Schedule of Investments (unaudited) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Corporate Bonds & Notes | ||||||||
Advertising — 0.5% | ||||||||
Omnicom Group Inc./Omnicom Capital Inc., 3.65%, 11/01/24 (Call 08/01/24)(a) | $ | 206 | $ | 227,319 | ||||
WPP Finance 2010 | ||||||||
3.63%, 09/07/22 | 698 | 733,493 | ||||||
3.75%, 09/19/24 | 1,407 | 1,549,473 | ||||||
|
| |||||||
2,510,285 | ||||||||
Aerospace & Defense — 0.2% | ||||||||
Hexcel Corp., 4.70%, 08/15/25 (Call 05/15/25) | 85 | 94,419 | ||||||
L3Harris Technologies Inc. | ||||||||
3.83%, 04/27/25 (Call 01/27/25) | 386 | 433,030 | ||||||
3.85%, 06/15/23 (Call 05/15/23) | 220 | 237,734 | ||||||
Raytheon Technologies Corp. | ||||||||
2.50%, 12/15/22 (Call 09/15/22)(b) | 200 | 207,334 | ||||||
3.95%, 08/16/25 (Call 06/16/25) | 53 | 60,534 | ||||||
|
| |||||||
1,033,051 | ||||||||
Agriculture — 0.8% | ||||||||
Bunge Ltd. Finance Corp. | ||||||||
1.63%, 08/17/25 (Call 07/17/25)(a) | 412 | 420,652 | ||||||
3.00%, 09/25/22 (Call 08/25/22) | 1,653 | 1,713,302 | ||||||
4.35%, 03/15/24 (Call 02/15/24) | 1,491 | 1,644,200 | ||||||
|
| |||||||
3,778,154 | ||||||||
Airlines — 0.1% | ||||||||
Southwest Airlines Co. | ||||||||
4.75%, 05/04/23 | 5 | 5,419 | ||||||
5.25%, 05/04/25 (Call 04/04/25) | 255 | 290,626 | ||||||
|
| |||||||
296,045 | ||||||||
Apparel — 0.5% | ||||||||
NIKE Inc. | ||||||||
2.25%, 05/01/23 (Call 02/01/23) | 328 | 342,288 | ||||||
2.40%, 03/27/25 (Call 02/27/25) | 31 | 33,313 | ||||||
PVH Corp., 4.63%, 07/10/25 (Call 06/10/25) | 407 | 445,343 | ||||||
Ralph Lauren Corp., 1.70%, 06/15/22 | 71 | 72,414 | ||||||
Tapestry Inc., 3.00%, 07/15/22 (Call 06/15/22) | 513 | 521,203 | ||||||
VF Corp. | ||||||||
2.05%, 04/23/22 | 70 | 71,544 | ||||||
2.40%, 04/23/25 (Call 03/23/25) | 635 | 675,297 | ||||||
|
| |||||||
2,161,402 | ||||||||
Auto Manufacturers — 2.3% | ||||||||
American Honda Finance Corp. | ||||||||
1.00%, 09/10/25(a) | 100 | 100,938 | ||||||
1.20%, 07/08/25 | 150 | 152,838 | ||||||
1.95%, 05/20/22 | 219 | 224,070 | ||||||
2.05%, 01/10/23 | 166 | 171,616 | ||||||
2.15%, 09/10/24 | 518 | 546,666 | ||||||
2.20%, 06/27/22 | 338 | 347,630 | ||||||
2.40%, 06/27/24 | 184 | 195,134 | ||||||
2.60%, 11/16/22 | 195 | 203,391 | ||||||
2.90%, 02/16/24 | 294 | 315,042 | ||||||
3.45%, 07/14/23(a) | 138 | 148,834 | ||||||
3.55%, 01/12/24 | 670 | 730,106 | ||||||
3.63%, 10/10/23 | 444 | 484,324 | ||||||
Cummins Inc. | ||||||||
0.75%, 09/01/25 (Call 08/01/25) | 2,060 | 2,069,270 | ||||||
3.65%, 10/01/23 (Call 07/01/23) | 877 | 949,800 | ||||||
General Motors Co., 4.00%, 04/01/25 | 500 | 552,025 | ||||||
General Motors Financial Co. Inc. | ||||||||
2.90%, 02/26/25 (Call 01/26/25) | 500 | 529,825 |
Security | Par (000) | Value | ||||||
Auto Manufacturers (continued) | ||||||||
3.50%, 11/07/24 (Call 09/07/24) | $ | 13 | $ | 14,008 | ||||
3.70%, 05/09/23 (Call 03/09/23) | 211 | 223,474 | ||||||
3.95%, 04/13/24 (Call 02/13/24) | 147 | 159,443 | ||||||
4.00%, 01/15/25 (Call 10/15/24) | 500 | 547,515 | ||||||
4.15%, 06/19/23 (Call 05/19/23) | 189 | 203,217 | ||||||
4.25%, 05/15/23(a) | 113 | 121,744 | ||||||
4.35%, 04/09/25 (Call 02/09/25) | 200 | 223,266 | ||||||
5.10%, 01/17/24 (Call 12/17/23) | 162 | 181,106 | ||||||
PACCAR Financial Corp. | ||||||||
0.35%, 08/11/23 | 8 | 7,996 | ||||||
1.90%, 02/07/23 | 75 | 77,488 | ||||||
2.65%, 04/06/23 | 28 | 29,524 | ||||||
Toyota Motor Corp., 2.16%, 07/02/22(a) | 5 | 5,146 | ||||||
Toyota Motor Credit Corp. | ||||||||
0.45%, 07/22/22 | 115 | 115,305 | ||||||
0.50%, 08/14/23 | 259 | 259,743 | ||||||
1.15%, 05/26/22 | 57 | 57,719 | ||||||
1.80%, 02/13/25 | 172 | 179,943 | ||||||
2.80%, 07/13/22 | 5 | 5,201 | ||||||
2.90%, 03/30/23 | 68 | 71,944 | ||||||
2.90%, 04/17/24 | 18 | 19,371 | ||||||
3.00%, 04/01/25 | 290 | 318,379 | ||||||
3.40%, 04/14/25 | 30 | 33,481 | ||||||
|
| |||||||
10,576,522 | ||||||||
Auto Parts & Equipment — 0.4% | ||||||||
Aptiv Corp., 4.15%, 03/15/24 (Call 12/15/23) | 953 | 1,050,940 | ||||||
BorgWarner Inc., 3.38%, 03/15/25 (Call 12/15/24)(a) | 584 | 642,248 | ||||||
Magna International Inc., 3.63%, 06/15/24 (Call 03/15/24) | 243 | 265,983 | ||||||
|
| |||||||
1,959,171 | ||||||||
Banks — 27.6% | ||||||||
Australia & New Zealand Banking Group Ltd./New York NY | ||||||||
2.30%, 06/01/21 | 50 | 50,510 | ||||||
2.63%, 05/19/22 | 725 | 749,650 | ||||||
2.63%, 11/09/22 | 582 | 608,330 | ||||||
Banco Bilbao Vizcaya Argentaria SA | ||||||||
0.88%, 09/18/23 | 2,220 | 2,230,323 | ||||||
1.13%, 09/18/25 | 1,405 | 1,410,395 | ||||||
Banco Santander SA | ||||||||
2.75%, 05/28/25 | 335 | 356,450 | ||||||
3.85%, 04/12/23 | 105 | 112,555 | ||||||
Bancolombia SA, 3.00%, 01/29/25 (Call 12/29/24) | 400 | 412,712 | ||||||
Bank of America Corp. | ||||||||
1.32%, 06/19/26 (Call 06/19/25)(c) | 254 | 257,584 | ||||||
1.49%, 05/19/24 (Call 05/19/23)(c) | 95 | 97,104 | ||||||
2.02%, 02/13/26 (Call 02/13/25)(c) | 1,525 | 1,589,934 | ||||||
2.46%, 10/22/25 (Call 10/22/24)(c) | 400 | 424,128 | ||||||
2.82%, 07/21/23 (Call 07/21/22)(c) | 246 | 255,195 | ||||||
2.88%, 04/24/23 (Call 04/24/22)(c) | 15 | 15,495 | ||||||
3.00%, 12/20/23 (Call 12/20/22)(c) | 632 | 663,752 | ||||||
3.09%, 10/01/25 (Call 10/01/24)(c) | 274 | 296,476 | ||||||
3.30%, 01/11/23 | 25 | 26,515 | ||||||
3.37%, 01/23/26 (Call 01/23/25)(c) | 157 | 172,165 | ||||||
3.46%, 03/15/25 (Call 03/15/24)(c) | 686 | 744,406 | ||||||
3.55%, 03/05/24 (Call 03/05/23)(c) | 627 | 667,931 | ||||||
3.86%, 07/23/24 (Call 07/23/23)(c) | 663 | 719,428 | ||||||
3.88%, 08/01/25 | 125 | 142,070 | ||||||
4.00%, 04/01/24 | 368 | 407,619 | ||||||
4.00%, 01/22/25 | 126 | 141,068 | ||||||
4.10%, 07/24/23 | 376 | 411,897 |
1
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Banks (continued) | ||||||||
4.13%, 01/22/24 | $ | 95 | $ | 105,073 | ||||
4.20%, 08/26/24 | 347 | 388,671 | ||||||
Series L, 3.95%, 04/21/25 | 283 | 317,540 | ||||||
Bank of Montreal | ||||||||
1.85%, 05/01/25(a) | 185 | 193,819 | ||||||
2.05%, 11/01/22 | 467 | 482,472 | ||||||
2.35%, 09/11/22 | 982 | 1,018,285 | ||||||
2.50%, 06/28/24 | 817 | 870,799 | ||||||
2.55%, 11/06/22 (Call 10/06/22) | 949 | 988,080 | ||||||
2.90%, 03/26/22 | 953 | 985,774 | ||||||
4.34%, 10/05/28 (Call 10/05/23)(c) | 358 | 388,083 | ||||||
Series E, 3.30%, 02/05/24 | 1,118 | 1,210,749 | ||||||
Bank of New York Mellon Corp. (The) | ||||||||
1.60%, 04/24/25 (Call 03/24/25) | 615 | 640,676 | ||||||
1.95%, 08/23/22 | 359 | 369,386 | ||||||
2.10%, 10/24/24 | 725 | 766,564 | ||||||
2.20%, 08/16/23 (Call 06/16/23) | 1,171 | 1,224,807 | ||||||
2.60%, 02/07/22 (Call 01/07/22)(a) | 262 | 268,851 | ||||||
2.66%, 05/16/23 (Call 05/16/22)(c) | 633 | 653,914 | ||||||
2.95%, 01/29/23 (Call 12/29/22) | 347 | 365,710 | ||||||
3.25%, 09/11/24 (Call 08/11/24) | 66 | 72,336 | ||||||
3.40%, 05/15/24 (Call 04/15/24) | 278 | 304,151 | ||||||
3.45%, 08/11/23 | 407 | 440,065 | ||||||
3.50%, 04/28/23 | 534 | 573,959 | ||||||
Series 0012, 3.65%, 02/04/24 (Call 01/05/24) | 519 | 568,238 | ||||||
Series G, 3.00%, 02/24/25 (Call 01/24/25) | 35 | 38,351 | ||||||
Bank of Nova Scotia (The) | ||||||||
1.30%, 06/11/25 | 786 | 803,182 | ||||||
1.63%, 05/01/23 | 106 | 109,053 | ||||||
1.95%, 02/01/23 | 44 | 45,447 | ||||||
2.00%, 11/15/22 | 371 | 383,117 | ||||||
2.20%, 02/03/25 | 1,652 | 1,746,544 | ||||||
2.38%, 01/18/23 | 231 | 240,508 | ||||||
2.45%, 09/19/22 | 746 | 775,325 | ||||||
2.70%, 03/07/22 | 1,392 | 1,435,263 | ||||||
3.40%, 02/11/24 | 772 | 838,809 | ||||||
Barclays PLC | ||||||||
2.85%, 05/07/26 (Call 05/07/25)(c) | 385 | 408,793 | ||||||
3.68%, 01/10/23 (Call 01/10/22) | 225 | 232,272 | ||||||
3.93%, 05/07/25 (Call 05/07/24)(c) | 635 | 690,715 | ||||||
4.34%, 05/16/24 (Call 05/16/23)(c) | 600 | 647,322 | ||||||
4.61%, 02/15/23 (Call 02/15/22)(c) | 270 | 282,471 | ||||||
BBVA USA | ||||||||
2.88%, 06/29/22 (Call 05/29/22) | 890 | 922,316 | ||||||
2.50%, 08/27/24 (Call 07/27/24) | 530 | 563,470 | ||||||
BNP Paribas SA | ||||||||
3.25%, 03/03/23 | 530 | 564,312 | ||||||
4.25%, 10/15/24 | 530 | 593,637 | ||||||
BPCE SA | ||||||||
2.75%, 12/02/21 | 1,473 | 1,508,706 | ||||||
4.00%, 04/15/24 | 440 | 487,894 | ||||||
Canadian Imperial Bank of Commerce | ||||||||
0.95%, 06/23/23 | 62 | 62,762 | ||||||
2.25%, 01/28/25 | 924 | 979,616 | ||||||
2.55%, 06/16/22 | 1,952 | 2,021,413 | ||||||
2.61%, 07/22/23 (Call 07/22/22)(a)(c) | 592 | 613,123 | ||||||
3.10%, 04/02/24 | 1,075 | 1,162,569 | ||||||
3.50%, 09/13/23 | 1,566 | 1,702,195 | ||||||
Citigroup Inc. | ||||||||
2.88%, 07/24/23 (Call 07/24/22)(c) | 1,030 | 1,069,418 |
Security | Par (000) | Value | ||||||
Banks (continued) | ||||||||
3.11%, 04/08/26 (Call 04/08/25)(c) | $ | 965 | $ | 1,047,893 | ||||
3.30%, 04/27/25 | 352 | 390,734 | ||||||
3.35%, 04/24/25 (Call 04/24/24)(c) | 581 | 629,223 | ||||||
3.38%, 03/01/23(a) | 244 | 259,355 | ||||||
3.50%, 05/15/23 | 504 | 539,134 | ||||||
3.75%, 06/16/24 | 146 | 161,204 | ||||||
4.00%, 08/05/24 | 104 | 115,554 | ||||||
4.04%, 06/01/24 (Call 06/01/23)(c) | 840 | 911,114 | ||||||
4.40%, 06/10/25 | 105 | 120,118 | ||||||
5.50%, 09/13/25 | 37 | 44,513 | ||||||
Citizens Bank N.A./Providence RI, 3.25%, 02/14/22 (Call 01/14/22) | 300 | 309,552 | ||||||
Comerica Bank, 2.50%, 07/23/24 | 309 | 329,023 | ||||||
Comerica Inc., 3.70%, 07/31/23 (Call 06/30/23) | 1,276 | 1,381,372 | ||||||
Cooperatieve Rabobank UA, 3.88%, 02/08/22 | 629 | 655,493 | ||||||
Credit Suisse AG/New York NY, 3.63%, 09/09/24 | 635 | 704,469 | ||||||
Credit Suisse Group AG, 3.80%, 06/09/23 | 265 | 285,397 | ||||||
Deutsche Bank AG/London, 3.70%, 05/30/24 | 318 | 341,433 | ||||||
Deutsche Bank AG/New York NY | ||||||||
3.30%, 11/16/22 | 579 | 603,110 | ||||||
3.95%, 02/27/23 | 500 | 530,605 | ||||||
3.96%, 11/26/25 (Call 11/26/24)(c) | 1,250 | 1,352,337 | ||||||
