Mariner Investment 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABERDEEN ASIA PACIFIC INCOM	COM	003009107	1,063	191,547	SH		DFND		0	191,547	0
ACCURAY INC	COM	004397105	760	100,700	SH		DFND		0	100,700	0
ACELRX PHARMACEUTICALS INC	COM	00444T100	469	69,700	SH		DFND		0	69,700	0
ACTAVIS PLC	SHS	G0083B108	3,089	12,000	SH		DFND		0	12,000	0
ADAMS EXPRESS CO	COM	006212104	388	28,346	SH		DFND		0	28,346	0
ADVENT CLAY CONV SEC INC FD	COM	007639107	762	120,962	SH		DFND		0	120,962	0
ALEXION PHARMACEUTICALS INC	COM	015351109	3,904	21,100	SH		DFND		0	21,100	0
ALKERMES PLC	SHS	G01767105	2,237	38,200	SH		DFND		0	38,200	0
ALLERGAN INC	COM	018490102	4,209	19,800	SH		DFND		0	19,800	0
ALLIANCEBERNSTEIN INCOME FUN	COM	01881E101	4,655	623,219	SH		DFND		0	623,219	0
ALLIANZGI NFJ DIVID INT & PR	COM	01883A107	3,050	190,600	SH		DFND		0	190,600	0
AMAZON COM INC	COM	023135106	590	1,900	SH		DFND		0	1,900	0
AMERICAN CAP LTD	COM	02503Y103	4,383	300,000	SH		DFND		0	300,000	0
AMERICAN CAP SR FLOATING LTD	COM	02504D108	603	49,805	SH		DFND		0	49,805	0
AMTRUST FINL SVCS INC	COM	032359309	9	20,000	SH	Put	DFND		0	20,000	0
ANTARES PHARMA INC	COM	036642106	723	281,477	SH		DFND		0	281,477	0
APOLLO SR FLOATING RATE FD I	COM	037636107	3,210	193,015	SH		DFND		0	193,015	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	1,398	87,564	SH		DFND		0	87,564	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	5,802	366,760	SH		DFND		0	366,760	0
ARES MULTI STRATEGY CR FD IN	COM	04014Q108	2,189	111,900	SH		DFND		0	111,900	0
ARIAD PHARMACEUTICALS INC	COM	04033A100	1,994	290,300	SH		DFND		0	290,300	0
ASTRAZENECA PLC	SPONSORED ADR	046353108	1,858	26,400	SH		DFND		0	26,400	0
AVON PRODS INC	COM	054303102	713	75,900	SH		DFND		0	75,900	0
BABSON CAP GLB SHT DURHGH YL	COM	05617T100	1,127	55,824	SH		DFND		0	55,824	0
BASIC ENERGY SVCS INC NEW	COM	06985P100	358	51,000	SH		DFND		0	51,000	0
BED BATH & BEYOND INC	COM	075896100	229	3,000	SH		DFND		0	3,000	0
BIOGEN IDEC INC	COM	09062X103	6,972	20,539	SH		DFND		0	20,539	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	1,162	12,856	SH		DFND		0	12,856	0
BLACKROCK CORPOR HI YLD FD I	COM	09255P107	285	25,000	SH		DFND		0	25,000	0
BLACKROCK ENH CAP & INC FD I	COM	09256A109	349	25,000	SH		DFND		0	25,000	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	7,151	534,039	SH		DFND		0	534,039	0
BLACKROCK FLOATING RATE INCO	COM	091941104	2,783	216,565	SH		DFND		0	216,565	0
BLACKROCK LTD DURATION INC T	COM SHS	09249W101	880	55,950	SH		DFND		0	55,950	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	2,083	124,230	SH		DFND		0	124,230	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	853	59,263	SH		DFND		0	59,263	0
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	159	13,945	SH		DFND		0	13,945	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	159	11,020	SH		DFND		0	11,020	0
BLACKROCK MUNIHLDNGS CALI QL	COM	09254L107	247	17,077	SH		DFND		0	17,077	0
