Mariner Investment 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ACCURAY INC	COM	004397105	404	55,700	SH		DFND		55,700	0	0
ACELRX PHARMACEUTICALS INC	COM	00444T100	383	69,700	SH		DFND		69,700	0	0
ACTAVIS PLC	SHS	G0083B108	1,134	4,700	SH		DFND		4,700	0	0
ACTAVIS PLC	SHS	G0083B108	57	15,000	SH	Call	DFND		15,000	0	0
AEGERION PHARMACEUTICALS INC	COM	00767E102	1,849	55,400	SH		DFND		55,400	0	0
AEGERION PHARMACEUTICALS INC	COM	00767E102	16	20,000	SH	Call	DFND		20,000	0	0
AGILENT TECHNOLOGIES INC	COM	00846U101	51	20,000	SH	Call	DFND		20,000	0	0
ALEXION PHARMACEUTICALS INC	COM	015351109	3,316	20,000	SH		DFND		20,000	0	0
ALEXION PHARMACEUTICALS INC	COM	015351109	14	15,000	SH	Call	DFND		15,000	0	0
ALKERMES PLC	SHS	G01767105	2,032	47,400	SH		DFND		47,400	0	0
ALKERMES PLC	SHS	G01767105	6	20,000	SH	Call	DFND		20,000	0	0
ALLERGAN INC	COM	018490102	1,034	5,800	SH		DFND		5,800	0	0
ALLIANCEBERNSTEIN INCOME FUN	COM	01881E101	7,125	950,000	SH		DFND		950,000	0	0
AMC NETWORKS INC	CL A	00164V103	1,227	21,000	SH		DFND		21,000	0	0
AMERICAN CAP LTD	COM	02503Y103	708	50,000	SH		DFND		50,000	0	0
AMERICAN CAP MTG INVT CORP	COM	02504A104	3,294	175,000	SH		DFND		175,000	0	0
AMERICAN CAP SR FLOATING LTD	COM	02504D108	908	69,800	SH		DFND		69,800	0	0
AMERICAN CAPITAL AGENCY CORP	COM	02503X105	3,825	180,000	SH		DFND		180,000	0	0
AMERICAN EAGLE OUTFITTERS NE	COM	02553E106	160	11,000	SH		DFND		11,000	0	0
ANTARES PHARMA INC	COM	036642106	515	281,477	SH		DFND		281,477	0	0
APACHE CORP	COM	037411105	19	10,000	SH	Call	DFND		10,000	0	0
APOLLO INVT CORP	COM	03761U106	1,103	135,000	SH		DFND		135,000	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	2,549	149,058	SH		DFND		149,058	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	1,965	113,557	SH		DFND		113,557	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	7,806	458,114	SH		DFND		458,114	0	0
ARES MULTI STRATEGY CR FD IN	COM	04014Q108	2,443	117,525	SH		DFND		117,525	0	0
ARIAD PHARMACEUTICALS INC	COM	04033A100	1,838	340,300	SH		DFND		340,300	0	0
ARIAD PHARMACEUTICALS INC	COM	04033A100	8	40,000	SH	Call	DFND		40,000	0	0
ASCENA RETAIL GROUP INC	COM	04351G101	532	40,000	SH		DFND		40,000	0	0
ASTRAZENECA PLC	SPONSORED ADR	046353108	8	20,900	SH	Call	DFND		20,900	0	0
ATHENAHEALTH INC	COM	04685W103	7	10,000	SH	Put	DFND		10,000	0	0
B/E AEROSPACE INC	COM	073302101	49	12,500	SH	Call	DFND		12,500	0	0
BANK NEW YORK MELLON CORP	COM	064058100	30	25,000	SH	Call	DFND		25,000	0	0
BARCLAYS BK PLC	IPATH S&P500 VIX	06742E711	1,560	350,000	SH	Put	DFND		350,000	0	0
BED BATH & BEYOND INC	COM	075896100	14	10,000	SH	Put	DFND		10,000	0	0
BIOGEN IDEC INC	COM	09062X103	4,545	13,739	SH		DFND		13,739	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	819	11,356	SH		DFND		11,356	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	4	15,000	SH	Call	DFND		15,000	0	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	1,068	75,950	SH		DFND		75,950	0	0