Series D, 5.00%, 02/14/22 | 100 | 104,582 | ||||||
Fifth Third Bancorp., 3.65%, 01/25/24 (Call 12/25/23) | 65 | 70,738 | ||||||
First Horizon National Corp., 4.00%, 05/26/25 (Call 04/26/25) | 30 | 33,131 | ||||||
Goldman Sachs Group Inc. (The) | ||||||||
2.91%, 06/05/23 (Call 06/05/22)(c) | 499 | 517,169 | ||||||
2.91%, 07/24/23 (Call 07/24/22)(c) | 496 | 515,413 | ||||||
3.20%, 02/23/23 (Call 01/23/23) | 596 | 630,371 | ||||||
3.27%, 09/29/25 (Call 09/29/24)(c) | 816 | 889,309 | ||||||
3.50%, 01/23/25 (Call 10/23/24) | 145 | 159,475 | ||||||
3.50%, 04/01/25 (Call 03/01/25) | 391 | 433,228 | ||||||
3.63%, 01/22/23 | 552 | 588,863 | ||||||
3.63%, 02/20/24 (Call 01/20/24) | 486 | 529,998 | ||||||
3.75%, 05/22/25 (Call 02/22/25) | 80 | 89,410 | ||||||
3.85%, 07/08/24 (Call 04/08/24) | 273 | 300,707 | ||||||
4.00%, 03/03/24 | 808 | 892,113 | ||||||
HSBC Holdings PLC | ||||||||
2.10%, 06/04/26 (Call 06/04/25)(c) | 520 | 536,728 | ||||||
2.63%, 11/07/25 (Call 11/07/24)(c) | 225 | 237,470 | ||||||
3.80%, 03/11/25 (Call 03/11/24)(c) | 605 | 657,411 | ||||||
4.25%, 03/14/24 | 95 | 104,165 | ||||||
4.29%, 09/12/26 (Call 09/12/25)(c) | 250 | 283,463 | ||||||
Huntington Bancshares Inc./OH | ||||||||
2.63%, 08/06/24 (Call 07/06/24) | 480 | 514,094 | ||||||
4.00%, 05/15/25 (Call 04/15/25) | 30 | 34,045 | ||||||
ING Groep NV | ||||||||
3.15%, 03/29/22 | 738 | 764,361 | ||||||
3.55%, 04/09/24 | 637 | 695,712 | ||||||
4.10%, 10/02/23 | 455 | 500,182 | ||||||
Intesa Sanpaolo SpA, 5.25%, 01/12/24(a) | 750 | 837,135 | ||||||
JPMorgan Chase & Co. | ||||||||
1.51%, 06/01/24 (Call 06/01/23)(c) | 249 | 254,944 | ||||||
2.01%, 03/13/26 (Call 03/13/25)(c) | 905 | 945,390 | ||||||
2.08%, 04/22/26 (Call 04/22/25)(c) | 862 | 904,566 | ||||||
2.30%, 10/15/25 (Call 10/15/24)(c) | 121 | 127,904 | ||||||
2.70%, 05/18/23 (Call 03/18/23) | 9 | 9,470 | ||||||
3.13%, 01/23/25 (Call 10/23/24) | 69 | 75,371 | ||||||
3.20%, 01/25/23 | 45 | 47,686 | ||||||
3.22%, 03/01/25 (Call 03/01/24)(c) | 492 | 531,237 |
2
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Banks (continued) | ||||||||
3.63%, 05/13/24 | $ | 300 | $ | 330,861 | ||||
3.80%, 07/23/24 (Call 07/23/23)(c) | 40 | 43,354 | ||||||
3.88%, 02/01/24 | 13 | 14,342 | ||||||
3.88%, 09/10/24 | 244 | 271,970 | ||||||
3.90%, 07/15/25 (Call 04/15/25) | 19 | 21,517 | ||||||
4.02%, 12/05/24 (Call 12/05/23)(c) | 955 | 1,051,522 | ||||||
KeyBank N.A./Cleveland OH | ||||||||
2.40%, 06/09/22 | 262 | 270,208 | ||||||
3.38%, 03/07/23 | 275 | 293,433 | ||||||
Lloyds Banking Group PLC | ||||||||
2.44%, 02/05/26 (Call 02/05/25)(c) | 935 | 984,087 | ||||||
2.86%, 03/17/23 (Call 03/17/22)(c) | 325 | 334,337 | ||||||
3.90%, 03/12/24 | 200 | 219,082 | ||||||
4.05%, 08/16/23 | 120 | 130,795 | ||||||
4.50%, 11/04/24 | 255 | 283,647 | ||||||
Mitsubishi UFJ Financial Group Inc. | ||||||||
2.19%, 02/25/25 | 560 | 590,005 | ||||||
2.80%, 07/18/24 | 10 | 10,694 | ||||||
2.95%, 03/01/21 | 250 | 251,628 | ||||||
3.41%, 03/07/24 | 399 | 433,282 | ||||||
3.76%, 07/26/23 | 86 | 93,276 | ||||||
Mizuho Financial Group Inc. | ||||||||
1.24%, 07/10/24 (Call 07/10/23)(c) | 450 | 456,156 | ||||||
2.23%, 05/25/26 (Call 05/25/25)(c) | 785 | 822,570 | ||||||
2.56%, 09/13/25 (Call 09/13/24)(c) | 355 | 375,768 | ||||||
2.72%, 07/16/23 (Call 07/16/22)(c) | 350 | 361,785 | ||||||
2.84%, 07/16/25 (Call 07/16/24)(c) | 225 | 239,360 | ||||||
2.95%, 02/28/22 | 839 | 866,192 | ||||||
3.55%, 03/05/23 | 300 | 320,205 | ||||||
Morgan Stanley | ||||||||
2.19%, 04/28/26 (Call 04/28/25)(c) | 506 | 533,683 | ||||||
2.72%, 07/22/25 (Call 07/22/24)(c) | 699 | 747,755 | ||||||
2.75%, 05/19/22 | 1,344 | 1,390,072 | ||||||
3.13%, 01/23/23 | 835 | 882,102 | ||||||
3.70%, 10/23/24 | 1,162 | 1,292,028 | ||||||
3.74%, 04/24/24 (Call 04/24/23)(c) | 1,377 | 1,480,055 | ||||||
3.75%, 02/25/23 | 1,086 | 1,163,986 | ||||||
4.00%, 07/23/25 | 273 | 312,386 | ||||||
4.10%, 05/22/23 | 311 | 336,661 | ||||||
4.88%, 11/01/22 | 1,010 | 1,091,669 | ||||||
Series F, 3.88%, 04/29/24 | 708 | 782,821 | ||||||
National Australia Bank Ltd./New York, 2.50%, 05/22/22 | 407 | 420,219 | ||||||
Natwest Group PLC | ||||||||
3.75%, 11/01/29 (Call 11/01/24)(a)(c) | 700 | 739,753 | ||||||
3.88%, 09/12/23 | 405 | 438,623 | ||||||
4.27%, 03/22/25 (Call 03/22/24)(c) | 410 | 450,524 | ||||||
4.52%, 06/25/24 (Call 06/25/23)(c) | 525 | 572,192 | ||||||
5.13%, 05/28/24 | 512 | 571,899 | ||||||
6.00%, 12/19/23 | 715 | 811,167 | ||||||
6.10%, 06/10/23 | 8 | 8,916 | ||||||
6.13%, 12/15/22 | 175 | 191,889 | ||||||
Northern Trust Corp., 2.38%, 08/02/22 | 623 | 644,755 | ||||||
PNC Bank N.A., 3.50%, 06/08/23 (Call 05/09/23) | 367 | 394,286 | ||||||
PNC Financial Services Group Inc. (The) | ||||||||
2.20%, 11/01/24 (Call 10/02/24) | 544 | 575,916 | ||||||
2.85%, 11/09/22(d) | 421 | 441,208 | ||||||
3.30%, 03/08/22 (Call 02/06/22) | 356 | 368,570 | ||||||
3.50%, 01/23/24 (Call 12/23/23) | 1,517 | 1,652,043 | ||||||
3.90%, 04/29/24 (Call 03/29/24) | 346 | 381,513 |
Security | Par (000) | Value | ||||||
Banks (continued) | ||||||||
Regions Financial Corp. | ||||||||
2.25%, 05/18/25 (Call 04/18/25) | $ | 209 | $ | 221,344 | ||||
2.75%, 08/14/22 (Call 07/14/22) | 595 | 617,634 | ||||||
3.80%, 08/14/23 (Call 07/14/23) | 210 | 228,383 | ||||||
Royal Bank of Canada | ||||||||
1.15%, 06/10/25 | 488 | 497,692 | ||||||
2.25%, 11/01/24 | 568 | 602,983 | ||||||
2.55%, 07/16/24 | 499 | 533,032 | ||||||
2.75%, 02/01/22 | 340 | 349,802 | ||||||
2.80%, 04/29/22 | 264 | 273,451 | ||||||
3.70%, 10/05/23 | 417 | 455,493 | ||||||
Santander Holdings USA Inc. | ||||||||
3.40%, 01/18/23 (Call 12/18/22) | 1,324 | 1,389,975 | ||||||
3.45%, 06/02/25 (Call 05/02/25) | 70 | 75,877 | ||||||
3.50%, 06/07/24 (Call 05/07/24) | 401 | 432,579 | ||||||
3.70%, 03/28/22 (Call 02/28/22) | 112 | 115,882 | ||||||
4.50%, 07/17/25 (Call 04/17/25) | 25 | 27,950 | ||||||
Santander UK Group Holdings PLC | ||||||||
3.37%, 01/05/24 (Call 01/05/23)(c) | 340 | 357,255 | ||||||
3.57%, 01/10/23 (Call 01/10/22) | 675 | 695,804 | ||||||
4.80%, 11/15/24 (Call 11/15/23)(c) | 505 | 560,096 | ||||||
Santander UK PLC, 4.00%, 03/13/24 | 40 | 44,137 | ||||||
Skandinaviska Enskilda Banken AB, 2.80%, 03/11/22 | 449 | 462,950 | ||||||
State Street Corp. | ||||||||
2.35%, 11/01/25 (Call 11/01/24)(c) | 1,131 | 1,201,077 | ||||||
2.65%, 05/15/23 (Call 05/15/22)(c) | 1,581 | 1,633,189 | ||||||
3.10%, 05/15/23 | 653 | 695,980 | ||||||
3.30%, 12/16/24 | 105 | 116,374 | ||||||
3.55%, 08/18/25 | 55 | 62,449 | ||||||
3.70%, 11/20/23 | 274 | 301,241 | ||||||
3.78%, 12/03/24 (Call 12/03/23)(c) | 556 | 610,810 | ||||||
Sumitomo Mitsui Financial Group Inc. | ||||||||
1.47%, 07/08/25 | 300 | 307,317 | ||||||
2.35%, 01/15/25 | 1,510 | 1,598,697 | ||||||
2.45%, 09/27/24 | 720 | 763,704 | ||||||
2.70%, 07/16/24 | 450 | 480,614 | ||||||
2.78%, 07/12/22 | 755 | 784,098 | ||||||
2.78%, 10/18/22 | 688 | 718,740 | ||||||
3.10%, 01/17/23 | 851 | 898,801 | ||||||
3.75%, 07/19/23 | 460 | 498,102 | ||||||
3.94%, 10/16/23 | 126 | 138,002 | ||||||
SVB Financial Group, 3.50%, 01/29/25 | 15 | 16,331 | ||||||
Toronto-Dominion Bank (The) | ||||||||
0.45%, 09/11/23 | 221 | 221,031 | ||||||
1.15%, 06/12/25(a) | 601 | 613,128 | ||||||
1.90%, 12/01/22 | 960 | 989,856 | ||||||
2.65%, 06/12/24 | 1,529 | 1,635,204 | ||||||
3.25%, 03/11/24 | 941 | 1,020,392 | ||||||
3.50%, 07/19/23 | 1,432 | 1,551,314 | ||||||
Truist Bank | ||||||||
2.64%, 09/17/29 (Call 09/17/24)(c) | 121 | 126,608 | ||||||
3.63%, 09/16/25 (Call 08/16/25) | 250 | 281,000 | ||||||
Truist Financial Corp. | ||||||||
2.20%, 03/16/23 (Call 02/13/23) | 65 | 67,521 | ||||||
2.50%, 08/01/24 (Call 07/01/24) | 251 | 267,446 | ||||||
2.85%, 10/26/24 (Call 09/26/24) | 340 | 368,111 | ||||||
3.05%, 06/20/22 (Call 05/20/22) | 70 | 72,771 | ||||||
3.75%, 12/06/23 (Call 11/06/23) | 500 | 546,975 | ||||||
U.S. Bancorp. | ||||||||
1.45%, 05/12/25 (Call 04/11/25) | 50 | 51,612 |
3
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Banks (continued) | ||||||||
2.40%, 07/30/24 (Call 06/28/24) | $ | 34 | $ | 36,171 | ||||
3.38%, 02/05/24 (Call 01/05/24) | 13 | 14,126 | ||||||
3.60%, 09/11/24 (Call 08/11/24) | 36 | 39,785 | ||||||
Westpac Banking Corp. | ||||||||
2.35%, 02/19/25 | 678 | 725,223 | ||||||
2.50%, 06/28/22 | 544 | 562,828 | ||||||
2.75%, 01/11/23 | 960 | 1,008,624 | ||||||
2.89%, 02/04/30 (Call 02/04/25)(c) | 501 | 521,015 | ||||||
3.30%, 02/26/24 | 632 | 686,403 | ||||||
3.65%, 05/15/23 | 609 | 657,361 | ||||||
|
| |||||||
130,196,888 | ||||||||
Beverages — 3.7% | ||||||||
Anheuser-Busch InBev Finance Inc. | ||||||||
2.63%, 01/17/23 | 180 | 188,690 | ||||||
3.30%, 02/01/23 (Call 12/16/20) | 731 | 772,280 | ||||||
3.70%, 02/01/24 | 12 | 13,250 | ||||||
Anheuser-Busch InBev Worldwide Inc., 4.15%, 01/23/25 (Call 12/23/24) | 200 | 227,146 | ||||||
Coca-Cola Co. (The) | ||||||||
1.75%, 09/06/24 | 301 | 315,078 | ||||||
3.20%, 11/01/23 | 493 | 534,895 | ||||||
Constellation Brands Inc. | ||||||||
2.65%, 11/07/22 (Call 10/07/22) | 151 | 157,046 | ||||||
3.20%, 02/15/23 (Call 01/15/23) | 90 | 95,012 | ||||||
4.25%, 05/01/23 | 40 | 43,482 | ||||||
Diageo Capital PLC | ||||||||
1.38%, 09/29/25 (Call 08/29/25) | 500 | 513,365 | ||||||
2.13%, 10/24/24 (Call 09/24/24) | 1,450 | 1,527,299 | ||||||
2.63%, 04/29/23 (Call 01/29/23) | 1,389 | 1,455,839 | ||||||
3.50%, 09/18/23 (Call 08/18/23) | 900 | 973,926 | ||||||
Diageo Investment Corp., 2.88%, 05/11/22 | 1,329 | 1,377,110 | ||||||
Keurig Dr Pepper Inc. | ||||||||
3.13%, 12/15/23 (Call 10/15/23)(a) | 193 | 207,031 | ||||||
4.06%, 05/25/23 (Call 04/25/23) | 632 | 685,802 | ||||||
4.42%, 05/25/25 (Call 03/25/25) | 20 | 23,067 | ||||||
Molson Coors Beverage Co., 3.50%, 05/01/22(a) | 140 | 146,083 | ||||||
