Schedule of Investments (unaudited) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Common Stocks | ||||||||
Aerospace & Defense — 1.5% | ||||||||
AAR Corp. | 8,278 | $ | 234,847 | |||||
Aerovironment Inc.(a) | 3,330 | 284,349 | ||||||
Axon Enterprise Inc.(a)(b) | 7,914 | 994,711 | ||||||
BWX Technologies Inc. | 17,112 | 973,331 | ||||||
Cubic Corp. | 7,023 | 411,267 | ||||||
Curtiss-Wright Corp. | 6,807 | 784,575 | ||||||
Hexcel Corp. | 11,220 | 555,614 | ||||||
Kratos Defense & Security Solutions Inc.(a) | 13,119 | 277,729 | ||||||
Maxar Technologies Inc.(b) | 8,647 | 240,473 | ||||||
Mercury Systems Inc.(a) | 8,167 | 581,654 | ||||||
Moog Inc., Class A | 4,815 | 372,488 | ||||||
PAE Inc.(a) | 22,600 | 217,186 | ||||||
Spirit AeroSystems Holdings Inc., Class A | 8,279 | 281,486 | ||||||
Vectrus Inc.(a) | 5,541 | 264,139 | ||||||
Virgin Galactic Holdings Inc.(a) | 15,463 | 411,470 | ||||||
|
| |||||||
6,885,319 | ||||||||
Air Freight & Logistics — 0.2% | ||||||||
Echo Global Logistics Inc.(a) | 11,542 | 327,678 | ||||||
Hub Group Inc., Class A(a) | 7,657 | 418,225 | ||||||
|
| |||||||
745,903 | ||||||||
Airlines — 0.1% | ||||||||
Alaska Air Group Inc. | 6,554 | 334,057 | ||||||
JetBlue Airways Corp.(a) | 14,830 | 223,785 | ||||||
|
| |||||||
557,842 | ||||||||
Auto Components — 1.0% | ||||||||
Adient PLC(a) | 9,633 | 301,417 | ||||||
American Axle & Manufacturing Holdings Inc.(a) | 28,428 | 226,287 | ||||||
Cooper Tire & Rubber Co. | 6,990 | 277,713 | ||||||
Dana Inc. | 19,992 | 336,665 | ||||||
Dorman Products Inc.(a) | 3,642 | 336,411 | ||||||
Fox Factory Holding Corp.(a) | 4,406 | 384,512 | ||||||
Gentex Corp. | 21,986 | 716,744 | ||||||
Gentherm Inc.(a) | 11,828 | 672,540 | ||||||
Goodyear Tire & Rubber Co. (The) | 26,655 | 277,745 | ||||||
LCI Industries | 3,204 | 402,999 | ||||||
Veoneer Inc.(a) | 11,753 | 234,237 | ||||||
Visteon Corp.(a) | 3,450 | 416,932 | ||||||
|
| |||||||
4,584,202 | ||||||||
Automobiles — 0.4% | ||||||||
Harley-Davidson Inc. | 18,847 | 759,345 | ||||||
Thor Industries Inc. | 6,553 | 632,430 | ||||||
Winnebago Industries Inc. | 4,391 | 232,416 | ||||||
|
| |||||||
1,624,191 | ||||||||
Banks — 6.7% | ||||||||
Amalgamated Bank, Class A | 17,618 | 224,101 | ||||||
Ameris Bancorp | 12,211 | 415,296 | ||||||
BancFirst Corp. | 4,400 | 238,612 | ||||||
BancorpSouth Bank | 20,181 | 511,588 | ||||||
Bank of Hawaii Corp. | 8,414 | 630,040 | ||||||
Bank OZK | 19,396 | 542,312 | ||||||
BankUnited Inc. | 11,352 | 323,646 | ||||||
Banner Corp. | 3,598 | 148,705 | ||||||
BOK Financial Corp. | 5,984 | 400,629 | ||||||
Bryn Mawr Bank Corp. | 7,849 | 234,057 | ||||||
Cadence BanCorp | 19,997 | 278,758 | ||||||
Camden National Corp. | 7,414 | 254,671 | ||||||
Cathay General Bancorp | 7,428 | 209,841 |
Security | Shares | Value | ||||||
Banks (continued) | ||||||||
CIT Group Inc. | 10,541 | $ | 353,018 | |||||
Columbia Banking System Inc. | 13,123 | 414,818 | ||||||
Comerica Inc. | 25,528 | 1,255,978 | ||||||
Commerce Bancshares Inc. | 13,453 | 887,360 | ||||||
Community Bank System Inc. | 4,958 | 308,636 | ||||||
Community Trust Bancorp. Inc. | 6,808 | 230,451 | ||||||
Cullen/Frost Bankers Inc. | 11,263 | 945,078 | ||||||
CVB Financial Corp. | 10,709 | 203,364 | ||||||
East West Bancorp. Inc. | 14,411 | 615,638 | ||||||
First Busey Corp. | 22,829 | 456,808 | ||||||
First Financial Bancorp | 36,203 | 581,058 | ||||||
First Financial Bankshares Inc. | 16,710 | 558,448 | ||||||
First Hawaiian Inc. | 13,083 | 286,779 | ||||||
First Horizon Corp. | 64,355 | 786,418 | ||||||
First Interstate BancSystem Inc., Class A | 10,912 | 415,202 | ||||||
Fulton Financial Corp. | 68,292 | 841,357 | ||||||
Glacier Bancorp. Inc. | 11,602 | 473,014 | ||||||
Great Western Bancorp. Inc. | 21,596 | 354,822 | ||||||
Hancock Whitney Corp. | 10,564 | 296,743 | ||||||
Heartland Financial USA Inc. | 6,784 | 264,440 | ||||||
Heritage Financial Corp./WA | 10,090 | 234,794 | ||||||
Hilltop Holdings Inc. | 9,063 | 218,328 | ||||||
Independent Bank Corp. | 5,498 | 371,885 | ||||||
International Bancshares Corp. | 13,253 | 429,530 | ||||||
Investors Bancorp. Inc. | 47,940 | 464,059 | ||||||
Live Oak Bancshares Inc. | 5,339 | 219,540 | ||||||
National Bank Holdings Corp., Class A | 6,900 | 222,042 | ||||||
OceanFirst Financial Corp. | 21,320 | 336,216 | ||||||
PacWest Bancorp | 8,881 | 206,572 | ||||||
People’s United Financial Inc. | 65,860 | 816,664 | ||||||
Pinnacle Financial Partners Inc. | 12,343 | 668,497 | ||||||
Popular Inc. | 8,171 | 396,539 | ||||||
Prosperity Bancshares Inc. | 7,370 | 463,057 | ||||||
QCR Holdings Inc. | 6,117 | 213,300 | ||||||
ServisFirst Bancshares Inc. | 9,191 | 347,236 | ||||||
Signature Bank/New York NY | 4,071 | 456,725 | ||||||
Simmons First National Corp., Class A | 21,174 | 412,893 | ||||||
South State Corp. | 7,838 | 520,992 | ||||||
Stock Yards Bancorp. Inc. | 5,233 | 208,483 | ||||||
Synovus Financial Corp. | 15,532 | 490,345 | ||||||
TCF Financial Corp. | 24,398 | 819,773 | ||||||
Texas Capital Bancshares Inc.(a) | 6,448 | 360,443 | ||||||
TriState Capital Holdings Inc.(a) | 14,045 | 209,130 | ||||||
Triumph Bancorp. Inc.(a) | 4,601 | 209,069 | ||||||
Trustmark Corp. | 10,008 | 248,399 | ||||||
UMB Financial Corp. | 5,772 | 392,554 | ||||||
Umpqua Holdings Corp. | 41,237 | 572,782 | ||||||
United Bankshares Inc./WV | 8,998 | 263,461 | ||||||
Univest Financial Corp. | 12,523 | 229,296 | ||||||
Valley National Bancorp | 71,933 | 657,468 | ||||||
Webster Financial Corp. | 16,923 | 640,366 | ||||||
Western Alliance Bancorp | 14,789 | 758,232 | ||||||
Wintrust Financial Corp. | 9,151 | 498,638 | ||||||
Zions Bancorp NA | 32,528 | 1,255,256 | ||||||
|
| |||||||
29,754,250 | ||||||||
Beverages — 0.2% | ||||||||
Boston Beer Co. Inc. (The), Class A, NVS(a)(b) | 926 | 861,958 | ||||||
|
| |||||||
Biotechnology — 7.0% | ||||||||
ACADIA Pharmaceuticals Inc.(a) | 17,038 | 965,373 |
1
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Biotechnology (continued) | ||||||||
Acceleron Pharma Inc.(a)(b) | 6,903 | $ | 815,037 | |||||
Agios Pharmaceuticals Inc.(a) | 9,660 | 447,451 | ||||||
Alder Biopharmaceuticals Inc.(b)(c) | 3,497 | 3,077 | ||||||
Alkermes PLC(a) | 14,162 | 258,598 | ||||||
Allakos Inc.(a) | 3,191 | 341,533 | ||||||
Allogene Therapeutics Inc.(a) | 7,501 | 232,906 | ||||||
Amicus Therapeutics Inc.(a) | 27,490 | 629,246 | ||||||
AnaptysBio Inc.(a) | 8,221 | 212,020 | ||||||
Apellis Pharmaceuticals Inc.(a) | 6,347 | 299,198 | ||||||
Arcturus Therapeutics Holdings Inc.(a)(b) | 3,561 | 326,757 | ||||||
Arcus Biosciences Inc.(a) | 9,320 | 253,784 | ||||||
Arena Pharmaceuticals Inc.(a) | 7,359 | 484,737 | ||||||
Arrowhead Pharmaceuticals Inc.(a) | 11,738 | 733,977 | ||||||
Atara Biotherapeutics Inc.(a) | 12,117 | 280,993 | ||||||
BioCryst Pharmaceuticals Inc.(a) | 47,009 | 240,216 | ||||||
Biohaven Pharmaceutical Holding Co. Ltd.(a) | 5,693 | 506,392 | ||||||
Bluebird Bio Inc.(a) | 9,235 | 407,171 | ||||||
Blueprint Medicines Corp.(a) | 5,685 | 614,435 | ||||||
CareDx Inc.(a) | 5,307 | 303,401 | ||||||
ChemoCentryx Inc.(a) | 6,111 | 337,022 | ||||||
Coherus Biosciences Inc.(a) | 12,182 | 224,880 | ||||||
Cortexyme Inc.(a) | 4,179 | 203,099 | ||||||
CRISPR Therapeutics AG(a) | 5,687 | 721,794 | ||||||
Deciphera Pharmaceuticals Inc.(a) | 4,708 | 290,954 | ||||||
Denali Therapeutics Inc.(a) | 9,304 | 567,265 | ||||||
Dicerna Pharmaceuticals Inc.(a) | 11,149 | 281,735 | ||||||
Eagle Pharmaceuticals Inc./DE(a) | 5,497 | 250,114 | ||||||
Editas Medicine Inc.(a) | 8,654 | 264,726 | ||||||
Eidos Therapeutics Inc.(a) | 2,735 | 251,784 | ||||||
Emergent BioSolutions Inc.(a) | 4,761 | 390,069 | ||||||
Esperion Therapeutics Inc.(a) | 7,446 | 210,871 | ||||||
Exelixis Inc.(a) | 32,700 | 626,532 | ||||||
Fate Therapeutics Inc.(a) | 7,765 | 453,981 | ||||||
FibroGen Inc.(a)(b) | 11,188 | 462,176 | ||||||
