COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 481 | 96,175 | SH | | DFND | | 0 | 96,175 | 0 |
ACCELERON PHARMA INC | COM | 00434H108 | 792 | 30,000 | SH | | DFND | | 0 | 30,000 | 0 |
ADEPTUS HEALTH INC | CL A | 006855100 | 2,138 | 38,500 | SH | | DFND | | 0 | 38,500 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 187 | 737,900 | SH | Put | DFND | | 0 | 737,900 | 0 |
ADVENT CLAY CONV SEC INC FD | COM | 007639107 | 346 | 63,700 | SH | | DFND | | 0 | 63,700 | 0 |
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 1,400 | 105,983 | SH | | DFND | | 0 | 105,983 | 0 |
ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | 4,249 | 517,546 | SH | | DFND | | 0 | 517,546 | 0 |
AETNA INC NEW | COM | 00817Y108 | 2,247 | 20,000 | SH | | DFND | | 0 | 20,000 | 0 |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 2,032 | 51,000 | SH | | DFND | | 0 | 51,000 | 0 |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 5,360 | 38,500 | SH | | DFND | | 0 | 38,500 | 0 |
ALLIANZGI CONV & INCOME FD | COM | 018828103 | 1,914 | 345,439 | SH | | DFND | | 0 | 345,439 | 0 |
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 363 | 74,359 | SH | | DFND | | 0 | 74,359 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 382 | 35,000 | SH | | DFND | | 0 | 35,000 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 60 | 100,000 | SH | Put | DFND | | 0 | 100,000 | 0 |
AMERICAN CAP SR FLOATING LTD | COM | 02504D108 | 479 | 47,714 | SH | | DFND | | 0 | 47,714 | 0 |
AMSURG CORP | COM | 03232P405 | 746 | 10,000 | SH | | DFND | | 0 | 10,000 | 0 |
APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 2,035 | 151,634 | SH | | DFND | | 0 | 151,634 | 0 |
APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 75 | 56,100 | SH | Call | DFND | | 0 | 56,100 | 0 |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 6,476 | 426,085 | SH | | DFND | | 0 | 426,085 | 0 |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 2,081 | 152,931 | SH | | DFND | | 0 | 152,931 | 0 |
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 371 | 89,800 | SH | | DFND | | 0 | 89,800 | 0 |
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 5,454 | 407,626 | SH | | DFND | | 0 | 407,626 | 0 |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 912 | 142,800 | SH | | DFND | | 0 | 142,800 | 0 |
ASSURED GUARANTY LTD | COM | G0585R106 | 9 | 50,000 | SH | Call | DFND | | 0 | 50,000 | 0 |
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 1,275 | 116,336 | SH | | DFND | | 0 | 116,336 | 0 |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 1,683 | 1,051,500 | SH | Put | DFND | | 0 | 1,051,500 | 0 |
BAXALTA INC | COM | 07177M103 | 5,737 | 142,000 | SH | | DFND | | 0 | 142,000 | 0 |
BIOGEN INC | COM | 09062X103 | 4,863 | 18,682 | SH | | DFND | | 0 | 18,682 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 6,324 | 76,672 | SH | | DFND | | 0 | 76,672 | 0 |
BLACKROCK DEBT STRAT FD INC | COM | 09255R103 | 914 | 263,312 | SH | | DFND | | 0 | 263,312 | 0 |
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 521 | 40,086 | SH | | DFND | | 0 | 40,086 | 0 |
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 5,015 | 383,740 | SH | | DFND | | 0 | 383,740 | 0 |
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 464 | 36,150 | SH | | DFND | | 0 | 36,150 | 0 |
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 2,441 | 154,417 | SH | | DFND | | 0 | 154,417 | 0 |
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 3,267 | 222,844 | SH | | DFND | | 0 | 222,844 | 0 |