PepsiCo Inc. | ||||||||
0.75%, 05/01/23 | 215 | 217,479 | ||||||
2.25%, 05/02/22 (Call 04/02/22) | 662 | 679,662 | ||||||
2.25%, 03/19/25 (Call 02/19/25) | 1,147 | 1,225,879 | ||||||
2.75%, 03/05/22 | 1,970 | 2,030,814 | ||||||
2.75%, 03/01/23 | 1,436 | 1,513,846 | ||||||
2.75%, 04/30/25 (Call 01/30/25) | 500 | 545,005 | ||||||
3.10%, 07/17/22 (Call 05/17/22) | 1,067 | 1,110,672 | ||||||
3.50%, 07/17/25 (Call 04/17/25) | 686 | 770,913 | ||||||
3.60%, 03/01/24 (Call 12/01/23) | 11 | 12,024 | ||||||
|
| |||||||
17,362,695 | ||||||||
Biotechnology — 1.6% | ||||||||
Amgen Inc. | ||||||||
1.90%, 02/21/25 (Call 01/21/25) | 217 | 227,896 | ||||||
2.25%, 08/19/23 (Call 06/19/23)(a) | 130 | 136,132 | ||||||
2.65%, 05/11/22 (Call 04/11/22) | 494 | 509,141 | ||||||
2.70%, 05/01/22 (Call 03/01/22) | 95 | 97,759 | ||||||
3.13%, 05/01/25 (Call 02/01/25) | 252 | 275,995 | ||||||
3.63%, 05/15/22 (Call 02/15/22) | 577 | 599,497 | ||||||
3.63%, 05/22/24 (Call 02/22/24) | 1,192 | 1,304,835 | ||||||
3.88%, 11/15/21 (Call 12/16/20) | 179 | 183,131 | ||||||
Biogen Inc., 4.05%, 09/15/25 (Call 06/15/25) | 43 | 49,155 |
Security | Par (000) | Value | ||||||
Biotechnology (continued) | ||||||||
Gilead Sciences Inc. | ||||||||
1.95%, 03/01/22 (Call 02/01/22) | $ | 277 | $ | 282,044 | ||||
2.50%, 09/01/23 (Call 07/01/23) | 633 | 665,884 | ||||||
3.25%, 09/01/22 (Call 07/01/22) | 605 | 632,394 | ||||||
3.50%, 02/01/25 (Call 11/01/24) | 237 | 261,871 | ||||||
3.70%, 04/01/24 (Call 01/01/24) | 2,004 | 2,188,108 | ||||||
4.40%, 12/01/21 (Call 09/01/21) | 152 | 156,513 | ||||||
|
| |||||||
7,570,355 | ||||||||
Building Materials — 0.2% | ||||||||
Carrier Global Corp., 1.92%, 02/15/23 | 130 | 133,848 | ||||||
Fortune Brands Home & Security Inc., 4.00%, 09/21/23 (Call 08/21/23) | 490 | 534,658 | ||||||
Johnson Controls International PLC, 3.63%, 07/02/24 (Call 04/02/24)(d) | 18 | 19,563 | ||||||
Lennox International Inc., 3.00%, 11/15/23 (Call 09/15/23) | 138 | 145,244 | ||||||
|
| |||||||
833,313 | ||||||||
Chemicals — 1.6% | ||||||||
Air Products and Chemicals Inc., 3.35%, 07/31/24 (Call 04/30/24) | 39 | 42,585 | ||||||
Celanese U.S. Holdings LLC | ||||||||
3.50%, 05/08/24 (Call 04/08/24) | 236 | 255,258 | ||||||
4.63%, 11/15/22 | 10 | 10,764 | ||||||
Dow Chemical Co. (The), 3.50%, 10/01/24 (Call 07/01/24) | 154 | 168,354 | ||||||
DuPont de Nemours Inc. | ||||||||
2.17%, 05/01/23 | 41 | 41,674 | ||||||
4.21%, 11/15/23 (Call 10/15/23) | 943 | 1,038,913 | ||||||
Eastman Chemical Co., 3.80%, 03/15/25 (Call 12/15/24) | 33 | 36,429 | ||||||
Ecolab Inc. | ||||||||
2.38%, 08/10/22 (Call 07/10/22) | 2,868 | 2,963,218 | ||||||
3.25%, 01/14/23 (Call 11/14/22) | 739 | 779,490 | ||||||
EI du Pont de Nemours and Co., 1.70%, 07/15/25 (Call 06/15/25) | 49 | 50,886 | ||||||
International Flavors & Fragrances Inc., 3.20%, 05/01/23 (Call 02/01/23) | 306 | 318,662 | ||||||
Linde Inc./CT, 2.20%, 08/15/22 (Call 05/15/22) | 80 | 82,250 | ||||||
LYB International Finance BV, 4.00%, 07/15/23 | 85 | 92,324 | ||||||
Mosaic Co. (The) | ||||||||
3.25%, 11/15/22 (Call 10/15/22) | 461 | 481,745 | ||||||
4.25%, 11/15/23 (Call 08/15/23) | 368 | 401,208 | ||||||
Nutrien Ltd., 1.90%, 05/13/23 | 55 | 56,759 | ||||||
PPG Industries Inc. | ||||||||
2.40%, 08/15/24 (Call 07/15/24) | 570 | 604,439 | ||||||
3.20%, 03/15/23 (Call 02/15/23) | 25 | 26,487 | ||||||
Sherwin-Williams Co. (The), 3.13%, 06/01/24 (Call 04/01/24) | 158 | 171,293 | ||||||
|
| |||||||
7,622,738 | ||||||||
Commercial Services — 1.8% | ||||||||
Automatic Data Processing Inc., 3.38%, 09/15/25 (Call 06/15/25) | 585 | 656,048 | ||||||
Equifax Inc., 3.95%, 06/15/23 (Call 05/15/23) | 5 | 5,403 | ||||||
IHS Markit Ltd. | ||||||||
3.63%, 05/01/24 (Call 04/01/24)(a) | 846 | 922,639 | ||||||
4.13%, 08/01/23 (Call 07/01/23) | 976 | 1,062,971 | ||||||
Moody’s Corp. | ||||||||
2.63%, 01/15/23 (Call 12/15/22)(a) | 268 | 279,733 | ||||||
4.50%, 09/01/22 (Call 06/01/22) | 193 | 204,733 | ||||||
4.88%, 02/15/24 (Call 11/15/23)(a) | 370 | 415,214 | ||||||
PayPal Holdings Inc. | ||||||||
1.65%, 06/01/25 (Call 05/01/25) | 1,522 | 1,583,900 | ||||||
2.40%, 10/01/24 (Call 09/01/24) | 813 | 865,601 |
4
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Commercial Services (continued) | ||||||||
RELX Capital Inc., 3.50%, 03/16/23 (Call 02/16/23) | $ | 2,103 | $ | 2,240,452 | ||||
Verisk Analytics Inc., 4.00%, 06/15/25 (Call 03/15/25)(a) | 35 | 39,607 | ||||||
|
| |||||||
8,276,301 | ||||||||
Computers — 3.5% | ||||||||
Apple Inc. | ||||||||
1.13%, 05/11/25 (Call 04/11/25) | 375 | 383,543 | ||||||
1.80%, 09/11/24 (Call 08/11/24) | 233 | 243,956 | ||||||
2.85%, 05/11/24 (Call 03/11/24) | 223 | 239,741 | ||||||
3.00%, 02/09/24 (Call 12/09/23) | 480 | 516,355 | ||||||
3.45%, 05/06/24 | 261 | 287,030 | ||||||
Dell International LLC/EMC Corp. | ||||||||
4.00%, 07/15/24 (Call 06/15/24)(b) | 244 | 268,337 | ||||||
5.45%, 06/15/23 (Call 04/15/23)(b) | 1,077 | 1,189,363 | ||||||
5.85%, 07/15/25 (Call 06/15/25)(b) | 147 | 174,943 | ||||||
DXC Technology Co. | ||||||||
4.13%, 04/15/25 (Call 03/15/25) | 566 | 619,487 | ||||||
4.25%, 04/15/24 (Call 02/15/24) | 229 | 247,734 | ||||||
Hewlett Packard Enterprise Co. | ||||||||
1.45%, 04/01/24 (Call 03/01/24) | 73 | 74,537 | ||||||
2.25%, 04/01/23 (Call 03/01/23) | 401 | 415,099 | ||||||
4.40%, 10/15/22 (Call 08/15/22) | 1,508 | 1,606,849 | ||||||
4.45%, 10/02/23 (Call 09/02/23) | 96 | 105,655 | ||||||
4.65%, 10/01/24 (Call 09/01/24) | 123 | 139,430 | ||||||
4.90%, 10/15/25 (Call 07/15/25) | 528 | 613,774 | ||||||
HP Inc. | ||||||||
2.20%, 06/17/25 (Call 05/17/25) | 1,055 | 1,116,232 | ||||||
4.05%, 09/15/22 | 369 | 391,793 | ||||||
IBM Credit LLC | ||||||||
2.20%, 09/08/22(a) | 320 | 330,851 | ||||||
3.00%, 02/06/23 | 240 | 253,598 | ||||||
International Business Machines Corp. | ||||||||
1.88%, 08/01/22 | 957 | 982,571 | ||||||
2.85%, 05/13/22 | 1,239 | 1,285,450 | ||||||
2.88%, 11/09/22 | 672 | 705,251 | ||||||
3.00%, 05/15/24 | 1,789 | 1,936,897 | ||||||
3.38%, 08/01/23 | 413 | 445,582 | ||||||
3.63%, 02/12/24 | 834 | 913,213 | ||||||
Leidos Inc., 3.63%, 05/15/25 (Call 04/15/25)(b) | 35 | 38,983 | ||||||
NetApp Inc., 1.88%, 06/22/25 (Call 05/22/25) | 5 | 5,209 | ||||||
Seagate HDD Cayman | ||||||||
4.75%, 06/01/23 | 684 | 741,415 | ||||||
4.88%, 03/01/24 (Call 01/01/24) | 312 | 342,071 | ||||||
|
| |||||||
16,614,949 | ||||||||
Cosmetics & Personal Care — 1.4% | ||||||||
Colgate-Palmolive Co. | ||||||||
1.95%, 02/01/23 | 284 | 294,377 | ||||||
2.10%, 05/01/23 | 316 | 329,876 | ||||||
2.25%, 11/15/22(a) | 241 | 250,197 | ||||||
2.30%, 05/03/22 | 184 | 189,273 | ||||||
2.45%, 11/15/21 | 143 | 145,926 | ||||||
3.25%, 03/15/24 | 1,123 | 1,225,799 | ||||||
Procter & Gamble Co. (The) | ||||||||
2.15%, 08/11/22 | 1,917 | 1,979,647 | ||||||
2.30%, 02/06/22 | 370 | 379,017 | ||||||
3.10%, 08/15/23 | 767 | 826,074 | ||||||
Unilever Capital Corp. | ||||||||
2.60%, 05/05/24 (Call 03/05/24) | 320 | 340,989 | ||||||
3.00%, 03/07/22 | 345 | 357,027 |
Security | Par (000) | Value | ||||||
Cosmetics & Personal Care (continued) | ||||||||
3.25%, 03/07/24 (Call 02/07/24) | $ | 130 | $ | 141,027 | ||||
|
| |||||||
6,459,229 | ||||||||
Distribution & Wholesale — 0.1% | ||||||||
WW Grainger Inc., 1.85%, 02/15/25 (Call 01/15/25) | 415 | 436,605 | ||||||
|
| |||||||
Diversified Financial Services — 6.1% | ||||||||
AerCap Ireland Capital DAC/AerCap Global Aviation Trust | ||||||||
2.88%, 08/14/24 (Call 07/14/24) | 250 | 254,602 | ||||||
3.50%, 01/15/25 (Call 11/15/24) | 500 | 516,430 | ||||||
4.13%, 07/03/23 (Call 06/03/23) | 500 | 528,080 | ||||||
Affiliated Managers Group Inc., 4.25%, 02/15/24 | 35 | 38,521 | ||||||
Air Lease Corp. | ||||||||
2.25%, 01/15/23 | 17 | 17,362 | ||||||
2.30%, 02/01/25 (Call 01/01/25) | 515 | 523,178 | ||||||
2.75%, 01/15/23 (Call 12/15/22) | 45 | 46,031 | ||||||
3.00%, 09/15/23 (Call 07/15/23) | 205 | 212,667 | ||||||
3.25%, 03/01/25 (Call 01/01/25) | 90 | 94,541 | ||||||
4.25%, 02/01/24 (Call 01/01/24) | 499 | 535,577 | ||||||
Aircastle Ltd. | ||||||||
4.13%, 05/01/24 (Call 02/01/24) | 222 | 228,953 | ||||||
4.40%, 09/25/23 (Call 08/25/23) | 421 | 436,729 | ||||||
5.00%, 04/01/23 | 381 | 398,255 | ||||||
Ally Financial Inc. | ||||||||
3.88%, 05/21/24 (Call 04/21/24) | 426 | 464,468 | ||||||
4.13%, 02/13/22 | 350 | 364,563 | ||||||
4.63%, 05/19/22 | 431 | 455,714 | ||||||
4.63%, 03/30/25(a) | 148 | 168,325 | ||||||
5.13%, 09/30/24 | 778 | 891,681 | ||||||
American Express Co. | ||||||||
2.50%, 08/01/22 (Call 07/01/22) | 1,510 | 1,561,325 | ||||||
2.50%, 07/30/24 (Call 06/30/24) | 1,215 | 1,294,886 | ||||||
2.65%, 12/02/22 | 1,396 | 1,459,015 | ||||||
2.75%, 05/20/22 (Call 04/20/22) | 612 | 632,233 | ||||||
3.00%, 10/30/24 (Call 09/29/24) | 730 | 793,568 | ||||||
3.40%, 02/27/23 (Call 01/27/23) | 646 | 687,215 | ||||||
3.40%, 02/22/24 (Call 01/22/24) | 919 | 999,523 | ||||||
3.63%, 12/05/24 (Call 11/04/24) | 35 | 38,844 | ||||||
3.70%, 08/03/23 (Call 07/03/23) | 831 | 902,017 | ||||||
American Express Credit Corp., 2.70%, 03/03/22 (Call 01/31/22) | 651 | 669,137 | ||||||
Ameriprise Financial Inc. | ||||||||
3.00%, 04/02/25 (Call 03/02/25) | 239 | 260,756 | ||||||
3.70%, 10/15/24 | 125 | 139,195 | ||||||
BGC Partners Inc. | ||||||||
3.75%, 10/01/24 (Call 09/01/24) | 124 | 127,367 | ||||||
5.38%, 07/24/23 | 198 | 212,195 | ||||||
Brookfield Finance Inc., 4.00%, 04/01/24 (Call 02/01/24) | 664 | 729,092 | ||||||
Capital One Financial Corp. | ||||||||
3.20%, 02/05/25 (Call 01/05/25) | 200 | 217,638 | ||||||
3.30%, 10/30/24 (Call 09/30/24) | 648 | 705,918 | ||||||
Charles Schwab Corp. (The) | ||||||||
2.65%, 01/25/23 (Call 12/25/22)(a) | 135 | 141,550 | ||||||
3.55%, 02/01/24 (Call 01/01/24) | 30 | 32,717 | ||||||
