COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC | COM | 004397105 | 1,053 | 113,200 | SH | | DFND | | 0 | 113,200 | 0 |
ACELRX PHARMACEUTICALS INC | COM | 00444T100 | 230 | 59,700 | SH | | DFND | | 0 | 59,700 | 0 |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 831 | 20,000 | SH | | DFND | | 0 | 20,000 | 0 |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 5,390 | 31,100 | SH | | DFND | | 0 | 31,100 | 0 |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 51 | 29,700 | SH | Call | DFND | | 0 | 29,700 | 0 |
ALKERMES PLC | SHS | G01767105 | 2,268 | 37,200 | SH | | DFND | | 0 | 37,200 | 0 |
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 3,059 | 396,186 | SH | | DFND | | 0 | 396,186 | 0 |
AMERICAN CAP LTD | COM | 02503Y103 | 4,585 | 310,000 | SH | | DFND | | 0 | 310,000 | 0 |
AMERICAN CAP SR FLOATING LTD | COM | 02504D108 | 975 | 74,453 | SH | | DFND | | 0 | 74,453 | 0 |
ANALOGIC CORP | COM PAR $0.05 | 032657207 | 2,000 | 22,000 | SH | | DFND | | 0 | 22,000 | 0 |
ANTARES PHARMA INC | COM | 036642106 | 763 | 281,477 | SH | | DFND | | 0 | 281,477 | 0 |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,857 | 104,066 | SH | | DFND | | 0 | 104,066 | 0 |
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 4,530 | 278,582 | SH | | DFND | | 0 | 278,582 | 0 |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 1,568 | 190,300 | SH | | DFND | | 0 | 190,300 | 0 |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1,300 | 19,000 | SH | | DFND | | 0 | 19,000 | 0 |
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 608 | 15,000 | SH | | DFND | | 0 | 15,000 | 0 |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 643 | 244,500 | SH | Put | DFND | | 0 | 244,500 | 0 |
BIOGEN INC | COM | 09062X103 | 1,705 | 4,039 | SH | | DFND | | 0 | 4,039 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 288 | 50,000 | SH | Call | DFND | | 0 | 50,000 | 0 |
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 7,384 | 531,243 | SH | | DFND | | 0 | 531,243 | 0 |
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 2,467 | 183,176 | SH | | DFND | | 0 | 183,176 | 0 |
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 1,267 | 86,338 | SH | | DFND | | 0 | 86,338 | 0 |
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 163 | 11,020 | SH | | DFND | | 0 | 11,020 | 0 |
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 252 | 17,077 | SH | | DFND | | 0 | 17,077 | 0 |
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 273 | 18,946 | SH | | DFND | | 0 | 18,946 | 0 |
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 556 | 36,599 | SH | | DFND | | 0 | 36,599 | 0 |
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 842 | 59,300 | SH | | DFND | | 0 | 59,300 | 0 |
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 1,024 | 59,350 | SH | | DFND | | 0 | 59,350 | 0 |
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 7,380 | 457,221 | SH | | DFND | | 0 | 457,221 | 0 |
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 12,707 | 785,350 | SH | | DFND | | 0 | 785,350 | 0 |
BLUEBIRD BIO INC | COM | 09609G100 | 604 | 5,000 | SH | | DFND | | 0 | 5,000 | 0 |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 7,786 | 908,575 | SH | | DFND | | 0 | 908,575 | 0 |
BROOKFIELD HIGH INCOME FD IN | COM | 11272P102 | 925 | 104,854 | SH | | DFND | | 0 | 104,854 | 0 |
BROOKFIELD MTG OPP INC FD IN | COM | 112792106 | 1,585 | 96,249 | SH | | DFND | | 0 | 96,249 | 0 |
