Mariner Investment 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABERDEEN ASIA PACIFIC INCOM	COM	003009107	859	187,956	SH		DFND		0	187,956	0
ACCELERON PHARMA INC	COM	00434H108	1,209	24,800	SH		DFND		0	24,800	0
ACHILLION PHARMACEUTICALS IN	COM	00448Q201	1,340	124,200	SH		DFND		0	124,200	0
ADVANCED MICRO DEVICES INC	COM	007903107	176	637,900	SH	Put	DFND		0	637,900	0
ADVENT CLAY CONV SEC INC FD	COM	007639107	194	34,988	SH		DFND		0	34,988	0
ADVENT CLAYMORE CV SECS & IN	COM	00764C109	1,434	106,083	SH		DFND		0	106,083	0
ADVENT CLAYMORE ENH GRW & IN	COM	00765E104	3,984	481,748	SH		DFND		0	481,748	0
AETNA INC NEW	COM	00817Y108	33	45,500	SH	Call	DFND		0	45,500	0
AGILENT TECHNOLOGIES INC	COM	00846U101	1,923	46,000	SH		DFND		0	46,000	0
ALEXION PHARMACEUTICALS INC	COM	015351109	5,398	28,300	SH		DFND		0	28,300	0
ALKERMES PLC	SHS	G01767105	1,603	20,200	SH		DFND		0	20,200	0
ALLIANZGI CONV & INCOME FD	COM	018828103	2,595	468,500	SH		DFND		0	468,500	0
ALLIANZGI CONV & INCOME FD I	COM	018825109	1,412	279,519	SH		DFND		0	279,519	0
ALLIANZGI DIVERS INC & CNV F	COM	01883J108	574	31,625	SH		DFND		0	31,625	0
AMERICAN CAP LTD	COM	02503Y103	690	50,000	SH		DFND		0	50,000	0
AMERICAN CAP SR FLOATING LTD	COM	02504D108	549	55,850	SH		DFND		0	55,850	0
APOLLO SR FLOATING RATE FD I	COM	037636107	4,650	306,928	SH		DFND		0	306,928	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	2,244	161,565	SH		DFND		0	161,565	0
ARBUTUS BIOPHARMA CORP	COM	03879J100	681	153,133	SH		DFND		0	153,133	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	5,232	391,653	SH		DFND		0	391,653	0
ARIAD PHARMACEUTICALS INC	COM	04033A100	893	142,800	SH		DFND		0	142,800	0
AVENUE INCOME CR STRATEGIES	COM	05358E106	1,315	115,874	SH		DFND		0	115,874	0
BARCLAYS BK PLC	IPATH S&P500 VIX	06742E711	2,910	2,217,300	SH	Put	DFND		0	2,217,300	0
BAXALTA INC	COM	07177M103	2,342	60,000	SH		DFND		0	60,000	0
BIOGEN INC	COM	09062X103	4,191	13,682	SH		DFND		0	13,682	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	5,141	49,072	SH		DFND		0	49,072	0
BLACKROCK DEBT STRAT FD INC	COM	09255R103	887	263,312	SH		DFND		0	263,312	0
BLACKROCK ENERGY & RES TR	COM	09250U101	1,636	130,600	SH		DFND		0	130,600	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	5,473	424,285	SH		DFND		0	424,285	0
BLACKROCK FLOATING RATE INCO	COM	091941104	700	56,013	SH		DFND		0	56,013	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	3,425	216,660	SH		DFND		0	216,660	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	3,158	222,844	SH		DFND		0	222,844	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	159	11,020	SH		DFND		0	11,020	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	6,204	460,242	SH		DFND		0	460,242	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	10,547	788,836	SH		DFND		0	788,836	0
