COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC | COM | 00434H108 | 618 | 24,800 | SH | | DFND | | 0 | 24,800 | 0 |
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 1,278 | 185,000 | SH | | DFND | | 0 | 185,000 | 0 |
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 793 | 60,190 | SH | | DFND | | 0 | 60,190 | 0 |
ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | 2,670 | 325,643 | SH | | DFND | | 0 | 325,643 | 0 |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 1,030 | 30,000 | SH | | DFND | | 0 | 30,000 | 0 |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 6 | 50,000 | SH | Call | DFND | | 0 | 50,000 | 0 |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 6,162 | 39,400 | SH | | DFND | | 0 | 39,400 | 0 |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 41 | 15,000 | SH | Call | DFND | | 0 | 15,000 | 0 |
ALKERMES PLC | SHS | G01767105 | 1,772 | 30,200 | SH | | DFND | | 0 | 30,200 | 0 |
ALLERGAN PLC | SHS | G0177J108 | 7,281 | 26,786 | SH | | DFND | | 0 | 26,786 | 0 |
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 1,489 | 189,400 | SH | | DFND | | 0 | 189,400 | 0 |
ALLIANZGI CONV & INCOME FD | COM | 018828103 | 1,657 | 284,166 | SH | | DFND | | 0 | 284,166 | 0 |
AMERICAN CAP LTD | COM | 02503Y103 | 3,446 | 283,400 | SH | | DFND | | 0 | 283,400 | 0 |
AMERICAN CAP SR FLOATING LTD | COM | 02504D108 | 907 | 81,818 | SH | | DFND | | 0 | 81,818 | 0 |
ANALOGIC CORP | COM PAR $0.05 | 032657207 | 1,149 | 14,000 | SH | | DFND | | 0 | 14,000 | 0 |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 4,484 | 285,954 | SH | | DFND | | 0 | 285,954 | 0 |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 2,022 | 139,538 | SH | | DFND | | 0 | 139,538 | 0 |
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 1,225 | 201,100 | SH | | DFND | | 0 | 201,100 | 0 |
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 5,210 | 372,969 | SH | | DFND | | 0 | 372,969 | 0 |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 834 | 142,800 | SH | | DFND | | 0 | 142,800 | 0 |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 955 | 30,000 | SH | | DFND | | 0 | 30,000 | 0 |
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 1,352 | 105,210 | SH | | DFND | | 0 | 105,210 | 0 |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 300 | 1,443,700 | SH | Put | DFND | | 0 | 1,443,700 | 0 |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 269 | 10,500 | SH | | DFND | | 0 | 10,500 | 0 |
BIOGEN INC | COM | 09062X103 | 8,778 | 30,082 | SH | | DFND | | 0 | 30,082 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 575 | 5,456 | SH | | DFND | | 0 | 5,456 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 30 | 50,000 | SH | Call | DFND | | 0 | 50,000 | 0 |
BLACKROCK DEBT STRAT FD INC | COM | 09255R103 | 1,540 | 460,975 | SH | | DFND | | 0 | 460,975 | 0 |
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 7,153 | 552,754 | SH | | DFND | | 0 | 552,754 | 0 |
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 2,450 | 196,925 | SH | | DFND | | 0 | 196,925 | 0 |
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 1,069 | 74,063 | SH | | DFND | | 0 | 74,063 | 0 |
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 3,218 | 204,836 | SH | | DFND | | 0 | 204,836 | 0 |
