UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):September 5, 2013
PROTALEX, INC.
(Exact Name of Registrant as Specified in Charter)
| DELAWARE | | 000-28385 | | 91-2003490 |
(State or Other Jurisdiction
of Incorporation) | | (Commission File Number) | | (I.R.S. Employer
Identification No.) |
| | | | | |
133 Summit Avenue, Suite 22 Summit, New Jersey | | 07901 |
| (Address of Principal Executive Offices) | | (Zip Code) |
(215) 862-9720
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act of 1933, as amended (17 CFR 230.425) |
| | |
| o | Soliciting material pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended (17 CFR 240.14a-12) |
| | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.14d-2(b)) |
| | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13e-4(c)) |
On September 5, 2013, Protalex, Inc. (“Protalex”) announced that it will be a participant in the Rodman & Renshaw 15th Annual Healthcare Conference, to be held September 9-10, 2013 at the Millennium Broadway Hotel in New York City, at which Edward Bernton, M.D., Protalex’s Chief Scientific Officer, will present a corporate overview.A copy of the press release and presentation is attached as Exhibits 99.1 and 99.2, respectively, hereto.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
Exhibit
No. | Description |
| 99.1 | Press release dated September 5, 2013. |
| | |
| 99.2 | Presentation at the Rodman & Renshaw 15th Annual Healthcare Conference. |
* * * * * *
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | PROTALEX, INC. |
| | | |
| Dated: September 5, 2013 | By: | /s/ Arnold P. Kling |
| | | Arnold P. Kling |
| | | President |