BLUEBIRD BIO INC	COM	09609G100	2,183	34,000	SH		DFND		0	34,000	0
BOULDER GROWTH & INCOME FD I	COM	101507101	9,819	1,268,583	SH		DFND		0	1,268,583	0
BRISTOL MYERS SQUIBB CO	COM	110122108	4,444	64,600	SH		DFND		0	64,600	0
BROOKFIELD HIGH INCOME FD IN	COM	11272P102	1,592	232,122	SH		DFND		0	232,122	0
BROOKFIELD MTG OPP INC FD IN	COM	112792106	8,019	543,631	SH		DFND		0	543,631	0
BROOKFIELD TOTAL RETURN FD I	COM	11283U108	876	39,900	SH		DFND		0	39,900	0
CALAMOS CONV & HIGH INCOME F	COM SHS	12811P108	1,723	163,944	SH		DFND		0	163,944	0
CALAMOS CONV OPP AND INC FD	SH BEN INT	128117108	1,198	120,907	SH		DFND		0	120,907	0
CALAMOS GBL DYN INCOME FUND	COM	12811L107	1,690	236,000	SH		DFND		0	236,000	0
CALAMOS GLOBAL TOTAL RETURN	COM SH BEN INT	128118106	1,107	96,908	SH		DFND		0	96,908	0
CELGENE CORP	COM	151020104	6,347	53,000	SH		DFND		0	53,000	0
CENTRAL FD CDA LTD	CL A	153501101	6,993	700,000	SH		DFND		0	700,000	0
CERNER CORP	COM	156782104	2,948	49,000	SH		DFND		0	49,000	0
CHIMERA INVT CORP	COM NEW	16934Q208	2,046	150,000	SH		DFND		0	150,000	0
CLEAR CHANNEL OUTDOOR HLDGS	CL A	18451C109	409	73,180	SH		DFND		0	73,180	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	772	73,958	SH		DFND		0	73,958	0
COHEN & STEERS REIT & PFD IN	COM	19247X100	4,250	230,468	SH		DFND		0	230,468	0
CORNERSTONE STRATEGIC VALUE	COM PAR $0.001	21924B302	933	59,582	SH		DFND		0	59,582	0
CREDIT SUISSE HIGH YLD BND F	SH BEN INT	22544F103	510	223,749	SH		DFND		0	223,749	0
CROSSROADS CAP INC	COM	227656105	200	62,400	SH		DFND		0	62,400	0
DEUTSCHE HIGH INCOME OPPORT	COM	25158Y102	1,630	124,823	SH		DFND		0	124,823	0
DEUTSCHE HIGH INCOME TR	SHS	25155R100	232	29,235	SH		DFND		0	29,235	0
DIPLOMAT PHARMACY INC	COM	25456K101	3,712	108,485	SH		DFND		0	108,485	0
DIVIDEND & INCOME FUND	COM NEW	25538A204	743	67,445	SH		DFND		0	67,445	0
EATON VANCE FLTG RATE INCOM	COM SHS BEN INT	278284104	2,365	167,165	SH		DFND		0	167,165	0
EATON VANCE FLTING RATE INC	COM	278279104	1,410	111,560	SH		DFND		0	111,560	0
EATON VANCE LTD DUR INCOME F	COM	27828H105	1,266	99,183	SH		DFND		0	99,183	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	3,511	608,482	SH		DFND		0	608,482	0
ENDO INTL PLC	SHS	G30401106	6,887	112,500	SH		DFND		0	112,500	0
ENDOLOGIX INC	COM	29266S106	1,149	116,100	SH		DFND		0	116,100	0
