Mariner Investment 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ACCELERON PHARMA INC	COM	00434H108	785	24,800	SH		DFND		0	24,800	0
ACELRX PHARMACEUTICALS INC	COM	00444T100	253	59,700	SH		DFND		0	59,700	0
ACHILLION PHARMACEUTICALS IN	COM	00448Q201	1,639	185,000	SH		DFND		0	185,000	0
AETNA INC NEW	COM	00817Y108	263	38,100	SH	Call	DFND		0	38,100	0
AGILENT TECHNOLOGIES INC	COM	00846U101	1,157	30,000	SH		DFND		0	30,000	0
AGILENT TECHNOLOGIES INC	COM	00846U101	30	50,000	SH	Call	DFND		0	50,000	0
ALDER BIOPHARMACEUTICALS INC	COM	014339105	254	4,800	SH		DFND		0	4,800	0
ALEXION PHARMACEUTICALS INC	COM	015351109	3,760	20,800	SH		DFND		0	20,800	0
ALEXION PHARMACEUTICALS INC	COM	015351109	569	50,000	SH	Call	DFND		0	50,000	0
ALKERMES PLC	SHS	G01767105	2,007	31,200	SH		DFND		0	31,200	0
ALLERGAN PLC	SHS	G0177J108	3,035	10,000	SH		DFND		0	10,000	0
ALLIANCEBERNSTEIN INCOME FUN	COM	01881E101	1,459	196,100	SH		DFND		0	196,100	0
ALLIANZGI CONV & INCOME FD	COM	018828103	1,208	148,800	SH		DFND		0	148,800	0
ALLIANZGI CONV & INCOME FD I	COM	018825109	75	10,000	SH		DFND		0	10,000	0
AMERICAN CAP LTD	COM	02503Y103	3,794	280,000	SH		DFND		0	280,000	0
AMERICAN CAP MTG INVT CORP	COM	02504A104	192	11,993	SH		DFND		0	11,993	0
ANALOGIC CORP	COM PAR $0.05	032657207	1,736	22,000	SH		DFND		0	22,000	0
ANALOGIC CORP	COM PAR $0.05	032657207	4	30,600	SH	Call	DFND		0	30,600	0
ANTHEM INC	COM	036752103	45	27,000	SH	Call	DFND		0	27,000	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	402	25,523	SH		DFND		0	25,523	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	3,995	260,574	SH		DFND		0	260,574	0
ARES MULTI STRATEGY CR FD IN	COM	04014Q108	679	36,092	SH		DFND		0	36,092	0
ARIAD PHARMACEUTICALS INC	COM	04033A100	1,181	142,800	SH		DFND		0	142,800	0
ASSURED GUARANTY LTD	COM	G0585R106	4	25,000	SH	Call	DFND		0	25,000	0
ASSURED GUARANTY LTD	COM	G0585R106	87	25,000	SH	Put	DFND		0	25,000	0
ASTRAZENECA PLC	SPONSORED ADR	046353108	1,210	19,000	SH		DFND		0	19,000	0
ATYR PHARMA INC	COM	002120103	938	50,665	SH		DFND		0	50,665	0
AVALANCHE BIOTECHNOLOGIES IN	COM	05337G107	1,121	69,000	SH		DFND		0	69,000	0
BARCLAYS BK PLC	IPATH S&P500 VIX	06742E711	1,811	522,800	SH	Put	DFND		0	522,800	0
BIOGEN INC	COM	09062X103	3,813	9,439	SH		DFND		0	9,439	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	504	125,000	SH	Call	DFND		0	125,000	0
BIO-REFERENCE LABS INC	COM $.01 NEW	09057G602	413	10,000	SH		DFND		0	10,000	0
BLACKBERRY LTD	COM	09228F103	5	84,800	SH	Call	DFND		0	84,800	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	6,240	461,535	SH		DFND		0	461,535	0