BLACKROCK KELSO CAPITAL CORP	COM	092533108	299	35,000	SH		DFND		35,000	0	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	4,018	226,472	SH		DFND		226,472	0	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	393	27,140	SH		DFND		27,140	0	0
BLACKROCK MUNICIPL INC QLTY	COM	092479104	1,176	85,000	SH		DFND		85,000	0	0
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	861	76,914	SH		DFND		76,914	0	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	154	11,020	SH		DFND		11,020	0	0
BLACKROCK MUNIHLDNGS CALI QL	COM	09254L107	243	17,077	SH		DFND		17,077	0	0
BLACKROCK MUNIHLDS INVSTM QL	COM	09254P108	263	18,946	SH		DFND		18,946	0	0
BLACKROCK MUNIHOLDINGS FD IN	COM	09253N104	1,939	120,444	SH		DFND		120,444	0	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	185	13,041	SH		DFND		13,041	0	0
BLACKROCK MUNIYIELD QLTY FD	COM	09254E103	713	52,018	SH		DFND		52,018	0	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	204	11,900	SH		DFND		11,900	0	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	7,070	423,336	SH		DFND		423,336	0	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	13,470	802,744	SH		DFND		802,744	0	0
BOEING CO	COM	097023105	36	10,000	SH	Call	DFND		10,000	0	0
BOSTON BEER INC	CL A	100557107	643	2,900	SH		DFND		2,900	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	5,712	646,114	SH		DFND		646,114	0	0
BOULDER TOTAL RETURN FD INC	COM	101541100	403	15,286	SH		DFND		15,286	0	0
BROOKFIELD MTG OPP INC FD IN	COM	112792106	7,958	468,394	SH		DFND		468,394	0	0
BRUKER CORP	COM	116794108	481	26,000	SH		DFND		26,000	0	0
CATAMARAN CORP	COM	148887102	4	10,000	SH	Call	DFND		10,000	0	0
CATAMARAN CORP	COM	148887102	1,764	41,847	SH		DFND		41,847	0	0
CBS CORP NEW	CL B	124857202	669	12,500	SH		DFND		12,500	0	0
CELGENE CORP	COM	151020104	853	9,000	SH		DFND		9,000	0	0
CENTRAL FD CDA LTD	CL A	153501101	1,334	108,352	SH		DFND		108,352	0	0
CHICAGO BRIDGE & IRON CO N V	COM	167250109	14	15,000	SH	Call	DFND		15,000	0	0
CHIMERIX INC	COM	16934W106	291	10,519	SH		DFND		10,519	0	0
CINTAS CORP	COM	172908105	43	10,000	SH	Call	DFND		10,000	0	0
CLOVIS ONCOLOGY INC	COM	189464100	1,950	43,000	SH		DFND		43,000	0	0
COACH INC	COM	189754104	23	20,000	SH	Call	DFND		20,000	0	0
COBALT INTL ENERGY INC	COM	19075F106	966	71,000	SH		DFND		71,000	0	0
COHEN & STEERS TOTAL RETURN	COM	19247R103	2,439	204,073	SH		DFND		204,073	0	0
COLGATE PALMOLIVE CO	COM	194162103	22	15,000	SH	Call	DFND		15,000	0	0
COMCAST CORP NEW	CL A	20030N101	47	27,500	SH	Call	DFND		27,500	0	0
CORNERSTONE PROGRESSIVE RTN	COM	21925C101	4,881	1,187,700	SH		DFND		1,187,700	0	0
CUBIST PHARMACEUTICALS INC	COM	229678107	9	30,000	SH	Call	DFND		30,000	0	0
CUMMINS INC	COM	231021106	594	4,500	SH		DFND		4,500	0	0
CYS INVTS INC	COM	12673A108	330	40,000	SH		DFND		40,000	0	0
DANAHER CORP DEL	COM	235851102	1,292	17,000	SH		DFND		17,000	0	0
DANAHER CORP DEL	COM	235851102	26	10,000	SH	Call	DFND		10,000	0	0
DEUTSCHE HIGH INCOME OPPORT	COM	25158Y102	3,184	217,457	SH		DFND		217,457	0	0
DEX MEDIA INC NEW	COM	25213A107	385	40,306	SH		DFND		40,306	0	0