ENTERCOM COMMUNICATIONS CORP	CL A	293639100	3	10,000	SH	Put	DFND		0	10,000	0
ENVISION HEALTHCARE HLDGS IN	COM	29413U103	1,060	40,800	SH		DFND		0	40,800	0
FIDUCIARY CLAYMORE MLP OPP F	COM	31647Q106	2,077	160,000	SH		DFND		0	160,000	0
FIRST TR DIVIDEND INCOME FD	COM	33731L100	312	36,828	SH		DFND		0	36,828	0
FIRST TR HIGH INCOME L/S FD	COM	33738E109	572	40,626	SH		DFND		0	40,626	0
FIRST TR STRATEGIC HIGH INC	COM SHS NEW	337353304	2,490	223,682	SH		DFND		0	223,682	0
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	36465A109	2,812	592,037	SH		DFND		0	592,037	0
GAMCO NAT RES GOLD & INCOME	SH BEN INT	36465E101	1,479	258,092	SH		DFND		0	258,092	0
GILEAD SCIENCES INC	COM	375558103	8,530	84,300	SH		DFND		0	84,300	0
GOLDMAN SACHS MLP ENERGY REN	COM	38148G107	1,543	281,508	SH		DFND		0	281,508	0
HCA HOLDINGS INC	COM	40412C101	4,734	70,000	SH		DFND		0	70,000	0
HORIZON PHARMA PLC	SHS	G4617B105	2,160	99,700	SH		DFND		0	99,700	0
IMMUNOGEN INC	COM	45253H101	948	69,851	SH		DFND		0	69,851	0
INCYTE CORP	COM	45337C102	3,655	33,700	SH		DFND		0	33,700	0
INFINITY PHARMACEUTICALS INC	COM	45665G303	1,084	138,100	SH		DFND		0	138,100	0
INTERSECT ENT INC	COM	46071F103	792	35,213	SH		DFND		0	35,213	0
INVESCO DYNAMIC CR OPP FD	COM	46132R104	12,510	1,185,774	SH		DFND		0	1,185,774	0
INVESCO SR INCOME TR	COM	46131H107	2,649	655,632	SH		DFND		0	655,632	0
IONIS PHARMACEUTICALS INC	COM	462222100	2,206	35,620	SH		DFND		0	35,620	0
IRONWOOD PHARMACEUTICALS INC	COM CL A	46333X108	557	48,100	SH		DFND		0	48,100	0
ISHARES	MSCI GERMANY ETF	464286806	16	60,000	SH	Put	DFND		0	60,000	0
ISHARES S&P GSCI COMMODITY I	UNIT BEN INT	46428R107	4	30,000	SH	Put	DFND		0	30,000	0
ISHARES TR	NASDQ BIOTEC ETF	464287556	617	61,000	SH	Put	DFND		0	61,000	0
ISHARES TR	RUSSELL 2000 ETF	464287655	40	20,000	SH	Put	DFND		0	20,000	0
ISHARES TR	JP MOR EM MK ETF	464288281	286	140,600	SH	Put	DFND		0	140,600	0
ISHARES TR	IBOXX HI YD ETF	464288513	2	60,000	SH	Call	DFND		0	60,000	0
ISHARES TR	IBOXX HI YD ETF	464288513	34	25,000	SH	Put	DFND		0	25,000	0
IVY HIGH INC OPPORTUNITIES F	COM	465893105	2,571	207,646	SH		DFND		0	207,646	0
JAVELIN MTG INVT CORP	COM	47200B104	211	33,686	SH		DFND		0	33,686	0
JAZZ PHARMACEUTICALS PLC	SHS USD	G50871105	6,325	45,000	SH		DFND		0	45,000	0
JUNO THERAPEUTICS INC	COM	48205A109	1,451	33,000	SH		DFND		0	33,000	0
KAYNE ANDERSON MLP INVT CO	COM	486606106	2,248	130,000	SH		DFND		0	130,000	0
KAYNE ANDERSON MLP INVT CO	COM	486606106	1	40,000	SH	Call	DFND		0	40,000	0
KITE PHARMA INC	COM	49803L109	1,294	21,007	SH		DFND		0	21,007	0
KKR INCOME OPPORTUNITIES FD	COM	48249T106	1,213	87,470	SH		DFND		0	87,470	0
