The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
890 5TH AVE PARTNERS INC | COM CL A | 28250A105 | 197 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
ACCELERATE ACQUISITION CORP | UNIT 99/99/9999 | 00439D201 | 229 | 22,670 | SH | DFND | 22,670 | 0 | 0 | ||
ADIT EDTECH ACQUISITION CORP | UNIT 99/99/9999 | 007024201 | 139 | 13,900 | SH | DFND | 13,900 | 0 | 0 | ||
AF ACQUISITION CORP | UNIT 03/23/2028 | 001040203 | 404 | 40,601 | SH | DFND | 40,601 | 0 | 0 | ||
AGILE GROWTH CORP | UNIT 03/09/2026 | G01202129 | 199 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
ALUSSA ENERGY ACQUISITION CO | SHS CL A | G0232J101 | 198 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
ARCHIMEDES TECH SPAC PARTNR | UNIT 03/10/2026 | 039562202 | 398 | 40,099 | SH | DFND | 40,099 | 0 | 0 | ||
ARES ACQUISITION CORPORATION | COM CL A | G33032106 | 188 | 19,322 | SH | DFND | 19,322 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 8 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 421 | 19,535 | SH | DFND | 19,535 | 0 | 0 | ||
ATHENA TECHNOLOGY ACQUISI CO | UNIT 99/99/9999 | 04687A208 | 202 | 20,300 | SH | DFND | 20,300 | 0 | 0 | ||
ATI PHYSICAL THERAPY INC | COM CL A | 00216W109 | 95 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
ATLANTIC COASTAL ACQUISTN CO | UNIT 03/02/2026 | 048453203 | 584 | 58,718 | SH | DFND | 58,718 | 0 | 0 | ||
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 5,417 | 4,640,000 | PRN | DFND | 4,640,000 | 0 | 0 | ||
AVIS BUDGET GROUP | COM | 053774105 | 473 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
BITE ACQUISITION CORP | UNIT 99/99/9999 | 09175K204 | 158 | 15,883 | SH | DFND | 15,883 | 0 | 0 | ||
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 121 | 10,529 | SH | DFND | 10,529 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 464 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 | 532 | 38,177 | SH | DFND | 38,177 | 0 | 0 | ||
BLUE OWL CAPITAL INC | COM CL A | 09581B103 | 384 | 29,800 | SH | DFND | 29,800 | 0 | 0 | ||
BOA ACQUISITION CORP | UNIT 99/99/9999 | 05601A208 | 302 | 30,510 | SH | DFND | 30,510 | 0 | 0 | ||
BRIDGETOWN 2 HOLDINGS LTD | CL A | G1355V103 | 102 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
BROADSTONE ACQUISITION CORP | SHS CL A | G1739V100 | 652 | 65,973 | SH | DFND | 65,973 | 0 | 0 | ||
BUILD ACQUISITION CORP | UNIT 99/99/9999 | 12008J204 | 360 | 36,154 | SH | DFND | 36,154 | 0 | 0 | ||
CAPITALA FIN CORP | COM NEW | 14054R502 | 1,007 | 40,500 | SH | DFND | 40,500 | 0 | 0 | ||
CAPSTAR SPL PURP ACQUISITION | COM CL A | 14070Y101 | 196 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
CARTESIAN GROWTH CORP | UNIT 02/26/2028 | G19276123 | 160 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
CC NEUBERGER PRIN HLDGS II | SHS CL A | G3166T103 | 165 | 16,684 | SH | DFND | 16,684 | 0 | 0 | ||
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 | 269 | 20,162 | SH | DFND | 20,162 | 0 | 0 | ||
CENTRICUS ACQUISITION CORP | CL A SHS | G2072Q104 | 223 | 22,500 | SH | DFND | 22,500 | 0 | 0 | ||
COHN ROBBINS HOLDINGS CORP | COM CL A | G23726105 | 591 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
CONSTELLATION ACQUISITN CORP | UNIT 99/99/9999 | G2R18K121 | 100 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
CORAZON CAPITAL V838 MONOCER | UNIT 03/24/2026 | G24237110 | 144 | 14,408 | SH | DFND | 14,408 | 0 | 0 | ||
COVA ACQUISITION CORP | CL A SHS | G2554Y104 | 103 | 10,655 | SH | DFND | 10,655 | 0 | 0 | ||
CROWN PROPTECH ACQUISITIONS | UNIT 99/99/9999 | G25741128 | 458 | 46,100 | SH | DFND | 46,100 | 0 | 0 | ||
CUSHING MLP & INFRASTRUCT | COM NEW | 231631300 | 233 | 7,900 | SH | DFND | 7,900 | 0 | 0 | ||
D AND Z MEDIA ACQUISITION CO | COM CL A | 23305Q106 | 169 | 17,400 | SH | DFND | 17,400 | 0 | 0 | ||
D8 HOLDINGS CORP | SHS CL A | G2614K110 | 299 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
