Consolidated Schedule of Investments (unaudited) November 30, 2020 | iShares® MSCI India Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
| ||||||||
Common Stocks | ||||||||
Air Freight & Logistics — 0.2% | ||||||||
Blue Dart Express Ltd.(a) | 7,728 | $ | 416,927 | |||||
|
| |||||||
Airlines — 0.1% | ||||||||
SpiceJet Ltd.(a) | 342,024 | 330,218 | ||||||
|
| |||||||
Auto Components — 3.7% | ||||||||
Apollo Tyres Ltd. | 465,766 | 1,160,071 | ||||||
Ceat Ltd. | 32,935 | 510,705 | ||||||
Endurance Technologies Ltd.(b) | 57,264 | 894,650 | ||||||
Exide Industries Ltd. | 692,075 | 1,727,472 | ||||||
Mahindra CIE Automotive Ltd.(a) | 185,156 | 400,408 | ||||||
Minda Industries Ltd. | 110,703 | 577,909 | ||||||
Sundram Fasteners Ltd. | 137,835 | 970,720 | ||||||
Tube Investments of India Ltd. | 152,272 | 1,693,459 | ||||||
|
| |||||||
7,935,394 | ||||||||
Banks — 4.5% | ||||||||
AU Small Finance Bank Ltd.(a)(b) | 124,739 | 1,413,281 | ||||||
City Union Bank Ltd. | 588,323 | 1,478,032 | ||||||
DCB Bank Ltd.(a) | 247,723 | 360,096 | ||||||
Federal Bank Ltd.(a) | 2,404,273 | 2,038,833 | ||||||
IDFC First Bank Ltd.(a) | 3,694,764 | 1,833,506 | ||||||
Karur Vysya Bank Ltd. (The)(a) | 637,781 | 322,954 | ||||||
RBL Bank Ltd.(b) | 579,907 | 1,752,495 | ||||||
Yes Bank Ltd., New | 4,044,378 | 618,486 | ||||||
|
| |||||||
9,817,683 | ||||||||
Beverages — 1.2% | ||||||||
Radico Khaitan Ltd. | 108,731 | 667,307 | ||||||
Varun Beverages Ltd. | 163,879 | 1,928,320 | ||||||
|
| |||||||
2,595,627 | ||||||||
Building Products — 2.1% | ||||||||
Astral Poly Technik Ltd. | 111,033 | 2,203,156 | ||||||
Blue Star Ltd. | 70,413 | 771,910 | ||||||
Cera Sanitaryware Ltd. | 8,472 | 357,441 | ||||||
Kajaria Ceramics Ltd. | 129,424 | 1,132,299 | ||||||
|
| |||||||
4,464,806 | ||||||||
Capital Markets — 4.2% | ||||||||
Central Depository Services India Ltd. | 83,383 | 551,373 | ||||||
CRISIL Ltd. | 23,619 | 629,957 | ||||||
Dhani Services Ltd. | 361,640 | 1,375,874 | ||||||
Edelweiss Financial Services Ltd.(a) | 760,954 | 719,275 | ||||||
ICICI Securities Ltd.(b) | 104,920 | 635,488 | ||||||
IDFC Ltd. | 1,949,516 | 1,100,377 | ||||||
IIFL Wealth Management Ltd. | 54,372 | 745,689 | ||||||
Indian Energy Exchange Ltd.(b) | 58,536 | 172,076 | ||||||
JM Financial Ltd. | 697,537 | 776,127 | ||||||
Motilal Oswal Financial Services Ltd. | 60,278 | 495,939 | ||||||
Multi Commodity Exchange of India Ltd. | 40,693 | 887,395 | ||||||
Nippon Life India Asset Management Ltd.(b) | 199,455 | 782,131 | ||||||
Tata Investment Corp. Ltd. | 20,597 | 261,759 | ||||||
|
| |||||||
9,133,460 | ||||||||
Chemicals — 11.2% | ||||||||
Aarti Industries Ltd. | 117,017 | 1,825,501 | ||||||
Advanced Enzyme Technologies Ltd. | 69,888 | 333,037 | ||||||
Akzo Nobel India Ltd. | 14,832 | 431,203 | ||||||
Alkyl Amines Chemicals | 8,012 | 434,375 | ||||||
Atul Ltd. | 24,151 | 2,057,912 | ||||||
BASF India Ltd. | 17,621 | 394,065 | ||||||
Bayer CropScience Ltd./India | 18,296 | 1,246,839 |
Security | Shares | Value | ||||||
| ||||||||
Chemicals (continued) | ||||||||
Castrol India Ltd. | 641,706 | $ | 1,086,605 | |||||
Chambal Fertilizers and Chemicals Ltd. | 271,103 | 746,248 | ||||||
Coromandel International Ltd. | 164,037 | 1,834,822 | ||||||
