTD	SHS	H2906T109	22	10,000	SH	Put	DFND		10,000	0	0
GENERAL ELECTRIC CO	COM	369604103	946	36,000	SH		DFND		36,000	0	0
GENERAL ELECTRIC CO	COM	369604103	4	30,000	SH	Call	DFND		30,000	0	0
GENERAL MTRS CO	*W EXP 07/10/201	37045V118	1,331	50,000	SH		DFND		50,000	0	0
GILEAD SCIENCES INC	COM	375558103	4,403	53,100	SH		DFND		53,100	0	0
HANCOCK JOHN PFD INCOME FD I	COM	41021P103	3,062	170,963	SH		DFND		170,963	0	0
HANCOCK JOHN PREMUIM DIV FD	COM SH BEN INT	41013T105	594	43,700	SH		DFND		43,700	0	0
HCA HOLDINGS INC	COM	40412C101	846	15,000	SH		DFND		15,000	0	0
HERBALIFE LTD	COM USD SHS	G4412G101	1,226	200,000	SH	Call	DFND		200,000	0	0
HERBALIFE LTD	COM USD SHS	G4412G101	296	60,400	SH	Put	DFND		60,400	0	0
HONEYWELL INTL INC	COM	438516106	15	10,000	SH	Call	DFND		10,000	0	0
IMMUNOGEN INC	COM	45253H101	1,550	130,800	SH		DFND		130,800	0	0
INCYTE CORP	COM	45337C102	1,524	27,000	SH		DFND		27,000	0	0
INFINITY PHARMACEUTICALS INC	COM	45665G303	1,223	96,000	SH		DFND		96,000	0	0
INFINITY PHARMACEUTICALS INC	COM	45665G303	3	20,000	SH	Call	DFND		20,000	0	0
INTEL CORP	COM	458140100	16,223	525,000	SH		DFND		525,000	0	0
INVESCO ADVANTAGE MUNICIPAL	SH BEN INT	46132E103	2,992	263,653	SH		DFND		263,653	0	0
INVESCO DYNAMIC CR OPP FD	COM	46132R104	12,008	927,243	SH		DFND		927,243	0	0
INVESCO MUN OPPORTUNITY TR	COM	46132C107	1,642	130,285	SH		DFND		130,285	0	0
INVESCO SR INCOME TR	COM	46131H107	6,325	1,262,554	SH		DFND		1,262,554	0	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	3,232	248,078	SH		DFND		248,078	0	0
IRONWOOD PHARMACEUTICALS INC	COM CL A	46333X108	954	62,200	SH		DFND		62,200	0	0
ISHARES	20+ YR TR BD ETF	464287432	120	56,000	SH	Put	DFND		56,000	0	0
ISHARES	NASDQ BIOTEC ETF	464287556	5	21,000	SH	Put	DFND		21,000	0	0
ISHARES	RUSSELL 2000 ETF	464287655	38	60,000	SH	Put	DFND		60,000	0	0
ISHARES	U.S. REAL ES ETF	464287739	22	17,500	SH	Put	DFND		17,500	0	0
IVY HIGH INC OPPORTUNITIES F	COM	465893105	227	12,245	SH		DFND		12,245	0	0
JARDEN CORP	COM	471109108	28	10,000	SH	Call	DFND		10,000	0	0
JAZZ PHARMACEUTICALS PLC	SHS USD	G50871105	3,352	22,800	SH		DFND		22,800	0	0
KEATING CAPITAL INC	COM	48722R106	89	14,992	SH		DFND		14,992	0	0
KKR INCOME OPPORTUNITIES FD	COM	48249T106	2,695	144,482	SH		DFND		144,482	0	0
LENNAR CORP	CL B	526057302	746	21,000	SH		DFND		21,000	0	0
LMP CORPORATE LN FD INC	COM	50208B100	1,628	135,452	SH		DFND		135,452	0	0
LMP REAL ESTATE INCOME FD IN	COM	50208C108	1,800	156,407	SH		DFND		156,407	0	0
LOCKHEED MARTIN CORP	COM	539830109	11,412	71,000	SH		DFND		71,000	0	0
LOWES COS INC	COM	548661107	94	30,000	SH	Call	DFND		30,000	0	0