Global Blood Therapeutics Inc.(a) | 7,783 | 357,318 | ||||||
Halozyme Therapeutics Inc.(a)(b) | 15,441 | 603,743 | ||||||
Heron Therapeutics Inc.(a)(b) | 11,633 | 201,600 | ||||||
Immunovant Inc.(a) | 5,418 | 266,511 | ||||||
Inovio Pharmaceuticals Inc.(a)(b) | 22,119 | 270,294 | ||||||
Insmed Inc.(a)(b) | 12,550 | 489,576 | ||||||
Intellia Therapeutics Inc.(a) | 8,354 | 328,062 | ||||||
Intercept Pharmaceuticals Inc.(a) | 5,807 | 206,207 | ||||||
Invitae Corp.(a) | 14,485 | 719,180 | ||||||
Iovance Biotherapeutics Inc.(a)(b) | 12,841 | 498,359 | ||||||
Ironwood Pharmaceuticals Inc.(a) | 19,684 | 226,760 | ||||||
Karuna Therapeutics Inc.(a) | 2,214 | 220,891 | ||||||
Karyopharm Therapeutics Inc.(a) | 13,842 | 235,176 | ||||||
Kodiak Sciences Inc.(a) | 3,804 | 519,893 | ||||||
Kura Oncology Inc.(a) | 8,919 | 323,760 | ||||||
Ligand Pharmaceuticals Inc.(a)(b) | 2,663 | 224,677 | ||||||
MacroGenics Inc.(a) | 9,769 | 225,371 | ||||||
Madrigal Pharmaceuticals Inc.(a) | 1,919 | 224,120 | ||||||
Mersana Therapeutics Inc.(a) | 10,380 | 264,482 | ||||||
Mirati Therapeutics Inc.(a) | 3,670 | 872,910 | ||||||
Myriad Genetics Inc.(a) | 13,015 | 228,283 | ||||||
Natera Inc.(a) | 7,560 | 667,321 | ||||||
Novavax Inc.(a) | 7,369 | 1,027,975 | ||||||
OPKO Health Inc.(a) | 66,938 | 310,592 | ||||||
Prothena Corp. PLC(a)(b) | 16,694 | 188,976 | ||||||
PTC Therapeutics Inc.(a) | 6,632 | 414,964 |
Security | Shares | Value | ||||||
Biotechnology (continued) | ||||||||
REGENXBIO Inc.(a) | 5,943 | $ | 207,054 | |||||
Replimune Group Inc.(a) | 4,458 | 230,389 | ||||||
Rhythm Pharmaceuticals Inc.(a) | 10,054 | 311,171 | ||||||
Rocket Pharmaceuticals Inc.(a) | 6,434 | 199,197 | ||||||
Sage Therapeutics Inc.(a) | 6,679 | 494,847 | ||||||
Sangamo Therapeutics Inc.(a)(b) | 20,703 | 206,823 | ||||||
Scholar Rock Holding Corp.(a) | 5,460 | 272,017 | ||||||
Sorrento Therapeutics Inc.(a) | 31,674 | 259,727 | ||||||
SpringWorks Therapeutics Inc.(a) | 3,400 | 222,496 | ||||||
TG Therapeutics Inc.(a) | 10,952 | 321,332 | ||||||
Turning Point Therapeutics Inc.(a) | 5,330 | 567,645 | ||||||
Twist Bioscience Corp.(a) | 3,241 | 362,149 | ||||||
Ultragenyx Pharmaceutical Inc.(a) | 8,258 | 978,903 | ||||||
uniQure NV(a) | 5,823 | 279,970 | ||||||
United Therapeutics Corp.(a) | 3,994 | 529,764 | ||||||
Veracyte Inc.(a) | 7,162 | 390,401 | ||||||
Xencor Inc.(a) | 5,896 | 249,519 | ||||||
Xenon Pharmaceuticals Inc.(a) | 21,718 | 258,227 | ||||||
Y-mAbs Therapeutics Inc.(a) | 4,979 | 253,282 | ||||||
ZIOPHARM Oncology Inc.(a) | 81,873 | 229,244 | ||||||
Zymeworks Inc.(a) | 5,639 | 296,893 | ||||||
|
| |||||||
31,131,355 | ||||||||
Building Products — 1.0% | ||||||||
AAON Inc. | 6,416 | 417,874 | ||||||
Advanced Drainage Systems Inc. | 9,329 | 650,698 | ||||||
Armstrong World Industries Inc. | 7,835 | 603,765 | ||||||
Builders FirstSource Inc.(a) | 16,752 | 626,692 | ||||||
JELD-WEN Holding Inc.(a) | 9,272 | 224,290 | ||||||
Masonite International Corp.(a) | 2,502 | 250,325 | ||||||
Resideo Technologies Inc.(a) | 19,565 | 361,757 | ||||||
Trex Co. Inc.(a) | 15,238 | 1,140,107 | ||||||
UFP Industries Inc. | 4,524 | 242,713 | ||||||
|
| |||||||
4,518,221 | ||||||||
Capital Markets — 1.7% | ||||||||
Affiliated Managers Group Inc. | 8,515 | 741,827 | ||||||
Ares Management Corp., Class A | 11,151 | 502,352 | ||||||
Artisan Partners Asset Management Inc., Class A | 6,407 | 288,315 | ||||||
Cohen & Steers Inc. | 3,366 | 238,212 | ||||||
Cowen Inc., Class A | 9,225 | 221,031 | ||||||
Diamond Hill Investment Group Inc. | 1,685 | 230,542 | ||||||
Eaton Vance Corp., NVS | 6,596 | 441,800 | ||||||
Evercore Inc., Class A | 3,080 | 280,064 | ||||||
Federated Hermes Inc. | 7,864 | 211,070 | ||||||
Houlihan Lokey Inc. | 3,549 | 229,904 | ||||||
Interactive Brokers Group Inc., Class A | 7,461 | 393,642 | ||||||
Janus Henderson Group PLC | 36,391 | 1,038,235 | ||||||
LPL Financial Holdings Inc. | 10,031 | 910,514 | ||||||
Morningstar Inc. | 3,438 | 687,944 | ||||||
Stifel Financial Corp. | 3,799 | 263,271 | ||||||
StoneX Group Inc.(a) | 3,572 | 220,107 | ||||||
Victory Capital Holdings Inc., Class A | 10,751 | 220,718 | ||||||
Virtu Financial Inc., Class A | 9,520 | 216,961 | ||||||
Virtus Investment Partners Inc. | 1,534 | 274,402 | ||||||
|
| |||||||
7,610,911 | ||||||||
Chemicals — 1.5% | ||||||||
Avient Corp. | 10,343 | 378,037 | ||||||
Balchem Corp. | 3,681 | 381,683 | ||||||
Chemours Co. (The) | 19,710 | 479,544 | ||||||
HB Fuller Co. | 11,562 | 605,039 |
2
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Chemicals (continued) | ||||||||
Huntsman Corp. | 10,367 | $ | 256,791 | |||||
Ingevity Corp.(a) | 4,314 | 287,226 | ||||||
Innospec Inc. | 4,422 | 363,886 | ||||||
Livent Corp.(a) | 14,963 | 226,989 | ||||||
Minerals Technologies Inc. | 8,953 | 543,178 | ||||||
Orion Engineered Carbons SA | 15,303 | 238,115 | ||||||
Quaker Chemical Corp. | 1,144 | 282,568 | ||||||
Scotts Miracle-Gro Co. (The) | 4,549 | 799,578 | ||||||
Sensient Technologies Corp. | 3,569 | 255,969 | ||||||
Stepan Co. | 3,275 | 380,424 | ||||||
Trinseo SA | 8,539 | 324,397 | ||||||
Tronox Holdings PLC, Class A(a) | 18,356 | 232,203 | ||||||
Valvoline Inc. | 23,665 | 539,325 | ||||||
WR Grace & Co. | 4,836 | 264,626 | ||||||
|
| |||||||
6,839,578 | ||||||||
Commercial Services & Supplies — 2.1% | ||||||||
ABM Industries Inc. | 8,576 | 330,176 | ||||||
ACCO Brands Corp. | 30,381 | 232,718 | ||||||
ADT Inc. | 27,683 | 215,097 | ||||||
Brady Corp., Class A, NVS | 8,204 | 362,453 | ||||||
Brink’s Co. (The) | 4,128 | 276,989 | ||||||
Cimpress PLC(a) | 2,433 | 218,070 | ||||||
Clean Harbors Inc.(a) | 5,342 | 386,601 | ||||||
Covanta Holding Corp. | 29,578 | 366,767 | ||||||
Deluxe Corp. | 7,974 | 205,251 | ||||||
Healthcare Services Group Inc. | 12,552 | 297,106 | ||||||
Herman Miller Inc. | 11,682 | 416,346 | ||||||
HNI Corp. | 7,564 | 275,783 | ||||||
IAA Inc.(a) | 17,441 | 1,045,065 | ||||||
KAR Auction Services Inc. | 24,482 | 441,900 | ||||||
Knoll Inc. | 16,738 | 228,641 | ||||||
Matthews International Corp., Class A | 12,968 | 346,635 | ||||||
McGrath RentCorp | 5,645 | 359,248 | ||||||
MSA Safety Inc. | 5,029 | 751,534 | ||||||
Pitney Bowes Inc. | 36,549 | 208,329 | ||||||
SP Plus Corp.(a) | 7,382 | 209,944 | ||||||
Steelcase Inc., Class A | 22,714 | 275,975 | ||||||
Stericycle Inc.(a) | 3,906 | 275,139 | ||||||
Tetra Tech Inc. | 8,188 | 976,419 | ||||||
UniFirst Corp./MA | 2,373 | 438,720 | ||||||
Viad Corp. | 7,526 | 225,554 | ||||||
|
| |||||||
9,366,460 | ||||||||
Communications Equipment — 1.0% | ||||||||
ADTRAN Inc. | 20,907 | 264,160 | ||||||
Calix Inc.(a) | 8,951 | 211,960 | ||||||
Ciena Corp.(a) | 21,145 | 947,296 | ||||||
CommScope Holding Co. Inc.(a) | 27,771 | 329,086 | ||||||
Harmonic Inc.(a) | 34,114 | 222,764 | ||||||
Infinera Corp.(a)(b) | 31,039 | 262,590 | ||||||
InterDigital Inc. | 3,617 | 216,694 | ||||||
Lumentum Holdings Inc.(a) | 10,008 | 864,491 | ||||||
NETGEAR Inc.(a) | 6,932 | 220,507 | ||||||
Plantronics Inc. | 10,105 | 276,069 | ||||||
Ribbon Communications Inc.(a) | 40,388 | 277,062 | ||||||
ViaSat Inc.(a)(b) | 5,998 | 203,932 | ||||||
|
| |||||||
4,296,611 | ||||||||
Construction & Engineering — 1.8% | ||||||||
AECOM(a) | 24,008 | 1,245,775 | ||||||
Aegion Corp.(a) | 14,052 | 240,992 |
Security | Shares | Value | ||||||
Construction & Engineering (continued) | ||||||||
Arcosa Inc. | 6,648 | $ | 344,965 | |||||
Argan Inc. | 4,768 | 219,280 | ||||||
Comfort Systems USA Inc. | 9,478 | 477,596 | ||||||
Dycom Industries Inc.(a) | 3,622 | 227,679 | ||||||
EMCOR Group Inc. | 11,552 | 995,551 | ||||||
Fluor Corp. | 17,822 | 307,786 | ||||||
Granite Construction Inc. | 10,720 | 263,926 | ||||||
Great Lakes Dredge & Dock Corp.(a) | 21,588 | 243,729 | ||||||
IES Holdings Inc.(a) | 5,702 | 210,290 | ||||||
MasTec Inc.(a) | 6,876 | 389,938 | ||||||