BLACKROCK FLOATING RATE INCO	COM	091941104	2,661	205,007	SH		DFND		0	205,007	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	1,874	113,026	SH		DFND		0	113,026	0
BLACKROCK MUN 2020 TERM TR	COM SHS	09249X109	283	18,299	SH		DFND		0	18,299	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	2,715	199,617	SH		DFND		0	199,617	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	146	11,020	SH		DFND		0	11,020	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	170	12,253	SH		DFND		0	12,253	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	240	14,000	SH		DFND		0	14,000	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	7,105	458,666	SH		DFND		0	458,666	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	11,979	766,383	SH		DFND		0	766,383	0
BLUEBIRD BIO INC	COM	09609G100	673	4,000	SH		DFND		0	4,000	0
BOULDER GROWTH & INCOME FD I	COM	101507101	9,632	1,141,256	SH		DFND		0	1,141,256	0
BOULEVARD ACQUISITION CORP	COM	10157P104	254	20,300	SH		DFND		0	20,300	0
BRISTOL MYERS SQUIBB CO	COM	110122108	2,968	44,600	SH		DFND		0	44,600	0
BRISTOL MYERS SQUIBB CO	COM	110122108	3	20,000	SH	Call	DFND		0	20,000	0
BROOKFIELD MTG OPP INC FD IN	COM	112792106	4,509	285,230	SH		DFND		0	285,230	0
BROOKFIELD TOTAL RETURN FD I	COM	11283U108	2,485	111,064	SH		DFND		0	111,064	0
CATALENT INC	COM	148806102	323	11,000	SH		DFND		0	11,000	0
CATAMARAN CORP	COM	148887102	1,832	30,000	SH		DFND		0	30,000	0
CELGENE CORP	COM	151020104	7,291	63,000	SH		DFND		0	63,000	0
CELGENE CORP	COM	151020104	53	10,000	SH	Call	DFND		0	10,000	0
CENTRAL FD CDA LTD	CL A	153501101	3,215	275,713	SH		DFND		0	275,713	0
CENTRAL GOLDTRUST	TR UNIT	153546106	5,997	146,017	SH		DFND		0	146,017	0
CHIMERA INVT CORP	COM NEW	16934Q208	4,113	300,000	SH		DFND		0	300,000	0
CLOVIS ONCOLOGY INC	COM	189464100	1,265	14,400	SH		DFND		0	14,400	0
COHEN & STEERS QUALITY RLTY	COM	19247L106	2,047	191,503	SH		DFND		0	191,503	0
COHEN & STEERS REIT & PFD IN	COM	19247X100	4,547	260,000	SH		DFND		0	260,000	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	1,694	26,900	SH		DFND		0	26,900	0
CREDIT SUISSE HIGH YLD BND F	SH BEN INT	22544F103	143	55,395	SH		DFND		0	55,395	0
CUSHING MLP TOTAL RETURN FD	COM SHS	231631102	250	68,000	SH		DFND		0	68,000	0
DANAHER CORP DEL	COM	235851102	63	30,000	SH	Call	DFND		0	30,000	0
DEUTSCHE HIGH INCOME TR	SHS	25155R100	1,412	165,784	SH		DFND		0	165,784	0
DIPLOMAT PHARMACY INC	COM	25456K101	2,769	61,885	SH		DFND		0	61,885	0
DIVERSIFIED REAL ASSET INC F	COM SHS	25533B108	4,439	253,102	SH		DFND		0	253,102	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	2,113	106,880	SH		DFND		0	106,880	0
DOUBLELINE OPPORTUNISTIC CR	COM	258623107	531	22,900	SH		DFND		0	22,900	0