BLACKROCK MUNIHLDNGS QLTY II	COM	09254C107	243	17,998	SH		DFND		0	17,998	0
BLACKROCK MUNIHLDS INVSTM QL	COM	09254P108	271	18,946	SH		DFND		0	18,946	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	539	36,599	SH		DFND		0	36,599	0
BLACKROCK MUNIYIELD QLTY FD	COM	09254E103	822	58,418	SH		DFND		0	58,418	0
BLACKROCK RES & COMM STRAT T	SHS	09257A108	268	27,590	SH		DFND		0	27,590	0
BLACKROCK SCIENCE & TECH TR	SHS	09258G104	1,820	103,472	SH		DFND		0	103,472	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	994	59,350	SH		DFND		0	59,350	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	7,092	456,689	SH		DFND		0	456,689	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	12,428	754,108	SH		DFND		0	754,108	0
BOULDER GROWTH & INCOME FD I	COM	101507101	5,732	633,327	SH		DFND		0	633,327	0
BOULDER TOTAL RETURN FD INC	COM	101541100	424	15,286	SH		DFND		0	15,286	0
BROOKFIELD HIGH INCOME FD IN	COM	11272P102	2,067	232,000	SH		DFND		0	232,000	0
BROOKFIELD MTG OPP INC FD IN	COM	112792106	1,463	88,991	SH		DFND		0	88,991	0
BRUKER CORP	COM	116794108	510	26,000	SH		DFND		0	26,000	0
CATAMARAN CORP	COM	148887102	2,166	41,847	SH		DFND		0	41,847	0
CELGENE CORP	COM	151020104	1,790	16,000	SH		DFND		0	16,000	0
CENTRAL SECS CORP	COM	155123102	238	10,847	SH		DFND		0	10,847	0
CIVEO CORP	COM	178787107	123	30,000	SH		DFND		0	30,000	0
CLOVIS ONCOLOGY INC	COM	189464100	2,514	44,900	SH		DFND		0	44,900	0
COACH INC	COM	189754104	747	19,900	SH		DFND		0	19,900	0
COHEN & STEERS LTD DUR PFD I	COM	19248C105	376	16,600	SH		DFND		0	16,600	0
CORNERSTONE PROGRESSIVE RTN	COM NEW	21925C200	5,704	374,999	SH		DFND		0	374,999	0
CREDIT SUISSE ASSET MGMT INC	COM	224916106	230	70,000	SH		DFND		0	70,000	0
CREDIT SUISSE HIGH YLD BND F	SH BEN INT	22544F103	947	338,155	SH		DFND		0	338,155	0
DENBURY RES INC	COM NEW	247916208	572	70,400	SH		DFND		0	70,400	0
DEUTSCHE HIGH INCOME OPPORT	COM	25158Y102	3,079	219,465	SH		DFND		0	219,465	0
DEUTSCHE HIGH INCOME TR	SHS	25155R100	903	103,352	SH		DFND		0	103,352	0
DIAMOND OFFSHORE DRILLING IN	COM	25271C102	521	14,200	SH		DFND		0	14,200	0
DIPLOMAT PHARMACY INC	COM	25456K101	1,286	46,990	SH		DFND		0	46,990	0
DISCOVERY COMMUNICATNS NEW	COM SER A	25470F104	703	20,400	SH		DFND		0	20,400	0
DISCOVERY COMMUNICATNS NEW	COM SER C	25470F302	722	21,400	SH		DFND		0	21,400	0
DIVERSIFIED REAL ASSET INC F	COM SHS	25533B108	6,854	395,217	SH		DFND		0	395,217	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	6,448	324,000	SH		DFND		0	324,000	0
DREYFUS HIGH YIELD STRATEGIE	SH BEN INT	26200S101	1,928	534,133	SH		DFND		0	534,133	0
DREYFUS STRATEGIC MUN BD FD	COM	26202F107	565	71,015	SH		DFND		0	71,015	0
DREYFUS STRATEGIC MUNS INC	COM	261932107	835	102,000	SH		DFND		0	102,000	0
EATON VANCE FLTG RATE INCOM	COM SHS BEN INT	278284104	4,410	273,417	SH		DFND		0	273,417	0
EATON VANCE FLTING RATE INC	COM	278279104	5,876	423,047	SH		DFND		0	423,047	0