MYR Group Inc.(a) | 5,504 | 281,419 | ||||||
Primoris Services Corp. | 9,197 | 223,027 | ||||||
Quanta Services Inc.(b) | 20,303 | 1,387,507 | ||||||
Valmont Industries Inc. | 3,257 | 530,826 | ||||||
WillScot Mobile Mini Holdings Corp.(a) | 26,805 | 576,576 | ||||||
|
| |||||||
8,166,862 | ||||||||
Construction Materials — 0.1% | ||||||||
Summit Materials Inc., Class A(a) | 17,092 | 324,748 | ||||||
U.S. Concrete Inc.(a) | 5,842 | 207,274 | ||||||
|
| |||||||
532,022 | ||||||||
Consumer Finance — 0.5% | ||||||||
Credit Acceptance Corp.(a)(b) | 766 | 228,636 | ||||||
Encore Capital Group Inc.(a) | 6,425 | 219,349 | ||||||
Green Dot Corp., Class A(a) | 6,189 | 331,483 | ||||||
LendingTree Inc.(a) | 943 | 241,012 | ||||||
OneMain Holdings Inc. | 8,851 | 345,100 | ||||||
PRA Group Inc.(a) | 10,101 | 420,505 | ||||||
SLM Corp. | 33,792 | 358,533 | ||||||
|
| |||||||
2,144,618 | ||||||||
Containers & Packaging — 0.8% | ||||||||
AptarGroup Inc. | 9,957 | 1,257,768 | ||||||
Berry Global Group Inc.(a) | 10,841 | 574,573 | ||||||
Graphic Packaging Holding Co. | 18,163 | 278,257 | ||||||
Greif Inc., Class A, NVS | 6,257 | 304,153 | ||||||
Myers Industries Inc. | 12,644 | 214,822 | ||||||
O-I Glass Inc. | 19,451 | 220,185 | ||||||
Sonoco Products Co. | 10,238 | 594,418 | ||||||
|
| |||||||
3,444,176 | ||||||||
Diversified Consumer Services — 1.5% | ||||||||
American Public Education Inc.(a) | 7,044 | 218,646 | ||||||
Bright Horizons Family Solutions Inc.(a) | 8,598 | 1,462,606 | ||||||
Chegg Inc.(a)(b) | 13,117 | 1,022,208 | ||||||
frontdoor Inc.(a) | 10,007 | 473,731 | ||||||
Graham Holdings Co., Class B | 514 | 229,768 | ||||||
Grand Canyon Education Inc.(a) | 4,708 | 392,977 | ||||||
H&R Block Inc. | 22,083 | 415,160 | ||||||
Laureate Education Inc., Class A(a) | 16,030 | 227,626 | ||||||
Service Corp. International | 16,550 | 804,992 | ||||||
Strategic Education Inc. | 2,887 | 271,060 | ||||||
Terminix Global Holdings Inc.(a) | 17,783 | 871,901 | ||||||
WW International Inc.(a)(b) | 8,430 | 248,769 | ||||||
|
| |||||||
6,639,444 | ||||||||
Diversified Financial Services — 0.2% | ||||||||
Cannae Holdings Inc.(a) | 5,466 | 215,470 | ||||||
Jefferies Financial Group Inc. | 12,566 | 285,625 | ||||||
Prog Holdings Inc. | 9,054 | 569,768 | ||||||
|
| |||||||
1,070,863 |
3
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Diversified Telecommunication Services — 0.6% |
| |||||||
Bandwidth Inc., Class A(a) | 2,781 | $ | 422,100 | |||||
Cincinnati Bell Inc.(a) | 12,879 | 195,890 | ||||||
Cogent Communications Holdings Inc. | 5,387 | 313,200 | ||||||
GCI Liberty Inc., Class A(a) | 7,340 | 668,821 | ||||||
Iridium Communications Inc.(a) | 12,727 | 408,409 | ||||||
Liberty Latin America Ltd., Class C, NVS(a) | 22,898 | 258,976 | ||||||
Vonage Holdings Corp.(a) | 20,888 | 268,620 | ||||||
|
| |||||||
2,536,016 | ||||||||
Electric Utilities — 0.2% | ||||||||
Hawaiian Electric Industries Inc. | 21,431 | 767,873 | ||||||
|
| |||||||
Electrical Equipment — 1.3% | ||||||||
Acuity Brands Inc. | 6,818 | 809,433 | ||||||
Atkore International Group Inc.(a) | 7,069 | 275,550 | ||||||
Bloom Energy Corp., Class A(a)(b) | 13,419 | 329,034 | ||||||
EnerSys | 6,217 | 508,613 | ||||||
Hubbell Inc. | 6,992 | 1,129,837 | ||||||
Plug Power Inc.(a) | 52,709 | 1,390,991 | ||||||
Regal Beloit Corp. | 4,229 | 503,420 | ||||||
TPI Composites Inc.(a) | 5,528 | 222,391 | ||||||
Vertiv Holdings Co.(a) | 26,733 | 500,174 | ||||||
|
| |||||||
5,669,443 | ||||||||
Electronic Equipment, Instruments & Components — 3.4% | ||||||||
Avnet Inc. | 10,263 | 311,482 | ||||||
Badger Meter Inc. | 11,858 | 977,574 | ||||||
Benchmark Electronics Inc. | 13,387 | 325,572 | ||||||
Coherent Inc.(a) | 4,503 | 548,375 | ||||||
CTS Corp. | 8,067 | 245,721 | ||||||
Dolby Laboratories Inc., Class A | 10,915 | 965,432 | ||||||
ePlus Inc.(a) | 3,865 | 325,858 | ||||||
Fabrinet(a) | 5,887 | 402,141 | ||||||
FARO Technologies Inc.(a) | 4,774 | 315,657 | ||||||
Fitbit Inc., Class A(a) | 34,980 | 251,156 | ||||||
Flex Ltd.(a)(b) | 64,564 | 1,047,874 | ||||||
FLIR Systems Inc. | 18,160 | 694,438 | ||||||
II-VI Inc.(a)(b) | 10,879 | 735,964 | ||||||
Insight Enterprises Inc.(a) | 6,733 | 481,275 | ||||||
Itron Inc.(a) | 7,674 | 603,253 | ||||||
Jabil Inc. | 9,544 | 364,772 | ||||||
Kimball Electronics Inc.(a) | 15,288 | 235,588 | ||||||
Knowles Corp.(a) | 13,714 | 232,864 | ||||||
Littelfuse Inc. | 2,678 | 644,139 | ||||||
Methode Electronics Inc. | 12,685 | 444,229 | ||||||
MTS Systems Corp. | 6,434 | 225,383 | ||||||
National Instruments Corp. | 27,165 | 1,016,786 | ||||||
Novanta Inc.(a) | 5,660 | 679,087 | ||||||
OSI Systems Inc.(a) | 4,973 | 438,121 | ||||||
Plexus Corp.(a) | 7,821 | 584,307 | ||||||
Rogers Corp.(a) | 2,702 | 396,951 | ||||||
SYNNEX Corp. | 4,883 | 782,794 | ||||||
Vishay Intertechnology Inc. | 13,597 | 263,238 | ||||||
Vishay Precision Group Inc.(a) | 9,158 | 267,871 | ||||||
Vontier Corp.(a) | 16,737 | 555,166 | ||||||
|
| |||||||
15,363,068 | ||||||||
Energy Equipment & Services — 0.7% | ||||||||
Archrock Inc. | 34,694 | 269,572 | ||||||
Cactus Inc., Class A | 9,142 | 212,095 | ||||||
ChampionX Corp.(a) | 26,666 | 316,792 | ||||||
Core Laboratories NV(b) | 10,061 | 221,040 |
Security | Shares | Value | ||||||
Energy Equipment & Services (continued) | ||||||||
Dril-Quip Inc.(a) | 7,385 | $ | 209,882 | |||||
Helmerich & Payne Inc. | 11,368 | 258,849 | ||||||
National Oilwell Varco Inc. | 49,843 | 611,075 | ||||||
Oceaneering International Inc.(a) | 35,900 | 217,913 | ||||||
TechnipFMC PLC | 72,279 | 600,639 | ||||||
|
| |||||||
2,917,857 | ||||||||
Entertainment — 0.5% | ||||||||
Cinemark Holdings Inc. | 17,246 | 266,451 | ||||||
IMAX Corp.(a)(b) | 20,621 | 305,810 | ||||||
Lions Gate Entertainment Corp., Class A(a) | 24,403 | 237,685 | ||||||
Madison Square Garden Sports Corp.(a) | 1,283 | 217,340 | ||||||
World Wrestling Entertainment Inc., Class A | 5,720 | 246,189 | ||||||
Zynga Inc., Class A(a) | 105,337 | 869,030 | ||||||
|
| |||||||
2,142,505 | ||||||||
Equity Real Estate Investment Trusts (REITs) — 7.6% | ||||||||
Agree Realty Corp. | 5,362 | 353,356 | ||||||
Alexander & Baldwin Inc. | 28,818 | 451,002 | ||||||
American Assets Trust Inc. | 8,134 | 233,364 | ||||||
American Campus Communities Inc. | 27,581 | 1,097,724 | ||||||
American Homes 4 Rent, Class A(b) | 25,179 | 723,141 | ||||||
Americold Realty Trust | 21,271 | 725,979 | ||||||
Apartment Investment & Management Co., Class A | 15,110 | 458,588 | ||||||
Apple Hospitality REIT Inc. | 21,906 | 290,474 | ||||||
Armada Hoffler Properties Inc. | 23,064 | 244,709 | ||||||
Brandywine Realty Trust | 55,828 | 621,366 | ||||||
Brixmor Property Group Inc. | 40,324 | 615,747 | ||||||
CareTrust REIT Inc. | 11,289 | 219,345 | ||||||
City Office REIT Inc. | 24,535 | 215,172 | ||||||
Colony Capital Inc. | 74,252 | 320,769 | ||||||
Columbia Property Trust Inc. | 27,652 | 386,575 | ||||||
Community Healthcare Trust Inc. | 4,420 | 199,607 | ||||||
CoreSite Realty Corp. | 6,363 | 797,857 | ||||||
Corporate Office Properties Trust | 25,051 | 667,108 | ||||||
Cousins Properties Inc. | 14,121 | 471,783 | ||||||
CubeSmart | 18,714 | 608,766 | ||||||
CyrusOne Inc. | 14,124 | 987,409 | ||||||
DiamondRock Hospitality Co. | 38,506 | 289,565 | ||||||
Douglas Emmett Inc. | 34,343 | 1,063,603 | ||||||
Easterly Government Properties Inc. | 21,272 | 460,752 | ||||||
Empire State Realty Trust Inc., Class A | 25,435 | 230,187 | ||||||
EPR Properties | 8,617 | 310,384 | ||||||
Essential Properties Realty Trust Inc. | 18,205 | 373,931 | ||||||
Federal Realty Investment Trust | 10,290 | 897,494 | ||||||
First Industrial Realty Trust Inc. | 15,733 | 658,898 | ||||||
Four Corners Property Trust Inc. | 12,409 | 347,576 | ||||||
Franklin Street Properties Corp. | 45,031 | 208,944 | ||||||
Gaming and Leisure Properties Inc. | 21,926 | 910,806 | ||||||