DISNEY WALT CO	COM DISNEY	254687106	31	11,000	SH	Call	DFND		11,000	0	0
DIVERSIFIED REAL ASSET INC F	COM SHS	25533B108	6,480	365,460	SH		DFND		365,460	0	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	1,083	50,000	SH		DFND		50,000	0	0
E M C CORP MASS	COM	268648102	20	25,000	SH	Call	DFND		25,000	0	0
EATON VANCE FLTG RATE INCOM	COM SHS BEN INT	278284104	4,186	242,824	SH		DFND		242,824	0	0
EATON VANCE MUN BD FD	COM	27827X101	1,604	128,143	SH		DFND		128,143	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	908	63,122	SH		DFND		63,122	0	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	2,678	411,328	SH		DFND		411,328	0	0
EL PASO ENERGY CAP TR I	PFD CV TR SECS	283678209	55,210	967,403	SH		DFND		967,403	0	0
ENDO INTL PLC	SHS	G30401106	2,050	30,000	SH		DFND		30,000	0	0
ENDOLOGIX INC	COM	29266S106	765	72,200	SH		DFND		72,200	0	0
ENERGEN CORP	COM	29265N108	722	10,000	SH		DFND		10,000	0	0
EPR PPTYS	PFD C CNV 5.75%	26884U208	8,079	366,713	SH		DFND		366,713	0	0
EV ENERGY PARTNERS LP	COM UNITS	26926V107	355	10,000	SH		DFND		10,000	0	0
FIFTH STREET FINANCE CORP	COM	31678A103	2,157	235,000	SH		DFND		235,000	0	0
FIRST TR INTER DUR PFD & IN	COM	33718W103	1,858	85,523	SH		DFND		85,523	0	0
FIRSTHAND TECH VALUE FD INC	COM	33766Y100	4,099	170,700	SH		DFND		170,700	0	0
GENERAL ELECTRIC CO	COM	369604103	2,075	81,000	SH		DFND		81,000	0	0
GENERAL MTRS CO	COM	37045V100	1,118	35,000	SH		DFND		35,000	0	0
GENERAL MTRS CO	COM	37045V100	13	20,000	SH	Call	DFND		20,000	0	0
GILEAD SCIENCES INC	COM	375558103	1,533	14,400	SH		DFND		14,400	0	0
GILEAD SCIENCES INC	COM	375558103	20	10,000	SH	Call	DFND		10,000	0	0
GUESS INC	COM	401617105	8	15,000	SH	Call	DFND		15,000	0	0
HALLIBURTON CO	COM	406216101	28	11,000	SH	Call	DFND		11,000	0	0
HERBALIFE LTD	COM USD SHS	G4412G101	639	80,000	SH	Put	DFND		80,000	0	0
HERBALIFE LTD	COM USD SHS	G4412G101	66	200,000	SH	Call	DFND		200,000	0	0
HERTZ GLOBAL HOLDINGS INC	COM	42805T105	17	20,000	SH	Call	DFND		20,000	0	0
HERZFELD CARIBBEAN BASIN FD	COM	42804T106	94	11,740	SH		DFND		11,740	0	0
HOME DEPOT INC	COM	437076102	917	10,000	SH		DFND		10,000	0	0
HORIZON PHARMA PLC	SHS	G4617B105	246	20,000	SH		DFND		20,000	0	0
IMMUNOGEN INC	COM	45253H101	1,647	155,500	SH		DFND		155,500	0	0
INCYTE CORP	COM	45337C102	2,551	52,000	SH		DFND		52,000	0	0
INCYTE CORP	COM	45337C102	5	30,000	SH	Call	DFND		30,000	0	0
INFINITY PHARMACEUTICALS INC	COM	45665G303	1,264	94,200	SH		DFND		94,200	0	0
INTEL CORP	COM	458140100	18,281	525,000	SH		DFND		525,000	0	0
INVESCO ADVANTAGE MUNICIPAL	SH BEN INT	46132E103	252	22,156	SH		DFND		22,156	0	0
INVESCO DYNAMIC CR OPP FD	COM	46132R104	10,553	854,527	SH		DFND		854,527	0	0
INVESCO MORTGAGE CAPITAL INC	COM	46131B100	4,402	280,000	SH		DFND		280,000	0	0
INVESCO SR INCOME TR	COM	46131H107	6,577	1,384,617	SH		DFND		1,384,617	0	0
IRONWOOD PHARMACEUTICALS INC	COM CL A	46333X108	806	62,200	SH		DFND		62,200	0	0
ISHARES	IBOXX HI YD ETF	464288513	26	20,000	SH	Put	DFND		20,000	0	0
ISHARES TR	20+ YR TR BD ETF	464287432	28	50,000	SH	Put	DFND		50,000	0	0