EATON VANCE MUN BD FD	COM	27827X101	2,915	227,172	SH		DFND		0	227,172	0
EATON VANCE N Y MUN BD FD II	COM	27828T109	122	10,162	SH		DFND		0	10,162	0
EATON VANCE NEW YORK MUN BD	COM	27827Y109	380	30,244	SH		DFND		0	30,244	0
EATON VANCE RISK MNGD DIV EQ	COM	27829G106	800	75,000	SH		DFND		0	75,000	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	2,912	212,742	SH		DFND		0	212,742	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	5,124	821,163	SH		DFND		0	821,163	0
EATON VANCE TXMGD GL BUYWR O	COM	27829C105	1,796	163,000	SH		DFND		0	163,000	0
EL PASO ENERGY CAP TR I	PFD CV TR SECS	283678209	58,447	969,117	SH		DFND		0	969,117	0
EL POLLO LOCO HLDGS INC	COM	268603107	9	40,000	SH	Put	DFND		0	40,000	0
ELLINGTON FINANCIAL LLC	COM	288522303	2,695	135,000	SH		DFND		0	135,000	0
ELLSWORTH FUND LTD	COM	289074106	275	31,596	SH		DFND		0	31,596	0
ENDO INTL PLC	SHS	G30401106	3,318	46,000	SH		DFND		0	46,000	0
ENDOLOGIX INC	COM	29266S106	1,180	77,200	SH		DFND		0	77,200	0
ENSCO PLC	SHS CLASS A	G3157S106	683	22,800	SH		DFND		0	22,800	0
F M C CORP	COM NEW	302491303	924	16,200	SH		DFND		0	16,200	0
FEDERATED PREM MUN INC FD	COM	31423P108	395	27,247	SH		DFND		0	27,247	0
FIRST SOLAR INC	COM	336433107	401	9,000	SH		DFND		0	9,000	0
FIRST TR HIGH INCOME L/S FD	COM	33738E109	3,856	241,026	SH		DFND		0	241,026	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	5,475	420,842	SH		DFND		0	420,842	0
FLOWSERVE CORP	COM	34354P105	736	12,300	SH		DFND		0	12,300	0
FLUOR CORP NEW	COM	343412102	819	13,500	SH		DFND		0	13,500	0
FREEPORT-MCMORAN INC	CL B	35671D857	769	32,900	SH		DFND		0	32,900	0
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	36465A109	1,495	213,578	SH		DFND		0	213,578	0
GAMESTOP CORP NEW	CL A	36467W109	426	12,600	SH		DFND		0	12,600	0
GENERAL AMERN INVS INC	COM	368802104	856	24,452	SH		DFND		0	24,452	0
GENERAL MTRS CO	COM	37045V100	838	24,000	SH		DFND		0	24,000	0
GENWORTH FINL INC	COM CL A	37247D106	338	39,800	SH		DFND		0	39,800	0
GILEAD SCIENCES INC	COM	375558103	4,327	45,900	SH		DFND		0	45,900	0
GOPRO INC	CL A	38268T103	27	10,000	SH	Put	DFND		0	10,000	0
GUGGENHEIM CR ALLOCATION FD	COM	40168G108	382	17,719	SH		DFND		0	17,719	0
GUGGENHEIM ENHANCED EQUITY S	COM	40167K100	347	19,566	SH		DFND		0	19,566	0
GUGGENHEIM ENHNCD EQTY INCM	COM	40167B100	93	10,800	SH		DFND		0	10,800	0
HERBALIFE LTD	COM USD SHS	G4412G101	17	240,000	SH	Call	DFND		0	240,000	0
HERBALIFE LTD	COM USD SHS	G4412G101	262	60,000	SH	Put	DFND		0	60,000	0
HORIZON PHARMA PLC	SHS	G4617B105	823	63,822	SH		DFND		0	63,822	0
IMMUNOGEN INC	COM	45253H101	1,574	258,000	SH		DFND		0	258,000	0
INCYTE CORP	COM	45337C102	2,756	37,700	SH		DFND		0	37,700	0
INFINITY PHARMACEUTICALS INC	COM	45665G303	1,235	73,100	SH		DFND		0	73,100	0
INTEL CORP	COM	458140100	19,052	525,000	SH		DFND		0	525,000	0
INTREXON CORP	COM	46122T102	856	31,100	SH		DFND		0	31,100	0
INVESCO ADVANTAGE MUNICIPAL	SH BEN INT	46132E103	257	22,156	SH		DFND		0	22,156	0