Healthcare Trust of America Inc., Class A | 17,190 | 447,456 | ||||||
Hudson Pacific Properties Inc. | 15,540 | 404,040 | ||||||
Independence Realty Trust Inc. | 18,768 | 241,732 | ||||||
Innovative Industrial Properties Inc. | 2,455 | 377,235 | ||||||
Investors Real Estate Trust | 2,975 | 206,465 | ||||||
iStar Inc. | 16,647 | 234,723 | ||||||
JBG SMITH Properties | 19,093 | 586,919 | ||||||
Kilroy Realty Corp. | 22,014 | 1,346,376 | ||||||
Kimco Realty Corp. | 55,848 | 806,445 | ||||||
Lamar Advertising Co., Class A | 7,549 | 600,976 | ||||||
Life Storage Inc. | 8,074 | 885,879 | ||||||
Macerich Co. (The)(b) | 27,488 | 274,880 |
4
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Equity Real Estate Investment Trusts (REITs) (continued) |
| |||||||
National Health Investors Inc. | 3,391 | $ | 219,262 | |||||
National Retail Properties Inc. | 12,642 | 476,603 | ||||||
National Storage Affiliates Trust | 6,463 | 219,613 | ||||||
Outfront Media Inc. | 22,450 | 425,203 | ||||||
Paramount Group Inc. | 23,008 | 212,824 | ||||||
Park Hotels & Resorts Inc. | 33,101 | 540,208 | ||||||
Pebblebrook Hotel Trust | 14,535 | 268,898 | ||||||
Physicians Realty Trust | 21,444 | 372,053 | ||||||
Piedmont Office Realty Trust Inc., Class A | 26,408 | 412,757 | ||||||
PotlatchDeltic Corp. | 6,328 | 294,505 | ||||||
QTS Realty Trust Inc., Class A | 7,765 | 461,319 | ||||||
Rayonier Inc. | 13,094 | 368,858 | ||||||
Retail Properties of America Inc., Class A | 27,223 | 220,506 | ||||||
Rexford Industrial Realty Inc. | 15,887 | 761,305 | ||||||
RLJ Lodging Trust | 24,037 | 296,376 | ||||||
Ryman Hospitality Properties Inc. | 6,226 | 399,647 | ||||||
Sabra Health Care REIT Inc. | 24,024 | 395,916 | ||||||
Service Properties Trust | 18,610 | 220,715 | ||||||
SITE Centers Corp. | 24,572 | 247,931 | ||||||
SL Green Realty Corp. | 11,318 | 655,312 | ||||||
Spirit Realty Capital Inc. | 7,616 | 280,573 | ||||||
STAG Industrial Inc. | 10,145 | 302,118 | ||||||
STORE Capital Corp. | 26,486 | 862,384 | ||||||
Sunstone Hotel Investors Inc. | 31,881 | 334,751 | ||||||
Taubman Centers Inc. | �� | 5,074 | 216,761 | |||||
Terreno Realty Corp. | 3,717 | 215,363 | ||||||
Uniti Group Inc. | 31,298 | 321,743 | ||||||
Washington REIT | 19,001 | 441,013 | ||||||
Weingarten Realty Investors | 10,167 | 212,592 | ||||||
Xenia Hotels & Resorts Inc. | 17,666 | 248,914 | ||||||
|
| |||||||
33,761,130 | ||||||||
Food & Staples Retailing — 1.0% | ||||||||
BJ’s Wholesale Club Holdings Inc.(a) | 16,210 | 664,448 | ||||||
Casey’s General Stores Inc. | 3,756 | 682,390 | ||||||
Grocery Outlet Holding Corp.(a) | 7,895 | 304,905 | ||||||
Performance Food Group Co.(a) | 16,386 | 710,825 | ||||||
PriceSmart Inc. | 5,315 | 432,003 | ||||||
SpartanNash Co. | 11,994 | 226,447 | ||||||
Sprouts Farmers Market Inc.(a) | 16,820 | 356,079 | ||||||
U.S. Foods Holding Corp.(a) | 27,146 | 854,556 | ||||||
United Natural Foods Inc.(a) | 13,230 | 228,217 | ||||||
|
| |||||||
4,459,870 | ||||||||
Food Products — 1.6% | ||||||||
B&G Foods Inc. | 8,272 | 229,052 | ||||||
Beyond Meat Inc.(a)(b) | 3,110 | 435,089 | ||||||
Cal-Maine Foods Inc.(a) | 5,575 | 218,150 | ||||||
Darling Ingredients Inc.(a) | 21,092 | 1,018,322 | ||||||
Flowers Foods Inc. | 27,100 | 601,349 | ||||||
Fresh Del Monte Produce Inc. | 8,717 | 221,325 | ||||||
Freshpet Inc.(a) | 6,488 | 888,077 | ||||||
Hain Celestial Group Inc. (The)(a) | 11,438 | 440,363 | ||||||
Hostess Brands Inc.(a) | 16,216 | 219,727 | ||||||
Ingredion Inc. | 12,610 | 972,861 | ||||||
Lancaster Colony Corp. | 1,217 | 206,075 | ||||||
Post Holdings Inc.(a) | 6,614 | 624,758 | ||||||
Sanderson Farms Inc. | 1,820 | 248,848 | ||||||
Simply Good Foods Co. (The)(a) | 12,459 | 270,859 | ||||||
TreeHouse Foods Inc.(a) | 8,402 | 345,574 | ||||||
|
| |||||||
6,940,429 |
Security | Shares | Value | ||||||
Gas Utilities — 0.9% | ||||||||
Chesapeake Utilities Corp. | 2,681 | $ | 278,851 | |||||
National Fuel Gas Co. | 10,949 | 450,770 | ||||||
New Jersey Resources Corp. | 16,767 | 553,814 | ||||||
Northwest Natural Holding Co. | 6,467 | 309,899 | ||||||
ONE Gas Inc. | 11,183 | 885,470 | ||||||
South Jersey Industries Inc. | 26,120 | 601,282 | ||||||
Southwest Gas Holdings Inc. | 9,227 | 592,835 | ||||||
Spire Inc. | 4,710 | 301,251 | ||||||
|
| |||||||
3,974,172 | ||||||||
Health Care Equipment & Supplies — 3.3% | ||||||||
AngioDynamics Inc.(a) | 17,887 | 254,353 | ||||||
Antares Pharma Inc.(a) | 73,346 | 228,839 | ||||||
AtriCure Inc.(a) | 6,052 | 263,141 | ||||||
Atrion Corp. | 371 | 222,600 | ||||||
Avanos Medical Inc.(a) | 5,187 | 219,877 | ||||||
Axonics Modulation Technologies Inc.(a)(b) | 4,690 | 205,844 | ||||||
Cantel Medical Corp. | 4,197 | 249,428 | ||||||
Cardiovascular Systems Inc.(a) | 6,534 | 225,162 | ||||||
Cerus Corp.(a) | 34,330 | 228,294 | ||||||
CONMED Corp. | 3,132 | 319,119 | ||||||
CryoPort Inc.(a) | 4,929 | 239,796 | ||||||
Envista Holdings Corp.(a) | 18,475 | 549,262 | ||||||
GenMark Diagnostics Inc.(a) | 15,553 | 207,944 | ||||||
Glaukos Corp.(a) | 5,172 | 349,007 | ||||||
Globus Medical Inc., Class A(a) | 8,553 | 513,864 | ||||||
Haemonetics Corp.(a) | 6,516 | 735,331 | ||||||
Heska Corp.(a) | 2,164 | 270,500 | ||||||
Hill-Rom Holdings Inc. | 8,293 | 786,674 | ||||||
ICU Medical Inc.(a) | 1,616 | 304,939 | ||||||
Inogen Inc.(a)(b) | 6,522 | 228,727 | ||||||
Integer Holdings Corp.(a) | 3,104 | 223,767 | ||||||
iRhythm Technologies Inc.(a)(b) | 3,491 | 853,584 | ||||||
LeMaitre Vascular Inc. | 5,710 | 224,917 | ||||||
LivaNova PLC(a) | 5,082 | 268,584 | ||||||
Meridian Bioscience Inc.(a) | 11,728 | 221,659 | ||||||
Merit Medical Systems Inc.(a) | 7,912 | 435,714 | ||||||
Natus Medical Inc.(a) | 10,451 | 218,635 | ||||||
Neogen Corp.(a) | 3,462 | 256,950 | ||||||
Nevro Corp.(a) | 3,323 | 535,834 | ||||||
NuVasive Inc.(a) | 4,601 | 213,118 | ||||||
OraSure Technologies Inc.(a) | 17,857 | 214,284 | ||||||
Orthofix Medical Inc.(a) | 6,625 | 243,535 | ||||||
OrthoPediatrics Corp.(a) | 4,839 | 221,433 | ||||||
Penumbra Inc.(a) | 4,159 | 922,882 | ||||||
Quidel Corp.(a)(b) | 4,548 | 887,087 | ||||||
Shockwave Medical Inc.(a) | 4,532 | 443,366 | ||||||
SI-BONE Inc.(a) | 9,664 | 223,818 | ||||||
Silk Road Medical Inc.(a) | 3,821 | 218,943 | ||||||
STAAR Surgical Co.(a) | 4,458 | 317,722 | ||||||
Tandem Diabetes Care Inc.(a) | 7,670 | 720,060 | ||||||
Vapotherm Inc.(a) | 8,545 | 214,992 | ||||||
Varex Imaging Corp.(a)(b) | 15,333 | 255,754 | ||||||
|
| |||||||
14,939,339 | ||||||||
Health Care Providers & Services — 3.0% | ||||||||
1Life Healthcare Inc.(a) | 8,225 | 270,356 | ||||||
Acadia Healthcare Co. Inc.(a) | 7,994 | 339,345 | ||||||
Addus HomeCare Corp.(a) | 2,968 | 294,574 | ||||||
Amedisys Inc.(a) | 4,244 | 1,038,889 | ||||||
AMN Healthcare Services Inc.(a) | 8,071 | 525,906 |
5
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Health Care Providers & Services (continued) | ||||||||
BioTelemetry Inc.(a) | 7,481 | $ | 414,522 | |||||
Brookdale Senior Living Inc.(a) | 52,918 | 224,372 | ||||||
Chemed Corp. | 1,452 | 694,419 | ||||||
CorVel Corp.(a) | 2,380 | 213,129 | ||||||
Covetrus Inc.(a) | 12,888 | 348,169 | ||||||
Encompass Health Corp. | 15,317 | 1,234,244 | ||||||
Ensign Group Inc. (The) | 6,607 | 474,845 | ||||||
Guardant Health Inc.(a) | 8,003 | 969,323 | ||||||
Hanger Inc.(a) | 10,527 | 238,858 | ||||||
HealthEquity Inc.(a)(b) | 7,229 | 518,247 | ||||||
LHC Group Inc.(a) | 4,208 | 826,115 | ||||||
Magellan Health Inc.(a) | 2,727 | 215,569 | ||||||
MEDNAX Inc.(a)(b) | 11,527 | 232,961 | ||||||
National Research Corp. | 5,706 | 292,775 | ||||||
Owens & Minor Inc. | 11,071 | 285,189 | ||||||
Patterson Companies Inc. | 19,557 | 542,902 | ||||||
Pennant Group Inc. (The)(a) | 5,003 | 253,602 | ||||||
PetIQ Inc.(a) | 7,890 | 227,074 | ||||||
Premier Inc., Class A | 16,975 | 601,255 | ||||||