3.85%, 05/21/25 (Call 03/21/25) | 20 | 22,650 | ||||||
4.20%, 03/24/25 (Call 02/24/25) | 319 | 365,628 | ||||||
CME Group Inc., 3.00%, 03/15/25 (Call 12/15/24) | 110 | 120,855 | ||||||
Discover Financial Services | ||||||||
3.75%, 03/04/25 (Call 12/04/24) | 295 | 324,872 | ||||||
3.85%, 11/21/22 | 105 | 111,869 | ||||||
3.95%, 11/06/24 (Call 08/06/24) | 285 | 315,920 |
5
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Diversified Financial Services (continued) | ||||||||
Franklin Resources Inc. | ||||||||
2.80%, 09/15/22 | $ | 75 | $ | 78,176 | ||||
2.85%, 03/30/25 | 270 | 294,073 | ||||||
GE Capital Funding LLC, 3.45%, 05/15/25 (Call 04/15/25)(b) | 465 | 505,385 | ||||||
Intercontinental Exchange Inc. | ||||||||
0.70%, 06/15/23(a) | 40 | 40,264 | ||||||
4.00%, 10/15/23 | 7 | 7,696 | ||||||
International Lease Finance Corp., 5.88%, 08/15/22 | 705 | 759,243 | ||||||
Invesco Finance PLC | ||||||||
3.13%, 11/30/22 | 378 | 397,970 | ||||||
4.00%, 01/30/24 | 832 | 911,747 | ||||||
Jefferies Financial Group Inc., 5.50%, 10/18/23 (Call 01/18/23) | 55 | 60,660 | ||||||
Mastercard Inc. | ||||||||
2.00%, 03/03/25 (Call 02/03/25) | 29 | 30,817 | ||||||
3.38%, 04/01/24 | 1,001 | 1,099,258 | ||||||
Nasdaq Inc., 4.25%, 06/01/24 (Call 03/01/24) | 25 | 27,785 | ||||||
ORIX Corp. | ||||||||
2.90%, 07/18/22 | 85 | 88,090 | ||||||
3.25%, 12/04/24 | 50 | 54,429 | ||||||
Synchrony Financial | ||||||||
2.85%, 07/25/22 (Call 06/25/22) | 95 | 98,125 | ||||||
4.25%, 08/15/24 (Call 05/15/24) | 395 | 434,152 | ||||||
4.38%, 03/19/24 (Call 02/19/24) | 276 | 303,103 | ||||||
4.50%, 07/23/25 (Call 04/23/25) | 20 | 22,494 | ||||||
Visa Inc. | ||||||||
2.15%, 09/15/22 (Call 08/15/22) | 1,506 | 1,555,593 | ||||||
2.80%, 12/14/22 (Call 10/14/22) | 11 | 11,536 | ||||||
Western Union Co. (The) | ||||||||
2.85%, 01/10/25 (Call 12/10/24) | 1,407 | 1,504,153 | ||||||
3.60%, 03/15/22 (Call 02/15/22) | 913 | 944,508 | ||||||
4.25%, 06/09/23 (Call 05/09/23) | 381 | 411,971 | ||||||
|
| |||||||
28,682,890 | ||||||||
Electric — 5.9% | ||||||||
Avangrid Inc. | ||||||||
3.15%, 12/01/24 (Call 10/01/24) | 1,972 | 2,148,829 | ||||||
3.20%, 04/15/25 (Call 03/15/25) | 3,674 | 4,026,998 | ||||||
Baltimore Gas & Electric Co., 3.35%, 07/01/23 (Call 04/01/23) | 28 | 29,849 | ||||||
CenterPoint Energy Inc. | ||||||||
2.50%, 09/01/22 (Call 08/01/22) | 13 | 13,446 | ||||||
3.85%, 02/01/24 (Call 01/01/24) | 182 | 199,567 | ||||||
Connecticut Light & Power Co. (The), 2.50%, 01/15/23 (Call 10/15/22) | 218 | 226,696 | ||||||
Delmarva Power & Light Co., 3.50%, 11/15/23 (Call 08/15/23)(a) | 169 | 183,406 | ||||||
Edison International | ||||||||
2.95%, 03/15/23 (Call 01/15/23) | 518 | 535,679 | ||||||
3.13%, 11/15/22 (Call 10/15/22) | 10 | 10,325 | ||||||
3.55%, 11/15/24 (Call 10/15/24)(a) | 365 | 389,714 | ||||||
4.95%, 04/15/25 (Call 03/15/25) | 288 | 322,710 | ||||||
Eversource Energy | ||||||||
2.80%, 05/01/23 (Call 02/01/23) | 317 | 332,634 | ||||||
Series H, 3.15%, 01/15/25 (Call 10/15/24) | 56 | 60,948 | ||||||
Series K, 2.75%, 03/15/22 (Call 02/15/22) | 1,515 | 1,558,390 | ||||||
Series L, 2.90%, 10/01/24 (Call 08/01/24) | 517 | 557,941 | ||||||
Series N, 3.80%, 12/01/23 (Call 11/01/23) | 558 | 610,368 | ||||||
Exelon Corp. | ||||||||
3.50%, 06/01/22 (Call 05/01/22) | 781 | 814,255 | ||||||
3.95%, 06/15/25 (Call 03/15/25) | 785 | 889,146 |
Security | Par (000) | Value | ||||||
Electric (continued) | ||||||||
Exelon Generation Co. LLC | ||||||||
3.25%, 06/01/25 (Call 05/01/25) | $ | 1,071 | $ | 1,154,709 | ||||
3.40%, 03/15/22 (Call 02/15/22) | 718 | 741,866 | ||||||
4.25%, 06/15/22 (Call 03/15/22) | 631 | 661,332 | ||||||
Florida Power & Light Co. | ||||||||
2.75%, 06/01/23 (Call 12/01/22)(a) | 877 | 918,351 | ||||||
2.85%, 04/01/25 (Call 03/01/25) | 1,868 | 2,037,353 | ||||||
3.25%, 06/01/24 (Call 12/01/23) | 110 | 118,838 | ||||||
ITC Holdings Corp. | ||||||||
2.70%, 11/15/22 (Call 10/15/22) | 274 | 285,116 | ||||||
3.65%, 06/15/24 (Call 03/15/24) | 203 | 221,014 | ||||||
National Rural Utilities Cooperative Finance Corp. | ||||||||
2.70%, 02/15/23 (Call 12/15/22) | 68 | 71,151 | ||||||
2.85%, 01/27/25 (Call 10/27/24) | 50 | 54,203 | ||||||
4.75%, 04/30/43 (Call 04/30/23)(c) | 195 | 204,352 | ||||||
NextEra Energy Capital Holdings Inc. | ||||||||
1.95%, 09/01/22 | 54 | 55,474 | ||||||
2.75%, 05/01/25 (Call 04/01/25) | 840 | 910,081 | ||||||
2.80%, 01/15/23 (Call 12/15/22) | 534 | 560,647 | ||||||
2.90%, 04/01/22 | 887 | 916,519 | ||||||
3.15%, 04/01/24 (Call 03/01/24) | 1,605 | 1,731,651 | ||||||
3.20%, 02/25/22(a) | 88 | 90,992 | ||||||
3.30%, 08/15/22 | 206 | 216,092 | ||||||
NSTAR Electric Co., 2.38%, 10/15/22 (Call 07/15/22) | 343 | 353,949 | ||||||
Oncor Electric Delivery Co. LLC | ||||||||
2.75%, 06/01/24 (Call 05/01/24) | 22 | 23,587 | ||||||
2.95%, 04/01/25 (Call 01/01/25)(a) | 55 | 59,930 | ||||||
PECO Energy Co., 2.38%, 09/15/22 (Call 06/15/22) | 40 | 41,260 | ||||||
Potomac Electric Power Co., 3.60%, 03/15/24 (Call 12/15/23) | 85 | 92,438 | ||||||
Public Service Co. of New Hampshire, 3.50%, 11/01/23 (Call 08/01/23) | 142 | 153,485 | ||||||
Public Service Electric & Gas Co., 3.25%, 09/01/23 (Call 08/01/23)(a) | 80 | 86,043 | ||||||
Public Service Enterprise Group Inc. | ||||||||
0.80%, 08/15/25 (Call 07/15/25) | 49 | 49,028 | ||||||
2.65%, 11/15/22 (Call 10/15/22) | 135 | 140,688 | ||||||
2.88%, 06/15/24 (Call 05/15/24) | 840 | 901,883 | ||||||
San Diego Gas & Electric Co., Series NNN, 3.60%, 09/01/23 (Call 06/01/23) | 443 | 477,226 | ||||||
Sempra Energy | ||||||||
3.55%, 06/15/24 (Call 03/15/24) | 878 | 956,862 | ||||||
4.05%, 12/01/23 (Call 09/01/23) | 574 | 627,049 | ||||||
Southern California Edison Co. | ||||||||
Series D, 3.40%, 06/01/23 (Call 05/01/23) | 15 | 16,006 | ||||||
Series E, 3.70%, 08/01/25 (Call 06/01/25) | 90 | 100,925 | ||||||
|
| |||||||
27,941,001 | ||||||||
Electronics — 1.2% | ||||||||
Agilent Technologies Inc. | ||||||||
3.20%, 10/01/22 (Call 07/01/22) | 501 | 522,884 | ||||||
3.88%, 07/15/23 (Call 04/15/23) | 438 | 472,598 | ||||||
Allegion U.S. Holding Co. Inc., 3.20%, 10/01/24 (Call 08/01/24) | 24 | 25,612 | ||||||
Arrow Electronics Inc. | ||||||||
3.25%, 09/08/24 (Call 07/08/24) | 138 | 148,863 | ||||||
4.00%, 04/01/25 (Call 01/01/25) | 20 | 21,962 | ||||||
Avnet Inc., 4.88%, 12/01/22 | 182 | 195,484 | ||||||
Flex Ltd., 5.00%, 02/15/23 | 355 | 385,981 | ||||||
Honeywell International Inc. | ||||||||
0.48%, 08/19/22 (Call 08/19/21) | 500 | 500,665 | ||||||
1.35%, 06/01/25 (Call 05/01/25) | 1,367 | 1,410,402 |
6
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Electronics (continued) | ||||||||
2.30%, 08/15/24 (Call 07/15/24)(a) | $ | 613 | $ | 654,420 | ||||
3.35%, 12/01/23 | 110 | 119,833 | ||||||
Keysight Technologies Inc., 4.55%, 10/30/24 (Call 07/30/24) | 56 | 63,470 | ||||||
Roper Technologies Inc. | ||||||||
2.35%, 09/15/24 (Call 08/15/24) | 311 | 329,287 | ||||||
3.65%, 09/15/23 (Call 08/15/23) | 147 | 159,444 | ||||||
Trimble Inc. | ||||||||
4.15%, 06/15/23 (Call 05/15/23) | 420 | 454,936 | ||||||
4.75%, 12/01/24 (Call 09/01/24)(a) | 73 | 83,776 | ||||||
Tyco Electronics Group SA | ||||||||
3.45%, 08/01/24 (Call 05/01/24) | 40 | 43,228 | ||||||
3.50%, 02/03/22 (Call 11/03/21) | 215 | 221,061 | ||||||
|
| |||||||
5,813,906 | ||||||||
Food — 1.8% | ||||||||
Campbell Soup Co. | ||||||||
2.50%, 08/02/22 | 627 | 647,904 | ||||||
3.65%, 03/15/23 (Call 02/15/23) | 797 | 851,730 | ||||||
Conagra Brands Inc., 4.30%, 05/01/24 (Call 04/01/24) | 495 | 552,281 | ||||||
General Mills Inc. | ||||||||
2.60%, 10/12/22 (Call 09/12/22) | 1,017 | 1,057,314 | ||||||
3.65%, 02/15/24 (Call 11/15/23)(a) | 143 | 156,037 | ||||||
3.70%, 10/17/23 (Call 09/17/23) | 959 | 1,045,272 | ||||||
Hershey Co. (The), 0.90%, 06/01/25 (Call 05/01/25) | 80 | 81,029 | ||||||
JM Smucker Co. (The), 3.50%, 03/15/25 | 50 | 55,662 | ||||||
Kellogg Co. | ||||||||
2.65%, 12/01/23 | 826 | 876,056 | ||||||
3.13%, 05/17/22 | 445 | 462,311 | ||||||
Kroger Co. (The) | ||||||||
2.80%, 08/01/22 (Call 07/01/22) | 49 | 50,856 | ||||||
4.00%, 02/01/24 (Call 11/01/23) | 314 | 345,340 | ||||||
McCormick & Co. Inc./MD, 3.15%, 08/15/24 (Call 06/15/24) | 535 | 580,149 | ||||||
Mondelez International Inc. | ||||||||
0.63%, 07/01/22 | 140 | 140,571 | ||||||
1.50%, 05/04/25 (Call 04/04/25) | 1,222 | 1,264,281 | ||||||
2.13%, 04/13/23 (Call 03/13/23) | 42 | 43,597 | ||||||
4.00%, 02/01/24 (Call 11/01/23) | 75 | 82,145 | ||||||
Sysco Corp. | ||||||||
2.60%, 06/12/22 | 65 | 67,214 | ||||||
5.65%, 04/01/25 (Call 03/01/25) | 95 | 113,292 | ||||||
Tyson Foods Inc., 3.90%, 09/28/23 (Call 08/28/23) | 35 | 38,203 | ||||||
|
| |||||||
8,511,244 | ||||||||
Forest Products & Paper — 0.1% | ||||||||
Celulosa Arauco y Constitucion SA, 4.50%, 08/01/24 (Call 05/01/24) | 250 | 273,803 | ||||||
Domtar Corp., 4.40%, 04/01/22 (Call 01/01/22) | 46 | 47,423 | ||||||
|
| |||||||
321,226 | ||||||||
Gas — 0.1% | ||||||||
CenterPoint Energy Resources Corp., 3.55%, 04/01/23 (Call 03/01/23) | 55 | 58,795 | ||||||
National Fuel Gas Co. | ||||||||
3.75%, 03/01/23 (Call 12/01/22) | 114 | 119,568 | ||||||
5.20%, 07/15/25 (Call 04/15/25) | 105 | 116,133 | ||||||
ONE Gas Inc., 3.61%, 02/01/24 (Call 11/01/23) | 98 | 106,237 | ||||||
Southern California Gas Co., 3.15%, 09/15/24 (Call 06/15/24) | 245 | 265,318 | ||||||
|
| |||||||
666,051 | ||||||||
Hand & Machine Tools — 0.1% | ||||||||
Stanley Black & Decker Inc., 4.00%, 03/15/60 (Call 03/15/25)(a)(c) | 538 | 571,641 | ||||||
|
|
Security | Par (000) | Value | ||||||
Health Care - Products — 0.4% | ||||||||
Abbott Laboratories | ||||||||
2.95%, 03/15/25 (Call 12/15/24) | $ | 50 | $ | 54,855 | ||||
3.40%, 11/30/23 (Call 09/30/23) | 7 | 7,595 | ||||||