MARATHON OIL CORP	COM	565849106	44	20,000	SH	Call	DFND		20,000	0	0
MARTHA STEWART LIVING OMNIME	CL A	573083102	79	16,782	SH		DFND		16,782	0	0
MCDERMOTT INTL INC	COM	580037109	202	25,000	SH		DFND		25,000	0	0
MEDALLION FINL CORP	COM	583928106	326	26,200	SH		DFND		26,200	0	0
MEDIVATION INC	COM	58501N101	1,788	23,200	SH		DFND		23,200	0	0
MEDLEY CAP CORP	COM	58503F106	862	66,000	SH		DFND		66,000	0	0
MOLSON COORS BREWING CO	CL B	60871R209	83	10,000	SH	Call	DFND		10,000	0	0
MVC CAPITAL INC	COM	553829102	268	20,712	SH		DFND		20,712	0	0
MYLAN INC	COM	628530107	1,341	26,000	SH		DFND		26,000	0	0
NEW AMER HIGH INCOME FD INC	COM NEW	641876800	224	22,300	SH		DFND		22,300	0	0
NEW RESIDENTIAL INVT CORP	COM	64828T102	3,311	525,500	SH		DFND		525,500	0	0
NPS PHARMACEUTICALS INC	COM	62936P103	2,528	76,500	SH		DFND		76,500	0	0
NUVEEN CR STRATEGIES INCM FD	COM SHS	67073D102	8,887	949,495	SH		DFND		949,495	0	0
NUVEEN DIV ADVANTAGE MUN FD	COM	67070F100	291	20,954	SH		DFND		20,954	0	0
NUVEEN DIVER CURRENCY OPPOR	COM	67090N109	2,152	191,640	SH		DFND		191,640	0	0
NUVEEN DIVERSIFIED DIV INCM	COM	6706EP105	1,254	102,280	SH		DFND		102,280	0	0
NUVEEN DIVID ADV MUN FD 3	COM SH BEN INT	67070X101	6,408	468,447	SH		DFND		468,447	0	0
NUVEEN DIVID ADVANTAGE MUN I	COM	67071L106	504	35,588	SH		DFND		35,588	0	0
NUVEEN EQUITY PREM ADV FD	COM	6706ET107	164	12,322	SH		DFND		12,322	0	0
NUVEEN FLEXIBLE INVT INCOME	COM	67075B104	3,422	181,908	SH		DFND		181,908	0	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	4,205	347,521	SH		DFND		347,521	0	0
NUVEEN GBL INCOME OPPORTUN F	COM	67073C104	383	30,000	SH		DFND		30,000	0	0
NUVEEN GLOBAL EQUITY INCOME	COM	6706EH103	943	64,028	SH		DFND		64,028	0	0
NUVEEN LG/SHT COMMODITY TOTR	COM UT BEN INT	670731108	388	24,019	SH		DFND		24,019	0	0
NUVEEN MD PREM INCOME MUN FD	COM	67061Q107	535	41,500	SH		DFND		41,500	0	0
NUVEEN MTG OPPORTUNITY TERM	COM	670735109	684	27,819	SH		DFND		27,819	0	0
NUVEEN MTG OPPTY TERM FD 2	COM	67074R100	315	13,225	SH		DFND		13,225	0	0
NUVEEN MUN MKT OPPORTUNITY F	COM	67062W103	1,966	147,297	SH		DFND		147,297	0	0
NUVEEN MUN OPPORTUNITY FD IN	COM	670984103	3,306	234,293	SH		DFND		234,293	0	0
NUVEEN NEW JERSEY DIVID	COM	67071T109	348	25,928	SH		DFND		25,928	0	0
NUVEEN NJ DIV ADVANTAGE MUN	COM	67069Y102	337	24,750	SH		DFND		24,750	0	0
NUVEEN PA INVT QUALITY MUN F	COM	670972108	613	44,106	SH		DFND		44,106	0	0
NUVEEN PERFORMANCE PLUS MUN	COM	67062P108	1,371	93,518	SH		DFND		93,518	0	0
NUVEEN PREM INCOME MUN FD 2	COM	67063W102	5,035	363,784	SH		DFND		363,784	0	0
NUVEEN PREM INCOME MUN FD 4	COM	6706K4105	279	21,750	SH		DFND		21,750	0	0