Providence Service Corp. (The)(a) | 2,501 | 339,611 | ||||||
R1 RCM Inc.(a) | 22,205 | 450,318 | ||||||
RadNet Inc.(a) | 12,503 | 232,806 | ||||||
Select Medical Holdings Corp.(a) | 18,254 | 439,921 | ||||||
Tenet Healthcare Corp.(a) | 8,576 | 269,544 | ||||||
Tivity Health Inc.(a) | 13,872 | 255,661 | ||||||
U.S. Physical Therapy Inc. | 2,677 | 284,351 | ||||||
|
| |||||||
13,548,852 | ||||||||
Health Care Technology — 0.6% | ||||||||
Allscripts Healthcare Solutions Inc.(a) | 33,144 | 453,410 | ||||||
Change Healthcare Inc.(a) | 22,815 | 390,821 | ||||||
HMS Holdings Corp.(a) | 9,369 | 294,374 | ||||||
Inspire Medical Systems Inc.(a) | 2,295 | 426,273 | ||||||
Omnicell Inc.(a) | 3,345 | 350,723 | ||||||
Schrodinger Inc.(a) | 4,021 | 279,781 | ||||||
Simulations Plus Inc. | 3,555 | 198,974 | ||||||
Vocera Communications Inc.(a) | 7,776 | 263,062 | ||||||
|
| |||||||
2,657,418 | ||||||||
Hotels, Restaurants & Leisure — 3.2% | ||||||||
Accel Entertainment Inc.(a) | 20,328 | 212,224 | ||||||
Boyd Gaming Corp. | 9,946 | 382,822 | ||||||
Brinker International Inc. | 6,187 | 310,031 | ||||||
Caesars Entertainment Inc.(a) | 21,103 | 1,437,536 | ||||||
Cheesecake Factory Inc. (The) | 6,002 | 224,955 | ||||||
Choice Hotels International Inc. | 2,287 | 227,900 | ||||||
Churchill Downs Inc. | 3,815 | 686,395 | ||||||
Cracker Barrel Old Country Store Inc. | 1,585 | 221,234 | ||||||
Dave & Buster’s Entertainment Inc. | 8,881 | 224,867 | ||||||
Dine Brands Global Inc. | 4,272 | 269,008 | ||||||
Dunkin’ Brands Group Inc. | 12,276 | 1,305,430 | ||||||
El Pollo Loco Holdings Inc.(a) | 13,291 | 208,270 | ||||||
Everi Holdings Inc.(a) | 20,089 | 213,747 | ||||||
Extended Stay America Inc. | 18,468 | 253,196 | ||||||
Hilton Grand Vacations Inc.(a) | 13,779 | 382,229 | ||||||
Jack in the Box Inc. | 3,153 | 290,044 | ||||||
Marriott Vacations Worldwide Corp. | 4,213 | 536,441 | ||||||
Norwegian Cruise Line Holdings Ltd.(a) | 36,538 | 835,624 | ||||||
Papa John’s International Inc. | 2,982 | 239,634 | ||||||
Penn National Gaming Inc.(a) | 18,434 | 1,290,380 | ||||||
Planet Fitness Inc., Class A(a) | 10,563 | 770,571 |
Security | Shares | Value | ||||||
Hotels, Restaurants & Leisure (continued) | ||||||||
Red Rock Resorts Inc., Class A | 9,884 | $ | 214,928 | |||||
Scientific Games Corp./DE, Class A(a) | 7,184 | 267,819 | ||||||
SeaWorld Entertainment Inc.(a) | 8,190 | 228,501 | ||||||
Shake Shack Inc., Class A(a) | 4,496 | 367,143 | ||||||
Six Flags Entertainment Corp. | 9,433 | 289,876 | ||||||
Texas Roadhouse Inc. | 5,480 | 415,384 | ||||||
Wendy’s Co. (The) | 24,643 | 541,900 | ||||||
Wingstop Inc. | 3,393 | 431,963 | ||||||
Wyndham Destinations Inc. | 8,758 | 368,361 | ||||||
Wyndham Hotels & Resorts Inc. | 9,584 | 551,080 | ||||||
|
| |||||||
14,199,493 | ||||||||
Household Durables — 1.6% | ||||||||
Cavco Industries Inc.(a) | 1,111 | 199,991 | ||||||
Century Communities Inc.(a) | 4,918 | 218,851 | ||||||
GoPro Inc., Class A(a) | 27,120 | 189,569 | ||||||
Green Brick Partners Inc.(a) | 9,276 | 201,938 | ||||||
Helen of Troy Ltd.(a) | 3,723 | 752,009 | ||||||
Installed Building Products Inc.(a) | 2,358 | 233,017 | ||||||
iRobot Corp.(a)(b) | 5,517 | 432,698 | ||||||
KB Home | 11,566 | 407,123 | ||||||
La-Z-Boy Inc. | 7,241 | 268,207 | ||||||
Leggett & Platt Inc. | 13,759 | 593,013 | ||||||
LGI Homes Inc.(a) | 3,183 | 343,923 | ||||||
MDC Holdings Inc. | 5,218 | 251,873 | ||||||
Meritage Homes Corp.(a) | 4,520 | 407,478 | ||||||
Skyline Champion Corp.(a) | 6,794 | 208,780 | ||||||
Sonos Inc.(a) | 12,695 | 282,337 | ||||||
Taylor Morrison Home Corp.(a) | 15,441 | 390,348 | ||||||
Tempur Sealy International Inc.(a) | 15,810 | 398,254 | ||||||
Toll Brothers Inc. | 10,191 | 482,544 | ||||||
TopBuild Corp.(a) | 3,559 | 620,085 | ||||||
TRI Pointe Group Inc.(a) | 11,915 | 208,274 | ||||||
|
| |||||||
7,090,312 | ||||||||
Household Products — 0.2% | ||||||||
Energizer Holdings Inc. | 9,071 | 379,984 | ||||||
Spectrum Brands Holdings Inc. | 4,716 | 315,171 | ||||||
WD-40 Co. | 1,010 | 256,853 | ||||||
|
| |||||||
952,008 | ||||||||
Independent Power and Renewable Electricity Producers — 0.5% | ||||||||
Clearway Energy Inc., Class C | 22,282 | 652,194 | ||||||
NextEra Energy Partners LP | 12,784 | 811,401 | ||||||
Ormat Technologies Inc. | 6,476 | 510,374 | ||||||
Sunnova Energy International Inc.(a) | 8,932 | 361,835 | ||||||
|
| |||||||
2,335,804 | ||||||||
Industrial Conglomerates — 0.4% | ||||||||
Carlisle Companies Inc. | 7,959 | 1,152,702 | ||||||
Raven Industries Inc. | 18,148 | 457,693 | ||||||
|
| |||||||
1,610,395 | ||||||||
Insurance — 2.0% | ||||||||
American Equity Investment Life Holding Co. | 9,753 | 256,309 | ||||||
Argo Group International Holdings Ltd. | 5,786 | 226,753 | ||||||
Assured Guaranty Ltd. | 8,996 | 271,049 | ||||||
Axis Capital Holdings Ltd. | 9,408 | 471,435 | ||||||
Brighthouse Financial Inc.(a) | 8,470 | 297,297 | ||||||
CNO Financial Group Inc. | 16,895 | 359,526 | ||||||
eHealth Inc.(a) | 2,972 | 225,842 | ||||||
Enstar Group Ltd.(a) | 1,086 | 205,558 | ||||||
First American Financial Corp. | 17,478 | 846,634 | ||||||
Genworth Financial Inc., Class A(a) | 69,588 | 315,929 |
6
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Insurance (continued) | ||||||||
Goosehead Insurance Inc., Class A | 2,070 | $ | 254,838 | |||||
Hanover Insurance Group Inc. (The) | 6,643 | 746,341 | ||||||
Horace Mann Educators Corp. | 8,040 | 320,957 | ||||||
Kemper Corp. | 5,598 | 419,570 | ||||||
Kinsale Capital Group Inc. | 2,106 | 505,777 | ||||||
Old Republic International Corp. | 12,736 | 228,229 | ||||||
Palomar Holdings Inc.(a) | 3,010 | 198,961 | ||||||
Primerica Inc. | 4,653 | 606,146 | ||||||
ProAssurance Corp. | 13,123 | 208,787 | ||||||
RLI Corp. | 3,383 | 323,855 | ||||||
Selective Insurance Group Inc. | 5,934 | 366,840 | ||||||
Trupanion Inc.(a) | 3,973 | 402,783 | ||||||
Unum Group | 21,320 | 473,944 | ||||||
White Mountains Insurance Group Ltd. | 256 | 245,760 | ||||||
|
| |||||||
8,779,120 | ||||||||
Interactive Media & Services — 0.2% | ||||||||
Cargurus Inc.(a) | 9,782 | 245,039 | ||||||
Eventbrite Inc., Class A(a) | 13,141 | 220,375 | ||||||
TripAdvisor Inc.(a) | 11,078 | 289,136 | ||||||
Yelp Inc.(a) | 7,024 | 224,346 | ||||||
|
| |||||||
978,896 | ||||||||
Internet & Direct Marketing Retail — 0.6% | ||||||||
1-800-Flowers.com Inc., Class A(a)(b) | 9,729 | 228,048 | ||||||
Grubhub Inc.(a) | 10,269 | 722,321 | ||||||
Magnite Inc.(a) | 17,990 | 341,810 | ||||||
Overstock.com Inc.(a) | 4,839 | 326,584 | ||||||
Quotient Technology Inc.(a) | 29,319 | 218,427 | ||||||
Qurate Retail Inc., Series A | 27,137 | 284,124 | ||||||
Stamps.com Inc.(a) | 1,852 | 347,176 | ||||||
Stitch Fix Inc., Class A(a)(b) | 7,502 | 303,831 | ||||||
|
| |||||||
2,772,321 | ||||||||
IT Services — 2.0% | ||||||||
Alliance Data Systems Corp. | 5,058 | 369,942 | ||||||
CACI International Inc., Class A(a) | 3,139 | 744,853 | ||||||
Conduent Inc.(a) | 55,894 | 235,873 | ||||||
CSG Systems International Inc. | 4,687 | 203,322 | ||||||
DXC Technology Co. | 32,304 | 707,781 | ||||||
Euronet Worldwide Inc.(a) | 3,654 | 491,244 | ||||||
EVERTEC Inc. | 5,961 | 221,570 | ||||||
ExlService Holdings Inc.(a) | 4,011 | 333,956 | ||||||
Fastly Inc., Class A(a) | 9,439 | 800,144 | ||||||
KBR Inc. | 12,692 | 352,457 | ||||||
LiveRamp Holdings Inc.(a) | 5,582 | 326,603 | ||||||
MAXIMUS Inc. | 5,050 | 362,640 | ||||||
Perficient Inc.(a) | 5,152 | 234,571 | ||||||
Perspecta Inc. | 12,328 | 276,394 | ||||||
Sabre Corp. | 40,861 | 459,686 | ||||||
Science Applications International Corp. | 4,933 | 456,500 | ||||||
Sykes Enterprises Inc.(a) | 9,436 | 355,077 | ||||||
TTEC Holdings Inc. | 3,988 | 269,828 | ||||||
Verra Mobility Corp.(a) | 17,740 | 216,428 | ||||||
Virtusa Corp.(a) | 7,641 | 382,661 | ||||||
WEX Inc.(a) | 5,763 | 998,382 | ||||||
|
| |||||||