INVESCO DYNAMIC CR OPP FD	COM	46132R104	13,073	1,103,205	SH		DFND		0	1,103,205	0
INVESCO MUN OPPORTUNITY TR	COM	46132C107	243	18,904	SH		DFND		0	18,904	0
INVESCO QUALITY MUNI INC TRS	COM	46133G107	222	17,779	SH		DFND		0	17,779	0
INVESCO SR INCOME TR	COM	46131H107	10,838	2,376,705	SH		DFND		0	2,376,705	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	219	16,476	SH		DFND		0	16,476	0
INVESCO TR INVT GRADE NY MUN	COM	46131T101	469	34,300	SH		DFND		0	34,300	0
IRONWOOD PHARMACEUTICALS INC	COM CL A	46333X108	745	48,600	SH		DFND		0	48,600	0
ISHARES	MSCI BRZ CAP ETF	464286400	1	103,300	SH	Call	DFND		0	103,300	0
ISHARES	IBOXX HI YD ETF	464288513	7,263	81,059	SH		DFND		0	81,059	0
ISHARES	IBOXX HI YD ETF	464288513	3	10,000	SH	Put	DFND		0	10,000	0
ISHARES TR	NASDQ BIOTEC ETF	464287556	269	42,000	SH	Put	DFND		0	42,000	0
IVY HIGH INC OPPORTUNITIES F	COM	465893105	896	56,507	SH		DFND		0	56,507	0
JACOBS ENGR GROUP INC DEL	COM	469814107	925	20,700	SH		DFND		0	20,700	0
JAZZ PHARMACEUTICALS PLC	SHS USD	G50871105	4,601	28,100	SH		DFND		0	28,100	0
JUNO THERAPEUTICS INC	COM	48205A109	1,708	32,700	SH		DFND		0	32,700	0
KEY ENERGY SVCS INC	COM	492914106	334	200,200	SH		DFND		0	200,200	0
KITE PHARMA INC	COM	49803L109	1,154	20,007	SH		DFND		0	20,007	0
KKR INCOME OPPORTUNITIES FD	COM	48249T106	877	54,191	SH		DFND		0	54,191	0
LANNET INC	COM	516012101	1,539	35,900	SH		DFND		0	35,900	0
LEUCADIA NATL CORP	COM	527288104	1,009	45,000	SH		DFND		0	45,000	0
LEXICON PHARMACEUTICALS INC	COM	528872104	247	271,656	SH		DFND		0	271,656	0
LIBERTY GLOBAL PLC	SHS CL A	G5480U104	3	20,000	SH	Call	DFND		0	20,000	0
LMP CORPORATE LN FD INC	COM	50208B100	3,048	276,369	SH		DFND		0	276,369	0
LMP REAL ESTATE INCOME FD IN	COM	50208C108	3,515	280,100	SH		DFND		0	280,100	0
LOCKHEED MARTIN CORP	COM	539830109	13,672	71,000	SH		DFND		0	71,000	0
MAINSTAY DEFINEDTERM MN OPP	COM	56064K100	368	20,232	SH		DFND		0	20,232	0
MALLINCKRODT PUB LTD CO	SHS	G5785G107	3,593	36,277	SH		DFND		0	36,277	0
MANAGED DURATION INVT GRD FU	COM	56165R103	1,194	88,362	SH		DFND		0	88,362	0
MASIMO CORP	COM	574795100	1,317	50,000	SH		DFND		0	50,000	0
MATTEL INC	COM	577081102	894	28,900	SH		DFND		0	28,900	0
MEDIVATION INC	COM	58501N101	4,453	44,700	SH		DFND		0	44,700	0
MFS INTER INCOME TR	SH BEN INT	55273C107	560	117,100	SH		DFND		0	117,100	0
MYLAN INC	COM	628530107	1,466	26,000	SH		DFND		0	26,000	0
NEW AMER HIGH INCOME FD INC	COM NEW	641876800	437	48,851	SH		DFND		0	48,851	0
NEXPOINT CR STRATEGIES FD	COM	65340G106	2,438	217,135	SH		DFND		0	217,135	0
NOBLE CORP PLC	SHS USD	G65431101	567	34,200	SH		DFND		0	34,200	0
NOVAVAX INC	COM	670002104	272	45,900	SH		DFND		0	45,900	0
NPS PHARMACEUTICALS INC	COM	62936P103	2,153	60,200	SH		DFND		0	60,200	0
NUVEEN CR STRATEGIES INCM FD	COM SHS	67073D102	12,007	1,369,151	SH		DFND		0	1,369,151	0
NUVEEN DIV ADVANTAGE MUN FD	COM	67070F100	412	29,223	SH		DFND		0	29,223	0