LANNET INC	COM	516012101	2,540	63,300	SH		DFND		0	63,300	0
LIBERTY ALL STAR EQUITY FD	SH BEN INT	530158104	2,864	535,244	SH		DFND		0	535,244	0
LMP CAP & INCOME FD INC	COM	50208A102	846	68,376	SH		DFND		0	68,376	0
LMP CORPORATE LN FD INC	COM	50208B100	2,887	292,227	SH		DFND		0	292,227	0
LMP REAL ESTATE INCOME FD IN	COM	50208C108	4,688	359,517	SH		DFND		0	359,517	0
MALLINCKRODT PUB LTD CO	SHS	G5785G107	3,508	47,000	SH		DFND		0	47,000	0
MASIMO CORP	COM	574795100	1,519	36,600	SH		DFND		0	36,600	0
MCKESSON CORP	COM	58155Q103	2,268	11,500	SH		DFND		0	11,500	0
MEDIVATION INC	COM	58501N101	5,240	108,400	SH		DFND		0	108,400	0
MEDTRONIC PLC	SHS	G5960L103	308	4,000	SH		DFND		0	4,000	0
MEDTRONIC PLC	SHS	G5960L103	15	20,000	SH	Call	DFND		0	20,000	0
MERRIMACK PHARMACEUTICALS IN	COM	590328100	498	63,090	SH		DFND		0	63,090	0
MEXICO FD INC	COM	592835102	364	21,900	SH		DFND		0	21,900	0
MFS INTERMEDIATE HIGH INC FD	SH BEN INT	59318T109	719	309,961	SH		DFND		0	309,961	0
MOBILEYE N V AMSTELVEEN	ORD SHS	N51488117	7	10,000	SH	Put	DFND		0	10,000	0
NATERA INC	COM	632307104	338	31,300	SH		DFND		0	31,300	0
NEUBERGER BERMAN HGH YLD FD	COM	64128C106	1,675	166,046	SH		DFND		0	166,046	0
NEUBERGER BERMAN RE ES SEC F	COM	64190A103	3,582	714,995	SH		DFND		0	714,995	0
NEW RESIDENTIAL INVT CORP	COM NEW	64828T201	2,747	225,922	SH		DFND		0	225,922	0
NEW YORK MTG TR INC	PFD-C CONV	649604808	572	30,500	SH		DFND		0	30,500	0
NEWLINK GENETICS CORP	COM	651511107	364	10,000	SH		DFND		0	10,000	0
NORTHSTAR REALTY EUROPE CORP	COM	66706L101	287	24,337	SH		DFND		0	24,337	0
NORTHSTAR RLTY FIN CORP	COM	66704R803	1,427	83,813	SH		DFND		0	83,813	0
NUVEEN CR STRATEGIES INCM FD	COM SHS	67073D102	13,409	1,710,276	SH		DFND		0	1,710,276	0
NUVEEN DIVERSIFIED COMMODTY	COM UT BEN INT	67074P104	159	17,668	SH		DFND		0	17,668	0
NUVEEN DIVID ADV MUN FD 3	COM SH BEN INT	67070X101	4,323	301,065	SH		DFND		0	301,065	0
NUVEEN DIVID ADVANTAGE MUN F	COM	67066V101	204	13,994	SH		DFND		0	13,994	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	4,747	463,605	SH		DFND		0	463,605	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	2,601	265,376	SH		DFND		0	265,376	0
NUVEEN GLOBAL HIGH INCOME FD	SHS	67075G103	795	57,858	SH		DFND		0	57,858	0
NUVEEN LG/SHT COMMODITY TOTR	COM UT BEN INT	670731108	3,037	195,411	SH		DFND		0	195,411	0
NUVEEN MTG OPPORTUNITY TERM	COM	670735109	2,759	121,471	SH		DFND		0	121,471	0
NUVEEN MUN ADVANTAGE FD INC	COM	67062H106	250	18,064	SH		DFND		0	18,064	0
NUVEEN MUN MKT OPPORTUNITY F	COM	67062W103	2,561	185,703	SH		DFND		0	185,703	0
