COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE ACQUISITION CORP | UNIT 99/99/9999 | 00439D201 | 225 | 22,670 | SH | | DFND | | 22,670 | 0 | 0 |
AF ACQUISITION CORP | UNIT 03/31/2028 | 001040203 | 151 | 15,301 | SH | | DFND | | 15,301 | 0 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 5 | 50,000 | SH | Put | DFND | | 50,000 | 0 | 0 |
ALTIMAR ACQUISITION CORP | SHS CL A | G03707109 | 419 | 42,440 | SH | | DFND | | 42,440 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 4 | 100,000 | SH | Put | DFND | | 100,000 | 0 | 0 |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 35 | 19,000 | SH | Put | DFND | | 19,000 | 0 | 0 |
ATHENA TECHNOLOGY ACQUISI CO | UNIT 99/99/9999 | 04687A208 | 201 | 20,300 | SH | | DFND | | 20,300 | 0 | 0 |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 5,726 | 4,640,000 | PRN | | DFND | | 4,640,000 | 0 | 0 |
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 116 | 10,529 | SH | | DFND | | 10,529 | 0 | 0 |
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 917 | 70,551 | SH | | DFND | | 70,551 | 0 | 0 |
BLACKSTONE SENIOR FLOATNG RA | COM | 09256U105 | 625 | 40,178 | SH | | DFND | | 40,178 | 0 | 0 |
BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 | 847 | 63,523 | SH | | DFND | | 63,523 | 0 | 0 |
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 | 184 | 16,776 | SH | | DFND | | 16,776 | 0 | 0 |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 | 309 | 16,550 | SH | | DFND | | 16,550 | 0 | 0 |
COHEN & STEERS MLP INCOME & | COM SHS | 19249B106 | 128 | 40,000 | SH | | DFND | | 40,000 | 0 | 0 |
CORAZON CAPITAL V838 MONOCER | UNIT 03/24/2026 | G24237110 | 143 | 14,408 | SH | | DFND | | 14,408 | 0 | 0 |
DECARBONIZATION PLUS ACQU II | UNIT 03/19/2026 | 24279D204 | 212 | 21,300 | SH | | DFND | | 21,300 | 0 | 0 |
DISRUPTIVE ACQUISITION CORP | UNIT 03/06/2026 | G2770Y110 | 278 | 28,166 | SH | | DFND | | 28,166 | 0 | 0 |
DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | 1,041 | 54,403 | SH | | DFND | | 54,403 | 0 | 0 |
EATON VANCE CALIF MUN INCOM | SH BEN INT | 27826F101 | 135 | 10,209 | SH | | DFND | | 10,209 | 0 | 0 |
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 1,037 | 63,683 | SH | | DFND | | 63,683 | 0 | 0 |
EATON VANCE FLTING RATE INC | COM | 278279104 | 902 | 63,956 | SH | | DFND | | 63,956 | 0 | 0 |
EQ HEALTH ACQUISITION CORP | UNIT 02/02/2028 | 26886A200 | 153 | 15,404 | SH | | DFND | | 15,404 | 0 | 0 |
EVO ACQUISITION CORP | UNIT 99/99/9999 | 30052G207 | 188 | 18,900 | SH | | DFND | | 18,900 | 0 | 0 |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 6 | 10,000 | SH | Put | DFND | | 10,000 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 25 | 30,000 | SH | Put | DFND | | 30,000 | 0 | 0 |
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 253 | 20,399 | SH | | DFND | | 20,399 | 0 | 0 |
FIRST TRUST SPECIALTY FINANC | COM BEN INTR | 33733G109 | 428 | 107,309 | SH | | DFND | | 107,309 | 0 | 0 |
FIRSTENERGY CORP | COM | 337932107 | 2,428 | 70,000 | SH | | DFND | | 70,000 | 0 | 0 |
FS KKR CAP CORP II | COM | 35952V303 | 1,043 | 53,422 | SH | | DFND | | 53,422 | 0 | 0 |
GABELLI CONV & INC SECS FD I | COM | 36240B109 | 65 | 10,603 | SH | | DFND | | 10,603 | 0 | 0 |
GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | 486 | 140,000 | SH | | DFND | | 140,000 | 0 | 0 |
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 979 | 195,000 | SH | | DFND | | 195,000 | 0 | 0 |
GDL FD | COM SH BEN IT | 361570104 | 2,067 | 231,502 | SH | | DFND | | 231,502 | 0 | 0 |
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G206 | 204 | 21,100 | SH | | DFND | | 21,100 | 0 | 0 |
GORES GUGGENHEIM INC | UNIT 03/25/2028 | 38286Q206 | 196 | 19,733 | SH | | DFND | | 19,733 | 0 | 0 |