NUVEEN DIVID ADV MUN FD 3	COM SH BEN INT	67070X101	4,007	290,806	SH		DFND		0	290,806	0
NUVEEN FLEXIBLE INVT INCOME	COM	67075B104	1,824	111,332	SH		DFND		0	111,332	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	6,462	587,976	SH		DFND		0	587,976	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	1,970	174,821	SH		DFND		0	174,821	0
NUVEEN GLOBAL HIGH INCOME FD	SHS	67075G103	6,398	370,874	SH		DFND		0	370,874	0
NUVEEN LG/SHT COMMODITY TOTR	COM UT BEN INT	670731108	2,765	166,541	SH		DFND		0	166,541	0
NUVEEN MTG OPPORTUNITY TERM	COM	670735109	2,343	101,223	SH		DFND		0	101,223	0
NUVEEN MTG OPPTY TERM FD 2	COM	67074R100	550	23,728	SH		DFND		0	23,728	0
NUVEEN MUN ADVANTAGE FD INC	COM	67062H106	563	41,183	SH		DFND		0	41,183	0
NUVEEN MUN MKT OPPORTUNITY F	COM	67062W103	2,283	167,494	SH		DFND		0	167,494	0
NUVEEN MUN OPPORTUNITY FD IN	COM	670984103	3,964	270,190	SH		DFND		0	270,190	0
NUVEEN NY DIV ADVANTG MUN FD	COM	67070A101	184	13,900	SH		DFND		0	13,900	0
NUVEEN OHIO QUALITY INCOME M	COM	670980101	527	34,391	SH		DFND		0	34,391	0
NUVEEN PA INVT QUALITY MUN F	COM	670972108	606	44,106	SH		DFND		0	44,106	0
NUVEEN PERFORMANCE PLUS MUN	COM	67062P108	2,407	163,213	SH		DFND		0	163,213	0
NUVEEN PREM INCOME MUN FD 2	COM	67063W102	5,970	421,609	SH		DFND		0	421,609	0
NUVEEN PREM INCOME MUN FD 4	COM	6706K4105	288	21,750	SH		DFND		0	21,750	0
NUVEEN PREMIER MUN INCOME FD	COM	670988104	2,486	177,941	SH		DFND		0	177,941	0
NUVEEN QUALITY INCOME MUN FD	COM	670977107	1,623	116,148	SH		DFND		0	116,148	0
NUVEEN S&P 500 DYN OVERWRITE	COM	6706EW100	2,664	186,264	SH		DFND		0	186,264	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	6,119	367,481	SH		DFND		0	367,481	0
NUVEEN SR INCOME FD	COM	67067Y104	4,388	669,940	SH		DFND		0	669,940	0
OHA INVT CORP	COM	67091U102	135	28,773	SH		DFND		0	28,773	0
OPKO HEALTH INC	COM	68375N103	274	27,400	SH		DFND		0	27,400	0
OWENS ILL INC	COM NEW	690768403	764	28,300	SH		DFND		0	28,300	0
PACHOLDER HIGH YIELD FD INC	COM	693742108	114	15,551	SH		DFND		0	15,551	0
PENN VA CORP	COM	707882106	5	22,000	SH	Call	DFND		0	22,000	0
PENNEY J C INC	COM	708160106	855	132,000	SH		DFND		0	132,000	0
PERRIGO CO PLC	SHS	G97822103	4,062	24,300	SH		DFND		0	24,300	0
PFIZER INC	COM	717081103	2,342	75,200	SH		DFND		0	75,200	0
PHARMACYCLICS INC	COM	716933106	1,223	10,000	SH		DFND		0	10,000	0
PIMCO DYNAMIC CR INCOME FD	COM SHS	72202D106	7,331	355,000	SH		DFND		0	355,000	0
PIMCO NY MUNICIPAL INCOME FD	COM	72200T103	377	32,779	SH		DFND		0	32,779	0
PIONEER FLOATING RATE TR	COM	72369J102	4,143	364,049	SH		DFND		0	364,049	0
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	1,549	15,000	SH		DFND		0	15,000	0
PROSHARES TR II	ULT VIX SHRT TRM	74347W346	608	42,000	SH	Put	DFND		0	42,000	0
PROTHENA CORP PLC	SHS	G72800108	905	43,600	SH		DFND		0	43,600	0
PUTNAM MANAGED MUN INCOM TR	COM	746823103	907	125,038	SH		DFND		0	125,038	0
RADIO ONE INC	CL D NON VTG	75040P405	125	74,700	SH		DFND		0	74,700	0