8,799,912 | ||||||||
Leisure Products — 0.7% | ||||||||
Brunswick Corp./DE | 8,120 | 606,077 | ||||||
Callaway Golf Co. | 14,405 | 306,106 | ||||||
Johnson Outdoors Inc., Class A | 2,911 | 243,359 | ||||||
Malibu Boats Inc., Class A(a) | 4,120 | 234,799 |
Security | Shares | Value | ||||||
Leisure Products (continued) | ||||||||
Mattel Inc.(a) | 40,322 | $ | 624,588 | |||||
Polaris Inc. | 4,626 | 444,096 | ||||||
YETI Holdings Inc.(a) | 10,983 | 693,796 | ||||||
|
| |||||||
3,152,821 | ||||||||
Life Sciences Tools & Services — 1.6% | ||||||||
Adaptive Biotechnologies Corp.(a) | 11,574 | 558,098 | ||||||
Bio-Techne Corp. | 4,097 | 1,242,661 | ||||||
Bruker Corp. | 11,382 | 576,043 | ||||||
Charles River Laboratories International Inc.(a) | 3,919 | 919,084 | ||||||
Luminex Corp. | 10,273 | 243,778 | ||||||
Medpace Holdings Inc.(a) | 2,598 | 333,479 | ||||||
NanoString Technologies Inc.(a) | 5,135 | 254,901 | ||||||
NeoGenomics Inc.(a) | 13,771 | 655,224 | ||||||
Pacific Biosciences of California Inc.(a) | 17,844 | 282,114 | ||||||
PRA Health Sciences Inc.(a) | 6,316 | 708,655 | ||||||
Repligen Corp.(a) | 6,431 | 1,219,768 | ||||||
Syneos Health Inc.(a) | 5,247 | 345,463 | ||||||
|
| |||||||
7,339,268 | ||||||||
Machinery — 4.8% | ||||||||
AGCO Corp. | 5,818 | 538,223 | ||||||
Alamo Group Inc. | 1,933 | 262,347 | ||||||
Allison Transmission Holdings Inc. | 19,048 | 781,920 | ||||||
Altra Industrial Motion Corp. | 6,488 | 368,259 | ||||||
Astec Industries Inc. | 5,311 | 308,038 | ||||||
Barnes Group Inc. | 8,896 | 409,305 | ||||||
Chart Industries Inc.(a) | 4,584 | 473,802 | ||||||
Columbus McKinnon Corp./NY | 5,708 | 215,705 | ||||||
Crane Co. | 3,349 | 232,856 | ||||||
Donaldson Co. Inc. | 19,211 | 1,022,794 | ||||||
Douglas Dynamics Inc. | 5,494 | 214,925 | ||||||
Enerpac Tool Group Corp. | 10,106 | 226,273 | ||||||
EnPro Industries Inc. | 3,133 | 221,848 | ||||||
ESCO Technologies Inc. | 5,236 | 517,840 | ||||||
Evoqua Water Technologies Corp.(a) | 11,958 | 311,984 | ||||||
Federal Signal Corp. | 9,817 | 304,622 | ||||||
Flowserve Corp. | 18,273 | 622,744 | ||||||
Franklin Electric Co. Inc. | 7,646 | 516,793 | ||||||
Graco Inc. | 17,066 | 1,156,051 | ||||||
Helios Technologies Inc. | 4,462 | 219,664 | ||||||
Hillenbrand Inc. | 9,788 | 366,756 | ||||||
Hyster-Yale Materials Handling Inc. | 4,067 | 223,848 | ||||||
ITT Inc. | 13,927 | 1,011,518 | ||||||
John Bean Technologies Corp. | 3,585 | 396,358 | ||||||
Kennametal Inc. | 7,423 | 259,731 | ||||||
Lincoln Electric Holdings Inc. | 5,267 | 605,705 | ||||||
Lindsay Corp. | 2,253 | 260,942 | ||||||
Luxfer Holdings PLC | 14,622 | 219,769 | ||||||
Meritor Inc.(a) | 8,985 | 237,204 | ||||||
Middleby Corp. (The)(a) | 6,741 | 916,709 | ||||||
Navistar International Corp.(a) | 7,585 | 335,712 | ||||||
Oshkosh Corp. | 12,508 | 1,006,894 | ||||||
Proto Labs Inc.(a)(b) | 3,264 | 450,954 | ||||||
Rexnord Corp. | 11,247 | 421,875 | ||||||
Shyft Group Inc. (The) | 8,845 | 229,351 | ||||||
SPX Corp.(a) | 4,746 | 243,138 | ||||||
SPX FLOW Inc.(a) | 4,115 | 220,482 | ||||||
Tennant Co. | 4,315 | 289,795 | ||||||
Terex Corp. | 8,973 | 278,163 | ||||||
Timken Co. (The) | 7,401 | 543,529 |
7
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Machinery (continued) | ||||||||
Toro Co. (The) | 15,634 | $ | 1,418,160 | |||||
TriMas Corp.(a) | 7,749 | 207,131 | ||||||
Trinity Industries Inc. | 10,339 | 236,246 | ||||||
Wabash National Corp. | 12,498 | 220,965 | ||||||
Watts Water Technologies Inc., Class A | 6,061 | 710,046 | ||||||
Welbilt Inc.(a) | 23,329 | 220,459 | ||||||
Woodward Inc. | 8,123 | 908,395 | ||||||
|
| |||||||
21,365,828 | ||||||||
Media — 0.8% | ||||||||
Cardlytics Inc.(a) | 3,076 | 365,060 | ||||||
Gray Television Inc.(a) | 13,440 | 237,350 | ||||||
Iheartmedia Inc., Class A(a)(b) | 22,435 | 268,210 | ||||||
John Wiley & Sons Inc., Class A | 13,326 | 460,280 | ||||||
New York Times Co. (The), Class A | 19,222 | 824,816 | ||||||
Nexstar Media Group Inc., Class A | 4,853 | 510,778 | ||||||
Scholastic Corp., NVS | 8,723 | 206,910 | ||||||
Sinclair Broadcast Group Inc., Class A | 8,820 | 240,433 | ||||||
TEGNA Inc. | 26,823 | 386,520 | ||||||
|
| |||||||
3,500,357 | ||||||||
Metals & Mining — 1.2% | ||||||||
Alcoa Corp.(a) | 24,162 | 480,824 | ||||||
Allegheny Technologies Inc.(a) | 16,024 | 216,164 | ||||||
Arconic Corp.(a) | 13,552 | 372,815 | ||||||
Cleveland-Cliffs Inc. | 47,255 | 520,278 | ||||||
Coeur Mining Inc.(a) | 29,808 | 211,339 | ||||||
Commercial Metals Co. | 14,535 | 289,392 | ||||||
Compass Minerals International Inc. | 5,466 | 341,406 | ||||||
Hecla Mining Co. | 44,048 | 210,549 | ||||||
Reliance Steel & Aluminum Co. | 9,530 | 1,122,634 | ||||||
Royal Gold Inc. | 9,542 | 1,054,105 | ||||||
Schnitzer Steel Industries Inc., Class A | 19,910 | 510,094 | ||||||
|
| |||||||
5,329,600 | ||||||||
Mortgage Real Estate Investment — 0.9% | ||||||||
Apollo Commercial Real Estate Finance Inc. | 20,220 | 217,972 | ||||||
Arbor Realty Trust Inc. | 16,499 | 219,767 | ||||||
Blackstone Mortgage Trust Inc., Class A | 14,451 | 375,437 | ||||||
Chimera Investment Corp. | 24,852 | 254,982 | ||||||
Ellington Financial Inc. | 14,942 | 215,165 | ||||||
Hannon Armstrong Sustainable Infrastructure Capital Inc. | 12,120 | 662,479 | ||||||
KKR Real Estate Finance Trust Inc. | 11,948 | 217,812 | ||||||
MFA Financial Inc. | 60,945 | 225,496 | ||||||
New Residential Investment Corp. | 41,958 | 388,531 | ||||||
PennyMac Mortgage Investment Trust | 11,778 | 201,404 | ||||||
Redwood Trust Inc. | 23,947 | 207,142 | ||||||
Starwood Property Trust Inc. | 39,042 | 700,413 | ||||||
Two Harbors Investment Corp. | 37,118 | 231,616 | ||||||
|
| |||||||
4,118,216 | ||||||||
Multi-Utilities — 0.4% | ||||||||
Avista Corp. | 20,354 | 763,682 | ||||||
MDU Resources Group Inc. | 27,330 | 681,610 | ||||||
Unitil Corp. | 6,544 | 267,519 | ||||||
|
| |||||||
1,712,811 | ||||||||
Multiline Retail — 0.5% | ||||||||
Big Lots Inc. | 5,944 | 307,126 | ||||||
Kohl’s Corp. | 17,432 | 561,310 | ||||||
Macy’s Inc. | 43,355 | 442,655 | ||||||
Nordstrom Inc.(b) | 18,866 | 489,007 |
Security | Shares | Value | ||||||
Multiline Retail (continued) | ||||||||
Ollie’s Bargain Outlet Holdings Inc.(a) | 5,385 | $ | 474,203 | |||||
|
| |||||||
2,274,301 | ||||||||
Oil, Gas & Consumable Fuels — 2.2% | ||||||||
Antero Midstream Corp. | 38,210 | 257,535 | ||||||
Antero Resources Corp.(a)(b) | 56,638 | 222,021 | ||||||
Apache Corp. | 48,327 | 622,935 | ||||||
Cimarex Energy Co. | 13,655 | 490,897 | ||||||
Clean Energy Fuels Corp.(a) | 75,745 | 344,640 | ||||||
CNX Resources Corp.(a) | 29,752 | 279,966 | ||||||
Delek U.S. Holdings Inc. | 16,107 | 214,062 | ||||||
Diamondback Energy Inc. | 17,506 | 699,540 | ||||||
EnLink Midstream LLC | 67,159 | 248,488 | ||||||
EQT Corp. | 32,882 | 489,284 | ||||||
Equitrans Midstream Corp. | 39,372 | 321,276 | ||||||
HollyFrontier Corp. | 15,414 | 360,533 | ||||||
Kosmos Energy Ltd. | 138,194 | 243,221 | ||||||
Marathon Oil Corp. | 112,179 | 664,100 | ||||||
Matador Resources Co.(a) | 23,868 | 242,976 | ||||||
Murphy Oil Corp. | 23,180 | 233,191 | ||||||
Ovintiv Inc. | 40,486 | 516,601 | ||||||
Parsley Energy Inc., Class A | 43,206 | 541,371 | ||||||
PDC Energy Inc.(a) | 13,497 | 225,670 | ||||||
Plains GP Holdings LP, Class A | 27,441 | 217,607 | ||||||
Range Resources Corp. | 30,312 | 221,278 | ||||||
Renewable Energy Group Inc.(a) | 5,389 | 312,993 | ||||||
Southwestern Energy Co.(a)(b) | 82,546 | 256,718 | ||||||
Targa Resources Corp. | 24,707 | 580,615 | ||||||
Texas Pacific Land Trust | 506 | 308,620 | ||||||
World Fuel Services Corp. | 10,648 | 302,616 | ||||||
WPX Energy Inc.(a) | 41,522 | 295,637 | ||||||
|
| |||||||
9,714,391 | ||||||||
Paper & Forest Products — 0.3% | ||||||||
Boise Cascade Co. | 14,692 | 635,429 | ||||||
Domtar Corp. | 11,594 | 348,979 | ||||||