Boston Scientific Corp. | ||||||||
1.90%, 06/01/25 (Call 05/01/25) | 31 | 32,402 | ||||||
3.45%, 03/01/24 (Call 02/01/24) | 60 | 65,091 | ||||||
3.85%, 05/15/25 | 75 | 84,865 | ||||||
DH Europe Finance II Sarl, 2.20%, 11/15/24 (Call 10/15/24) | 45 | 47,730 | ||||||
Medtronic Inc., 3.50%, 03/15/25 | 758 | 850,355 | ||||||
Thermo Fisher Scientific Inc. | ||||||||
3.00%, 04/15/23 (Call 02/15/23) | 5 | 5,281 | ||||||
4.13%, 03/25/25 (Call 02/25/25) | 382 | 434,464 | ||||||
4.15%, 02/01/24 (Call 11/01/23) | 7 | 7,735 | ||||||
Zimmer Biomet Holdings Inc., 3.55%, 04/01/25 (Call 01/01/25) | 130 | 143,176 | ||||||
|
| |||||||
1,733,549 | ||||||||
Health Care - Services — 1.3% | ||||||||
Aetna Inc. | ||||||||
2.75%, 11/15/22 (Call 08/15/22) | 50 | 51,934 | ||||||
2.80%, 06/15/23 (Call 04/15/23) | 542 | 570,135 | ||||||
3.50%, 11/15/24 (Call 08/15/24) | 276 | 303,553 | ||||||
Anthem Inc. | ||||||||
2.38%, 01/15/25 (Call 12/15/24) | 477 | 507,728 | ||||||
3.13%, 05/15/22 | 59 | 61,341 | ||||||
3.30%, 01/15/23 | 10 | 10,594 | ||||||
3.35%, 12/01/24 (Call 10/01/24) | 200 | 220,042 | ||||||
3.50%, 08/15/24 (Call 05/15/24)(a) | 65 | 71,302 | ||||||
HCA Inc. | ||||||||
4.75%, 05/01/23 | 1,015 | 1,108,471 | ||||||
5.00%, 03/15/24 | 1,083 | 1,217,801 | ||||||
5.25%, 04/15/25 | 30 | 35,003 | ||||||
Humana Inc. | ||||||||
3.15%, 12/01/22 (Call 09/01/22) | 19 | 19,886 | ||||||
3.85%, 10/01/24 (Call 07/01/24) | 327 | 361,884 | ||||||
4.50%, 04/01/25 (Call 03/01/25) | 240 | 275,971 | ||||||
Laboratory Corp. of America Holdings | ||||||||
2.30%, 12/01/24 (Call 11/01/24) | 35 | 37,138 | ||||||
3.25%, 09/01/24 (Call 07/01/24) | 315 | 342,660 | ||||||
3.60%, 02/01/25 (Call 11/01/24) | 55 | 60,824 | ||||||
4.00%, 11/01/23 (Call 08/01/23) | 65 | 70,747 | ||||||
Quest Diagnostics Inc. | ||||||||
3.50%, 03/30/25 (Call 12/30/24) | 55 | 61,177 | ||||||
4.25%, 04/01/24 (Call 01/01/24) | 353 | 389,942 | ||||||
UnitedHealth Group Inc. | ||||||||
2.38%, 10/15/22 | 20 | 20,764 | ||||||
2.38%, 08/15/24 | 11 | 11,715 | ||||||
2.75%, 02/15/23 (Call 11/15/22) | 15 | 15,706 | ||||||
3.35%, 07/15/22 | 190 | 199,373 | ||||||
3.50%, 02/15/24 | 45 | 49,294 | ||||||
3.75%, 07/15/25 | 94 | 107,068 | ||||||
|
| |||||||
6,182,053 | ||||||||
Home Builders — 0.0% | ||||||||
DR Horton Inc., 2.50%, 10/15/24 (Call 09/15/24)(a) | 5 | 5,308 | ||||||
|
| |||||||
Household Products & Wares — 0.2% | ||||||||
Clorox Co. (The) | ||||||||
3.05%, 09/15/22 (Call 06/15/22) | 534 | 555,686 | ||||||
3.50%, 12/15/24 (Call 09/15/24) | 43 | 47,575 |
7
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Household Products & Wares (continued) | ||||||||
Kimberly-Clark Corp. | ||||||||
2.40%, 03/01/22 | $ | 151 | $ | 155,101 | ||||
2.40%, 06/01/23 | 92 | 96,713 | ||||||
|
| |||||||
855,075 | ||||||||
Insurance — 1.3% | ||||||||
Aflac Inc. | ||||||||
3.25%, 03/17/25 | 38 | 42,032 | ||||||
3.63%, 11/15/24 | 10 | 11,189 | ||||||
Allstate Corp. (The), Series B, 5.75%, 08/15/53 (Call 08/15/23)(c) | 455 | 487,619 | ||||||
American International Group Inc., 3.75%, 07/10/25 (Call 04/10/25) | 5 | 5,615 | ||||||
Aon Corp., 2.20%, 11/15/22 | 15 | 15,518 | ||||||
Aon PLC | ||||||||
3.50%, 06/14/24 (Call 03/14/24) | 10 | 10,927 | ||||||
4.00%, 11/27/23 (Call 08/27/23) | 35 | 38,249 | ||||||
Assured Guaranty U.S. Holdings Inc., 5.00%, 07/01/24 | 5 | 5,674 | ||||||
Berkshire Hathaway Inc., 2.75%, 03/15/23 (Call 01/15/23) | 10 | 10,511 | ||||||
Equitable Holdings Inc., 3.90%, 04/20/23 (Call 03/20/23) | 632 | 681,283 | ||||||
Marsh & McLennan Companies Inc. | ||||||||
3.30%, 03/14/23 (Call 01/14/23) | 196 | 207,750 | ||||||
3.50%, 06/03/24 (Call 03/03/24) | 606 | 662,916 | ||||||
3.50%, 03/10/25 (Call 12/10/24) | 26 | 28,903 | ||||||
3.88%, 03/15/24 (Call 02/15/24) | 942 | 1,041,325 | ||||||
MetLife Inc. | ||||||||
3.00%, 03/01/25 | 70 | 77,024 | ||||||
3.05%, 12/15/22 | 52 | 54,755 | ||||||
Prudential Financial Inc. | ||||||||
3.50%, 05/15/24 | 321 | 353,469 | ||||||
5.20%, 03/15/44 (Call 03/15/24)(c) | 192 | 204,267 | ||||||
5.63%, 06/15/43 (Call 06/15/23)(c) | 342 | 368,208 | ||||||
5.88%, 09/15/42 (Call 09/15/22)(c) | 397 | 424,607 | ||||||
Sompo International Holdings Ltd., 4.70%, 10/15/22 | 395 | 424,135 | ||||||
Voya Financial Inc. | ||||||||
3.13%, 07/15/24 (Call 05/15/24) | 49 | 52,950 | ||||||
5.65%, 05/15/53 (Call 05/15/23)(a)(c) | 73 | 77,295 | ||||||
Willis North America Inc., 3.60%, 05/15/24 (Call 03/15/24) | 270 | 295,107 | ||||||
XLIT Ltd., 4.45%, 03/31/25 | 535 | 608,605 | ||||||
|
| |||||||
6,189,933 | ||||||||
Internet — 0.8% | ||||||||
Alphabet Inc. | ||||||||
0.45%, 08/15/25 (Call 07/15/25) | 9 | 8,984 | ||||||
3.38%, 02/25/24 | 801 | 877,560 | ||||||
Amazon.com Inc. | ||||||||
0.80%, 06/03/25 (Call 05/03/25) | 335 | 339,626 | ||||||
2.40%, 02/22/23 (Call 01/22/23) | 335 | 350,048 | ||||||
2.50%, 11/29/22 (Call 08/29/22) | 13 | 13,511 | ||||||
2.80%, 08/22/24 (Call 06/22/24) | 176 | 190,673 | ||||||
3.80%, 12/05/24 (Call 09/05/24) | 10 | 11,238 | ||||||
Booking Holdings Inc. | ||||||||
2.75%, 03/15/23 (Call 02/15/23) | 247 | 259,120 | ||||||
4.10%, 04/13/25 (Call 03/13/25) | 321 | 362,711 | ||||||
E*TRADE Financial Corp., 2.95%, 08/24/22 (Call 07/24/22) | 118 | 122,844 | ||||||
eBay Inc. | ||||||||
1.90%, 03/11/25 (Call 02/11/25) | 502 | 524,730 | ||||||
2.60%, 07/15/22 (Call 04/15/22) | 112 | 115,385 | ||||||
3.45%, 08/01/24 (Call 05/01/24)(a) | 195 | 212,821 | ||||||
Expedia Group Inc., 4.50%, 08/15/24 (Call 05/15/24) | 82 | 88,576 |
Security | Par (000) | Value | ||||||
Internet (continued) | ||||||||
TD Ameritrade Holding Corp., 3.63%, 04/01/25 (Call 01/01/25) | $ | 131 | $ | 146,423 | ||||
|
| |||||||
3,624,250 | ||||||||
Iron & Steel — 0.1% | ||||||||
Nucor Corp. | ||||||||
4.00%, 08/01/23 (Call 05/01/23) | 8 | 8,656 | ||||||
4.13%, 09/15/22 (Call 06/15/22) | 39 | 41,213 | ||||||
Reliance Steel & Aluminum Co. | ||||||||
1.30%, 08/15/25 (Call 07/15/25) | 116 | 117,376 | ||||||
4.50%, 04/15/23 (Call 01/15/23) | 249 | 268,990 | ||||||
Steel Dynamics Inc. | ||||||||
2.40%, 06/15/25 (Call 05/15/25) | 39 | 41,374 | ||||||
2.80%, 12/15/24 (Call 11/15/24) | 95 | 101,500 | ||||||
|
| |||||||
579,109 | ||||||||
Leisure Time — 0.0% | ||||||||
Harley-Davidson Inc., 3.50%, 07/28/25 | 20 | 21,760 | ||||||
|
| |||||||
Lodging — 1.2% | ||||||||
Las Vegas Sands Corp. | ||||||||
2.90%, 06/25/25 (Call 05/25/25) | 95 | 97,727 | ||||||
3.20%, 08/08/24 (Call 07/08/24) | 361 | 377,422 | ||||||
Marriott International Inc./MD | ||||||||
3.60%, 04/15/24 (Call 03/15/24) | 105 | 111,001 | ||||||
3.75%, 03/15/25 (Call 12/15/24) | 122 | 129,957 | ||||||
Series EE, 5.75%, 05/01/25 (Call 04/01/25) | 350 | 405,688 | ||||||
Sands China Ltd. | ||||||||
4.60%, 08/08/23 (Call 07/08/23) | 3,338 | 3,562,013 | ||||||
5.13%, 08/08/25 (Call 06/08/25) | 1,040 | 1,143,511 | ||||||
|
| |||||||
5,827,319 | ||||||||
Machinery — 1.5% | ||||||||
ABB Finance USA Inc., 2.88%, 05/08/22 | 63 | 65,220 | ||||||
Caterpillar Financial Services Corp. | ||||||||
2.15%, 11/08/24 | 119 | 126,160 | ||||||
2.40%, 06/06/22 | 410 | 422,903 | ||||||
2.55%, 11/29/22 | 486 | 507,194 | ||||||
2.63%, 03/01/23 | 335 | 351,666 | ||||||
2.85%, 06/01/22 | 304 | 315,485 | ||||||
2.85%, 05/17/24 | 219 | 236,400 | ||||||
3.30%, 06/09/24 | 324 | 354,550 | ||||||
3.65%, 12/07/23 | 104 | 114,096 | ||||||
3.75%, 11/24/23 | 203 | 222,730 | ||||||
Caterpillar Inc., 3.40%, 05/15/24 (Call 02/15/24) | 252 | 274,982 | ||||||
CNH Industrial Capital LLC | ||||||||
1.95%, 07/02/23 | 155 | 158,635 | ||||||
4.20%, 01/15/24 | 741 | 807,734 | ||||||
4.38%, 04/05/22 | 1,060 | 1,110,498 | ||||||
CNH Industrial NV, 4.50%, 08/15/23 | 748 | 814,849 | ||||||
Deere & Co., 2.75%, 04/15/25 (Call 03/15/25) | 35 | 38,091 | ||||||
Flowserve Corp. | ||||||||
3.50%, 09/15/22 (Call 06/15/22) | 260 | 269,269 | ||||||
4.00%, 11/15/23 (Call 08/15/23) | 84 | 88,147 | ||||||
John Deere Capital Corp. | ||||||||
2.60%, 03/07/24 | 102 | 109,031 | ||||||
2.65%, 06/24/24 | 272 | 292,044 | ||||||
3.35%, 06/12/24 | 69 | 75,674 | ||||||
3.45%, 01/10/24 | 119 | 129,658 | ||||||
3.65%, 10/12/23 | 198 | 216,656 | ||||||
Otis Worldwide Corp., 2.06%, 04/05/25 (Call 03/05/25) | 9 | 9,463 | ||||||
|
| |||||||
7,111,135 |
8
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Manufacturing — 2.9% | ||||||||
3M Co. | ||||||||
1.75%, 02/14/23 (Call 01/14/23) | $ | 500 | $ | 515,665 | ||||
2.00%, 06/26/22 | 646 | 663,326 | ||||||
2.00%, 02/14/25 (Call 01/14/25) | 1,351 | 1,427,467 | ||||||
2.25%, 03/15/23 (Call 02/15/23)(a) | 1,213 | 1,264,916 | ||||||
2.65%, 04/15/25 (Call 03/15/25)(a) | 131 | 141,988 | ||||||
3.00%, 08/07/25(a) | 25 | 27,758 | ||||||
3.25%, 02/14/24 (Call 01/14/24) | 2,627 | 2,852,948 | ||||||
Carlisle Companies Inc. | ||||||||
3.50%, 12/01/24 (Call 10/01/24) | 33 | 36,150 | ||||||
3.75%, 11/15/22 (Call 08/15/22) | 143 | 149,953 | ||||||
Eaton Corp., 2.75%, 11/02/22 | 11 | 11,503 | ||||||
General Electric Co. | ||||||||
2.70%, 10/09/22 | 21 | 21,821 | ||||||
3.10%, 01/09/23 | 55 | 57,812 | ||||||
3.15%, 09/07/22 | 35 | 36,592 | ||||||
Parker-Hannifin Corp. | ||||||||
2.70%, 06/14/24 (Call 05/14/24) | 505 | 541,451 | ||||||
3.30%, 11/21/24 (Call 08/21/24) | 103 | 112,720 | ||||||
Trane Technologies Global Holding Co. Ltd., 4.25%, 06/15/23 | 3,829 | 4,187,969 | ||||||
Trane Technologies Luxembourg Finance SA, 3.55%, 11/01/24 (Call 08/01/24) | 1,345 | 1,482,862 | ||||||
|
| |||||||
13,532,901 | ||||||||
Media — 0.5% | ||||||||
Charter Communications Operating LLC/Charter Communications Operating Capital, 4.50%, 02/01/24 (Call 01/01/24) | 295 | 327,801 | ||||||
Comcast Corp. | ||||||||
3.00%, 02/01/24 (Call 01/01/24) | 13 | 13,983 | ||||||
3.10%, 04/01/25 (Call 03/01/25) | 84 | 92,407 | ||||||
3.38%, 02/15/25 (Call 11/15/24) | 33 | 36,437 | ||||||