NUVEEN PREMIER MUN INCOME FD	COM	670988104	3,011	220,940	SH		DFND		220,940	0	0
NUVEEN QUALITY INCOME MUN FD	COM	670977107	1,721	125,418	SH		DFND		125,418	0	0
NUVEEN QUALITY MUN FD INC	COM	67062N103	646	49,265	SH		DFND		49,265	0	0
NUVEEN QUALITY PFD INC FD 3	COM	67072W101	2,326	267,972	SH		DFND		267,972	0	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	3,976	216,109	SH		DFND		216,109	0	0
NUVEEN SR INCOME FD	COM	67067Y104	2,778	393,992	SH		DFND		393,992	0	0
OMNICARE INC	COM	681904108	333	5,000	SH		DFND		5,000	0	0
OPKO HEALTH INC	COM	68375N103	106	12,000	SH		DFND		12,000	0	0
ORACLE CORP	COM	68389X105	405	10,000	SH		DFND		10,000	0	0
PENN VA CORP	COM	707882106	47	22,000	SH	Call	DFND		22,000	0	0
PENNEY J C INC	COM	708160106	1,195	132,000	SH		DFND		132,000	0	0
PERRIGO CO PLC	SHS	G97822103	437	3,000	SH		DFND		3,000	0	0
PFIZER INC	COM	717081103	1,039	35,000	SH		DFND		35,000	0	0
PHARMACYCLICS INC	COM	716933106	2,521	28,100	SH		DFND		28,100	0	0
PIMCO DYNAMIC CR INCOME FD	COM SHS	72202D106	4,717	198,038	SH		DFND		198,038	0	0
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	1,409	15,000	SH		DFND		15,000	0	0
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	74255X104	1,358	71,229	SH		DFND		71,229	0	0
PROCTER & GAMBLE CO	COM	742718109	472	6,000	SH		DFND		6,000	0	0
PROSHARES TR II	ULT VIX SHRT TRM	74347W346	781	42,000	SH	Put	DFND		42,000	0	0
PROTHENA CORP PLC	SHS	G72800108	316	14,000	SH		DFND		14,000	0	0
QR ENERGY LP	UNIT LTD PRTNS	74734R108	475	25,000	SH		DFND		25,000	0	0
QUESTCOR PHARMACEUTICALS INC	COM	74835Y101	2,506	27,100	SH		DFND		27,100	0	0
RANGE RES CORP	COM	75281A109	15	10,000	SH	Call	DFND		10,000	0	0
REGENERON PHARMACEUTICALS	COM	75886F107	4,251	15,048	SH		DFND		15,048	0	0
REMY INTL INC	COM	759663107	2,125	91,012	SH		DFND		91,012	0	0
RETAILMENOT INC	COM SER 1	76132B106	43	20,000	SH	Call	DFND		20,000	0	0
RMR REAL ESTATE INCOME FUND	COM	76970B101	2,321	117,802	SH		DFND		117,802	0	0
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	120	60,000	SH	Call	DFND		60,000	0	0
SELECT SECTOR SPDR TR	SBI CONS STPLS	81369Y308	58	69,000	SH	Call	DFND		69,000	0	0
SELECT SECTOR SPDR TR	SBI CONS DISCR	81369Y407	94	65,000	SH	Call	DFND		65,000	0	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	2,013	20,111	SH		DFND		20,111	0	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	20	10,000	SH	Put	DFND		10,000	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	12	100,000	SH	Call	DFND		100,000	0	0
SELECT SECTOR SPDR TR	SBI INT-INDS	81369Y704	27	60,000	SH	Call	DFND		60,000	0	0