DREYFUS HIGH YIELD STRATEGIE	SH BEN INT	26200S101	450	134,702	SH		DFND		0	134,702	0
DYAX CORP	COM	26746E103	954	36,000	SH		DFND		0	36,000	0
EATON VANCE FLTG RATE INCOM	COM SHS BEN INT	278284104	2,211	138,038	SH		DFND		0	138,038	0
EATON VANCE FLTING RATE INC	COM	278279104	1,722	124,976	SH		DFND		0	124,976	0
EATON VANCE MUN BD FD	COM	27827X101	2,444	200,859	SH		DFND		0	200,859	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	5,291	852,019	SH		DFND		0	852,019	0
EL POLLO LOCO HLDGS INC	COM	268603107	4	22,300	SH	Put	DFND		0	22,300	0
ELLINGTON FINANCIAL LLC	COM	288522303	1,962	106,000	SH		DFND		0	106,000	0
ENDO INTL PLC	SHS	G30401106	3,951	49,600	SH		DFND		0	49,600	0
ENDOLOGIX INC	COM	29266S106	1,184	77,200	SH		DFND		0	77,200	0
ENVISION HEALTHCARE HLDGS IN	COM	29413U103	25	20,800	SH	Call	DFND		0	20,800	0
ENVISION HEALTHCARE HLDGS IN	COM	29413U103	395	10,000	SH		DFND		0	10,000	0
FIRST TR STRATEGIC HIGH INC	COM SHS NEW	337353304	373	28,184	SH		DFND		0	28,184	0
FLUIDIGM CORP DEL	COM	34385P108	605	25,000	SH		DFND		0	25,000	0
GILEAD SCIENCES INC	COM	375558103	7,879	67,300	SH		DFND		0	67,300	0
GLOBAL X FDS	FTSE GREECE 20	37950E366	26	60,000	SH	Put	DFND		0	60,000	0
GUGGENHEIM BLD AMR BDS MANG	COM	401664107	431	20,969	SH		DFND		0	20,969	0
GULF COAST ULTRA DEEP RTY TR	ROYALTY TR UNT	40222T104	88	125,100	SH		DFND		0	125,100	0
HEARTWARE INTL INC	COM	422368100	3,271	45,000	SH		DFND		0	45,000	0
HORIZON PHARMA PLC	SHS	G4617B105	370	10,640	SH		DFND		0	10,640	0
HORIZON PHARMA PLC	SHS	G4617B105	52	10,000	SH	Call	DFND		0	10,000	0
HUMANA INC	COM	444859102	241	30,000	SH	Call	DFND		0	30,000	0
HUMANA INC	COM	444859102	3,826	20,000	SH		DFND		0	20,000	0
ILLUMINA INC	COM	452327109	2,620	12,000	SH		DFND		0	12,000	0
IMMUNOGEN INC	COM	45253H101	2,213	153,900	SH		DFND		0	153,900	0
INCYTE CORP	COM	45337C102	1,480	14,200	SH		DFND		0	14,200	0
INFINITY PHARMACEUTICALS INC	COM	45665G303	1,512	138,100	SH		DFND		0	138,100	0
INSULET CORP	COM	45784P101	648	20,900	SH		DFND		0	20,900	0
INTERSECT ENT INC	COM	46071F103	1,008	35,213	SH		DFND		0	35,213	0
INVESCO DYNAMIC CR OPP FD	COM	46132R104	12,477	1,074,670	SH		DFND		0	1,074,670	0
IRONWOOD PHARMACEUTICALS INC	COM CL A	46333X108	807	66,900	SH		DFND		0	66,900	0
ISHARES	MSCI SPAN CP ETF	464286764	5	40,000	SH	Put	DFND		0	40,000	0
ISHARES	MSCI GERMANY ETF	464286806	16	90,000	SH	Put	DFND		0	90,000	0
ISHARES	IBOXX HI YD ETF	464288513	30	100,000	SH	Put	DFND		0	100,000	0
ISHARES TR	20+ YR TR BD ETF	464287432	318	319,600	SH	Call	DFND		0	319,600	0
ISHARES TR	20+ YR TR BD ETF	464287432	3,132	26,668	SH		DFND		0	26,668	0
ISHARES TR	20+ YR TR BD ETF	464287432	737	327,800	SH	Put	DFND		0	327,800	0