DD3 ACQUISITION CORP II | COM CL A | 23318M100 | 99 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
DECARBONIZATION PLUS ACQU II | CLASS A COM | 24279D105 | 104 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
DELAWARE ENHANCED GLOBAL DIV | COM | 246060107 | 696 | 64,916 | SH | DFND | 64,916 | 0 | 0 | ||
DISRUPTIVE ACQUISITION CORP | UNIT 03/06/2026 | G2770Y110 | 281 | 28,166 | SH | DFND | 28,166 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | 429 | 21,469 | SH | DFND | 21,469 | 0 | 0 | ||
EAST RES ACQUISITION CO | COM CL A | 274681105 | 202 | 20,705 | SH | DFND | 20,705 | 0 | 0 | ||
EQ HEALTH ACQUISITION CORP | UNIT 02/02/2028 | 26886A200 | 154 | 15,404 | SH | DFND | 15,404 | 0 | 0 | ||
EVO ACQUISITION CORP | UNIT 99/99/9999 | 30052G207 | 291 | 28,900 | SH | DFND | 28,900 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 2 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 3 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
FAR PEAK ACQUISITION CORP | SHS CL A | G3312L103 | 149 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 295 | 21,618 | SH | DFND | 21,618 | 0 | 0 | ||
FIRST TR SPECIALTY FIN & FIN | COM BEN INTR | 33733G109 | 229 | 56,667 | SH | DFND | 56,667 | 0 | 0 | ||
FLAME ACQUISITION CORP | COM CL A | 33850F108 | 97 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 895 | 163,627 | SH | DFND | 163,627 | 0 | 0 | ||
GDL FD | COM SH BEN IT | 361570104 | 2,281 | 251,502 | SH | DFND | 251,502 | 0 | 0 | ||
GIGCAPITAL4 INC | COM | 37518G101 | 502 | 50,953 | SH | DFND | 50,953 | 0 | 0 | ||
GO ACQUISITION CORP | COM | 362019101 | 151 | 15,419 | SH | DFND | 15,419 | 0 | 0 | ||
GOAL ACQUISITIONS CORP | COM | 38021H107 | 193 | 20,014 | SH | DFND | 20,014 | 0 | 0 | ||
GOLDEN ARROW MERGER CORP | UNIT 07/31/2026 | 380799205 | 696 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G206 | 242 | 21,100 | SH | DFND | 21,100 | 0 | 0 | ||
GORES GUGGENHEIM INC | UNIT 03/25/2028 | 38286Q206 | 198 | 19,733 | SH | DFND | 19,733 | 0 | 0 | ||
GROWTH CAP ACQUISITION CORP | UNIT 06/01/2027 | 39986V206 | 511 | 51,040 | SH | DFND | 51,040 | 0 | 0 | ||
GX ACQUISITION CORP II | UNIT 03/17/2026 | 36260F204 | 100 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 03/01/2026 | 42087R207 | 193 | 19,236 | SH | DFND | 19,236 | 0 | 0 | ||
IG ACQUISITION CORP | COM CL A | 449534106 | 292 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 16 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
IRON SPARK I INC | CLASS A COM | 46301G103 | 549 | 55,000 | SH | DFND | 55,000 | 0 | 0 | ||
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 98 | 13,000 | SH | DFND | 13,000 | 0 | 0 | ||
KHOSLA VENTURES ACQUISITION | CL A | 482504107 | 395 | 39,900 | SH | DFND | 39,900 | 0 | 0 | ||
KISMET ACQUISITION TWO CORP | UNIT 99/99/9999 | G52807123 | 298 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
LEFTERIS ACQUISITION CORP | COM CL A | 52470X109 | 190 | 19,488 | SH | DFND | 19,488 | 0 | 0 | ||
LOCUST WALK ACQUISITION CORP | COM CL A | 54015L103 | 898 | 90,829 | SH | DFND | 90,829 | 0 | 0 | ||
MAGNUM OPUS ACQUISITION LTD | UNIT 06/03/2026 | G5S70A120 | 200 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
MARLIN TECHNOLOGY CORP | UNIT 99/99/9999 | G58411128 | 178 | 17,650 | SH | DFND | 17,650 | 0 | 0 | ||
MASON INDUSTRIAL TECHNOLGY I | UNIT 99/99/9999 | 57520Y205 | 137 | 13,613 | SH | DFND | 13,613 | 0 | 0 | ||
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 201 | 19,211 | SH | DFND | 19,211 | 0 | 0 | ||
NAVSIGHT HLDGS INC | CL A | 639358100 | 201 | 20,150 | SH | DFND | 20,150 | 0 | 0 | ||
NEUBERGER BERMAN MLP & ENERG | COM | 64129H104 | 219 | 43,825 | SH | DFND | 43,825 | 0 | 0 | ||
NEWBURY STREET ACQUISITN COR | UNIT 04/30/2028 | 65101L203 | 248 | 24,826 | SH | DFND | 24,826 | 0 | 0 | ||