3.38%, 08/15/25 (Call 05/15/25) | 94 | 104,812 | ||||||
3.60%, 03/01/24 | 60 | 65,957 | ||||||
3.70%, 04/15/24 (Call 03/15/24) | 180 | 198,203 | ||||||
Discovery Communications LLC | ||||||||
2.95%, 03/20/23 (Call 02/20/23) | 386 | 406,991 | ||||||
3.45%, 03/15/25 (Call 12/15/24) | 10 | 10,960 | ||||||
3.80%, 03/13/24 (Call 01/13/24) | 13 | 14,156 | ||||||
3.90%, 11/15/24 (Call 08/15/24) | 127 | 140,400 | ||||||
3.95%, 06/15/25 (Call 03/15/25) | 30 | 33,689 | ||||||
Fox Corp., 3.05%, 04/07/25 (Call 03/07/25) | 145 | 158,610 | ||||||
Thomson Reuters Corp., 4.30%, 11/23/23 (Call 08/23/23) | 105 | 115,244 | ||||||
TWDC Enterprises 18 Corp., 3.15%, 09/17/25 | 10 | 11,093 | ||||||
ViacomCBS Inc. | ||||||||
3.50%, 01/15/25 (Call 10/15/24) | 10 | 10,939 | ||||||
4.75%, 05/15/25 (Call 04/15/25) | 140 | 162,260 | ||||||
Walt Disney Co. (The) | ||||||||
1.65%, 09/01/22 | 55 | 56,250 | ||||||
1.75%, 08/30/24 (Call 07/30/24) | 39 | 40,396 | ||||||
3.00%, 09/15/22 | 70 | 73,251 | ||||||
3.35%, 03/24/25 | 301 | 333,189 | ||||||
3.70%, 09/15/24 (Call 06/15/24) | 11 | 12,129 | ||||||
|
| |||||||
2,419,157 | ||||||||
Metal Fabricate & Hardware — 0.0% | ||||||||
Precision Castparts Corp. | ||||||||
2.50%, 01/15/23 (Call 10/15/22) | 45 | 46,827 | ||||||
3.25%, 06/15/25 (Call 03/15/25) | 61 | 67,486 | ||||||
|
| |||||||
114,313 |
Security | Par (000) | Value | ||||||
Mining — 0.1% | ||||||||
Kinross Gold Corp., 5.95%, 03/15/24 (Call 12/15/23) | $ | 267 | $ | 304,537 | ||||
Newmont Corp. | ||||||||
3.50%, 03/15/22 (Call 12/15/21) | 20 | 20,572 | ||||||
3.70%, 03/15/23 (Call 12/15/22) | 27 | 28,485 | ||||||
Rio Tinto Finance USA Ltd., 3.75%, 06/15/25 (Call 03/15/25) | 154 | 173,332 | ||||||
|
| |||||||
526,926 | ||||||||
Oil & Gas — 3.0% | ||||||||
BP Capital Markets America Inc. | ||||||||
2.52%, 09/19/22 (Call 08/19/22) | 43 | 44,559 | ||||||
2.75%, 05/10/23 | 166 | 175,286 | ||||||
3.19%, 04/06/25 (Call 03/06/25) | 92 | 101,133 | ||||||
3.22%, 11/28/23 (Call 09/28/23) | 69 | 74,132 | ||||||
3.22%, 04/14/24 (Call 02/14/24) | 311 | 335,401 | ||||||
3.25%, 05/06/22 | 161 | 167,598 | ||||||
3.79%, 02/06/24 (Call 01/06/24) | 59 | 64,393 | ||||||
3.80%, 09/21/25 (Call 07/21/25) | 72 | 81,534 | ||||||
BP Capital Markets PLC | ||||||||
2.75%, 05/10/23(a) | 76 | 79,825 | ||||||
3.06%, 03/17/22 | 44 | 45,540 | ||||||
3.25%, 05/06/22 | 64 | 66,584 | ||||||
3.51%, 03/17/25 | 204 | 227,391 | ||||||
3.81%, 02/10/24 | 168 | 184,398 | ||||||
3.99%, 09/26/23 | 56 | 61,464 | ||||||
Chevron Corp. | ||||||||
1.14%, 05/11/23 | 229 | 233,495 | ||||||
1.55%, 05/11/25 (Call 04/11/25) | 703 | 730,283 | ||||||
2.36%, 12/05/22 (Call 09/05/22) | 90 | 93,327 | ||||||
2.57%, 05/16/23 (Call 03/16/23) | 18 | 18,916 | ||||||
2.90%, 03/03/24 (Call 01/03/24) | 441 | 472,999 | ||||||
Chevron USA Inc., 0.69%, 08/12/25 (Call 07/12/25) | 30 | 30,037 | ||||||
Cimarex Energy Co., 4.38%, 06/01/24 (Call 03/01/24) | 239 | 257,843 | ||||||
ConocoPhillips Co. | ||||||||
2.40%, 12/15/22 (Call 09/15/22) | 489 | 505,738 | ||||||
3.35%, 11/15/24 (Call 08/15/24) | 191 | 208,881 | ||||||
Diamondback Energy Inc. | ||||||||
2.88%, 12/01/24 (Call 11/01/24) | 170 | 176,822 | ||||||
4.75%, 05/31/25 (Call 04/30/25)(a) | 30 | 33,465 | ||||||
EOG Resources Inc., 2.63%, 03/15/23 (Call 12/15/22) | 21 | 21,928 | ||||||
Exxon Mobil Corp. | ||||||||
1.57%, 04/15/23 | 9 | 9,256 | ||||||
1.90%, 08/16/22 | 56 | 57,609 | ||||||
2.02%, 08/16/24 (Call 07/16/24) | 280 | 294,090 | ||||||
2.71%, 03/06/25 (Call 12/06/24) | 184 | 198,554 | ||||||
2.73%, 03/01/23 (Call 01/01/23) | 92 | 96,501 | ||||||
2.99%, 03/19/25 (Call 02/19/25) | 657 | 717,864 | ||||||
3.18%, 03/15/24 (Call 12/15/23) | 45 | 48,558 | ||||||
Hess Corp., 3.50%, 07/15/24 (Call 04/15/24) | 620 | 644,744 | ||||||
Marathon Oil Corp. | ||||||||
2.80%, 11/01/22 (Call 08/01/22) | 330 | 339,735 | ||||||
3.85%, 06/01/25 (Call 03/01/25) | 778 | 826,796 | ||||||
Marathon Petroleum Corp. | ||||||||
3.63%, 09/15/24 (Call 06/15/24) | 182 | 195,923 | ||||||
4.50%, 05/01/23 (Call 04/01/23) | 51 | 55,125 | ||||||
4.70%, 05/01/25 (Call 04/01/25) | 130 | 147,538 | ||||||
4.75%, 12/15/23 (Call 10/15/23) | 289 | 319,076 | ||||||
Noble Energy Inc., 3.90%, 11/15/24 (Call 08/15/24) | 342 | 380,612 | ||||||
Phillips 66 | ||||||||
3.85%, 04/09/25 (Call 03/09/25)(a) | 139 | 155,459 | ||||||
4.30%, 04/01/22 | 459 | 482,101 | ||||||
Total Capital Canada Ltd., 2.75%, 07/15/23 | 271 | 287,653 |
9
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Oil & Gas (continued) | ||||||||
Total Capital International SA | ||||||||
2.43%, 01/10/25 (Call 10/10/24)(a) | $ | 579 | $ | 616,415 | ||||
2.70%, 01/25/23 | 804 | 844,642 | ||||||
2.88%, 02/17/22 | 857 | 883,361 | ||||||
3.70%, 01/15/24 | 675 | 740,569 | ||||||
3.75%, 04/10/24 | 639 | 707,169 | ||||||
Valero Energy Corp. | ||||||||
2.85%, 04/15/25 (Call 03/15/25)(a) | 330 | 346,774 | ||||||
3.65%, 03/15/25 | 75 | 81,374 | ||||||
|
| |||||||
13,970,470 | ||||||||
Oil & Gas Services — 0.9% | ||||||||
Baker Hughes a GE Co. LLC/Baker Hughes Co-Obligor Inc., 2.77%, 12/15/22 (Call 11/15/22) | 3,413 | 3,564,127 | ||||||
Halliburton Co., 3.50%, 08/01/23 (Call 05/01/23) | 560 | 595,101 | ||||||
TechnipFMC PLC, 3.45%, 10/01/22 | 62 | 63,740 | ||||||
|
| |||||||
4,222,968 | ||||||||
Packaging & Containers — 0.0% | ||||||||
WRKCo Inc. | ||||||||
3.00%, 09/15/24 (Call 07/15/24) | 65 | 69,741 | ||||||
3.75%, 03/15/25 (Call 01/15/25) | 45 | 50,205 | ||||||
|
| |||||||
119,946 | ||||||||
Pharmaceuticals — 3.9% | ||||||||
AbbVie Inc. | ||||||||
2.15%, 11/19/21 | 263 | 267,431 | ||||||
2.60%, 11/21/24 (Call 10/21/24) | 1,549 | 1,657,430 | ||||||
2.85%, 05/14/23 (Call 03/14/23) | 83 | 87,341 | ||||||
2.90%, 11/06/22 | 174 | 182,049 | ||||||
3.20%, 11/06/22 (Call 09/06/22) | 228 | 238,819 | ||||||
3.60%, 05/14/25 (Call 02/14/25) | 102 | 113,499 | ||||||
3.75%, 11/14/23 (Call 10/14/23) | 149 | 162,888 | ||||||
AmerisourceBergen Corp., 3.40%, 05/15/24 (Call 02/15/24) | 147 | 159,338 | ||||||
AstraZeneca PLC | ||||||||
2.38%, 06/12/22 (Call 05/12/22) | 622 | 639,777 | ||||||
3.50%, 08/17/23 (Call 07/17/23) | 1,480 | 1,597,823 | ||||||
Becton Dickinson and Co. | ||||||||
2.89%, 06/06/22 (Call 05/06/22) | 496 | 512,532 | ||||||
3.36%, 06/06/24 (Call 04/06/24) | 290 | 313,609 | ||||||
3.73%, 12/15/24 (Call 09/15/24) | 65 | 71,752 | ||||||
Bristol-Myers Squibb Co. | ||||||||
2.00%, 08/01/22 | 55 | 56,522 | ||||||
2.75%, 02/15/23 (Call 01/15/23) | 45 | 47,226 | ||||||
2.90%, 07/26/24 (Call 06/26/24) | 37 | 39,992 | ||||||
3.25%, 08/15/22 | 215 | 225,520 | ||||||
3.25%, 11/01/23 | 100 | 108,327 | ||||||
3.55%, 08/15/22 | 27 | 28,461 | ||||||
3.63%, 05/15/24 (Call 02/15/24) | 103 | 113,026 | ||||||
3.88%, 08/15/25 (Call 05/15/25) | 29 | 33,036 | ||||||
Cardinal Health Inc. | ||||||||
2.62%, 06/15/22 (Call 05/15/22) | 1,942 | 2,001,037 | ||||||
3.08%, 06/15/24 (Call 04/15/24) | 629 | 675,961 | ||||||
3.20%, 03/15/23(a) | 728 | 771,622 | ||||||
3.50%, 11/15/24 (Call 08/15/24) | 345 | 378,737 | ||||||
3.75%, 09/15/25 (Call 06/15/25) | 50 | 56,468 | ||||||
Cigna Corp. | ||||||||
3.00%, 07/15/23 (Call 05/16/23) | 132 | 139,953 | ||||||
3.50%, 06/15/24 (Call��03/17/24) | 40 | 43,660 | ||||||
3.75%, 07/15/23 (Call 06/15/23) | 349 | 377,744 | ||||||
CVS Health Corp. | ||||||||
2.63%, 08/15/24 (Call 07/15/24) | 434 | 464,402 |
Security | Par (000) | Value | ||||||
Pharmaceuticals (continued) | ||||||||
2.75%, 12/01/22 (Call 09/01/22) | $ | 38 | $ | 39,542 | ||||
3.38%, 08/12/24 (Call 05/12/24) | 308 | 336,231 | ||||||
3.50%, 07/20/22 (Call 05/20/22) | 248 | 259,200 | ||||||
3.70%, 03/09/23 (Call 02/09/23) | 532 | 568,937 | ||||||
3.88%, 07/20/25 (Call 04/20/25) | 146 | 164,936 | ||||||
4.00%, 12/05/23 (Call 09/05/23) | 169 | 185,036 | ||||||
4.10%, 03/25/25 (Call 01/25/25) | 133 | 150,794 | ||||||
4.75%, 12/01/22 (Call 09/01/22) | 334 | 358,328 | ||||||
Eli Lilly & Co., 2.35%, 05/15/22 | 80 | 82,462 | ||||||
GlaxoSmithKline Capital Inc. | ||||||||
2.80%, 03/18/23 | 24 | 25,341 | ||||||
3.38%, 05/15/23 | 218 | 233,990 | ||||||
3.63%, 05/15/25 | 53 | 59,829 | ||||||
GlaxoSmithKline Capital PLC | ||||||||
2.85%, 05/08/22 | 225 | 233,183 | ||||||
2.88%, 06/01/22 (Call 05/01/22) | 205 | 212,439 | ||||||
3.00%, 06/01/24 (Call 05/01/24) | 620 | 670,648 | ||||||
McKesson Corp., 3.80%, 03/15/24 (Call 12/15/23) | 25 | 27,390 | ||||||
Merck & Co. Inc. | ||||||||
2.40%, 09/15/22 (Call 06/15/22) | 11 | 11,364 | ||||||
2.75%, 02/10/25 (Call 11/10/24) | 34 | 36,841 | ||||||
2.80%, 05/18/23 | 50 | 53,076 | ||||||
2.90%, 03/07/24 (Call 02/07/24)(a) | 321 | 345,364 | ||||||
Novartis Capital Corp., 1.75%, 02/14/25 (Call 01/14/25) | 60 | 62,908 | ||||||
Perrigo Finance Unlimited Co., 3.90%, 12/15/24 (Call 09/15/24) | 255 | 277,708 | ||||||
Shire Acquisitions Investments Ireland DAC, 2.88%, 09/23/23 (Call 07/23/23) | 721 | 764,743 | ||||||
Zoetis Inc., 3.25%, 02/01/23 (Call 11/01/22) | 1,614 | 1,701,011 | ||||||
|
| |||||||
18,427,283 | ||||||||
Pipelines — 2.4% | ||||||||
Boardwalk Pipelines LP | ||||||||
3.38%, 02/01/23 (Call 11/01/22) | 86 | 88,494 | ||||||
4.95%, 12/15/24 (Call 09/15/24) | 50 | 55,077 | ||||||
Cheniere Corpus Christi Holdings LLC | ||||||||
5.88%, 03/31/25 (Call 10/02/24) | 529 | 606,483 | ||||||
7.00%, 06/30/24 (Call 01/01/24) | 510 | 588,698 | ||||||
Columbia Pipeline Group Inc., 4.50%, 06/01/25 (Call 03/01/25) | 50 | 57,567 | ||||||
Enable Midstream Partners LP, 3.90%, 05/15/24 (Call 02/15/24) | 88 | 88,153 | ||||||
Enbridge Inc. | ||||||||
2.50%, 01/15/25 (Call 12/15/24) | 539 | 568,888 | ||||||
2.90%, 07/15/22 (Call 06/15/22) | 127 | 131,606 | ||||||
3.50%, 06/10/24 (Call 03/10/24) | 45 | 48,663 | ||||||
Kinder Morgan Energy Partners LP | ||||||||