NUVEEN MUN OPPORTUNITY FD IN	COM	670984103	4,663	325,391	SH		DFND		0	325,391	0
NUVEEN PA INVT QUALITY MUN F	COM	670972108	604	44,106	SH		DFND		0	44,106	0
NUVEEN PERFORMANCE PLUS MUN	COM	67062P108	697	46,618	SH		DFND		0	46,618	0
NUVEEN PREM INCOME MUN FD	COM	67062T100	2,105	149,297	SH		DFND		0	149,297	0
NUVEEN PREM INCOME MUN FD 2	COM	67063W102	4,560	315,379	SH		DFND		0	315,379	0
NUVEEN PREMIER MUN INCOME FD	COM	670988104	2,438	178,448	SH		DFND		0	178,448	0
NUVEEN QUALITY INCOME MUN FD	COM	670977107	1,577	111,178	SH		DFND		0	111,178	0
NUVEEN QUALITY MUN FD INC	COM	67062N103	1,591	116,610	SH		DFND		0	116,610	0
NUVEEN QUALITY PFD INC FD 3	COM	67072W101	135	15,870	SH		DFND		0	15,870	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	5,372	362,205	SH		DFND		0	362,205	0
NUVEEN SR INCOME FD	COM	67067Y104	6,661	1,154,492	SH		DFND		0	1,154,492	0
PCM FUND INC	COM	69323T101	452	48,950	SH		DFND		0	48,950	0
PENN VA CORP	COM	707882106	0	12,000	SH	Call	DFND		0	12,000	0
PERRIGO CO PLC	SHS	G97822103	6,077	42,000	SH		DFND		0	42,000	0
PFIZER INC	COM	717081103	50	60,000	SH	Call	DFND		0	60,000	0
PFIZER INC	COM	717081103	2,905	90,000	SH		DFND		0	90,000	0
PIMCO DYNAMIC CR INCOME FD	COM SHS	72202D106	9,708	538,428	SH		DFND		0	538,428	0
PIMCO INCOME OPPORTUNITY FD	COM	72202B100	1,211	57,200	SH		DFND		0	57,200	0
PIMCO INCOME STRATEGY FUND	COM	72201H108	3,200	328,536	SH		DFND		0	328,536	0
PIMCO INCOME STRATEGY FUND I	COM	72201J104	1,846	210,536	SH		DFND		0	210,536	0
PIONEER DIV HIGH INCOME TRUS	COM	723653101	349	23,912	SH		DFND		0	23,912	0
PIONEER FLOATING RATE TR	COM	72369J102	4,025	370,980	SH		DFND		0	370,980	0
POWERSHS DB MULTI SECT COMM	PS DB AGRICUL FD	73936B408	742	36,000	SH		DFND		0	36,000	0
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	74255X104	294	17,633	SH		DFND		0	17,633	0
PROTHENA CORP PLC	SHS	G72800108	1,233	18,104	SH		DFND		0	18,104	0
RADIO ONE INC	CL D NON VTG	75040P405	120	69,481	SH		DFND		0	69,481	0
REAVES UTIL INCOME FD	COM SH BEN INT	756158101	2,046	78,787	SH		DFND		0	78,787	0
REGENERON PHARMACEUTICALS	COM	75886F107	4,098	7,548	SH		DFND		0	7,548	0
RELYPSA INC	COM	759531106	425	15,000	SH		DFND		0	15,000	0
RMR REAL ESTATE INCOME FUND	COM	76970B101	8,596	445,872	SH		DFND		0	445,872	0
SELECT SECTOR SPDR TR	SBI MATERIALS	81369Y100	13	200,000	SH	Call	DFND		0	200,000	0
SELECT SECTOR SPDR TR	SBI MATERIALS	81369Y100	24	300,000	SH	Put	DFND		0	300,000	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	24,120	399,867	SH		DFND		0	399,867	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	6	509,900	SH	Call	DFND		0	509,900	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	3,047	556,900	SH	Put	DFND		0	556,900	0
