UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 17, 2017
MVC CAPITAL, INC.
(the “Fund”)
(Exact Name of Registrant as Specified in its Charter)
Delaware | 814-00201 | 943346760 |
(State or Other Jurisdiction | (Commission File | (IRS Employer |
Of Incorporation) | Number) | Identification No.) |
287 Bowman Avenue, 2nd Floor Purchase, NY | 10577 | |
(Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (914) 701-0310
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure.
On May 17, 2017, MVC Capital, Inc. (“MVC”) posted a presentation related to the previously announced transaction between U.S. Gas & Electric, Inc. and Equus Total Return, Inc. in the Investor Relations section of its website at www.mvccapital.com. A copy of the presentation is being furnished as Exhibit 99.1 hereto. The presentation is subject to various caveats and qualifications which are set forth therein, and should be read in conjunction with the materials filed, or that will be filed, with the Securities and Exchange Commission with respect to the transaction.
The information in Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 is being “furnished” and shall not be deemed to be “filed” by MVC for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act.
Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
99.1 | Merger Transaction Overview Presentation |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MVC Capital, Inc. | ||||
Date: May 17, 2017 | By: | /s/ Michael Tokarz | ||
Name: | Michael Tokarz | |||
Title: | Chairman |
INDEX TO EXHIBITS
Exhibits
99.1 | Merger Transaction Overview Presentation |