ISHARES TR	NASDQ BIOTEC ETF	464287556	313	52,000	SH	Put	DFND		52,000	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	213	100,000	SH	Put	DFND		100,000	0	0
ISHARES TR	U.S. REAL ES ETF	464287739	43	15,000	SH	Put	DFND		15,000	0	0
JARDEN CORP	COM	471109108	62	20,000	SH	Call	DFND		20,000	0	0
JAZZ PHARMACEUTICALS PLC	SHS USD	G50871105	4,030	25,100	SH		DFND		25,100	0	0
JOHNSON & JOHNSON	COM	478160104	39	10,000	SH	Call	DFND		10,000	0	0
KINDER MORGAN ENERGY PARTNER	UT LTD PARTNER	494550106	933	10,000	SH		DFND		10,000	0	0
KITE PHARMA INC	COM	49803L109	470	16,507	SH		DFND		16,507	0	0
LANNET INC	COM	516012101	863	18,900	SH		DFND		18,900	0	0
LENNAR CORP	CL B	526057302	922	28,800	SH		DFND		28,800	0	0
LMP CORPORATE LN FD INC	COM	50208B100	1,520	131,594	SH		DFND		131,594	0	0
LMP REAL ESTATE INCOME FD IN	COM	50208C108	4,076	363,000	SH		DFND		363,000	0	0
LOCKHEED MARTIN CORP	COM	539830109	12,977	71,000	SH		DFND		71,000	0	0
MACYS INC	COM	55616P104	26	10,500	SH	Call	DFND		10,500	0	0
MACYS INC	COM	55616P104	204	3,500	SH		DFND		3,500	0	0
MALLINCKRODT PUB LTD CO	SHS	G5785G107	3,766	41,777	SH		DFND		41,777	0	0
MASIMO CORP	COM	574795100	426	20,000	SH		DFND		20,000	0	0
MCDERMOTT INTL INC	COM	580037109	143	25,000	SH		DFND		25,000	0	0
MEDIVATION INC	COM	58501N101	2,126	21,500	SH		DFND		21,500	0	0
MICHAEL KORS HLDGS LTD	SHS	G60754101	428	6,000	SH		DFND		6,000	0	0
MOLSON COORS BREWING CO	CL B	60871R209	79	15,000	SH	Call	DFND		15,000	0	0
MYLAN INC	COM	628530107	4	30,000	SH	Call	DFND		30,000	0	0
MYLAN INC	COM	628530107	1,638	36,000	SH		DFND		36,000	0	0
NEW RESIDENTIAL INVT CORP	COM	64828T102	4,081	700,000	SH		DFND		700,000	0	0
NEW YORK MTG TR INC	COM PAR $.02	649604501	72	10,000	SH		DFND		10,000	0	0
NGP CAP RES CO	COM	62912R107	989	160,000	SH		DFND		160,000	0	0
NOBLE ENERGY INC	COM	655044105	28	15,000	SH	Call	DFND		15,000	0	0
NPS PHARMACEUTICALS INC	COM	62936P103	2,470	95,000	SH		DFND		95,000	0	0
NUVEEN CR STRATEGIES INCM FD	COM SHS	67073D102	8,620	965,270	SH		DFND		965,270	0	0
NUVEEN DIV ADVANTAGE MUN FD	COM	67070F100	292	20,954	SH		DFND		20,954	0	0
NUVEEN DIVER CURRENCY OPPOR	COM	67090N109	4,857	455,671	SH		DFND		455,671	0	0
NUVEEN DIVID ADV MUN FD 3	COM SH BEN INT	67070X101	4,191	306,548	SH		DFND		306,548	0	0
NUVEEN DIVID ADVANTAGE MUN I	COM	67071L106	966	68,466	SH		DFND		68,466	0	0
NUVEEN FLEXIBLE INVT INCOME	COM	67075B104	2,908	166,085	SH		DFND		166,085	0	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	700	62,007	SH		DFND		62,007	0	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	1,136	99,806	SH		DFND		99,806	0	0
NUVEEN GBL INCOME OPPORTUN F	COM	67073C104	1,824	147,543	SH		DFND		147,543	0	0
NUVEEN LG/SHT COMMODITY TOTR	COM UT BEN INT	670731108	369	25,000	SH		DFND		25,000	0	0
NUVEEN MTG OPPORTUNITY TERM	COM	670735109	1,543	64,986	SH		DFND		64,986	0	0
NUVEEN MTG OPPTY TERM FD 2	COM	67074R100	704	30,230	SH		DFND		30,230	0	0
NUVEEN MUN ADVANTAGE FD INC	COM	67062H106	369	27,341	SH		DFND		27,341	0	0