ISHARES TR	NASDQ BIOTEC ETF	464287556	176	100,000	SH	Put	DFND		0	100,000	0
ISHARES TR	RUSSELL 2000 ETF	464287655	2,340	890,000	SH	Put	DFND		0	890,000	0
ISHARES TR	HDG MSCI GERMN	46434V704	313	12,000	SH		DFND		0	12,000	0
IVY HIGH INC OPPORTUNITIES F	COM	465893105	249	16,700	SH		DFND		0	16,700	0
JAZZ PHARMACEUTICALS PLC	SHS USD	G50871105	4,736	26,900	SH		DFND		0	26,900	0
JUNO THERAPEUTICS INC	COM	48205A109	1,280	24,000	SH		DFND		0	24,000	0
JUNO THERAPEUTICS INC	COM	48205A109	66	24,000	SH	Call	DFND		0	24,000	0
KITE PHARMA INC	COM	49803L109	763	12,507	SH		DFND		0	12,507	0
KKR INCOME OPPORTUNITIES FD	COM	48249T106	907	57,554	SH		DFND		0	57,554	0
LANNET INC	COM	516012101	3,917	65,900	SH		DFND		0	65,900	0
LIBERTY ALL STAR EQUITY FD	SH BEN INT	530158104	6,417	1,115,943	SH		DFND		0	1,115,943	0
LMP CORPORATE LN FD INC	COM	50208B100	3,060	277,155	SH		DFND		0	277,155	0
LMP REAL ESTATE INCOME FD IN	COM	50208C108	4,496	384,286	SH		DFND		0	384,286	0
LUMINEX CORP DEL	COM	55027E102	702	40,700	SH		DFND		0	40,700	0
MACYS INC	COM	55616P104	64	20,000	SH	Call	DFND		0	20,000	0
MALLINCKRODT PUB LTD CO	SHS	G5785G107	1,033	8,777	SH		DFND		0	8,777	0
MARKET VECTORS ETF TR	GOLD MINER ETF	57060U100	3,126	176,000	SH		DFND		0	176,000	0
MARKET VECTORS ETF TR	GOLD MINER ETF	57060U100	74	650,000	SH	Call	DFND		0	650,000	0
MARKET VECTORS ETF TR	GOLD MINER ETF	57060U100	580	575,000	SH	Put	DFND		0	575,000	0
MARKET VECTORS ETF TR	OIL SVCS ETF	57060U191	1	28,000	SH	Put	DFND		0	28,000	0
MASIMO CORP	COM	574795100	1,937	50,000	SH		DFND		0	50,000	0
MCCLATCHY CO	CL A	579489105	120	110,792	SH		DFND		0	110,792	0
MEDIVATION INC	COM	58501N101	3,849	33,700	SH		DFND		0	33,700	0
MERCK & CO INC NEW	COM	58933Y105	1,053	18,500	SH		DFND		0	18,500	0
MERRIMACK PHARMACEUTICALS IN	COM	590328100	706	57,090	SH		DFND		0	57,090	0
MYLAN N V	SHS EURO	N59465109	679	10,000	SH		DFND		0	10,000	0
MYLAN N V	SHS EURO	N59465109	107	50,000	SH	Call	DFND		0	50,000	0
NEW RESIDENTIAL INVT CORP	COM NEW	64828T201	2,286	150,000	SH		DFND		0	150,000	0
NEW YORK MTG TR INC	PFD-C CONV	649604808	1,227	51,200	SH		DFND		0	51,200	0
NORTHSTAR RLTY FIN CORP	COM NEW	66704R704	668	42,000	SH		DFND		0	42,000	0
NUVEEN CR STRATEGIES INCM FD	COM SHS	67073D102	15,805	1,835,651	SH		DFND		0	1,835,651	0
NUVEEN DIVID ADV MUN FD 3	COM SH BEN INT	67070X101	4,412	330,251	SH		DFND		0	330,251	0
NUVEEN DIVID ADVANTAGE MUN F	COM	67066V101	297	21,898	SH		DFND		0	21,898	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	4,132	384,744	SH		DFND		0	384,744	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	357	33,082	SH		DFND		0	33,082	0
NUVEEN GLOBAL HIGH INCOME FD	SHS	67075G103	1,314	78,621	SH		DFND		0	78,621	0