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 2,801 | 201,212 | SH | | DFND | | 0 | 201,212 | 0 |
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 149 | 11,020 | SH | | DFND | | 0 | 11,020 | 0 |
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 174 | 12,253 | SH | | DFND | | 0 | 12,253 | 0 |
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 161 | 10,160 | SH | | DFND | | 0 | 10,160 | 0 |
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 6,558 | 460,242 | SH | | DFND | | 0 | 460,242 | 0 |
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 11,209 | 788,836 | SH | | DFND | | 0 | 788,836 | 0 |
BLUEBIRD BIO INC | COM | 09609G100 | 2 | 10,000 | SH | Call | DFND | | 0 | 10,000 | 0 |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 9,451 | 1,268,583 | SH | | DFND | | 0 | 1,268,583 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 4,416 | 74,600 | SH | | DFND | | 0 | 74,600 | 0 |
BROOKDALE SR LIVING INC | COM | 112463104 | 918 | 40,000 | SH | | DFND | | 0 | 40,000 | 0 |
BROOKFIELD HIGH INCOME FD IN | COM | 11272P102 | 1,157 | 162,550 | SH | | DFND | | 0 | 162,550 | 0 |
BROOKFIELD MTG OPP INC FD IN | COM | 112792106 | 7,551 | 512,253 | SH | | DFND | | 0 | 512,253 | 0 |
BROOKFIELD TOTAL RETURN FD I | COM | 11283U108 | 1,220 | 57,245 | SH | | DFND | | 0 | 57,245 | 0 |
CELGENE CORP | COM | 151020104 | 8,545 | 79,000 | SH | | DFND | | 0 | 79,000 | 0 |
CELGENE CORP | COM | 151020104 | 4 | 10,000 | SH | Call | DFND | | 0 | 10,000 | 0 |
CENTRAL FD CDA LTD | CL A | 153501101 | 7,572 | 715,000 | SH | | DFND | | 0 | 715,000 | 0 |
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 5,778 | 145,619 | SH | | DFND | | 0 | 145,619 | 0 |
CHIMERA INVT CORP | COM NEW | 16934Q208 | 2,005 | 150,000 | SH | | DFND | | 0 | 150,000 | 0 |
CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 221 | 31,008 | SH | | DFND | | 0 | 31,008 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,122 | 12,200 | SH | | DFND | | 0 | 12,200 | 0 |
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 4,506 | 260,000 | SH | | DFND | | 0 | 260,000 | 0 |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 2,006 | 46,900 | SH | | DFND | | 0 | 46,900 | 0 |
CREDIT SUISSE HIGH YLD BND F | SH BEN INT | 22544F103 | 1,333 | 587,104 | SH | | DFND | | 0 | 587,104 | 0 |
DANAHER CORP DEL | COM | 235851102 | 5 | 20,000 | SH | Call | DFND | | 0 | 20,000 | 0 |
DEUTSCHE HIGH INCOME OPPORT | COM | 25158Y102 | 1,641 | 124,823 | SH | | DFND | | 0 | 124,823 | 0 |
DIPLOMAT PHARMACY INC | COM | 25456K101 | 2,065 | 71,885 | SH | | DFND | | 0 | 71,885 | 0 |
DREYFUS HIGH YIELD STRATEGIE | SH BEN INT | 26200S101 | 1,383 | 452,102 | SH | | DFND | | 0 | 452,102 | 0 |
DYAX CORP | COM | 26746E103 | 382 | 20,000 | SH | | DFND | | 0 | 20,000 | 0 |
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 2,454 | 167,165 | SH | | DFND | | 0 | 167,165 | 0 |
EATON VANCE FLTING RATE INC | COM | 278279104 | 1,549 | 116,959 | SH | | DFND | | 0 | 116,959 | 0 |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 1,268 | 100,000 | SH | | DFND | | 0 | 100,000 | 0 |
EATON VANCE MUN BD FD | COM | 27827X101 | 2,513 | 200,859 | SH | | DFND | | 0 | 200,859 | 0 |
