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8-K Filing
Patriot National Bancorp (PNBK) 8-KOther Events
Filed: 29 Sep 06, 12:00am
Connecticut | 000-29599 | 06-1559137 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS | |
Item 8.01 | Other Events |
Item 9.01 | Financial Statements and Exhibits |
SIGNATURES | |
EXHIBIT INDEX | |
EX-99.1 | Press Release |
Item 8.01 | Other Events |
Patriot National Bancorp, Inc., the parent of Patriot National Bank, announced on September 26, 2006 the sale of 1,320,000 shares of its common stock at a public offering price of $22.00 per share in a firm commitment underwritten public offering, as described in the Press Release attached. On September 29, 2006, the offering closed with the sale of a total of 1,500,000 shares of common stock at $22.00 per share, including an additional 180,000 shares that were sold to the underwriter pursuant to its exercise of the over-allotment option. | |
Item 9.01 | Financial Statements and Exhibits |
(a) | Not applicable. |
(b) | Not applicable. |
(c) | Exhibits. |
Exhibit Number | Description |
99.1 | Press release dated September 26, 2006 |
SIGNATURES | |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | |
PATRIOT NATIONAL BANCORP, INC. | |
Registrant | |
September 29, 2006 | By: /s/ Robert F. O'Connell |
Robert F. O'Connell | |
Senior Executive Vice President | |
and Chief Financial Officer | |
Exhibit Number | Description |
99.1 | Press release dated September 26, 2006. |