BRUKER CORP | COM | 116794108 | 25 | 200,000 | SH | Call | DFND | | 0 | 200,000 | 0 |
CATALENT INC | COM | 148806102 | 312 | 10,000 | SH | | DFND | | 0 | 10,000 | 0 |
CATAMARAN CORP | COM | 148887102 | 1,786 | 30,000 | SH | | DFND | | 0 | 30,000 | 0 |
CELGENE CORP | COM | 151020104 | 2,651 | 23,000 | SH | | DFND | | 0 | 23,000 | 0 |
CELGENE CORP | COM | 151020104 | 18 | 30,000 | SH | Call | DFND | | 0 | 30,000 | 0 |
CENTRAL SECS CORP | COM | 155123102 | 236 | 10,847 | SH | | DFND | | 0 | 10,847 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,440 | 19,400 | SH | | DFND | | 0 | 19,400 | 0 |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 3,003 | 241,817 | SH | | DFND | | 0 | 241,817 | 0 |
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 4,066 | 209,042 | SH | | DFND | | 0 | 209,042 | 0 |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 2,452 | 46,900 | SH | | DFND | | 0 | 46,900 | 0 |
CORNERSTONE PROGRESSIVE RTN | COM NEW | 21925C200 | 6,217 | 392,725 | SH | | DFND | | 0 | 392,725 | 0 |
CREDIT SUISSE HIGH YLD BND F | SH BEN INT | 22544F103 | 670 | 240,868 | SH | | DFND | | 0 | 240,868 | 0 |
CUSHING MLP TOTAL RETURN FD | COM SHS | 231631102 | 276 | 68,000 | SH | | DFND | | 0 | 68,000 | 0 |
DEUTSCHE HIGH INCOME OPPORT | COM | 25158Y102 | 2,937 | 204,533 | SH | | DFND | | 0 | 204,533 | 0 |
DEUTSCHE HIGH INCOME TR | SHS | 25155R100 | 341 | 38,453 | SH | | DFND | | 0 | 38,453 | 0 |
DICKS SPORTING GOODS INC | COM | 253393102 | 3 | 12,500 | SH | Call | DFND | | 0 | 12,500 | 0 |
DIPLOMAT PHARMACY INC | COM | 25456K101 | 2,071 | 59,885 | SH | | DFND | | 0 | 59,885 | 0 |
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 8,538 | 471,697 | SH | | DFND | | 0 | 471,697 | 0 |
DREYFUS HIGH YIELD STRATEGIE | SH BEN INT | 26200S101 | 2,391 | 655,037 | SH | | DFND | | 0 | 655,037 | 0 |
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 4,602 | 270,717 | SH | | DFND | | 0 | 270,717 | 0 |
EATON VANCE FLTING RATE INC | COM | 278279104 | 5,677 | 389,105 | SH | | DFND | | 0 | 389,105 | 0 |
EATON VANCE MUN BD FD | COM | 27827X101 | 2,593 | 200,859 | SH | | DFND | | 0 | 200,859 | 0 |
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 2,932 | 270,958 | SH | | DFND | | 0 | 270,958 | 0 |
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 2,181 | 150,961 | SH | | DFND | | 0 | 150,961 | 0 |
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 5,641 | 866,545 | SH | | DFND | | 0 | 866,545 | 0 |
EL POLLO LOCO HLDGS INC | COM | 268603107 | 14 | 20,000 | SH | Put | DFND | | 0 | 20,000 | 0 |
ELLINGTON FINANCIAL LLC | COM | 288522303 | 2,110 | 106,000 | SH | | DFND | | 0 | 106,000 | 0 |
ENDO INTL PLC | SHS | G30401106 | 2,655 | 29,600 | SH | | DFND | | 0 | 29,600 | 0 |
ENDOLOGIX INC | COM | 29266S106 | 1,318 | 77,200 | SH | | DFND | | 0 | 77,200 | 0 |
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 408 | 24,924 | SH | | DFND | | 0 | 24,924 | 0 |
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 5,467 | 395,857 | SH | | DFND | | 0 | 395,857 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 8,331 | 84,900 | SH | | DFND | | 0 | 84,900 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 56 | 75,000 | SH | Call | DFND | | 0 | 75,000 | 0 |
GSV CAP CORP | COM | 36191J101 | 470 | 47,988 | SH | | DFND | | 0 | 47,988 | 0 |
GUGGENHEIM ENHANCED EQUITY S | COM | 40167K100 | 554 | 31,480 | SH | | DFND | | 0 | 31,480 | 0 |