NUVEEN MUN MKT OPPORTUNITY F	COM	67062W103	2,221	167,494	SH		DFND		167,494	0	0
NUVEEN MUN OPPORTUNITY FD IN	COM	670984103	3,850	270,190	SH		DFND		270,190	0	0
NUVEEN NEW JERSEY DIVID	COM	67071T109	256	19,490	SH		DFND		19,490	0	0
NUVEEN NJ DIV ADVANTAGE MUN	COM	67069Y102	242	18,000	SH		DFND		18,000	0	0
NUVEEN PA INVT QUALITY MUN F	COM	670972108	601	44,106	SH		DFND		44,106	0	0
NUVEEN PERFORMANCE PLUS MUN	COM	67062P108	2,256	155,585	SH		DFND		155,585	0	0
NUVEEN PREM INCOME MUN FD 2	COM	67063W102	5,797	421,609	SH		DFND		421,609	0	0
NUVEEN PREM INCOME MUN FD 4	COM	6706K4105	277	21,750	SH		DFND		21,750	0	0
NUVEEN PREMIER MUN INCOME FD	COM	670988104	2,393	177,941	SH		DFND		177,941	0	0
NUVEEN QUALITY INCOME MUN FD	COM	670977107	1,208	88,258	SH		DFND		88,258	0	0
NUVEEN QUALITY MUN FD INC	COM	67062N103	863	66,665	SH		DFND		66,665	0	0
NUVEEN QUALITY PFD INC FD 3	COM	67072W101	1,749	209,000	SH		DFND		209,000	0	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	4,176	243,899	SH		DFND		243,899	0	0
NUVEEN SR INCOME FD	COM	67067Y104	2,057	307,460	SH		DFND		307,460	0	0
OPKO HEALTH INC	COM	68375N103	233	27,400	SH		DFND		27,400	0	0
ORACLE CORP	COM	68389X105	1,225	32,000	SH		DFND		32,000	0	0
PENN VA CORP	COM	707882106	13	22,000	SH	Call	DFND		22,000	0	0
PENNEY J C INC	COM	708160106	1,325	132,000	SH		DFND		132,000	0	0
PERRIGO CO PLC	SHS	G97822103	2,854	19,000	SH		DFND		19,000	0	0
PERRIGO CO PLC	SHS	G97822103	6	10,000	SH	Call	DFND		10,000	0	0
PETSMART INC	COM	716768106	3	20,000	SH	Put	DFND		20,000	0	0
PFIZER INC	COM	717081103	25	105,200	SH	Call	DFND		105,200	0	0
PFIZER INC	COM	717081103	1,626	55,000	SH		DFND		55,000	0	0
PHARMACYCLICS INC	COM	716933106	705	6,000	SH		DFND		6,000	0	0
PIMCO DYNAMIC CR INCOME FD	COM SHS	72202D106	2,696	120,000	SH		DFND		120,000	0	0
PIONEER FLOATING RATE TR	COM	72369J102	251	21,397	SH		DFND		21,397	0	0
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	1,482	15,000	SH		DFND		15,000	0	0
PRECISION CASTPARTS CORP	COM	740189105	1,090	4,600	SH		DFND		4,600	0	0
PROSHARES TR II	ULT VIX SHRT TRM	74347W346	654	42,000	SH	Put	DFND		42,000	0	0
PROTHENA CORP PLC	SHS	G72800108	492	22,200	SH		DFND		22,200	0	0
QUALCOMM INC	COM	747525103	598	8,000	SH		DFND		8,000	0	0
QUALCOMM INC	COM	747525103	54	25,000	SH	Call	DFND		25,000	0	0
RADIO ONE INC	CL D NON VTG	75040P405	94	29,700	SH		DFND		29,700	0	0
RANGE RES CORP	COM	75281A109	678	10,000	SH		DFND		10,000	0	0
REGENERON PHARMACEUTICALS	COM	75886F107	1,459	4,048	SH		DFND		4,048	0	0
REMY INTL INC	COM	759663107	1,868	91,012	SH		DFND		91,012	0	0
RMR REAL ESTATE INCOME FUND	COM	76970B101	2,212	117,639	SH		DFND		117,639	0	0
SALIX PHARMACEUTICALS INC	COM	795435106	58	18,000	SH	Call	DFND		18,000	0	0
SELECT SECTOR SPDR TR	SBI CONS STPLS	81369Y308	51	30,000	SH	Call	DFND		30,000	0	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	1,822	20,111	SH		DFND		20,111	0	0
SELECT SECTOR SPDR TR	SBI INT-INDS	81369Y704	20	12,500	SH	Call	DFND		12,500	0	0