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 4,257 | 725,155 | SH | | DFND | | 0 | 725,155 | 0 |
ENDO INTL PLC | SHS | G30401106 | 3,291 | 47,500 | SH | | DFND | | 0 | 47,500 | 0 |
ENDOLOGIX INC | COM | 29266S106 | 946 | 77,200 | SH | | DFND | | 0 | 77,200 | 0 |
ENVISION HEALTHCARE HLDGS IN | COM | 29413U103 | 765 | 20,800 | SH | | DFND | | 0 | 20,800 | 0 |
ENVISION HEALTHCARE HLDGS IN | COM | 29413U103 | 2 | 10,000 | SH | Call | DFND | | 0 | 10,000 | 0 |
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 1,312 | 93,093 | SH | | DFND | | 0 | 93,093 | 0 |
FIRST TR STRATEGIC HIGH INC | COM SHS NEW | 337353304 | 2,222 | 193,207 | SH | | DFND | | 0 | 193,207 | 0 |
FLUIDIGM CORP DEL | COM | 34385P108 | 203 | 25,000 | SH | | DFND | | 0 | 25,000 | 0 |
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 58 | 10,000 | SH | | DFND | | 0 | 10,000 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 3 | 40,000 | SH | Call | DFND | | 0 | 40,000 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 7,590 | 77,300 | SH | | DFND | | 0 | 77,300 | 0 |
HCA HOLDINGS INC | COM | 40412C101 | 774 | 10,000 | SH | | DFND | | 0 | 10,000 | 0 |
HEARTWARE INTL INC | COM | 422368100 | 1,831 | 35,000 | SH | | DFND | | 0 | 35,000 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 18 | 20,000 | SH | Put | DFND | | 0 | 20,000 | 0 |
HUMANA INC | COM | 444859102 | 17,005 | 95,000 | SH | | DFND | | 0 | 95,000 | 0 |
HUMANA INC | COM | 444859102 | 226 | 40,000 | SH | Put | DFND | | 0 | 40,000 | 0 |
ILLUMINA INC | COM | 452327109 | 2,110 | 12,000 | SH | | DFND | | 0 | 12,000 | 0 |
IMMUNOGEN INC | COM | 45253H101 | 1,180 | 122,900 | SH | | DFND | | 0 | 122,900 | 0 |
INCYTE CORP | COM | 45337C102 | 1,898 | 17,200 | SH | | DFND | | 0 | 17,200 | 0 |
INCYTE CORP | COM | 45337C102 | 113 | 20,000 | SH | Call | DFND | | 0 | 20,000 | 0 |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 1,167 | 138,100 | SH | | DFND | | 0 | 138,100 | 0 |
INTERSECT ENT INC | COM | 46071F103 | 824 | 35,213 | SH | | DFND | | 0 | 35,213 | 0 |
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 12,205 | 1,154,727 | SH | | DFND | | 0 | 1,154,727 | 0 |
INVESCO SR INCOME TR | COM | 46131H107 | 2,662 | 636,786 | SH | | DFND | | 0 | 636,786 | 0 |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 741 | 71,100 | SH | | DFND | | 0 | 71,100 | 0 |
ISHARES | MSCI GERMANY ETF | 464286806 | 16 | 26,200 | SH | Put | DFND | | 0 | 26,200 | 0 |
ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | 8 | 30,000 | SH | Put | DFND | | 0 | 30,000 | 0 |
ISHARES TR | 20+ YR TR BD ETF | 464287432 | 371 | 3,002 | SH | | DFND | | 0 | 3,002 | 0 |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 3,033 | 10,000 | SH | | DFND | | 0 | 10,000 | 0 |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 3,142 | 70,000 | SH | Put | DFND | | 0 | 70,000 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 428 | 70,000 | SH | Put | DFND | | 0 | 70,000 | 0 |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 842 | 175,200 | SH | Put | DFND | | 0 | 175,200 | 0 |
ISIS PHARMACEUTICALS INC | COM | 464330109 | 2,102 | 52,000 | SH | | DFND | | 0 | 52,000 | 0 |