HEARTWARE INTL INC | COM | 422368100 | 439 | 5,000 | SH | | DFND | | 0 | 5,000 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 33 | 40,000 | SH | Put | DFND | | 0 | 40,000 | 0 |
HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | 992 | 60,000 | SH | | DFND | | 0 | 60,000 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 1,398 | 53,822 | SH | | DFND | | 0 | 53,822 | 0 |
ILLUMINA INC | COM | 452327109 | 4,827 | 26,000 | SH | | DFND | | 0 | 26,000 | 0 |
ILLUMINA INC | COM | 452327109 | 22 | 10,000 | SH | Call | DFND | | 0 | 10,000 | 0 |
IMMUNOGEN INC | COM | 45253H101 | 2,098 | 234,400 | SH | | DFND | | 0 | 234,400 | 0 |
INCYTE CORP | COM | 45337C102 | 1,852 | 20,200 | SH | | DFND | | 0 | 20,200 | 0 |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 672 | 48,100 | SH | | DFND | | 0 | 48,100 | 0 |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 52 | 119,100 | SH | Call | DFND | | 0 | 119,100 | 0 |
INSULET CORP | COM | 45784P101 | 667 | 20,000 | SH | | DFND | | 0 | 20,000 | 0 |
INTERSECT ENT INC | COM | 46071F103 | 910 | 35,213 | SH | | DFND | | 0 | 35,213 | 0 |
INTREXON CORP | COM | 46122T102 | 1,026 | 22,608 | SH | | DFND | | 0 | 22,608 | 0 |
INVESCO ADVANTAGE MUNICIPAL | SH BEN INT | 46132E103 | 260 | 22,156 | SH | | DFND | | 0 | 22,156 | 0 |
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 12,570 | 1,050,120 | SH | | DFND | | 0 | 1,050,120 | 0 |
INVESCO SR INCOME TR | COM | 46131H107 | 10,591 | 2,234,295 | SH | | DFND | | 0 | 2,234,295 | 0 |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 1,018 | 63,600 | SH | | DFND | | 0 | 63,600 | 0 |
ISHARES | MSCI SPAN CP ETF | 464286764 | 9 | 27,600 | SH | Put | DFND | | 0 | 27,600 | 0 |
ISHARES | MSCI GERMANY ETF | 464286806 | 6 | 30,000 | SH | Put | DFND | | 0 | 30,000 | 0 |
ISHARES | IBOXX HI YD ETF | 464288513 | 5 | 11,000 | SH | Put | DFND | | 0 | 11,000 | 0 |
ISHARES TR | LATN AMER 40 ETF | 464287390 | 11 | 12,200 | SH | Put | DFND | | 0 | 12,200 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 912 | 300,000 | SH | Put | DFND | | 0 | 300,000 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 3,611 | 20,900 | SH | | DFND | | 0 | 20,900 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 31 | 21,000 | SH | Call | DFND | | 0 | 21,000 | 0 |
JUNO THERAPEUTICS INC | COM | 48205A109 | 819 | 13,500 | SH | | DFND | | 0 | 13,500 | 0 |
KEY ENERGY SVCS INC | COM | 492914106 | 22 | 11,899 | SH | | DFND | | 0 | 11,899 | 0 |
KITE PHARMA INC | COM | 49803L109 | 693 | 12,007 | SH | | DFND | | 0 | 12,007 | 0 |
LA QUINTA HLDGS INC | COM | 50420D108 | 2 | 20,000 | SH | Put | DFND | | 0 | 20,000 | 0 |
LANNET INC | COM | 516012101 | 1,754 | 25,900 | SH | | DFND | | 0 | 25,900 | 0 |
LEVY ACQUISITION CORP | COM | 52748T104 | 1,655 | 125,849 | SH | | DFND | | 0 | 125,849 | 0 |
LEXICON PHARMACEUTICALS INC | COM | 528872104 | 257 | 271,656 | SH | | DFND | | 0 | 271,656 | 0 |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 724 | 123,900 | SH | | DFND | | 0 | 123,900 | 0 |
LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | 326 | 62,504 | SH | | DFND | | 0 | 62,504 | 0 |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 3 | 20,000 | SH | Put | DFND | | 0 | 20,000 | 0 |
LMP CORPORATE LN FD INC | COM | 50208B100 | 3,505 | 313,521 | SH | | DFND | | 0 | 313,521 | 0 |
LMP REAL ESTATE INCOME FD IN | COM | 50208C108 | 4,513 | 346,623 | SH | | DFND | | 0 | 346,623 | 0 |
LUMINEX CORP DEL | COM | 55027E102 | 331 | 20,700 | SH | | DFND | | 0 | 20,700 | 0 |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 2,378 | 18,777 | SH | | DFND | | 0 | 18,777 | 0 |