3.45%, 02/15/23 (Call 11/15/22) | 633 | 667,169 | ||||||
3.50%, 09/01/23 (Call 06/01/23) | 162 | 173,301 | ||||||
4.15%, 02/01/24 (Call 11/01/23) | 26 | 28,416 | ||||||
4.25%, 09/01/24 (Call 06/01/24) | 115 | 127,837 | ||||||
4.30%, 05/01/24 (Call 02/01/24) | 69 | 76,171 | ||||||
Kinder Morgan Inc. | ||||||||
3.15%, 01/15/23 (Call 12/15/22) | 30 | 31,534 | ||||||
4.30%, 06/01/25 (Call 03/01/25) | 19 | 21,607 | ||||||
MPLX LP | ||||||||
4.00%, 02/15/25 (Call 11/15/24) | 10 | 11,007 | ||||||
4.88%, 12/01/24 (Call 09/01/24) | 290 | 328,877 | ||||||
5.25%, 01/15/25 (Call 01/15/21) | 35 | 35,980 | ||||||
ONEOK Inc. | ||||||||
2.20%, 09/15/25 (Call 08/15/25)(a) | 570 | 574,269 |
10
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Pipelines (continued) | ||||||||
2.75%, 09/01/24 (Call 08/01/24) | $ | 663 | $ | 691,105 | ||||
4.25%, 02/01/22 (Call 11/01/21) | 124 | 127,951 | ||||||
7.50%, 09/01/23 (Call 06/01/23) | 565 | 648,846 | ||||||
ONEOK Partners LP | ||||||||
3.38%, 10/01/22 (Call 07/01/22) | 1,484 | 1,546,091 | ||||||
4.90%, 03/15/25 (Call 12/15/24) | 10 | 11,109 | ||||||
5.00%, 09/15/23 (Call 06/15/23) | 254 | 276,748 | ||||||
Phillips 66 Partners LP, 2.45%, 12/15/24 (Call 11/15/24) | 50 | 51,673 | ||||||
Plains All American Pipeline LP/PAA Finance Corp., 3.60%, 11/01/24 (Call 08/01/24) | 205 | 213,544 | ||||||
Sabine Pass Liquefaction LLC | ||||||||
5.63%, 03/01/25 (Call 12/01/24) | 514 | 594,436 | ||||||
5.75%, 05/15/24 (Call 02/15/24) | 265 | 301,528 | ||||||
Spectra Energy Partners LP | ||||||||
3.50%, 03/15/25 (Call 12/15/24) | 253 | 277,101 | ||||||
4.75%, 03/15/24 (Call 12/15/23) | 140 | 156,185 | ||||||
TC PipeLines LP, 4.38%, 03/13/25 (Call 12/13/24) | 225 | 248,839 | ||||||
TransCanada PipeLines Ltd. | ||||||||
2.50%, 08/01/22 | 646 | 667,899 | ||||||
3.75%, 10/16/23 (Call 07/16/23) | 233 | 252,285 | ||||||
Williams Companies Inc. (The) | ||||||||
3.70%, 01/15/23 (Call 10/15/22) | 120 | 126,812 | ||||||
3.90%, 01/15/25 (Call 10/15/24) | 157 | 172,579 | ||||||
4.30%, 03/04/24 (Call 12/04/23) | 167 | 183,597 | ||||||
4.50%, 11/15/23 (Call 08/15/23) | 52 | 57,348 | ||||||
4.55%, 06/24/24 (Call 03/24/24) | 276 | 309,642 | ||||||
|
| |||||||
11,225,115 | ||||||||
Real Estate — 0.0% | ||||||||
CBRE Services Inc., 5.25%, 03/15/25 (Call 12/15/24) | 142 | 164,481 | ||||||
|
| |||||||
Real Estate Investment Trusts — 3.2% | ||||||||
Alexandria Real Estate Equities Inc. | ||||||||
3.45%, 04/30/25 (Call 02/28/25) | 130 | 143,900 | ||||||
4.00%, 01/15/24 (Call 12/15/23) | 337 | 371,253 | ||||||
American Campus Communities Operating Partnership LP, 4.13%, 07/01/24 (Call 04/01/24) | 106 | 115,363 | ||||||
American Tower Corp. | ||||||||
2.40%, 03/15/25 (Call 02/15/25) | 112 | 118,955 | ||||||
3.00%, 06/15/23 | 681 | 723,460 | ||||||
3.38%, 05/15/24 (Call 04/15/24) | 588 | 639,438 | ||||||
3.50%, 01/31/23 | 815 | 866,753 | ||||||
5.00%, 02/15/24 | 1,005 | 1,139,891 | ||||||
AvalonBay Communities Inc. | ||||||||
2.95%, 09/15/22 (Call 06/15/22) | 67 | 69,576 | ||||||
4.20%, 12/15/23 (Call 09/16/23) | 11 | 12,100 | ||||||
Boston Properties LP | ||||||||
3.13%, 09/01/23 (Call 06/01/23) | 116 | 123,189 | ||||||
3.20%, 01/15/25 (Call 10/15/24) | 284 | 308,239 | ||||||
3.80%, 02/01/24 (Call 11/01/23) | 403 | 438,512 | ||||||
3.85%, 02/01/23 (Call 11/01/22) | 385 | 409,940 | ||||||
Brandywine Operating Partnership LP | ||||||||
3.95%, 02/15/23 (Call 11/15/22)(a) | 41 | 42,591 | ||||||
4.10%, 10/01/24 (Call 07/01/24) | 133 | 139,921 | ||||||
Brixmor Operating Partnership LP, 3.85%, 02/01/25 (Call 11/01/24) | 410 | 444,969 | ||||||
Camden Property Trust, 2.95%, 12/15/22 (Call 09/15/22)(a) | 30 | 31,235 | ||||||
Columbia Property Trust Operating Partnership LP, 4.15%, 04/01/25 (Call 01/01/25) | 370 | 388,963 |
Security | Par (000) | Value | ||||||
Real Estate Investment Trusts (continued) | ||||||||
Corporate Office Properties LP | ||||||||
3.60%, 05/15/23 (Call 02/15/23) | $ | 210 | $ | 221,542 | ||||
5.00%, 07/01/25 (Call 04/01/25) | 10 | 11,332 | ||||||
Crown Castle International Corp. | ||||||||
3.20%, 09/01/24 (Call 07/01/24) | 233 | 252,490 | ||||||
5.25%, 01/15/23 | 308 | 338,015 | ||||||
CyrusOne LP/CyrusOne Finance Corp., 2.90%, 11/15/24 (Call 10/15/24) | 301 | 320,327 | ||||||
Duke Realty LP, 3.75%, 12/01/24 (Call 09/01/24) | 35 | 38,621 | ||||||
Equinix Inc. | ||||||||
1.00%, 09/15/25 (Call 08/15/25) | 25 | 25,039 | ||||||
1.25%, 07/15/25 (Call 06/15/25) | 188 | 190,634 | ||||||
2.63%, 11/18/24 (Call 10/18/24) | 608 | 648,092 | ||||||
ERP Operating LP, 3.00%, 04/15/23 (Call 01/15/23) | 10 | 10,551 | ||||||
Essex Portfolio LP, 3.50%, 04/01/25 (Call 01/01/25) | 5 | 5,531 | ||||||
GLP Capital LP/GLP Financing II Inc., 3.35%, 09/01/24 (Call 08/01/24) | 45 | 46,193 | ||||||
Healthpeak Properties Inc. | ||||||||
3.40%, 02/01/25 (Call 11/01/24) | 299 | 327,922 | ||||||
3.88%, 08/15/24 (Call 05/17/24) | 484 | 536,054 | ||||||
4.00%, 06/01/25 (Call 03/01/25) | 100 | 113,128 | ||||||
4.20%, 03/01/24 (Call 12/01/23) | 344 | 377,863 | ||||||
4.25%, 11/15/23 (Call 08/15/23) | 118 | 129,214 | ||||||
Host Hotels & Resorts LP | ||||||||
3.88%, 04/01/24 (Call 02/01/24) | 427 | 445,066 | ||||||
Series D, 3.75%, 10/15/23 (Call 07/15/23) | 274 | 286,500 | ||||||
Kilroy Realty LP, 3.45%, 12/15/24 (Call 09/15/24) | 270 | 291,138 | ||||||
Kimco Realty Corp. | ||||||||
2.70%, 03/01/24 (Call 01/01/24) | 45 | 47,191 | ||||||
3.30%, 02/01/25 (Call 12/01/24) | 383 | 419,251 | ||||||
Office Properties Income Trust | ||||||||
4.25%, 05/15/24 (Call 02/15/24) | 91 | 94,248 | ||||||
4.50%, 02/01/25 (Call 11/01/24) | 470 | 487,705 | ||||||
Omega Healthcare Investors Inc. | ||||||||
4.50%, 01/15/25 (Call 10/15/24) | 5 | 5,401 | ||||||
4.95%, 04/01/24 (Call 01/01/24) | 5 | 5,412 | ||||||
Realty Income Corp., 3.88%, 04/15/25 (Call 02/15/25) | 15 | 16,952 | ||||||
Sabra Health Care LP, 4.80%, 06/01/24 (Call 05/01/24) | 140 | 149,061 | ||||||
Simon Property Group LP | ||||||||
2.00%, 09/13/24 (Call 06/13/24)(a) | 350 | 363,853 | ||||||
3.38%, 10/01/24 (Call 07/01/24) | 85 | 91,933 | ||||||
SITE Centers Corp., 3.63%, 02/01/25 (Call 11/01/24) | 305 | 315,312 | ||||||
Ventas Realty LP | ||||||||
2.65%, 01/15/25 (Call 12/15/24)(a) | 420 | 448,295 | ||||||
3.10%, 01/15/23 (Call 12/15/22) | 47 | 49,076 | ||||||
3.50%, 04/15/24 (Call 03/15/24)(a) | 143 | 155,511 | ||||||
3.50%, 02/01/25 (Call 11/01/24) | 60 | 65,906 | ||||||
3.75%, 05/01/24 (Call 02/01/24) | 111 | 120,128 | ||||||
Vornado Realty LP, 3.50%, 01/15/25 (Call 11/15/24) | 15 | 15,726 | ||||||
Welltower Inc. | ||||||||
3.63%, 03/15/24 (Call 02/15/24) | 538 | 585,877 | ||||||
4.00%, 06/01/25 (Call 03/01/25) | 191 | 215,618 | ||||||
4.50%, 01/15/24 (Call 10/15/23) | 73 | 80,266 | ||||||
Weyerhaeuser Co., 4.63%, 09/15/23 | 116 | 129,093 | ||||||
WP Carey Inc. | ||||||||
4.00%, 02/01/25 (Call 11/01/24) | 5 | 5,507 | ||||||
4.60%, 04/01/24 (Call 01/01/24) | 48 | 53,270 | ||||||
|
| |||||||
15,064,092 | ||||||||
Retail — 2.2% | ||||||||
AutoNation Inc., 3.50%, 11/15/24 (Call 09/15/24) | 164 | 176,180 |
11
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | Par (000) | Value | ||||||
Retail (continued) | ||||||||
Dollar Tree Inc. | ||||||||
3.70%, 05/15/23 (Call 04/15/23) | $ | 222 | $ | 238,015 | ||||
4.00%, 05/15/25 (Call 03/15/25) | 86 | 97,056 | ||||||
Home Depot Inc. (The) | ||||||||
2.63%, 06/01/22 (Call 05/01/22) | 1,217 | 1,257,733 | ||||||
2.70%, 04/01/23 (Call 01/01/23) | 440 | 461,758 | ||||||
3.25%, 03/01/22 | 311 | 322,715 | ||||||
3.35%, 09/15/25 (Call 06/15/25) | 250 | 281,788 | ||||||
3.75%, 02/15/24 (Call 11/15/23) | 850 | 932,714 | ||||||
Lowe’s Companies Inc. | ||||||||
3.12%, 04/15/22 (Call 01/15/22) | 15 | 15,481 | ||||||
3.13%, 09/15/24 (Call 06/15/24)(a) | 644 | 698,611 | ||||||
4.00%, 04/15/25 (Call 03/15/25) | 748 | 850,790 | ||||||
McDonald’s Corp. | ||||||||
1.45%, 09/01/25 (Call 08/01/25) | 8 | 8,299 | ||||||
3.25%, 06/10/24 | 65 | 70,903 | ||||||
3.30%, 07/01/25 (Call 06/01/25) | 113 | 125,650 | ||||||
3.35%, 04/01/23 (Call 03/01/23) | 42 | 44,753 | ||||||
Ross Stores Inc., 4.60%, 04/15/25 (Call 03/15/25) | 195 | 225,221 | ||||||
Starbucks Corp. | ||||||||
1.30%, 05/07/22 | 65 | 65,841 | ||||||
3.80%, 08/15/25 (Call 06/15/25) | 63 | 71,428 | ||||||
Target Corp. | ||||||||
2.25%, 04/15/25 (Call 03/15/25) | 2,781 | 2,970,664 | ||||||
3.50%, 07/01/24 | 628 | 696,904 | ||||||
TJX Companies Inc. (The), 3.50%, 04/15/25 (Call 03/15/25) | 408 | 453,753 | ||||||
Walgreens Boots Alliance Inc., 3.80%, 11/18/24 (Call 08/18/24) | 85 | 94,315 | ||||||
|
| |||||||
10,160,572 | ||||||||
Savings & Loans — 0.1% | ||||||||
People’s United Financial Inc., 3.65%, 12/06/22 (Call 09/06/22) | 400 | 420,732 | ||||||
|
| |||||||
Semiconductors — 1.7% | ||||||||
Altera Corp., 4.10%, 11/15/23 | 94 | 103,911 | ||||||
Analog Devices Inc. | ||||||||
2.95%, 04/01/25 (Call 03/01/25) | 11 | 12,017 | ||||||
3.13%, 12/05/23 (Call 10/05/23) | 182 | 195,630 | ||||||
Broadcom Corp./Broadcom Cayman Finance Ltd., 3.63%, 01/15/24 (Call 11/15/23) | 175 | 188,874 | ||||||
Intel Corp. | ||||||||
2.35%, 05/11/22 (Call 04/11/22) | 697 | 716,432 | ||||||
2.70%, 12/15/22 | 998 | 1,046,852 | ||||||
2.88%, 05/11/24 (Call 03/11/24) | 656 | 706,761 | ||||||
3.10%, 07/29/22 | 636 | 665,835 | ||||||
3.40%, 03/25/25 (Call 02/25/25) | 170 | 189,433 | ||||||
KLA Corp., 4.65%, 11/01/24 (Call 08/01/24) | 101 | 114,958 | ||||||
Marvell Technology Group Ltd., 4.20%, 06/22/23 (Call 05/22/23) | 379 | 409,562 | ||||||
Micron Technology Inc. | ||||||||
2.50%, 04/24/23 | 25 | 26,085 | ||||||
4.64%, 02/06/24 (Call 01/06/24) | 520 | 578,802 | ||||||
NXP BV/NXP Funding LLC, 4.88%, 03/01/24 (Call 02/01/24)(b) | 246 | 277,326 | ||||||
QUALCOMM Inc. | ||||||||