NUVEEN LG/SHT COMMODITY TOTR	COM UT BEN INT	670731108	4,932	300,211	SH		DFND		0	300,211	0
NUVEEN MTG OPPORTUNITY TERM	COM	670735109	2,975	131,134	SH		DFND		0	131,134	0
NUVEEN MUN MKT OPPORTUNITY F	COM	67062W103	2,255	174,816	SH		DFND		0	174,816	0
NUVEEN MUN OPPORTUNITY FD IN	COM	670984103	3,198	234,993	SH		DFND		0	234,993	0
NUVEEN PA INVT QUALITY MUN F	COM	670972108	580	44,106	SH		DFND		0	44,106	0
NUVEEN PERFORMANCE PLUS MUN	COM	67062P108	2,136	152,225	SH		DFND		0	152,225	0
NUVEEN PREM INCOME MUN FD	COM	67062T100	1,962	149,297	SH		DFND		0	149,297	0
NUVEEN PREM INCOME MUN FD 2	COM	67063W102	6,390	481,197	SH		DFND		0	481,197	0
NUVEEN PREMIER MUN INCOME FD	COM	670988104	2,225	172,518	SH		DFND		0	172,518	0
NUVEEN QUALITY INCOME MUN FD	COM	670977107	1,496	112,123	SH		DFND		0	112,123	0
NUVEEN REAL ASSET INC & GROW	COM	67074Y105	326	18,869	SH		DFND		0	18,869	0
NUVEEN S&P 500 DYN OVERWRITE	COM	6706EW100	2,629	192,152	SH		DFND		0	192,152	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	6,104	370,381	SH		DFND		0	370,381	0
NUVEEN SR INCOME FD	COM	67067Y104	5,413	845,728	SH		DFND		0	845,728	0
PACIFIC DRILLING SA LUXEMBOU	REG SHS	L7257P106	1	20,000	SH	Call	DFND		0	20,000	0
PCM FUND INC	COM	69323T101	698	69,417	SH		DFND		0	69,417	0
PENN VA CORP	COM	707882106	482	110,000	SH		DFND		0	110,000	0
PENN VA CORP	COM	707882106	1	12,000	SH	Call	DFND		0	12,000	0
PENNYMAC MTG INVT TR	COM	70931T103	1,482	85,000	SH		DFND		0	85,000	0
PERRIGO CO PLC	SHS	G97822103	2,273	12,300	SH		DFND		0	12,300	0
PFIZER INC	COM	717081103	3,527	105,200	SH		DFND		0	105,200	0
PIMCO CORPORATE & INCOME OPP	COM	72201B101	3,120	215,500	SH		DFND		0	215,500	0
PIMCO CORPORATE INCOME STRAT	COM	72200U100	550	38,724	SH		DFND		0	38,724	0
PIMCO DYNAMIC CR INCOME FD	COM SHS	72202D106	4,514	223,675	SH		DFND		0	223,675	0
PIMCO DYNAMIC INCOME FD	SHS	72201Y101	1,063	36,400	SH		DFND		0	36,400	0
PIMCO HIGH INCOME FD	COM SHS	722014107	259	26,050	SH		DFND		0	26,050	0
PIMCO INCOME STRATEGY FUND	COM	72201H108	307	28,300	SH		DFND		0	28,300	0
PIMCO STRATEGIC INCOME FD IN	COM	72200X104	2,788	320,799	SH		DFND		0	320,799	0
PIONEER FLOATING RATE TR	COM	72369J102	5,328	468,201	SH		DFND		0	468,201	0
POWERSHS DB MULTI SECT COMM	PS DB AGRICUL FD	73936B408	817	35,000	SH		DFND		0	35,000	0
PROSHARES TR	PSHS ULSHT SP500	74347B300	11	20,000	SH	Call	DFND		0	20,000	0
PROTHENA CORP PLC	SHS	G72800108	1,243	23,600	SH		DFND		0	23,600	0
PUMA BIOTECHNOLOGY INC	COM	74587V107	1,168	10,000	SH		DFND		0	10,000	0
RADIO ONE INC	CL A	75040P108	52	15,660	SH		DFND		0	15,660	0
RADIO ONE INC	CL D NON VTG	75040P405	396	124,962	SH		DFND		0	124,962	0