MANAGED DURATION INVT GRD FU | COM | 56165R103 | 848 | 62,477 | SH | | DFND | | 0 | 62,477 | 0 |
MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 6 | 14,000 | SH | Put | DFND | | 0 | 14,000 | 0 |
MASIMO CORP | COM | 574795100 | 1,649 | 50,000 | SH | | DFND | | 0 | 50,000 | 0 |
MEDIVATION INC | COM | 58501N101 | 1,768 | 13,700 | SH | | DFND | | 0 | 13,700 | 0 |
MYLAN N V | SHS EURO | N59465109 | 356 | 6,000 | SH | | DFND | | 0 | 6,000 | 0 |
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 177 | 19,555 | SH | | DFND | | 0 | 19,555 | 0 |
NEXPOINT CR STRATEGIES FD | COM | 65340G106 | 12,596 | 1,035,000 | SH | | DFND | | 0 | 1,035,000 | 0 |
NEXPOINT CR STRATEGIES FD | EX DISTRIB WI | 65340G114 | 131 | 17,300 | SH | | DFND | | 0 | 17,300 | 0 |
NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | 4,077 | 225,000 | SH | | DFND | | 0 | 225,000 | 0 |
NUVEEN AMT-FREE MUN INCOME F | COM | 670657105 | 258 | 18,650 | SH | | DFND | | 0 | 18,650 | 0 |
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 13,309 | 1,470,651 | SH | | DFND | | 0 | 1,470,651 | 0 |
NUVEEN DIV ADVANTAGE MUN FD | COM | 67070F100 | 297 | 20,954 | SH | | DFND | | 0 | 20,954 | 0 |
NUVEEN DIVID ADV MUN FD 3 | COM SH BEN INT | 67070X101 | 4,686 | 330,251 | SH | | DFND | | 0 | 330,251 | 0 |
NUVEEN DIVID ADVANTAGE MUN F | COM | 67066V101 | 1,297 | 90,596 | SH | | DFND | | 0 | 90,596 | 0 |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 6,623 | 585,593 | SH | | DFND | | 0 | 585,593 | 0 |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 2,003 | 172,242 | SH | | DFND | | 0 | 172,242 | 0 |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 1,731 | 101,421 | SH | | DFND | | 0 | 101,421 | 0 |
NUVEEN LG/SHT COMMODITY TOTR | COM UT BEN INT | 670731108 | 3,327 | 199,498 | SH | | DFND | | 0 | 199,498 | 0 |
NUVEEN MTG OPPORTUNITY TERM | COM | 670735109 | 1,816 | 77,987 | SH | | DFND | | 0 | 77,987 | 0 |
NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | 2,395 | 174,816 | SH | | DFND | | 0 | 174,816 | 0 |
NUVEEN MUN OPPORTUNITY FD IN | COM | 670984103 | 3,450 | 234,993 | SH | | DFND | | 0 | 234,993 | 0 |
NUVEEN PA INVT QUALITY MUN F | COM | 670972108 | 613 | 44,106 | SH | | DFND | | 0 | 44,106 | 0 |
NUVEEN PERFORMANCE PLUS MUN | COM | 67062P108 | 2,341 | 157,410 | SH | | DFND | | 0 | 157,410 | 0 |
NUVEEN PREM INCOME MUN FD | COM | 67062T100 | 1,443 | 102,897 | SH | | DFND | | 0 | 102,897 | 0 |
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 6,808 | 479,797 | SH | | DFND | | 0 | 479,797 | 0 |
NUVEEN PREMIER MUN INCOME FD | COM | 670988104 | 2,398 | 172,518 | SH | | DFND | | 0 | 172,518 | 0 |
NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 2,745 | 195,547 | SH | | DFND | | 0 | 195,547 | 0 |
NUVEEN S&P 500 DYN OVERWRITE | COM | 6706EW100 | 2,374 | 169,949 | SH | | DFND | | 0 | 169,949 | 0 |
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 6,301 | 367,392 | SH | | DFND | | 0 | 367,392 | 0 |
NUVEEN SR INCOME FD | COM | 67067Y104 | 5,424 | 814,450 | SH | | DFND | | 0 | 814,450 | 0 |
OHA INVT CORP | COM | 67091U102 | 152 | 28,773 | SH | | DFND | | 0 | 28,773 | 0 |
OPKO HEALTH INC | COM | 68375N103 | 1,455 | 102,700 | SH | | DFND | | 0 | 102,700 | 0 |
PACIFIC DRILLING SA LUXEMBOU | REG SHS | L7257P106 | 1 | 10,000 | SH | Call | DFND | | 0 | 10,000 | 0 |
PENN VA CORP | COM | 707882106 | 518 | 80,000 | SH | | DFND | | 0 | 80,000 | 0 |