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 1,524 | 117,536 | SH | | DFND | | 0 | 117,536 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 4 | 10,000 | SH | Call | DFND | | 0 | 10,000 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 4,768 | 35,900 | SH | | DFND | | 0 | 35,900 | 0 |
JUNO THERAPEUTICS INC | COM | 48205A109 | 1,424 | 35,000 | SH | | DFND | | 0 | 35,000 | 0 |
KITE PHARMA INC | COM | 49803L109 | 1,448 | 26,007 | SH | | DFND | | 0 | 26,007 | 0 |
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 1,262 | 86,670 | SH | | DFND | | 0 | 86,670 | 0 |
LANNET INC | COM | 516012101 | 3,567 | 85,900 | SH | | DFND | | 0 | 85,900 | 0 |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 4,387 | 863,638 | SH | | DFND | | 0 | 863,638 | 0 |
LMP CORPORATE LN FD INC | COM | 50208B100 | 3,004 | 292,227 | SH | | DFND | | 0 | 292,227 | 0 |
LMP REAL ESTATE INCOME FD IN | COM | 50208C108 | 4,927 | 401,255 | SH | | DFND | | 0 | 401,255 | 0 |
LUMINEX CORP DEL | COM | 55027E102 | 688 | 40,700 | SH | | DFND | | 0 | 40,700 | 0 |
MACYS INC | COM | 55616P104 | 3 | 20,000 | SH | Call | DFND | | 0 | 20,000 | 0 |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 3,389 | 53,000 | SH | | DFND | | 0 | 53,000 | 0 |
MASIMO CORP | COM | 574795100 | 1,157 | 30,000 | SH | | DFND | | 0 | 30,000 | 0 |
MCKESSON CORP | COM | 58155Q103 | 851 | 4,600 | SH | | DFND | | 0 | 4,600 | 0 |
MEDIVATION INC | COM | 58501N101 | 5,245 | 123,400 | SH | | DFND | | 0 | 123,400 | 0 |
MEDTRONIC PLC | SHS | G5960L103 | 7 | 20,000 | SH | Call | DFND | | 0 | 20,000 | 0 |
MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 809 | 95,090 | SH | | DFND | | 0 | 95,090 | 0 |
MFS INTERMEDIATE HIGH INC FD | SH BEN INT | 59318T109 | 787 | 346,661 | SH | | DFND | | 0 | 346,661 | 0 |
MYLAN N V | SHS EURO | N59465109 | 1 | 50,000 | SH | Call | DFND | | 0 | 50,000 | 0 |
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 445 | 43,655 | SH | | DFND | | 0 | 43,655 | 0 |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 2,162 | 165,000 | SH | | DFND | | 0 | 165,000 | 0 |
NEXPOINT CR STRATEGIES FD | COM | 65340G106 | 83 | 14,493 | SH | | DFND | | 0 | 14,493 | 0 |
NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | 469 | 38,000 | SH | | DFND | | 0 | 38,000 | 0 |
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 13,648 | 1,710,276 | SH | | DFND | | 0 | 1,710,276 | 0 |
NUVEEN DIVID ADV MUN FD 3 | COM SH BEN INT | 67070X101 | 4,382 | 323,191 | SH | | DFND | | 0 | 323,191 | 0 |
NUVEEN DIVID ADVANTAGE MUN F | COM | 67066V101 | 408 | 29,643 | SH | | DFND | | 0 | 29,643 | 0 |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 6,122 | 609,188 | SH | | DFND | | 0 | 609,188 | 0 |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 2,640 | 265,376 | SH | | DFND | | 0 | 265,376 | 0 |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 1,199 | 83,123 | SH | | DFND | | 0 | 83,123 | 0 |
NUVEEN LG/SHT COMMODITY TOTR | COM UT BEN INT | 670731108 | 4,817 | 301,069 | SH | | DFND | | 0 | 301,069 | 0 |
NUVEEN MTG OPPORTUNITY TERM | COM | 670735109 | 5,376 | 240,000 | SH | | DFND | | 0 | 240,000 | 0 |
NUVEEN MTG OPPTY TERM FD 2 | COM | 67074R100 | 271 | 12,490 | SH | | DFND | | 0 | 12,490 | 0 |
NUVEEN MUN ADVANTAGE FD INC | COM | 67062H106 | 183 | 13,772 | SH | | DFND | | 0 | 13,772 | 0 |
NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | 2,493 | 190,316 | SH | | DFND | | 0 | 190,316 | 0 |
NUVEEN MUN OPPORTUNITY FD IN | COM | 670984103 | 4,628 | 328,491 | SH | | DFND | | 0 | 328,491 | 0 |
NUVEEN PA INVT QUALITY MUN F | COM | 670972108 | 579 | 44,106 | SH | | DFND | | 0 | 44,106 | 0 |
NUVEEN PERFORMANCE PLUS MUN | COM | 67062P108 | 2,132 | 150,336 | SH | | DFND | | 0 | 150,336 | 0 |
NUVEEN PREM INCOME MUN FD | COM | 67062T100 | 2,001 | 149,297 | SH | | DFND | | 0 | 149,297 | 0 |
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 5,552 | 406,737 | SH | | DFND | | 0 | 406,737 | 0 |
NUVEEN PREMIER MUN INCOME FD | COM | 670988104 | 2,272 | 174,086 | SH | | DFND | | 0 | 174,086 | 0 |
NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 1,500 | 111,178 | SH | | DFND | | 0 | 111,178 | 0 |
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 5,509 | 362,205 | SH | | DFND | | 0 | 362,205 | 0 |
NUVEEN SR INCOME FD | COM | 67067Y104 | 6,202 | 1,049,428 | SH | | DFND | | 0 | 1,049,428 | 0 |
PCM FUND INC | COM | 69323T101 | 696 | 73,218 | SH | | DFND | | 0 | 73,218 | 0 |
PENN VA CORP | COM | 707882106 | 1 | 12,000 | SH | Call | DFND | | 0 | 12,000 | 0 |
PERRIGO CO PLC | SHS | G97822103 | 3,507 | 22,300 | SH | | DFND | | 0 | 22,300 | 0 |
PFIZER INC | COM | 717081103 | 1,413 | 45,000 | SH | | DFND | | 0 | 45,000 | 0 |
PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 238 | 17,917 | SH | | DFND | | 0 | 17,917 | 0 |
PIMCO CORPORATE INCOME STRAT | COM | 72200U100 | 1,351 | 102,847 | SH | | DFND | | 0 | 102,847 | 0 |
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 9,587 | 524,739 | SH | | DFND | | 0 | 524,739 | 0 |
PIMCO INCOME OPPORTUNITY FD | COM | 72202B100 | 352 | 15,380 | SH | | DFND | | 0 | 15,380 | 0 |
PIMCO INCOME STRATEGY FUND | COM | 72201H108 | 2,772 | 286,372 | SH | | DFND | | 0 | 286,372 | 0 |
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 1,725 | 195,086 | SH | | DFND | | 0 | 195,086 | 0 |
PIONEER FLOATING RATE TR | COM | 72369J102 | 4,199 | 370,980 | SH | | DFND | | 0 | 370,980 | 0 |
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 960 | 46,000 | SH | | DFND | | 0 | 46,000 | 0 |
PROTHENA CORP PLC | SHS | G72800108 | 617 | 13,600 | SH | | DFND | | 0 | 13,600 | 0 |
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 480 | 32,762 | SH | | DFND | | 0 | 32,762 | 0 |
RADIO ONE INC | CL D NON VTG | 75040P405 | 148 | 69,381 | SH | | DFND | | 0 | 69,381 | 0 |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 5,139 | 11,048 | SH | | DFND | | 0 | 11,048 | 0 |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 8,052 | 445,872 | SH | | DFND | | 0 | 445,872 | 0 |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 16,567 | 415,002 | SH | | DFND | | 0 | 415,002 | 0 |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 27 | 529,700 | SH | Call | DFND | | 0 | 529,700 | 0 |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 2,590 | 1,071,800 | SH | Put | DFND | | 0 | 1,071,800 | 0 |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 26,963 | 440,568 | SH | | DFND | | 0 | 440,568 | 0 |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 60 | 574,400 | SH | Call | DFND | | 0 | 574,400 | 0 |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 4,507 | 662,100 | SH | Put | DFND | | 0 | 662,100 | 0 |