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 184 | 12,000 | SH | | DFND | | 0 | 12,000 | 0 |
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 6,107 | 449,069 | SH | | DFND | | 0 | 449,069 | 0 |
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 8,743 | 641,465 | SH | | DFND | | 0 | 641,465 | 0 |
BLUEBIRD BIO INC | COM | 09609G100 | 1,233 | 29,000 | SH | | DFND | | 0 | 29,000 | 0 |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 9,958 | 1,268,583 | SH | | DFND | | 0 | 1,268,583 | 0 |
BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 | 195 | 33,000 | SH | Put | DFND | | 0 | 33,000 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 5,347 | 83,700 | SH | | DFND | | 0 | 83,700 | 0 |
BROOKFIELD HIGH INCOME FD IN | COM | 11272P102 | 666 | 95,878 | SH | | DFND | | 0 | 95,878 | 0 |
BROOKFIELD MTG OPP INC FD IN | COM | 112792106 | 1,615 | 110,282 | SH | | DFND | | 0 | 110,282 | 0 |
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 2,983 | 287,117 | SH | | DFND | | 0 | 287,117 | 0 |
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 2,533 | 266,948 | SH | | DFND | | 0 | 266,948 | 0 |
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 2,795 | 397,634 | SH | | DFND | | 0 | 397,634 | 0 |
CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 128118106 | 1,409 | 127,256 | SH | | DFND | | 0 | 127,256 | 0 |
CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 1,454 | 152,843 | SH | | DFND | | 0 | 152,843 | 0 |
CARROLS RESTAURANT GROUP INC | COM | 14574X104 | 4 | 20,000 | SH | Put | DFND | | 0 | 20,000 | 0 |
CELGENE CORP | COM | 151020104 | 6,606 | 66,000 | SH | | DFND | | 0 | 66,000 | 0 |
CELGENE CORP | COM | 151020104 | 3 | 25,000 | SH | Call | DFND | | 0 | 25,000 | 0 |
CENTRAL FD CDA LTD | CL A | 153501101 | 8,213 | 685,000 | SH | | DFND | | 0 | 685,000 | 0 |
CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 674 | 143,430 | SH | | DFND | | 0 | 143,430 | 0 |
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 1,458 | 152,223 | SH | | DFND | | 0 | 152,223 | 0 |
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 3,616 | 191,098 | SH | | DFND | | 0 | 191,098 | 0 |
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 1,369 | 93,518 | SH | | DFND | | 0 | 93,518 | 0 |
CROSSROADS CAP INC | COM | 227656105 | 163 | 62,400 | SH | | DFND | | 0 | 62,400 | 0 |
DEUTSCHE HIGH INCOME OPPORT | COM | 25158Y102 | 1,664 | 124,823 | SH | | DFND | | 0 | 124,823 | 0 |
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 379 | 47,807 | SH | | DFND | | 0 | 47,807 | 0 |
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 388 | 35,066 | SH | | DFND | | 0 | 35,066 | 0 |
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 409 | 24,359 | SH | | DFND | | 0 | 24,359 | 0 |
DUFF & PHELPS GLB UTL INC FD | COM | 26433C105 | 564 | 35,444 | SH | | DFND | | 0 | 35,444 | 0 |
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 2,609 | 178,935 | SH | | DFND | | 0 | 178,935 | 0 |
EATON VANCE FLTING RATE INC | COM | 278279104 | 1,750 | 132,992 | SH | | DFND | | 0 | 132,992 | 0 |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 1,344 | 101,999 | SH | | DFND | | 0 | 101,999 | 0 |
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 1,443 | 112,530 | SH | | DFND | | 0 | 112,530 | 0 |
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 5,030 | 868,682 | SH | | DFND | | 0 | 868,682 | 0 |
ENDOLOGIX INC | COM | 29266S106 | 971 | 116,100 | SH | | DFND | | 0 | 116,100 | 0 |
ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 3 | 10,000 | SH | Put | DFND | | 0 | 10,000 | 0 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,425 | 57,900 | SH | | DFND | | 0 | 57,900 | 0 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 80 | 158,500 | SH | Call | DFND | | 0 | 158,500 | 0 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 223 | 333,500 | SH | Put | DFND | | 0 | 333,500 | 0 |
ENVISION HEALTHCARE HLDGS IN | COM | 29413U103 | 867 | 42,500 | SH | | DFND | | 0 | 42,500 | 0 |
FIDUCIARY CLAYMORE MLP OPP F | COM | 31647Q106 | 1,253 | 114,225 | SH | | DFND | | 0 | 114,225 | 0 |
FIFTH STR SR FLOATNG RATE CO | COM | 31679F101 | 1,213 | 152,979 | SH | | DFND | | 0 | 152,979 | 0 |
FIRST TR DIVIDEND INCOME FD | COM | 33731L100 | 203 | 23,511 | SH | | DFND | | 0 | 23,511 | 0 |
FIRST TR STRATEGIC HIGH INC | COM SHS NEW | 337353304 | 2,426 | 213,365 | SH | | DFND | | 0 | 213,365 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 10,591 | 115,300 | SH | | DFND | | 0 | 115,300 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 20 | 15,000 | SH | Call | DFND | | 0 | 15,000 | 0 |
HCA HOLDINGS INC | COM | 40412C101 | 4,293 | 55,000 | SH | | DFND | | 0 | 55,000 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 1 | 10,000 | SH | Put | DFND | | 0 | 10,000 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 2,812 | 169,700 | SH | | DFND | | 0 | 169,700 | 0 |
IMMUNOGEN INC | COM | 45253H101 | 297 | 34,900 | SH | | DFND | | 0 | 34,900 | 0 |
INCYTE CORP | COM | 45337C102 | 2,312 | 31,900 | SH | | DFND | | 0 | 31,900 | 0 |
INTERSECT ENT INC | COM | 46071F103 | 669 | 35,213 | SH | | DFND | | 0 | 35,213 | 0 |
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 13,930 | 1,295,835 | SH | | DFND | | 0 | 1,295,835 | 0 |
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 431 | 35,411 | SH | | DFND | | 0 | 35,411 | 0 |
INVESCO SR INCOME TR | COM | 46131H107 | 3,562 | 881,650 | SH | | DFND | | 0 | 881,650 | 0 |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 1,167 | 28,820 | SH | | DFND | | 0 | 28,820 | 0 |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 328 | 30,000 | SH | | DFND | | 0 | 30,000 | 0 |
ISHARES | MSCI GERMANY ETF | 464286806 | 257 | 10,000 | SH | | DFND | | 0 | 10,000 | 0 |
ISHARES | MSCI GERMANY ETF | 464286806 | 4 | 40,000 | SH | Put | DFND | | 0 | 40,000 | 0 |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 2,556 | 9,800 | SH | | DFND | | 0 | 9,800 | 0 |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 6,478 | 465,900 | SH | Put | DFND | | 0 | 465,900 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 32 | 225,000 | SH | Put | DFND | | 0 | 225,000 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 82 | 531,500 | SH | Call | DFND | | 0 | 531,500 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 85 | 330,000 | SH | Put | DFND | | 0 | 330,000 | 0 |
ISHARES TR | MRG RL ES CP ETF | 464288539 | 4,545 | 470,000 | SH | | DFND | | 0 | 470,000 | 0 |
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 2,352 | 184,752 | SH | | DFND | | 0 | 184,752 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 5,875 | 45,000 | SH | | DFND | | 0 | 45,000 | 0 |
JUNO THERAPEUTICS INC | COM | 48205A109 | 1,486 | 39,000 | SH | | DFND | | 0 | 39,000 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 1,732 | 97,000 | SH | | DFND | | 0 | 97,000 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 75 | 171,800 | SH | Call | DFND | | 0 | 171,800 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 271 | 515,400 | SH | Put | DFND | | 0 | 515,400 | 0 |