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	95	71,000	SH	Call	DFND		71,000	0	0
SHIRE PLC	SPONSORED ADR	82481R106	958	3,700	SH		DFND		3,700	0	0
SIRIUS XM HLDGS INC	COM	82968B103	52	15,000	SH		DFND		15,000	0	0
SOLAR CAP LTD	COM	83413U100	1,246	66,700	SH		DFND		66,700	0	0
SOLAR SR CAP LTD	COM	83416M105	704	45,755	SH		DFND		45,755	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	54,202	275,110	SH		DFND		275,110	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	647	145,000	SH	Call	DFND		145,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	876	402,000	SH	Put	DFND		402,000	0	0
SPDR SERIES TRUST	S&P HOMEBUILD	78464A888	10	25,000	SH	Put	DFND		25,000	0	0
STRYKER CORP	COM	863667101	39	15,000	SH	Call	DFND		15,000	0	0
SUNESIS PHARMACEUTICALS INC	COM NEW	867328601	181	25,300	SH		DFND		25,300	0	0
SURGICAL CARE AFFILIATES INC	COM	86881L106	260	9,723	SH		DFND		9,723	0	0
TARGET CORP	COM	87612E106	48	12,500	SH	Call	DFND		12,500	0	0
TELEFLEX INC	COM	879369106	1,008	9,600	SH		DFND		9,600	0	0
TEREX CORP NEW	COM	880779103	477	15,000	SH		DFND		15,000	0	0
TEREX CORP NEW	COM	880779103	0	15,000	SH	Call	DFND		15,000	0	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	852	7,000	SH		DFND		7,000	0	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	31	10,000	SH	Call	DFND		10,000	0	0
THL CR SR LN FD	COM	87244R103	4,574	262,397	SH		DFND		262,397	0	0
TIME WARNER INC	COM NEW	887317303	15	12,500	SH	Call	DFND		12,500	0	0
TJX COS INC NEW	COM	872540109	145	37,500	SH	Call	DFND		37,500	0	0
TRANSENTERIX INC	COM NEW	89366M201	55	12,500	SH		DFND		12,500	0	0
TWO HBRS INVT CORP	COM	90187B101	1,499	155,000	SH		DFND		155,000	0	0
UNICO AMERN CORP	COM	904607108	157	13,000	SH		DFND		13,000	0	0
UNION PAC CORP	COM	907818108	21	10,000	SH	Call	DFND		10,000	0	0
UNITED PARCEL SERVICE INC	CL B	911312106	491	5,000	SH		DFND		5,000	0	0
UNITED PARCEL SERVICE INC	CL B	911312106	25	15,000	SH	Call	DFND		15,000	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	200	4,000	SH		DFND		4,000	0	0
VIACOM INC NEW	CL A	92553P102	1,494	19,400	SH		DFND		19,400	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	2,646	155,000	SH		DFND		155,000	0	0
VOLCANO CORPORATION	COM	928645100	160	15,000	SH		DFND		15,000	0	0
VOYA PRIME RATE TR	SH BEN INT	92913A100	3,475	631,743	SH		DFND		631,743	0	0
WALGREEN CO	COM	931422109	771	13,000	SH		DFND		13,000	0	0
WALTER ENERGY INC	COM	93317Q105	8	100,000	SH	Call	DFND		100,000	0	0
WELLCARE HEALTH PLANS INC	COM	94946T106	712	11,800	SH		DFND		11,800	0	0
WELLS FARGO & CO NEW	COM	949746101	4,668	90,000	SH		DFND		90,000	0	0
WELLS FARGO ADVANTAGE MULTI	COM SHS	94987D101	712	50,977	SH		DFND		50,977	0	0
WESTERN ASSET CLYM INFL OPP	COM	95766R104	5,666	488,863	SH		DFND		488,863	0	0
WESTERN ASSET CLYM INFL SEC	COM SH BEN INT	95766Q106	3,338	289,238	SH		DFND		289,238	0	0
WESTERN ASSET MTG CAP CORP	COM	95790D105	148	10,000	SH		DFND		10,000	0	0
WILLIAMS SONOMA INC	COM	969904101	44	15,000	SH	Call	DFND		15,000	0	0
WORLD ACCEP CORP DEL	COM	981419104	51	20,100	SH	Put	DFND		20,100	0	0