NEXPOINT STRATEGIC OPPORTES | COM NEW | 65340G205 | 882 | 64,068 | SH | DFND | 64,068 | 0 | 0 | ||
NEXTGEN ACQUISITION CORP II | UNIT 03/23/2026 | G65317110 | 328 | 30,367 | SH | DFND | 30,367 | 0 | 0 | ||
NUVEEN DIVERSIFIED DIVID & I | COM | 6706EP105 | 503 | 48,328 | SH | DFND | 48,328 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 1,262 | 125,986 | SH | DFND | 125,986 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM SHS | 6706EN100 | 1,265 | 129,585 | SH | DFND | 129,585 | 0 | 0 | ||
NUVEEN SHORT DURATION CR OPP | COM | 67074X107 | 366 | 24,395 | SH | DFND | 24,395 | 0 | 0 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 629 | 106,376 | SH | DFND | 106,376 | 0 | 0 | ||
OYSTER ENTERPRISES ACQ CORP | UNIT 01/20/2026 | 69242M203 | 331 | 33,192 | SH | DFND | 33,192 | 0 | 0 | ||
PIMCO ENERGY & TACTICAL CR O | COM SHS BEN INT | 69346N107 | 770 | 61,562 | SH | DFND | 61,562 | 0 | 0 | ||
PIONEER FLOATING RATE FUND I | COM | 72369J102 | 252 | 21,100 | SH | DFND | 21,100 | 0 | 0 | ||
POWER REIT | COM | 73933H101 | 346 | 8,608 | SH | DFND | 8,608 | 0 | 0 | ||
PROGRESS ACQUISITION CORP | UNIT 12/25/2025 | 74327P204 | 156 | 15,600 | SH | DFND | 15,600 | 0 | 0 | ||
QELL ACQUISITION CORP | CL A | G7307X105 | 100 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
REDBALL ACQUISITION CORP | COM CL A | G7417R105 | 142 | 14,567 | SH | DFND | 14,567 | 0 | 0 | ||
REVOLUTION ACCELERTN ACQU CO | COM CL A | 76156P106 | 190 | 19,089 | SH | DFND | 19,089 | 0 | 0 | ||
RMR MORTGAGE TR | COM | 76970B101 | 1,479 | 124,006 | SH | DFND | 124,006 | 0 | 0 | ||
ROTH CH ACQUISITION III CO | COM | 77867Q102 | 296 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
SABA CAPITAL INCOME & OPRNT | SHARES | 78518H103 | 712 | 151,260 | SH | DFND | 151,260 | 0 | 0 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 590 | 99,061 | SH | DFND | 99,061 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 21 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
SEVEN OAKS ACQUISITION CORP | COM CL A | 81787X106 | 397 | 40,190 | SH | DFND | 40,190 | 0 | 0 | ||
SILVER CREST ACQUISITION COR | UNIT 12/15/2025 | G81355110 | 201 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
SLAM CORP | CL A SHS | G8210L105 | 102 | 10,500 | SH | DFND | 10,500 | 0 | 0 | ||
SOARING EAGLE ACQUISITION CO | CL A SHS | G8354H126 | 403 | 40,500 | SH | DFND | 40,500 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 7 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16 | 130,000 | SH | Put | DFND | 130,000 | 0 | 0 | |
TAILWIND INTERNATNAL ACQ COR | UNIT 99/99/9999 | G8662F127 | 490 | 48,950 | SH | DFND | 48,950 | 0 | 0 | ||
TB SA ACQUISITION CORP | UNIT 03/25/2028 | G8657L113 | 594 | 59,800 | SH | DFND | 59,800 | 0 | 0 | ||
THE BEACHBODY COMPANY INC | *W EXP 12/31/202 | 073463119 | 47 | 15,893 | SH | DFND | 15,893 | 0 | 0 | ||
THE BEACHBODY COMPANY INC | COM CL A | 073463101 | 190 | 18,298 | SH | DFND | 18,298 | 0 | 0 | ||
THIMBLE POINT ACQUISITION CO | COM CL A | 88408P107 | 198 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 357 | 12,400 | SH | DFND | 12,400 | 0 | 0 | ||
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 243 | 8,114 | SH | DFND | 8,114 | 0 | 0 | ||
TREBIA ACQUISITION CORP | COM CL A | G9027T109 | 99 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
UNITED STS OIL FD LP | UNITS | 91232N207 | 4 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
VELOCITY ACQUISITION CORP | UNIT 99/99/9999 | 92259E203 | 109 | 11,000 | SH | DFND | 11,000 | 0 | 0 | ||
VIRTUOSO ACQUISITION CORP | COM CL A | 92837J104 | 1,008 | 101,620 | SH | DFND | 101,620 | 0 | 0 | ||
VISTRA CORP | COM | 92840M102 | 835 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
VPC IMPACT ACQU HOLDI III IN | COM CL A | 91835J108 | 204 | 20,600 | SH | DFND | 20,600 | 0 | 0 | ||
YUCAIPA ACQUISITION CORP | COM | G9879L105 | 494 | 50,000 | SH | DFND | 50,000 | 0 | 0 |