GROWTH CAP ACQUISITION CORP | UNIT 06/01/2027 | 39986V206 | 256 | 25,840 | SH | | DFND | | 25,840 | 0 | 0 |
GX ACQUISITION CORP II | UNIT 03/17/2026 | 36260F204 | 100 | 10,000 | SH | | DFND | | 10,000 | 0 | 0 |
INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 410 | 50,000 | SH | Put | DFND | | 50,000 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 11 | 60,000 | SH | Put | DFND | | 60,000 | 0 | 0 |
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 67 | 10,000 | SH | | DFND | | 10,000 | 0 | 0 |
MAGNUM OPUS ACQUISITION LTD | UNIT 06/03/2026 | G5S70A120 | 198 | 20,000 | SH | | DFND | | 20,000 | 0 | 0 |
MASON INDUSTRIAL TECHNOLGY I | UNIT 99/99/9999 | 57520Y205 | 135 | 13,613 | SH | | DFND | | 13,613 | 0 | 0 |
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 184 | 19,211 | SH | | DFND | | 19,211 | 0 | 0 |
NEUBERGER BERMAN MLP & ENERG | COM | 64129H104 | 273 | 65,096 | SH | | DFND | | 65,096 | 0 | 0 |
NEXPOINT STRATEGIC OPPORTES | COM NEW | 65340G205 | 720 | 63,189 | SH | | DFND | | 63,189 | 0 | 0 |
NUVEEN DIVERSIFIED DIVID & I | COM | 6706EP105 | 447 | 47,134 | SH | | DFND | | 47,134 | 0 | 0 |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 2,339 | 242,173 | SH | | DFND | | 242,173 | 0 | 0 |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 2,635 | 276,170 | SH | | DFND | | 276,170 | 0 | 0 |
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 351 | 24,252 | SH | | DFND | | 24,252 | 0 | 0 |
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 787 | 55,716 | SH | | DFND | | 55,716 | 0 | 0 |
NUVEEN SR INCOME FD | COM | 67067Y104 | 805 | 143,544 | SH | | DFND | | 143,544 | 0 | 0 |
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 713 | 51,420 | SH | | DFND | | 51,420 | 0 | 0 |
PIMCO ENRGY TACTICAL CR OPP | COM SHS BEN INT | 69346N107 | 891 | 86,110 | SH | | DFND | | 86,110 | 0 | 0 |
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 154 | 13,646 | SH | | DFND | | 13,646 | 0 | 0 |
PIONEER FLOATING RATE TR | COM | 72369J102 | 242 | 21,100 | SH | | DFND | | 21,100 | 0 | 0 |
POWER REIT | COM | 73933H101 | 389 | 8,608 | SH | | DFND | | 8,608 | 0 | 0 |
PROGRESS ACQUISITION CORP | UNIT 12/25/2025 | 74327P204 | 148 | 15,000 | SH | | DFND | | 15,000 | 0 | 0 |
RIVERNORTH MANAGED DUR MUN I | COM | 76882H105 | 288 | 15,496 | SH | | DFND | | 15,496 | 0 | 0 |
RMR MORTGAGE TR | COM | 76970B101 | 1,174 | 97,859 | SH | | DFND | | 97,859 | 0 | 0 |
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 221 | 43,308 | SH | | DFND | | 43,308 | 0 | 0 |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 42 | 100,000 | SH | Put | DFND | | 100,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 40 | 130,000 | SH | Put | DFND | | 130,000 | 0 | 0 |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 838 | 48,243 | SH | | DFND | | 48,243 | 0 | 0 |
TAILWIND INTERNATNAL ACQ COR | UNIT 99/99/9999 | G8662F127 | 187 | 18,950 | SH | | DFND | | 18,950 | 0 | 0 |
TB SA ACQUISITION CORP | UNIT 03/25/2028 | G8657L113 | 392 | 39,800 | SH | | DFND | | 39,800 | 0 | 0 |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 310 | 12,700 | SH | | DFND | | 12,700 | 0 | 0 |
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 206 | 8,004 | SH | | DFND | | 8,004 | 0 | 0 |
UNITED STS OIL FD LP | UNITS | 91232N207 | 35 | 50,000 | SH | Put | DFND | | 50,000 | 0 | 0 |
VISTRA CORP | COM | 92840M102 | 796 | 45,000 | SH | | DFND | | 45,000 | 0 | 0 |
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 125 | 27,013 | SH | | DFND | | 27,013 | 0 | 0 |
WELLS FARGO ADVANTAGE INCOME | WF INC OPPTY FD | 94987B105 | 141 | 16,700 | SH | | DFND | | 16,700 | 0 | 0 |
WELLS FARGO GLOBAL DIVID OPP | COM | 94987C103 | 176 | 33,480 | SH | | DFND | | 33,480 | 0 | 0 |
WESTERN ASSET / CLAYMORE INF | COM | 95766R104 | 1,424 | 117,112 | SH | | DFND | | 117,112 | 0 | 0 |