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	79	85,000	SH	Call	DFND		85,000	0	0
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	15	35,000	SH	Put	DFND		35,000	0	0
SHIRE PLC	SPONSORED ADR	82481R106	824	3,500	SH		DFND		3,500	0	0
SOLAR SR CAP LTD	COM	83416M105	172	10,188	SH		DFND		10,188	0	0
SPDR INDEX SHS FDS	EURO STOXX 50	78463X202	10	50,000	SH	Call	DFND		50,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	463	350,000	SH	Put	DFND		350,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	53,845	275,110	SH		DFND		275,110	0	0
STAPLES INC	COM	855030102	217	20,000	SH		DFND		20,000	0	0
SURGICAL CARE AFFILIATES INC	COM	86881L106	283	9,723	SH		DFND		9,723	0	0
TAIWAN FD INC	COM	874036106	1,266	61,797	SH		DFND		61,797	0	0
TARGET CORP	COM	87612E106	580	10,000	SH		DFND		10,000	0	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	1,180	10,000	SH		DFND		10,000	0	0
THL CR SR LN FD	COM	87244R103	4,255	232,748	SH		DFND		232,748	0	0
TJX COS INC NEW	COM	872540109	2	10,000	SH	Call	DFND		10,000	0	0
TRANSENTERIX INC	COM NEW	89366M201	63	12,500	SH		DFND		12,500	0	0
UNICO AMERN CORP	COM	904607108	163	13,000	SH		DFND		13,000	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	636	13,000	SH		DFND		13,000	0	0
VIACOM INC NEW	CL A	92553P102	1,700	19,600	SH		DFND		19,600	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	3,683	206,234	SH		DFND		206,234	0	0
VOLCANO CORPORATION	COM	928645100	264	15,000	SH		DFND		15,000	0	0
VOYA PRIME RATE TR	SH BEN INT	92913A100	4,396	759,245	SH		DFND		759,245	0	0
WALTER ENERGY INC	COM	93317Q105	441	81,000	SH		DFND		81,000	0	0
WALTER ENERGY INC	COM	93317Q105	33	100,000	SH	Call	DFND		100,000	0	0
WELLCARE HEALTH PLANS INC	COM	94946T106	508	6,800	SH		DFND		6,800	0	0
WELLS FARGO & CO NEW	COM	949746101	4,730	90,000	SH		DFND		90,000	0	0
WELLS FARGO ADVANTAGE MULTI	COM SHS	94987D101	855	57,353	SH		DFND		57,353	0	0
WESTERN ASSET CLYM INFL OPP	COM	95766R104	4,608	374,368	SH		DFND		374,368	0	0
WESTERN ASSET CLYM INFL SEC	COM SH BEN INT	95766Q106	3,087	252,407	SH		DFND		252,407	0	0
WHITEWAVE FOODS CO	COM CL A	966244105	2,541	78,507	SH		DFND		78,507	0	0
WHOLE FOODS MKT INC	COM	966837106	2	10,000	SH	Call	DFND		10,000	0	0
WILLIAMS SONOMA INC	COM	969904101	1	10,000	SH	Put	DFND		10,000	0	0
WINTHROP RLTY TR	SH BEN INT NEW	976391300	461	30,000	SH		DFND		30,000	0	0
WORLD ACCEP CORP DEL	COM	981419104	81	27,600	SH	Put	DFND		27,600	0	0
WORLD WRESTLING ENTMT INC	CL A	98156Q108	119	10,000	SH		DFND		10,000	0	0
ZWEIG TOTAL RETURN FD INC	COM NEW	989837208	1,360	94,531	SH		DFND		94,531	0	0
ZYNGA INC	CL A	98986T108	247	77,100	SH		DFND		77,100	0	0