SHIRE PLC	SPONSORED ADR	82481R106	4,715	23,000	SH		DFND		0	23,000	0
SPARK THERAPEUTICS INC	COM	84652J103	2,009	44,350	SH		DFND		0	44,350	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	1	12,000	SH	Call	DFND		0	12,000	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	441	282,000	SH	Put	DFND		0	282,000	0
SPDR SERIES TRUST	BRC HGH YLD BD	78464A417	3	10,000	SH	Put	DFND		0	10,000	0
SPDR SERIES TRUST	S&P OILGAS EXP	78464A730	2,121	70,200	SH		DFND		0	70,200	0
SPDR SERIES TRUST	S&P OILGAS EXP	78464A730	1,244	70,200	SH	Put	DFND		0	70,200	0
SPDR SERIES TRUST	S&P OILGAS EXP	78464A730	19	24,000	SH	Call	DFND		0	24,000	0
SPDR SERIES TRUST	S&P HOMEBUILD	78464A888	2	200,000	SH	Call	DFND		0	200,000	0
SPDR SERIES TRUST	S&P HOMEBUILD	78464A888	23	430,000	SH	Put	DFND		0	430,000	0
SPRINT CORP	COM SER 1	85207U105	23	50,000	SH	Put	DFND		0	50,000	0
ST JUDE MED INC	COM	790849103	618	10,000	SH		DFND		0	10,000	0
ST JUDE MED INC	COM	790849103	1	20,000	SH	Call	DFND		0	20,000	0
SURGERY PARTNERS INC	COM	86881A100	369	18,000	SH		DFND		0	18,000	0
SURGICAL CARE AFFILIATES INC	COM	86881L106	1,314	33,000	SH		DFND		0	33,000	0
TEKLA WORLD HEALTHCARE FD	BEN INT SHS	87911L108	510	32,244	SH		DFND		0	32,244	0
TENET HEALTHCARE CORP	COM NEW	88033G407	2,597	85,700	SH		DFND		0	85,700	0
TESLA MTRS INC	COM	88160R101	6	10,000	SH	Put	DFND		0	10,000	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	213	1,500	SH		DFND		0	1,500	0
THL CR SR LN FD	COM	87244R103	1,283	80,870	SH		DFND		0	80,870	0
VERTEX PHARMACEUTICALS INC	COM	92532F100	5,285	42,000	SH		DFND		0	42,000	0
WELLS FARGO INCOME OPPORTUNI	COM SHS	94987B105	2,089	280,411	SH		DFND		0	280,411	0
WELLS FARGO MULTI SECTOR INC	COM SHS	94987D101	826	72,992	SH		DFND		0	72,992	0
WESTERN ASSET CLYM INFL OPP	COM	95766R104	1,561	151,708	SH		DFND		0	151,708	0
WESTERN ASSET CLYM INFL SEC	COM SH BEN INT	95766Q106	3,654	345,695	SH		DFND		0	345,695	0
WESTERN ASSET HIGH INCM FD I	COM	95766J102	1,443	228,729	SH		DFND		0	228,729	0
WESTERN ASSET HIGH INCM OPP	COM	95766K109	1,042	222,094	SH		DFND		0	222,094	0
WISDOMTREE TR	INDIA ERNGS FD	97717W422	631	250,000	SH	Call	DFND		0	250,000	0
WL ROSS HLDG CORP	COM SHS	92939D104	686	68,892	SH		DFND		0	68,892	0
WL ROSS HLDG CORP	*W EXP 06/11/201	92939D112	26	78,958	SH		DFND		0	78,958	0
WL ROSS HLDG CORP	UNIT 06/11/2019	92939D203	260	25,400	SH		DFND		0	25,400	0
ZAIS FINL CORP	COM	98886K108	761	50,468	SH		DFND		0	50,468	0