PENN VA CORP | COM | 707882106 | 1 | 12,000 | SH | Call | DFND | | 0 | 12,000 | 0 |
PERRIGO CO PLC | SHS | G97822103 | 4,023 | 24,300 | SH | | DFND | | 0 | 24,300 | 0 |
PFIZER INC | COM | 717081103 | 3,660 | 105,200 | SH | | DFND | | 0 | 105,200 | 0 |
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 3,469 | 169,870 | SH | | DFND | | 0 | 169,870 | 0 |
PIONEER FLOATING RATE TR | COM | 72369J102 | 5,052 | 434,401 | SH | | DFND | | 0 | 434,401 | 0 |
PLUM CREEK TIMBER CO INC | COM | 729251108 | 11 | 35,000 | SH | Call | DFND | | 0 | 35,000 | 0 |
PROTHENA CORP PLC | SHS | G72800108 | 1,663 | 43,600 | SH | | DFND | | 0 | 43,600 | 0 |
RADIO ONE INC | CL D NON VTG | 75040P405 | 334 | 108,481 | SH | | DFND | | 0 | 108,481 | 0 |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 1,828 | 4,048 | SH | | DFND | | 0 | 4,048 | 0 |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 5,891 | 279,715 | SH | | DFND | | 0 | 279,715 | 0 |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 1 | 40,000 | SH | Call | DFND | | 0 | 40,000 | 0 |
SEADRILL LIMITED | SHS | G7945E105 | 1 | 20,000 | SH | Call | DFND | | 0 | 20,000 | 0 |
SHIRE PLC | SPONSORED ADR | 82481R106 | 3,183 | 13,300 | SH | | DFND | | 0 | 13,300 | 0 |
SPARK THERAPEUTICS INC | COM | 84652J103 | 1,298 | 16,750 | SH | | DFND | | 0 | 16,750 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 21 | 10,000 | SH | Put | DFND | | 0 | 10,000 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 8 | 30,000 | SH | Call | DFND | | 0 | 30,000 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 171 | 30,000 | SH | Call | DFND | | 0 | 30,000 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 262 | 20,000 | SH | Put | DFND | | 0 | 20,000 | 0 |
SURGICAL CARE AFFILIATES INC | COM | 86881L106 | 677 | 19,723 | SH | | DFND | | 0 | 19,723 | 0 |
TEKMIRA PHARMACEUTICALS CORP | COM NEW | 87911B209 | 1,135 | 65,000 | SH | | DFND | | 0 | 65,000 | 0 |
TEL INSTR ELECTRS CORP | COM NEW | 879165207 | 98 | 15,000 | SH | | DFND | | 0 | 15,000 | 0 |
TELEFLEX INC | COM | 879369106 | 2,537 | 21,000 | SH | | DFND | | 0 | 21,000 | 0 |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 2,426 | 49,000 | SH | | DFND | | 0 | 49,000 | 0 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 940 | 7,000 | SH | | DFND | | 0 | 7,000 | 0 |
TRANSENTERIX INC | COM NEW | 89366M201 | 37 | 12,500 | SH | | DFND | | 0 | 12,500 | 0 |
TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 386 | 23,110 | SH | | DFND | | 0 | 23,110 | 0 |
TRI CONTL CORP | COM | 895436103 | 619 | 28,540 | SH | | DFND | | 0 | 28,540 | 0 |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 2,354 | 20,000 | SH | | DFND | | 0 | 20,000 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,180 | 10,000 | SH | | DFND | | 0 | 10,000 | 0 |
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 739 | 88,800 | SH | | DFND | | 0 | 88,800 | 0 |
WALTER ENERGY INC | COM | 93317Q105 | 5 | 50,000 | SH | Call | DFND | | 0 | 50,000 | 0 |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 102 | 12,500 | SH | Put | DFND | | 0 | 12,500 | 0 |
WESTERN ASSET CLYM INFL OPP | COM | 95766R104 | 3,475 | 306,399 | SH | | DFND | | 0 | 306,399 | 0 |
WESTERN ASSET CLYM INFL SEC | COM SH BEN INT | 95766Q106 | 4,011 | 347,898 | SH | | DFND | | 0 | 347,898 | 0 |
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 1,090 | 135,695 | SH | | DFND | | 0 | 135,695 | 0 |
WORLD ACCEP CORP DEL | COM | 981419104 | 72 | 10,000 | SH | Put | DFND | | 0 | 10,000 | 0 |