UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 7, 2011
INNOVARO, INC.
(Exact name of registrant as specified in its charter)
| | | | |
| Delaware | | 001-15941 | | 59-3603677 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
2109 Palm Avenue
Tampa, FL 33605
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (813) 754-4330
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 7, 2011, Innovaro, Inc. (the “Company”) held its 2011 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved three proposals. The proposals are described in detail in the Company’s proxy statement dated April 28, 2011. As of April 11, 2011, the record date, 14,756,950 shares were eligible to vote.
Proposal 1. The Company’s stockholders elected five directors of the Company, each of whom will serve for a one-year term expiring in 2012. The tabulation of votes was:
| | | | | | | | | | | | |
Name | | Votes For | | | Votes Withheld | | | Broker Non-Votes | |
| | | |
Mark Berset | | | 1,671,146 | | | | 53,088 | | | | 9,147,802 | |
| | | |
John Micek III | | | 1,674,222 | | | | 50,012 | | | | 9,147,802 | |
| | | |
Charles Pope | | | 1,671,767 | | | | 52,467 | | | | 9,147,802 | |
| | | |
Mark F. Radcliffe | | | 1,672,101 | | | | 52,133 | | | | 9,147,802 | |
| | | |
Asa Lanum | | | 1,673,201 | | | | 51,033 | | | | 9,147,802 | |
Proposal 2.The Company’s stockholders ratified the selection of Pender Newkirk & Company LLP to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2011, as set forth below:
| | | | | | | | | | |
Votes For | | | Votes Against | | | Abstain | |
| | |
| | 10,781,134 | | | | 49,702 | | | | 41,200 | |
Proposal 3. The Company’s stockholders approved an amendment and restatement of the Company’s three existing equity compensation plans as one plan, the Innovaro, Inc. Equity Compensation Plan:
| | | | | | | | | | | | | | |
Votes For | | | Votes Against | | | Abstain | | | Broker Non-Votes | |
| | | |
| | 1,431,465 | | | | 91,474 | | | | 201,295 | | | | 9,147,802 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | | | |
| Date: | | June 8, 2011 | | | | INNOVARO, INC. |
| | | | |
| | | | | | By: | | /s/ Carole R. Wright |
| | | | | | | | Carole R. Wright |
| | | | | | | | Chief Financial Officer |