2.90%, 05/20/24 (Call 03/20/24)(a) | 5 | 5,384 | ||||||
3.45%, 05/20/25 (Call 02/20/25) | 140 | 156,110 | ||||||
Texas Instruments Inc. | ||||||||
1.38%, 03/12/25 (Call 02/12/25) | 859 | 887,811 | ||||||
1.85%, 05/15/22 (Call 04/15/22) | 339 | 346,360 |
Security | Par (000) | Value | ||||||
Semiconductors (continued) | ||||||||
2.25%, 05/01/23 (Call 02/01/23) | $ | 15 | $ | 15,613 | ||||
2.63%, 05/15/24 (Call 03/15/24) | 772 | 825,399 | ||||||
Xilinx Inc., 2.95%, 06/01/24 (Call 04/01/24) | 258 | 277,928 | ||||||
|
| |||||||
7,747,083 | ||||||||
Software — 3.7% | ||||||||
Adobe Inc., 3.25%, 02/01/25 (Call 11/01/24) | 108 | 119,330 | ||||||
Autodesk Inc., 3.60%, 12/15/22 (Call 09/15/22) | 91 | 95,781 | ||||||
Cadence Design Systems Inc., 4.38%, 10/15/24 (Call 07/15/24) | 20 | 22,459 | ||||||
Fiserv Inc., 2.75%, 07/01/24 (Call 06/01/24) | 554 | 593,051 | ||||||
Intuit Inc. | ||||||||
0.65%, 07/15/23 | 85 | 85,541 | ||||||
0.95%, 07/15/25 (Call 06/15/25) | 166 | 167,912 | ||||||
Microsoft Corp. | ||||||||
2.00%, 08/08/23 (Call 06/08/23) | 670 | 699,460 | ||||||
2.38%, 02/12/22 (Call 01/12/22) | 1,260 | 1,289,547 | ||||||
2.38%, 05/01/23 (Call 02/01/23)(a) | 616 | 644,194 | ||||||
2.40%, 02/06/22 (Call 01/06/22) | 1,792 | 1,835,062 | ||||||
2.65%, 11/03/22 (Call 09/03/22) | 470 | 489,933 | ||||||
2.70%, 02/12/25 (Call 11/12/24) | 2,310 | 2,507,805 | ||||||
2.88%, 02/06/24 (Call 12/06/23) | 864 | 927,469 | ||||||
3.13%, 11/03/25 (Call 08/03/25) | 500 | 558,470 | ||||||
3.63%, 12/15/23 (Call 09/15/23) | 880 | 961,875 | ||||||
Oracle Corp. | ||||||||
2.40%, 09/15/23 (Call 07/15/23) | 69 | 72,608 | ||||||
2.50%, 10/15/22 | 186 | 193,619 | ||||||
2.50%, 04/01/25 (Call 03/01/25) | 252 | 270,555 | ||||||
2.63%, 02/15/23 (Call 01/15/23) | 49 | 51,316 | ||||||
2.95%, 11/15/24 (Call 09/15/24) | 371 | 402,605 | ||||||
2.95%, 05/15/25 (Call 02/15/25) | 50 | 54,563 | ||||||
3.40%, 07/08/24 (Call 04/08/24) | 39 | 42,593 | ||||||
salesforce.com Inc., 3.25%, 04/11/23 (Call 03/11/23) | 3,184 | 3,398,665 | ||||||
VMware Inc. | ||||||||
2.95%, 08/21/22 (Call 07/21/22) | 1,493 | 1,554,512 | ||||||
4.50%, 05/15/25 (Call 04/15/25) | 375 | 426,398 | ||||||
|
| |||||||
17,465,323 | ||||||||
Telecommunications — 2.0% | ||||||||
AT&T Inc. | �� | |||||||
3.40%, 05/15/25 (Call 02/15/25) | 66 | 73,520 | ||||||
3.60%, 07/15/25 (Call 04/15/25) | 31 | 34,786 | ||||||
3.95%, 01/15/25 (Call 10/15/24) | 30 | 33,759 | ||||||
4.45%, 04/01/24 (Call 01/01/24) | 95 | 106,290 | ||||||
British Telecommunications PLC, 4.50%, 12/04/23 (Call 11/04/23) | 147 | 162,704 | ||||||
Cisco Systems Inc. | ||||||||
2.20%, 09/20/23 (Call 07/20/23) | 555 | 582,195 | ||||||
3.50%, 06/15/25 | 1,469 | 1,659,412 | ||||||
3.63%, 03/04/24 | 231 | 254,955 | ||||||
Juniper Networks Inc., 4.50%, 03/15/24 | 167 | 186,128 | ||||||
Motorola Solutions Inc., 4.00%, 09/01/24 | 407 | 454,741 | ||||||
Rogers Communications Inc. | ||||||||
3.00%, 03/15/23 (Call 12/15/22) | 289 | 303,967 | ||||||
4.10%, 10/01/23 (Call 07/01/23) | 543 | 593,711 | ||||||
T-Mobile USA Inc., 3.50%, 04/15/25 (Call 03/15/25)(b) | 454 | 501,797 | ||||||
Verizon Communications Inc. | ||||||||
3.38%, 02/15/25 | 136 | 151,164 | ||||||
5.15%, 09/15/23 | 33 | 37,273 | ||||||
Vodafone Group PLC | ||||||||
2.50%, 09/26/22 | 1,493 | 1,548,286 |
12
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) (Percentages shown are based on Net Assets) |
Security | (000) | Value | ||||||
Telecommunications (continued) | ||||||||
2.95%, 02/19/23 | $ | 1,039 | $ | 1,094,701 | ||||
3.75%, 01/16/24 | 1,410 | 1,542,709 | ||||||
4.13%, 05/30/25 | 88 | 100,684 | ||||||
|
| |||||||
9,422,782 | ||||||||
Toys, Games & Hobbies — 0.2% | ||||||||
Hasbro Inc. | ||||||||
2.60%, 11/19/22 | 75 | 77,530 | ||||||
3.00%, 11/19/24 (Call 10/19/24) | 892 | 960,309 | ||||||
|
| |||||||
1,037,839 | ||||||||
Transportation — 2.6% | ||||||||
Burlington Northern Santa Fe LLC | ||||||||
3.00%, 03/15/23 (Call 12/15/22) | 39 | 41,050 | ||||||
3.00%, 04/01/25 (Call 01/01/25) | 822 | 902,745 | ||||||
3.40%, 09/01/24 (Call 06/01/24) | 36 | 39,478 | ||||||
3.85%, 09/01/23 (Call 06/01/23) | 5 | 5,434 | ||||||
Canadian National Railway Co., 2.95%, 11/21/24 (Call 08/21/24) | 91 | 97,935 | ||||||
CSX Corp. | ||||||||
3.40%, 08/01/24 (Call 05/01/24) | 268 | 293,484 | ||||||
3.70%, 11/01/23 (Call 08/01/23) | 300 | 326,133 | ||||||
FedEx Corp. | ||||||||
2.63%, 08/01/22 | 5 | 5,182 | ||||||
3.20%, 02/01/25 | 203 | 223,280 | ||||||
3.80%, 05/15/25 (Call 04/15/25) | 191 | 215,971 | ||||||
4.00%, 01/15/24 | 11 | 12,169 | ||||||
Kansas City Southern, 3.00%, 05/15/23 (Call 02/15/23) | 167 | 172,738 | ||||||
Norfolk Southern Corp. | ||||||||
2.90%, 02/15/23 (Call 11/15/22) | 273 | 286,448 | ||||||
3.00%, 04/01/22 (Call 01/01/22) | 351 | 361,288 | ||||||
3.25%, 12/01/21 (Call 09/01/21) | 137 | 140,103 | ||||||
3.85%, 01/15/24 (Call 10/15/23) | 227 | 247,861 | ||||||
Ryder System Inc. | ||||||||
2.50%, 09/01/22 (Call 08/01/22) | 817 | 843,602 | ||||||
2.50%, 09/01/24 (Call 08/01/24) | 1,056 | 1,119,497 | ||||||
2.80%, 03/01/22 (Call 02/01/22) | 519 | 533,034 | ||||||
2.88%, 06/01/22 (Call 05/01/22)(a) | 210 | 217,043 | ||||||
3.35%, 09/01/25 (Call 08/01/25) | 510 | 563,851 | ||||||
3.40%, 03/01/23 (Call 02/01/23) | 244 | 258,660 | ||||||
3.65%, 03/18/24 (Call 02/18/24)(a) | 870 | 950,379 | ||||||
3.75%, 06/09/23 (Call 05/09/23)(a) | 1,126 | 1,212,173 | ||||||
3.88%, 12/01/23 (Call 11/01/23) | 608 | 662,811 | ||||||
4.63%, 06/01/25 (Call 05/01/25) | 119 | 137,002 | ||||||
Union Pacific Corp. | ||||||||
3.50%, 06/08/23 (Call 05/08/23) | 18 | 19,333 | ||||||
3.65%, 02/15/24 (Call 11/15/23) | 100 | 108,833 | ||||||
3.75%, 07/15/25 (Call 05/15/25) | 30 | 33,988 | ||||||
4.16%, 07/15/22 (Call 04/15/22) | 148 | 155,695 |
Security | Par Shares (000) | Value | ||||||
Transportation (continued) | ||||||||
United Parcel Service Inc. | ||||||||
2.20%, 09/01/24 (Call 08/01/24) | $ | 150 | $ | 159,045 | ||||
2.35%, 05/16/22 (Call 04/16/22) | 1,278 | 1,314,193 | ||||||
2.45%, 10/01/22 | 105 | 109,099 | ||||||
2.50%, 04/01/23 (Call 03/01/23) | 40 | 41,956 | ||||||
2.80%, 11/15/24 (Call 09/15/24) | 43 | 46,682 | ||||||
3.90%, 04/01/25 (Call 03/01/25) | 453 | 512,407 | ||||||
|
| |||||||
12,370,582 | ||||||||
Trucking & Leasing — 0.0% | ||||||||
GATX Corp., 3.25%, 03/30/25 (Call 12/30/24) | 18 | 19,528 | ||||||
|
| |||||||
Water — 0.0% | ||||||||
American Water Capital Corp., 3.40%, 03/01/25 (Call 12/01/24) | 164 | 181,351 | ||||||
|
| |||||||
Total Corporate Bonds & Notes — 97.8% | 460,938,597 | |||||||
|
| |||||||
Short-Term Investments | ||||||||
Money Market Funds — 2.6% | ||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares, 0.19%(e)(f)(g) | 10,425 | 10,431,564 | ||||||
BlackRock Cash Funds: Treasury, SL Agency Shares, 0.04%(e)(f) | 1,886 | 1,886,000 | ||||||
|
| |||||||
12,317,564 | ||||||||
|
| |||||||
Total Short-Term Investments — 2.6% | 12,317,564 | |||||||
|
| |||||||
Total Investments in Securities — 100.4% | 473,256,161 | |||||||
Other Assets, Less Liabilities — (0.4)% | (1,764,667 | ) | ||||||
|
| |||||||
Net Assets — 100.0% | $ | 471,491,494 | ||||||
|
|
(a) | All or a portion of this security is on loan. |
(b) | Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors. |
(c) | Variable rate security. Interest rate resets periodically. The rate shown is the effective interest rate as of period end. Security description also includes the reference rate and spread if published and available. |
(d) | Step coupon security. Coupon rate will either increase (step-up bond) or decrease (step-down bond) at regular intervals until maturity. Interest rate shown reflects the rate currently in effect. |
(e) | Affiliate of the Fund. |
(f) | Annualized 7-day yield as of period-end. |
(g) | All or a portion of this security was purchased with cash collateral received from loaned securities. |
13
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware 1-5 Year USD Corporate Bond ETF (Formerly iShares® ESG 1-5 Year USD Corporate Bond ETF) |
Affiliates
Investments in issuers considered to be affiliate(s) of the Fund during the period ended November 30, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:
| ||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 02/29/20 | Purchases at Cost | Proceeds from Sales | Net Realized Gain (Loss) | Change in Appreciation (Depreciation) | Value at 11/30/20 | Shares 11/30/20 (000) | Income | Capital Gain Distributions from Underlying Funds | |||||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares | $ | 9,635,799 | $ | 800,500 | (a) | $ | — | $ | (8,203 | ) | $ | 3,468 | $ | 10,431,564 | 10,425 | $ | 42,406 | (b) | $ | — | ||||||||||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares | 8,684,000 | — | (6,798,000 | )(a) | — | — | 1,886,000 | 1,886 | 11,739 | — | ||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||||||||||
$ | (8,203 | ) | $ | 3,468 | $ | 12,317,564 | $ | 54,145 | $ | — | ||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) | Represents net amount purchased (sold). |
(b) | All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities. |
Fair Value Measurements
Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.
The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of November 30, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.
| ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
| ||||||||||||||||
Investments | ||||||||||||||||
Assets | ||||||||||||||||
Corporate Bonds & Notes | $ | — | $ | 460,938,597 | $ | — | $ | 460,938,597 | ||||||||
Money Market Funds | 12,317,564 | — | — | 12,317,564 | ||||||||||||
|
|
|
|
|
|
|
| |||||||||
$ | 12,317,564 | $ | 460,938,597 | $ | — | $ | 473,256,161 | |||||||||
|
|
|
|
|
|
|
|
14