KITE PHARMA INC | COM | 49803L109 | 643 | 14,000 | SH | | DFND | | 0 | 14,000 | 0 |
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 1,144 | 79,423 | SH | | DFND | | 0 | 79,423 | 0 |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 2,624 | 527,959 | SH | | DFND | | 0 | 527,959 | 0 |
LMP CAP & INCOME FD INC | COM | 50208A102 | 1,011 | 81,737 | SH | | DFND | | 0 | 81,737 | 0 |
LMP CORPORATE LN FD INC | COM | 50208B100 | 3,018 | 309,197 | SH | | DFND | | 0 | 309,197 | 0 |
LMP REAL ESTATE INCOME FD IN | COM | 50208C108 | 586 | 42,939 | SH | | DFND | | 0 | 42,939 | 0 |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 1,287 | 21,000 | SH | | DFND | | 0 | 21,000 | 0 |
MASIMO CORP | COM | 574795100 | 1,531 | 36,600 | SH | | DFND | | 0 | 36,600 | 0 |
MEDIVATION INC | COM | 58501N101 | 3,375 | 73,400 | SH | | DFND | | 0 | 73,400 | 0 |
MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 528 | 63,090 | SH | | DFND | | 0 | 63,090 | 0 |
NATERA INC | COM | 632307104 | 348 | 36,600 | SH | | DFND | | 0 | 36,600 | 0 |
NATURAL HEALTH TRENDS CORP | COM PAR $.001 | 63888P406 | 8 | 10,300 | SH | Put | DFND | | 0 | 10,300 | 0 |
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 5,159 | 1,013,559 | SH | | DFND | | 0 | 1,013,559 | 0 |
NEWLINK GENETICS CORP | COM | 651511107 | 182 | 10,000 | SH | | DFND | | 0 | 10,000 | 0 |
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 554 | 42,200 | SH | | DFND | | 0 | 42,200 | 0 |
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 14,723 | 1,861,336 | SH | | DFND | | 0 | 1,861,336 | 0 |
NUVEEN DIVERSIFIED COMMODTY | COM UT BEN INT | 67074P104 | 155 | 17,381 | SH | | DFND | | 0 | 17,381 | 0 |
NUVEEN DIVID ADV MUN FD 3 | COM SH BEN INT | 67070X101 | 3,472 | 231,927 | SH | | DFND | | 0 | 231,927 | 0 |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 3,961 | 393,377 | SH | | DFND | | 0 | 393,377 | 0 |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 3,655 | 369,561 | SH | | DFND | | 0 | 369,561 | 0 |
NUVEEN GLOBAL EQUITY INCOME | COM | 6706EH103 | 568 | 51,771 | SH | | DFND | | 0 | 51,771 | 0 |
NUVEEN LG/SHT COMMODITY TOTR | COM UT BEN INT | 670731108 | 2,904 | 192,811 | SH | | DFND | | 0 | 192,811 | 0 |
NUVEEN MUN ADVANTAGE FD INC | COM | 67062H106 | 162 | 11,284 | SH | | DFND | | 0 | 11,284 | 0 |
NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | 2,174 | 152,859 | SH | | DFND | | 0 | 152,859 | 0 |
NUVEEN MUN OPPORTUNITY FD IN | COM | 670984103 | 2,541 | 172,653 | SH | | DFND | | 0 | 172,653 | 0 |
NUVEEN PA INVT QUALITY MUN F | COM | 670972108 | 633 | 44,106 | SH | | DFND | | 0 | 44,106 | 0 |
NUVEEN PREM INCOME MUN FD | COM | 67062T100 | 1,537 | 105,498 | SH | | DFND | | 0 | 105,498 | 0 |
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 908 | 61,680 | SH | | DFND | | 0 | 61,680 | 0 |
NUVEEN PREMIER MUN INCOME FD | COM | 670988104 | 1,254 | 88,822 | SH | | DFND | | 0 | 88,822 | 0 |
NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 561 | 38,136 | SH | | DFND | | 0 | 38,136 | 0 |
NUVEEN QUALITY MUN FD INC | COM | 67062N103 | 1,155 | 81,130 | SH | | DFND | | 0 | 81,130 | 0 |
NUVEEN REAL ASSET INC & GROW | COM | 67074Y105 | 212 | 13,800 | SH | | DFND | | 0 | 13,800 | 0 |
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 5,794 | 383,198 | SH | | DFND | | 0 | 383,198 | 0 |
NUVEEN SR INCOME FD | COM | 67067Y104 | 6,989 | 1,184,492 | SH | | DFND | | 0 | 1,184,492 | 0 |