SHIRE PLC | SPONSORED ADR | 82481R106 | 3,981 | 19,400 | SH | | DFND | | 0 | 19,400 | 0 |
SPARK THERAPEUTICS INC | COM | 84652J103 | 2,477 | 59,350 | SH | | DFND | | 0 | 59,350 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4 | 12,000 | SH | Call | DFND | | 0 | 12,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,815 | 396,500 | SH | Put | DFND | | 0 | 396,500 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 1,970 | 60,000 | SH | | DFND | | 0 | 60,000 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 1,111 | 70,200 | SH | Put | DFND | | 0 | 70,200 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 1,062 | 90,000 | SH | Put | DFND | | 0 | 90,000 | 0 |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 1,667 | 1,530,000 | SH | Put | DFND | | 0 | 1,530,000 | 0 |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 133 | 600,000 | SH | Call | DFND | | 0 | 600,000 | 0 |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 10,406 | 304,000 | SH | | DFND | | 0 | 304,000 | 0 |
SPRINT CORP | COM SER 1 | 85207U105 | 35 | 50,000 | SH | Put | DFND | | 0 | 50,000 | 0 |
ST JUDE MED INC | COM | 790849103 | 5 | 20,000 | SH | Call | DFND | | 0 | 20,000 | 0 |
SURGICAL CARE AFFILIATES INC | COM | 86881L106 | 1,635 | 50,000 | SH | | DFND | | 0 | 50,000 | 0 |
TEL INSTR ELECTRS CORP | COM NEW | 879165207 | 85 | 18,385 | SH | | DFND | | 0 | 18,385 | 0 |
TELEFLEX INC | COM | 879369106 | 1,118 | 9,000 | SH | | DFND | | 0 | 9,000 | 0 |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 3,470 | 94,000 | SH | | DFND | | 0 | 94,000 | 0 |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 1 | 20,000 | SH | Call | DFND | | 0 | 20,000 | 0 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 856 | 7,000 | SH | | DFND | | 0 | 7,000 | 0 |
THL CR SR LN FD | COM | 87244R103 | 1,143 | 73,768 | SH | | DFND | | 0 | 73,768 | 0 |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 1,248 | 10,000 | SH | | DFND | | 0 | 10,000 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 3,124 | 30,000 | SH | | DFND | | 0 | 30,000 | 0 |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 11 | 20,000 | SH | Call | DFND | | 0 | 20,000 | 0 |
WELLS FARGO ADVANTAGE INCOME | COM SHS | 94987B105 | 2,159 | 285,254 | SH | | DFND | | 0 | 285,254 | 0 |
WELLS FARGO ADVANTAGE MULTI | COM SHS | 94987D101 | 828 | 72,992 | SH | | DFND | | 0 | 72,992 | 0 |
WESTERN ASSET CLYM INFL OPP | COM | 95766R104 | 1,578 | 151,708 | SH | | DFND | | 0 | 151,708 | 0 |
WESTERN ASSET CLYM INFL SEC | COM SH BEN INT | 95766Q106 | 3,647 | 345,695 | SH | | DFND | | 0 | 345,695 | 0 |
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 3,183 | 491,936 | SH | | DFND | | 0 | 491,936 | 0 |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 681 | 250,000 | SH | Call | DFND | | 0 | 250,000 | 0 |
WL ROSS HLDG CORP | COM SHS | 92939D104 | 2,261 | 217,800 | SH | | DFND | | 0 | 217,800 | 0 |
WL ROSS HLDG CORP | UNIT 06/11/2019 | 92939D203 | 287 | 25,600 | SH | | DFND | | 0 | 25,600 | 0 |
WORLD ACCEP CORP DEL | COM | 981419104 | 104 | 20,000 | SH | Put | DFND | | 0 | 20,000 | 0 |
WORLD ACCEP CORP DEL | COM | 981419104 | 4 | 10,000 | SH | Call | DFND | | 0 | 10,000 | 0 |