Louisiana-Pacific Corp. | 12,378 | 423,699 | ||||||
|
| |||||||
1,408,107 | ||||||||
Personal Products — 0.4% | ||||||||
Coty Inc., Class A | 40,937 | 294,337 | ||||||
Edgewell Personal Care Co.(a) | 7,894 | 274,317 | ||||||
Herbalife Nutrition Ltd.(a) | 10,784 | 516,661 | ||||||
Medifast Inc. | 1,890 | 385,825 | ||||||
Nu Skin Enterprises Inc., Class A | 5,763 | 296,852 | ||||||
|
| |||||||
1,767,992 | ||||||||
Pharmaceuticals — 0.9% | ||||||||
Axsome Therapeutics Inc.(a) | 3,924 | 284,451 | ||||||
Cara Therapeutics Inc.(a) | 13,211 | 193,805 | ||||||
Collegium Pharmaceutical Inc.(a) | 10,687 | 197,603 | ||||||
Corcept Therapeutics Inc.(a) | 12,967 | 293,573 | ||||||
Endo International PLC(a) | 41,248 | 209,540 | ||||||
Intersect ENT Inc.(a) | 11,974 | 229,063 | ||||||
Intra-Cellular Therapies Inc.(a) | 10,711 | 253,208 | ||||||
Nektar Therapeutics(a) | 21,103 | 345,878 | ||||||
Pacira BioSciences Inc.(a) | 4,333 | 262,536 | ||||||
Prestige Consumer Healthcare Inc.(a) | 5,790 | 205,950 | ||||||
Provention Bio Inc.(a) | 14,695 | 220,278 | ||||||
Reata Pharmaceuticals Inc., Class A(a)(b) | 3,159 | 482,537 | ||||||
Relmada Therapeutics Inc.(a) | 6,071 | 215,885 | ||||||
Revance Therapeutics Inc.(a) | 9,255 | 223,416 | ||||||
Theravance Biopharma Inc.(a) | 12,052 | 199,943 |
8
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Pharmaceuticals (continued) | ||||||||
Zogenix Inc.(a) | 10,821 | $ | 231,894 | |||||
|
| |||||||
4,049,560 | ||||||||
Professional Services — 1.5% | ||||||||
ASGN Inc.(a) | 5,472 | 427,801 | ||||||
CoreLogic Inc. | 8,000 | 620,000 | ||||||
Exponent Inc. | 4,742 | 393,633 | ||||||
FTI Consulting Inc.(a) | 5,437 | 570,994 | ||||||
Heidrick & Struggles International Inc. | 8,569 | 223,651 | ||||||
Huron Consulting Group Inc.(a) | 4,932 | 217,353 | ||||||
ICF International Inc. | 4,680 | 338,972 | ||||||
Insperity Inc. | 4,536 | 387,828 | ||||||
Kelly Services Inc., Class A, NVS | 15,849 | 324,271 | ||||||
Kforce Inc. | 5,279 | 216,703 | ||||||
Korn Ferry | 10,781 | 431,671 | ||||||
ManpowerGroup Inc. | 7,447 | 645,283 | ||||||
Nielsen Holdings PLC | 45,923 | 742,575 | ||||||
TriNet Group Inc.(a) | 7,089 | 531,675 | ||||||
TrueBlue Inc.(a) | 25,043 | 478,321 | ||||||
Upwork Inc.(a) | 9,746 | 318,889 | ||||||
|
| |||||||
6,869,620 | ||||||||
Real Estate Management & Development — 0.8% | ||||||||
Cushman & Wakefield PLC(a) | 25,119 | 374,273 | ||||||
Howard Hughes Corp. (The)(a) | 5,920 | 430,562 | ||||||
Jones Lang LaSalle Inc. | 7,042 | 931,586 | ||||||
Kennedy-Wilson Holdings Inc. | 23,957 | 382,833 | ||||||
Marcus & Millichap Inc.(a) | 9,827 | 352,298 | ||||||
Realogy Holdings Corp.(a) | 19,436 | 239,257 | ||||||
Redfin Corp.(a)(b) | 9,444 | 452,273 | ||||||
St. Joe Co. (The) | 7,446 | 245,792 | ||||||
Tejon Ranch Co.(a) | 14,850 | 212,801 | ||||||
|
| |||||||
3,621,675 | ||||||||
Road & Rail — 0.7% | ||||||||
ArcBest Corp. | 6,408 | 268,559 | ||||||
Avis Budget Group Inc.(a) | 8,306 | 292,122 | ||||||
Landstar System Inc. | 6,434 | 845,556 | ||||||
Ryder System Inc. | 9,797 | 580,179 | ||||||
Saia Inc.(a) | 2,468 | 430,765 | ||||||
Schneider National Inc., Class B | 11,891 | 248,522 | ||||||
Werner Enterprises Inc. | 8,478 | 339,035 | ||||||
|
| |||||||
3,004,738 | ||||||||
Semiconductors & Semiconductor Equipment — 3.1% | ||||||||
Advanced Energy Industries Inc.(a)(b) | 4,460 | 430,212 | ||||||
Amkor Technology Inc.(a) | 15,871 | 233,939 | ||||||
Brooks Automation Inc. | 7,190 | 524,798 | ||||||
Cirrus Logic Inc.(a) | 9,027 | 723,063 | ||||||
CMC Materials Inc. | 2,440 | 376,443 | ||||||
Cree Inc.(a) | 14,712 | 1,329,818 | ||||||
Entegris Inc. | 15,299 | 1,416,993 | ||||||
First Solar Inc.(a) | 10,613 | 991,573 | ||||||
FormFactor Inc.(a) | 5,621 | 230,461 | ||||||
Ichor Holdings Ltd.(a) | 7,871 | 251,085 | ||||||
Inphi Corp.(a) | 5,683 | 881,604 | ||||||
Kulicke & Soffa Industries Inc. | 13,376 | 407,299 | ||||||
Lattice Semiconductor Corp.(a) | 14,797 | 619,254 | ||||||
MaxLinear Inc.(a) | 7,961 | �� | 248,781 | |||||
MKS Instruments Inc. | 4,056 | 559,647 | ||||||
Onto Innovation Inc.(a) | 9,625 | 425,521 | ||||||
Power Integrations Inc. | 7,642 | 545,562 | ||||||
Rambus Inc.(a) | 18,617 | 292,659 |
Security | Shares | Value | ||||||
Semiconductors & Semiconductor Equipment (continued) |
| |||||||
Semtech Corp.(a) | 7,316 | $ | 493,611 | |||||
Silicon Laboratories Inc.(a) | 5,845 | 685,092 | ||||||
SunPower Corp.(a) | 10,930 | 242,209 | ||||||
Synaptics Inc.(a) | 4,073 | 316,757 | ||||||
Ultra Clean Holdings Inc.(a) | 7,664 | 242,489 | ||||||
Universal Display Corp. | 5,015 | 1,148,636 | ||||||
Veeco Instruments Inc.(a) | 13,784 | 229,090 | ||||||
|
| |||||||
13,846,596 | ||||||||
Software — 6.5% | ||||||||
2U Inc.(a)(b) | 8,343 | 269,562 | ||||||
8x8 Inc.(a) | 14,069 | 278,144 | ||||||
ACI Worldwide Inc.(a) | 22,638 | 737,546 | ||||||
Alarm.com Holdings Inc.(a) | 3,568 | 270,847 | ||||||
Altair Engineering Inc., Class A(a) | 5,520 | 297,528 | ||||||
Alteryx Inc., Class A(a) | 6,191 | 741,929 | ||||||
Anaplan Inc.(a) | 13,093 | 916,379 | ||||||
Appian Corp.(a)(b) | 3,710 | 519,400 | ||||||
Aspen Technology Inc.(a) | 8,245 | 1,108,540 | ||||||
Avaya Holdings Corp.(a) | 14,980 | 278,778 | ||||||
Bill.Com Holdings Inc.(a) | 6,297 | 772,705 | ||||||
Blackbaud Inc. | 8,137 | 448,267 | ||||||
Blackline Inc.(a) | 7,579 | 931,459 | ||||||
Bottomline Technologies DE Inc.(a) | 5,159 | 235,457 | ||||||
Box Inc., Class A(a) | 19,769 | 369,483 | ||||||
CDK Global Inc. | 14,562 | 697,520 | ||||||
Cerence Inc.(a) | 4,582 | 415,816 | ||||||
Cloudera Inc.(a) | 22,723 | 265,405 | ||||||
CommVault Systems Inc.(a) | 4,884 | 233,260 | ||||||
Cornerstone OnDemand Inc.(a) | 5,151 | 227,417 | ||||||
Digital Turbine Inc.(a) | 7,459 | 335,506 | ||||||
Elastic NV(a) | 7,353 | 910,301 | ||||||
Envestnet Inc.(a) | 6,622 | 531,482 | ||||||
Everbridge Inc.(a)(b) | 4,146 | 526,293 | ||||||
FireEye Inc.(a) | 23,137 | 347,749 | ||||||
Five9 Inc.(a) | 8,200 | 1,272,640 | ||||||
LivePerson Inc.(a) | 7,080 | 413,614 | ||||||
Manhattan Associates Inc.(a) | 7,161 | 732,141 | ||||||
Medallia Inc.(a)(b) | 8,974 | 314,000 | ||||||
MicroStrategy Inc., Class A(a) | 1,019 | 349,283 | ||||||
Mimecast Ltd.(a) | 9,942 | 447,191 | ||||||
MobileIron Inc.(a) | 34,653 | 243,957 | ||||||
Model N Inc.(a) | 6,746 | 232,467 | ||||||
New Relic Inc.(a) | 8,405 | 502,031 | ||||||
Nuance Communications Inc.(a)(b) | 30,993 | 1,336,728 | ||||||
Nutanix Inc., Class A(a) | 24,500 | 671,055 | ||||||
Paylocity Holding Corp.(a) | 5,368 | 1,055,349 | ||||||
Pegasystems Inc. | 3,016 | 394,734 | ||||||
Progress Software Corp. | 9,503 | 381,070 | ||||||
Proofpoint Inc.(a) | 6,062 | 627,356 | ||||||
PROS Holdings Inc.(a) | 6,686 | 286,762 | ||||||
Q2 Holdings Inc.(a) | 3,615 | 409,832 | ||||||
Qualys Inc.(a) | 4,710 | 447,497 | ||||||
Rapid7 Inc.(a) | 8,245 | 617,880 | ||||||
RealPage Inc.(a)(b) | 5,558 | 383,446 | ||||||
SailPoint Technologies Holdings Inc.(a)(b) | 10,621 | 494,514 | ||||||
Smartsheet Inc., Class A(a) | 14,696 | 852,809 | ||||||
Sprout Social Inc., Class A(a) | 5,110 | 262,552 | ||||||
SPS Commerce Inc.(a) | 5,198 | 535,758 | ||||||
SVMK Inc.(a) | 15,213 | 323,733 | ||||||
Tenable Holdings Inc.(a) | 6,004 | 216,204 |
9
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Software (continued) | ||||||||
Teradata Corp.(a)(b) | 30,165 | $ | 661,518 | |||||
Varonis Systems Inc.(a) | 3,090 | 372,778 | ||||||
Verint Systems Inc.(a) | 3,909 | 222,657 | ||||||
Workiva Inc.(a) | 6,228 | 467,038 | ||||||
Xperi Holding Corp. | 11,875 | 226,575 | ||||||
Yext Inc.(a)(b) | 13,106 | 249,145 | ||||||
Zuora Inc., Class A(a) | 17,579 | 200,225 | ||||||
|
| |||||||
28,871,312 | ||||||||
Specialty Retail — 2.8% | ||||||||
American Eagle Outfitters Inc. | 24,779 | 445,774 | ||||||
Asbury Automotive Group Inc.(a) | 2,523 | 284,519 | ||||||