REGENERON PHARMACEUTICALS	COM	75886F107	4,106	8,048	SH		DFND		0	8,048	0
RMR REAL ESTATE INCOME FUND	COM	76970B101	6,005	323,882	SH		DFND		0	323,882	0
ROYCE MICRO-CAP TR INC	COM	780915104	1,537	166,660	SH		DFND		0	166,660	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	1,503	20,002	SH		DFND		0	20,002	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	207	225,000	SH	Call	DFND		0	225,000	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	610	346,300	SH	Put	DFND		0	346,300	0
SHIRE PLC	SPONSORED ADR	82481R106	2,270	9,400	SH		DFND		0	9,400	0
SPARK THERAPEUTICS INC	COM	84652J103	2,673	44,350	SH		DFND		0	44,350	0
SPARK THERAPEUTICS INC	COM	84652J103	165	30,000	SH	Call	DFND		0	30,000	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	459	218,000	SH	Put	DFND		0	218,000	0
SPDR SERIES TRUST	S&P OILGAS EXP	78464A730	1	20,000	SH	Call	DFND		0	20,000	0
SPDR SERIES TRUST	S&P OILGAS EXP	78464A730	440	93,600	SH	Put	DFND		0	93,600	0
SPDR SERIES TRUST	S&P BIOTECH	78464A870	324	30,000	SH	Call	DFND		0	30,000	0
SPDR SERIES TRUST	S&P BIOTECH	78464A870	100	30,000	SH	Put	DFND		0	30,000	0
SURGICAL CARE AFFILIATES INC	COM	86881L106	1,525	39,723	SH		DFND		0	39,723	0
TCW STRATEGIC INCOME FUND IN	COM	872340104	66	12,800	SH		DFND		0	12,800	0
TEKMIRA PHARMACEUTICALS CORP	COM NEW	87911B209	2,385	201,100	SH		DFND		0	201,100	0
TEL INSTR ELECTRS CORP	COM NEW	879165207	113	22,100	SH		DFND		0	22,100	0
TELEFLEX INC	COM	879369106	2,844	21,000	SH		DFND		0	21,000	0
TENET HEALTHCARE CORP	COM NEW	88033G407	1,968	34,000	SH		DFND		0	34,000	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	908	7,000	SH		DFND		0	7,000	0
THL CR SR LN FD	COM	87244R103	372	22,156	SH		DFND		0	22,156	0
TWITTER INC	COM	90184L102	21	50,000	SH	Call	DFND		0	50,000	0
UNITEDHEALTH GROUP INC	COM	91324P102	93	54,000	SH	Call	DFND		0	54,000	0
UNIVERSAL HLTH SVCS INC	CL B	913903100	2,132	15,000	SH		DFND		0	15,000	0
VERTEX PHARMACEUTICALS INC	COM	92532F100	1,852	15,000	SH		DFND		0	15,000	0
VOYA RISK MANAGED NAT RES FD	COM	92913C106	192	24,600	SH		DFND		0	24,600	0
WALTER ENERGY INC	COM	93317Q105	1	50,000	SH	Call	DFND		0	50,000	0
WELLCARE HEALTH PLANS INC	COM	94946T106	39	50,000	SH	Call	DFND		0	50,000	0
WELLS FARGO ADVANTAGE INCOME	COM SHS	94987B105	284	34,401	SH		DFND		0	34,401	0
WESTERN ASSET CLYM INFL OPP	COM	95766R104	2,192	195,923	SH		DFND		0	195,923	0
WESTERN ASSET CLYM INFL SEC	COM SH BEN INT	95766Q106	3,896	345,695	SH		DFND		0	345,695	0
WESTERN ASSET HIGH INCM FD I	COM	95766J102	99	13,105	SH		DFND		0	13,105	0
WL ROSS HLDG CORP	COM SHS	92939D104	2,290	220,000	SH		DFND		0	220,000	0
WL ROSS HLDG CORP	UNIT 06/11/2019	92939D203	291	25,600	SH		DFND		0	25,600	0