REGENERON PHARMACEUTICALS	COM	75886F107	3,302	8,048	SH		DFND		0	8,048	0
RMR REAL ESTATE INCOME FUND	COM	76970B101	2,847	136,728	SH		DFND		0	136,728	0
ROYCE VALUE TR INC	COM	780910105	188	13,120	SH		DFND		0	13,120	0
SALIX PHARMACEUTICALS INC	COM	795435106	4,080	35,500	SH		DFND		0	35,500	0
SEADRILL LIMITED	SHS	G7945E105	8	20,000	SH	Put	DFND		0	20,000	0
SEARS HLDGS CORP	*W EXP 12/15/201	812350155	552	26,399	SH		DFND		0	26,399	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	4,917	62,111	SH		DFND		0	62,111	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	117	35,000	SH	Put	DFND		0	35,000	0
SHIRE PLC	SPONSORED ADR	82481R106	4,888	23,000	SH		DFND		0	23,000	0
SOUTHWESTERN ENERGY CO	COM	845467109	955	35,000	SH		DFND		0	35,000	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	56,546	275,110	SH		DFND		0	275,110	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	78	72,000	SH	Put	DFND		0	72,000	0
SPDR SERIES TRUST	S&P HOMEBUILD	78464A888	0	20,000	SH	Put	DFND		0	20,000	0
SURGICAL CARE AFFILIATES INC	COM	86881L106	327	9,723	SH		DFND		0	9,723	0
TELEFLEX INC	COM	879369106	1,263	11,000	SH		DFND		0	11,000	0
TENET HEALTHCARE CORP	COM NEW	88033G407	1,064	21,000	SH		DFND		0	21,000	0
TESLA MTRS INC	COM	88160R101	5	10,000	SH	Put	DFND		0	10,000	0
THAI FD INC	COM	882904105	312	26,503	SH		DFND		0	26,503	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	877	7,000	SH		DFND		0	7,000	0
THL CR SR LN FD	COM	87244R103	3,234	189,563	SH		DFND		0	189,563	0
TRANSENTERIX INC	COM NEW	89366M201	36	12,500	SH		DFND		0	12,500	0
TRANSOCEAN LTD	REG SHS	H8817H100	609	33,200	SH		DFND		0	33,200	0
TRAVELPORT WORLDWIDE LTD	SHS	G9019D104	344	19,110	SH		DFND		0	19,110	0
TRI CONTL CORP	COM	895436103	969	45,257	SH		DFND		0	45,257	0
TWO HBRS INVT CORP	COM	90187B101	1,002	100,000	SH		DFND		0	100,000	0
UNICO AMERN CORP	COM	904607108	149	13,000	SH		DFND		0	13,000	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	1,454	91,723	SH		DFND		0	91,723	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	2,080	250,000	SH		DFND		0	250,000	0
VOYA PRIME RATE TR	SH BEN INT	92913A100	3,013	567,486	SH		DFND		0	567,486	0
WALTER ENERGY INC	COM	93317Q105	5	100,000	SH	Call	DFND		0	100,000	0
WELLS FARGO & CO NEW	COM	949746101	4,934	90,000	SH		DFND		0	90,000	0
WELLS FARGO ADVANTAGE INCOME	COM SHS	94987B105	809	91,000	SH		DFND		0	91,000	0
WESTERN ASSET CLYM INFL OPP	COM	95766R104	3,540	313,299	SH		DFND		0	313,299	0
WESTERN ASSET CLYM INFL SEC	COM SH BEN INT	95766Q106	4,060	350,000	SH		DFND		0	350,000	0
WESTERN ASSET HGH YLD DFNDFD	COM	95768B107	886	56,179	SH		DFND		0	56,179	0
WESTERN ASSET HIGH INCM FD I	COM	95766J102	5,510	663,100	SH		DFND		0	663,100	0
WESTERN ASSET HIGH INCM OPP	COM	95766K109	92	17,150	SH		DFND		0	17,150	0
WESTERN ASSET MGD HI INCM FD	COM	95766L107	385	75,298	SH		DFND		0	75,298	0
WYNN RESORTS LTD	COM	983134107	565	3,800	SH		DFND		0	3,800	0