PFIZER INC | COM | 717081103 | 10 | 60,000 | SH | Call | DFND | | 0 | 60,000 | 0 |
PFIZER INC | COM | 717081103 | 5,113 | 172,500 | SH | | DFND | | 0 | 172,500 | 0 |
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 6,059 | 347,411 | SH | | DFND | | 0 | 347,411 | 0 |
PIMCO INCOME OPPORTUNITY FD | COM | 72202B100 | 547 | 26,352 | SH | | DFND | | 0 | 26,352 | 0 |
PIMCO INCOME STRATEGY FUND | COM | 72201H108 | 1,130 | 118,233 | SH | | DFND | | 0 | 118,233 | 0 |
PIONEER FLOATING RATE TR | COM | 72369J102 | 3,723 | 332,695 | SH | | DFND | | 0 | 332,695 | 0 |
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 742 | 36,000 | SH | | DFND | | 0 | 36,000 | 0 |
PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 74255X104 | 343 | 20,773 | SH | | DFND | | 0 | 20,773 | 0 |
PROTHENA CORP PLC | SHS | G72800108 | 1,568 | 38,104 | SH | | DFND | | 0 | 38,104 | 0 |
RADIO ONE INC | CL D NON VTG | 75040P405 | 99 | 69,481 | SH | | DFND | | 0 | 69,481 | 0 |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 2,901 | 8,048 | SH | | DFND | | 0 | 8,048 | 0 |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 8,326 | 431,470 | SH | | DFND | | 0 | 431,470 | 0 |
SHIRE PLC | SPONSORED ADR | 82481R106 | 3,954 | 23,000 | SH | | DFND | | 0 | 23,000 | 0 |
SPARK THERAPEUTICS INC | COM | 84652J103 | 1,014 | 34,350 | SH | | DFND | | 0 | 34,350 | 0 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 10 | 20,000 | SH | Call | DFND | | 0 | 20,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5 | 10,000 | SH | Put | DFND | | 0 | 10,000 | 0 |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 35 | 200,000 | SH | Call | DFND | | 0 | 200,000 | 0 |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 1 | 10,000 | SH | Put | DFND | | 0 | 10,000 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 9 | 24,000 | SH | Call | DFND | | 0 | 24,000 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 495 | 150,000 | SH | Put | DFND | | 0 | 150,000 | 0 |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 308 | 9,100 | SH | | DFND | | 0 | 9,100 | 0 |
SURGERY PARTNERS INC | COM | 86881A100 | 618 | 46,600 | SH | | DFND | | 0 | 46,600 | 0 |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 3,637 | 125,700 | SH | | DFND | | 0 | 125,700 | 0 |
THL CR SR LN FD | COM | 87244R103 | 1,551 | 97,712 | SH | | DFND | | 0 | 97,712 | 0 |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 16 | 30,000 | SH | Call | DFND | | 0 | 30,000 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 4,332 | 54,500 | SH | | DFND | | 0 | 54,500 | 0 |
VIRTUS TOTAL RETURN FD | COM | 92829A103 | 1,111 | 261,370 | SH | | DFND | | 0 | 261,370 | 0 |
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 1,597 | 316,885 | SH | | DFND | | 0 | 316,885 | 0 |
WESTERN ASSET CLYM INFL OPP | COM | 95766R104 | 1,597 | 144,408 | SH | | DFND | | 0 | 144,408 | 0 |
WESTERN ASSET CLYM INFL SEC | COM SH BEN INT | 95766Q106 | 2,964 | 260,200 | SH | | DFND | | 0 | 260,200 | 0 |
WL ROSS HLDG CORP | COM SHS | 92939D104 | 691 | 68,892 | SH | | DFND | | 0 | 68,892 | 0 |
WL ROSS HLDG CORP | *W EXP 06/11/201 | 92939D112 | 38 | 78,958 | SH | | DFND | | 0 | 78,958 | 0 |
WL ROSS HLDG CORP | UNIT 06/11/2019 | 92939D203 | 266 | 25,400 | SH | | DFND | | 0 | 25,400 | 0 |
ZAIS FINL CORP | COM | 98886K108 | 940 | 63,014 | SH | | DFND | | 0 | 63,014 | 0 |
ZWEIG TOTAL RETURN FD INC | COM NEW | 989837208 | 535 | 44,653 | SH | | DFND | | 0 | 44,653 | 0 |