AutoNation Inc.(a) | 6,490 | 397,772 | ||||||
Bed Bath & Beyond Inc. | 13,448 | 281,870 | ||||||
Boot Barn Holdings Inc.(a) | 5,462 | 225,362 | ||||||
Five Below Inc.(a) | 6,644 | 1,039,122 | ||||||
Floor & Decor Holdings Inc., Class A(a) | 8,761 | 701,669 | ||||||
Foot Locker Inc. | 12,972 | 485,153 | ||||||
GameStop Corp., Class A(a) | 18,752 | 310,533 | ||||||
Gap Inc. (The) | 36,638 | 767,933 | ||||||
Group 1 Automotive Inc. | 2,255 | 267,917 | ||||||
Haverty Furniture Companies Inc. | 7,656 | 208,396 | ||||||
Hibbett Sports Inc.(a) | 5,384 | 221,605 | ||||||
L Brands Inc. | 26,531 | 1,029,668 | ||||||
Lithia Motors Inc., Class A | 3,093 | 894,805 | ||||||
MarineMax Inc.(a) | 6,705 | 220,192 | ||||||
Monro Inc. | 5,322 | 250,187 | ||||||
Murphy USA Inc. | 4,295 | 550,619 | ||||||
National Vision Holdings Inc.(a) | 10,071 | 431,140 | ||||||
ODP Corp. (The) | 7,372 | 211,355 | ||||||
Rent-A-Center Inc./TX | 9,390 | 317,570 | ||||||
RH(a)(b) | 1,715 | 777,169 | ||||||
Sally Beauty Holdings Inc.(a) | 21,188 | 243,662 | ||||||
Signet Jewelers Ltd. | 8,045 | 243,683 | ||||||
Sleep Number Corp.(a)(b) | 4,192 | 290,883 | ||||||
Urban Outfitters Inc.(a) | 7,713 | 211,182 | ||||||
Williams-Sonoma Inc. | 10,601 | 1,160,491 | ||||||
Zumiez Inc.(a) | 6,402 | 237,450 | ||||||
|
| |||||||
12,707,681 | ||||||||
Technology Hardware, Storage & Peripherals — 0.3% | ||||||||
NCR Corp.(a) | 16,647 | 460,623 | ||||||
Pure Storage Inc., Class A(a) | 24,748 | 452,146 | ||||||
Xerox Holdings Corp. | 27,153 | 594,379 | ||||||
|
| |||||||
1,507,148 | ||||||||
Textiles, Apparel & Luxury Goods — 1.9% | ||||||||
Capri Holdings Ltd.(a) | 13,852 | 490,084 | ||||||
Carter’s Inc. | 6,667 | 593,296 | ||||||
Columbia Sportswear Co. | 6,240 | 511,243 | ||||||
Crocs Inc.(a) | 9,311 | 548,325 | ||||||
Deckers Outdoor Corp.(a) | 4,190 | 1,066,732 | ||||||
Hanesbrands Inc. | 49,982 | 709,744 | ||||||
Kontoor Brands Inc.(a) | 7,264 | 302,691 | ||||||
Levi Strauss & Co., Class A | 18,766 | 345,107 | ||||||
Oxford Industries Inc. | 3,847 | 214,624 | ||||||
PVH Corp. | 10,315 | 819,939 | ||||||
Ralph Lauren Corp. | 5,518 | 473,169 | ||||||
Skechers U.S.A. Inc., Class A(a) | 6,351 | 212,568 | ||||||
Steven Madden Ltd. | 10,120 | 318,476 | ||||||
Tapestry Inc. | 31,635 | 895,903 | ||||||
Under Armour Inc., Class A(a) | 22,354 | 370,406 |
Security | Shares | Value | ||||||
Textiles, Apparel & Luxury Goods (continued) |
| |||||||
Under Armour Inc., Class C, NVS(a) | 23,304 | $ | 339,073 | |||||
Wolverine World Wide Inc. | 14,824 | 427,821 | ||||||
|
| |||||||
8,639,201 | ||||||||
Thrifts & Mortgage Finance — 1.2% | ||||||||
Columbia Financial Inc.(a) | 18,845 | 270,803 | ||||||
Essent Group Ltd. | 7,306 | 320,441 | ||||||
Federal Agricultural Mortgage Corp., Class C, NVS | 4,110 | 278,247 | ||||||
HomeStreet Inc. | 10,401 | 336,472 | ||||||
Meta Financial Group Inc. | 6,369 | 210,814 | ||||||
MGIC Investment Corp. | 55,882 | 668,349 | ||||||
Mr Cooper Group Inc.(a) | 12,236 | 326,212 | ||||||
New York Community Bancorp. Inc. | 64,514 | 625,141 | ||||||
NMI Holdings Inc., Class A(a) | 9,470 | 207,488 | ||||||
PennyMac Financial Services Inc. | 8,056 | 464,348 | ||||||
Premier Financial Corp. | 13,417 | 277,866 | ||||||
Provident Financial Services Inc. | 15,368 | 240,816 | ||||||
Radian Group Inc. | 15,683 | 296,095 | ||||||
TFS Financial Corp. | 16,266 | 279,775 | ||||||
Washington Federal Inc. | 8,852 | 206,871 | ||||||
WSFS Financial Corp. | 5,930 | 226,111 | ||||||
|
| |||||||
5,235,849 | ||||||||
Trading Companies & Distributors — 1.2% | ||||||||
Air Lease Corp. | 10,954 | 400,588 | ||||||
Applied Industrial Technologies Inc. | 2,837 | 222,506 | ||||||
Beacon Roofing Supply Inc.(a) | 8,065 | 293,485 | ||||||
BMC Stock Holdings Inc.(a) | 4,605 | 225,369 | ||||||
GATX Corp. | 5,991 | 477,842 | ||||||
GMS Inc.(a) | 6,923 | 216,205 | ||||||
Herc Holdings Inc.(a) | 3,814 | 218,466 | ||||||
MSC Industrial Direct Co. Inc., Class A | 3,183 | 265,207 | ||||||
Rush Enterprises Inc., Class A | 6,214 | 238,183 | ||||||
SiteOne Landscape Supply Inc.(a)(b) | 6,448 | 890,469 | ||||||
Triton International Ltd. | 11,492 | 520,128 | ||||||
Univar Solutions Inc.(a) | 11,448 | 204,919 | ||||||
Watsco Inc. | 2,290 | 520,654 | ||||||
WESCO International Inc.(a) | 8,790 | 573,284 | ||||||
|
| |||||||
5,267,305 | ||||||||
Transportation Infrastructure — 0.1% | ||||||||
Macquarie Infrastructure Corp. | 12,088 | 391,047 | ||||||
|
| |||||||
Water Utilities — 0.2% | ||||||||
American States Water Co. | 6,930 | 511,573 | ||||||
California Water Service Group | 4,548 | 225,035 | ||||||
SJW Group | 3,700 | 242,720 | ||||||
|
| |||||||
979,328 | ||||||||
Wireless Telecommunication Services — 0.2% | ||||||||
Boingo Wireless Inc.(a) | 15,250 | 215,787 | ||||||
Shenandoah Telecommunications Co. | 6,404 | 284,594 | ||||||
Telephone and Data Systems Inc. | 11,516 | 218,574 | ||||||
|
| |||||||
718,955 | ||||||||
|
| |||||||
Total Common Stocks — 99.9% | 445,364,726 | |||||||
|
| |||||||
Short-Term Investments | ||||||||
Money Market Funds — 5.0% | ||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares, 0.19%(d)(e)(f) | 21,630,780 | 21,643,758 |
10
Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® ESG Aware MSCI USA Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Money Market Funds (continued) | ||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares, 0.04%(d)(e) | 860,000 | $ | 860,000 | |||||
|
| |||||||
22,503,758 | ||||||||
|
| |||||||
Total Short-Term Investments — 5.0% | 22,503,758 | |||||||
|
| |||||||
Total Investments in Securities — 104.9% | 467,868,484 | |||||||
Other Assets, Less Liabilities — (4.9)% | (21,984,378 | ) | ||||||
|
| |||||||
Net Assets — 100.0% | $ | 445,884,106 | ||||||
|
|
(a) | Non-income producing security. |
(b) | All or a portion of this security is on loan. |
(c) | Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy. |
(d) | Affiliate of the Fund. |
(e) | Annualized 7-day yield as of period-end. |
(f) | All or a portion of this security was purchased with cash collateral received from loaned securities. |
Affiliates
Investments in issuers considered to be affiliate(s) of the Fund during the period ended November 30, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:
Affiliated Issuer | Value at 08/31/20 | Purchases at Cost | Proceeds from Sales | Net Realized Gain (Loss) | Change in Unrealized Appreciation (Depreciation) | Value at 11/30/20 | Shares Held at 11/30/20 | Income | Capital Gain Distributions from Underlying Funds | |||||||||||||||||||||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares | $ | 13,849,687 | $ | 7,800,697 | (a) | $ | — | $ | (2,003 | ) | $ | (4,623 | ) | $ | 21,643,758 | 21,630,780 | $ | 26,295 | (b) | $ | — | |||||||||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares | 360,000 | 500,000 | (a) | — | — | — | 860,000 | 860,000 | 129 | — | ||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||||||||||
$ | (2,003 | ) | $ | (4,623 | ) | $ | 22,503,758 | $ | 26,424 | $ | — | |||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) | Represents net amount purchased (sold). |
(b) | All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities. |
Fair Value Measurements
Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.
The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of November 30, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.
| ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
| ||||||||||||||||
Investments | ||||||||||||||||
Assets | ||||||||||||||||
Common Stocks | $ | 445,361,649 | $ | — | $ | 3,077 | $ | 445,364,726 | ||||||||
Money Market Funds | 22,503,758 | — | — | 22,503,758 | ||||||||||||
|
|
|
|
|
|
|
| |||||||||
$ | 467,865,407 | $ | — | $ | 3,077 | $ | 467,868,484 | |||||||||
|
|
|
|
|
|
|
|
Portfolio Abbreviations - Equity | ||
NVS | Non-Voting Shares |
11