UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
| x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2006
OR
| ¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission file number 0-31271
REGENERATION TECHNOLOGIES, INC.
| Delaware | 59-3466543 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) |
11621 Research Circle
Alachua, Florida 32615
(386) 418-8888
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer” and “large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one): Large Accelerated Filer ¨ Accelerated Filer x Non-Accelerated Filer ¨
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act.): Yes ¨ No x
Shares of common stock, $0.001 par value, outstanding on May 1, 2006: 29,758,563
EXPLANATORY NOTE
The Registrant, by this Form 10-Q/A, Amendment No. 1 to Form 10-Q, hereby amends Part II, Item 6 of our Form 10-Q for the quarter ended March 31, 2006 (the “Original Report”), filed on May 10, 2006, to file Exhibits 10.1, 10.2, and 10.3. As a result of this amendment, we are also filing as exhibits the certifications pursuant to section 302 of the Sarbanes-Oxley Act of 2002. Because no financial statements are contained with this amendment, we are not including certifications pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
This amendment continues to speak as of the date of the Original Report and we have not updated the disclosure contained herein to reflect events that have occurred since the filing of the Original Report. Accordingly, this amendment should be read in conjunction with our Original Report and our other filings made with the Securities and Exchange Commission subsequent to the filing of the Original Report.
PART II. OTHER INFORMATION
Item 6. Exhibits
| 10.1 | Form of Restricted Stock Agreement under the 2004 Equity Incentive Plan. |
| 10.2 | Form of Incentive Stock Option Grant Agreement under the 2004 Equity Incentive Plan. |
| 10.3 | Form of Nonqualified Stock Option Grant Agreement under the 2004 Equity Incentive Plan. |
| 31.1 | Certification of the Chief Executive Officer Under Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2 | Certification of the Chief Financial Officer Under Section 302 of the Sarbanes-Oxley Act of 2002. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| REGENERATION TECHNOLOGIES, INC. (Registrant) | ||
| By: | /s/ Brian K. Hutchison | |
Brian K. Hutchison Chairman, President and Chief Executive Officer | ||
| By: | /s/ Thomas F. Rose | |
Thomas F. Rose Vice President, Chief Financial Officer and Secretary | ||
Date: May 12, 2006