Deepak Nitrite Ltd. | 111,052 | 1,297,272 | ||||||
EID Parry India Ltd.(a) | 113,155 | 529,896 | ||||||
Fine Organic Industries Ltd. | 11,529 | 400,858 | ||||||
Finolex Industries Ltd. | 80,831 | 688,561 | ||||||
Galaxy Surfactants Ltd. | 16,956 | 444,139 | ||||||
Gujarat Fluorochemicals Ltd.(a) | 35,776 | 277,488 | ||||||
Gulf Oil Lubricants India Ltd. | 24,512 | 261,980 | ||||||
Linde India Ltd. | 34,719 | 427,282 | ||||||
Navin Fluorine International Ltd. | 40,947 | 1,485,745 | ||||||
Rallis India Ltd. | 125,451 | 477,622 | ||||||
SRF Ltd. | 46,591 | 3,229,733 | ||||||
Supreme Industries Ltd. | 101,089 | 2,226,296 | ||||||
Tata Chemicals Ltd. | 269,651 | 1,427,701 | ||||||
Vinati Organics Ltd. | 41,843 | 665,505 | ||||||
|
| |||||||
24,230,685 | ||||||||
Communications Equipment — 0.3% | ||||||||
Sterlite Technologies Ltd. | 259,328 | 569,913 | ||||||
|
| |||||||
Construction & Engineering — 3.2% | ||||||||
Dilip Buildcon Ltd.(b) | 55,679 | 267,470 | ||||||
Engineers India Ltd. | 463,035 | 463,934 | ||||||
GE Power India Ltd. | 5,399 | 19,983 | ||||||
IRB Infrastructure Developers Ltd. | 228,922 | 366,615 | ||||||
Kalpataru Power Transmission Ltd. | 113,373 | 490,808 | ||||||
KEC International Ltd. | 178,342 | 865,747 | ||||||
NBCC India Ltd. | 1,025,942 | 360,192 | ||||||
PNC Infratech Ltd. | 146,219 | 337,035 | ||||||
Voltas Ltd. | 349,280 | 3,804,260 | ||||||
|
| |||||||
6,976,044 | ||||||||
Construction Materials — 3.0% | ||||||||
Birla Corp. Ltd. | 37,655 | 360,425 | ||||||
Dalmia Bharat Ltd.(a) | 115,884 | 1,723,952 | ||||||
HeidelbergCement India Ltd. | 110,812 | 311,609 | ||||||
India Cements Ltd. (The) | 277,552 | 594,410 | ||||||
JK Cement Ltd.(a) | 48,049 | 1,317,067 | ||||||
Ramco Cements Ltd. (The) | 191,808 | 2,310,696 | ||||||
|
| |||||||
6,618,159 | ||||||||
Consumer Finance — 5.7% | ||||||||
Cholamandalam Financial Holdings Ltd.(a) | 151,570 | 1,107,667 | ||||||
Cholamandalam Investment and Finance Co. Ltd. | 667,324 | 3,502,592 | ||||||
CreditAccess Grameen Ltd.(a) | 74,988 | 801,053 | ||||||
Mahindra & Mahindra Financial Services Ltd.(a) | 1,005,976 | 2,322,855 | ||||||
Manappuram Finance Ltd. | 756,929 | 1,838,247 | ||||||
MAS Financial Services Ltd.(b) | 22,687 | 320,731 | ||||||
Spandana Sphoorty Financial Ltd.(a) | 26,183 | 265,149 | ||||||
Sundaram Finance Ltd. | 81,033 | 1,911,364 | ||||||
Ujjivan Financial Services Ltd. | 49,508 | 189,158 | ||||||
|
| |||||||
12,258,816 | ||||||||
Diversified Financial Services — 0.7% | ||||||||
Aditya Birla Capital Ltd.(a) | 381,626 | 455,800 | ||||||
L&T Finance Holdings Ltd. | 980,238 | 1,149,581 | ||||||
|
| |||||||
1,605,381 | ||||||||
Diversified Telecommunication Services — 0.8% | ||||||||
Tata Communications Ltd. | 116,024 | 1,663,131 | ||||||
|
|
1
Consolidated Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® MSCI India Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
| ||||||||
Electric Utilities — 1.8% | ||||||||
CESC Ltd. | 97,136 | $ | 762,594 | |||||
Tata Power Co. Ltd. (The) | 2,341,498 | 2,051,997 | ||||||
Torrent Power Ltd. | 273,925 | 1,168,846 | ||||||
|
| |||||||
3,983,437 | ||||||||
Electrical Equipment — 2.3% | ||||||||
Amara Raja Batteries Ltd. | 124,447 | 1,591,039 | ||||||
Bharat Heavy Electricals Ltd.(a) | 1,417,558 | 628,803 | ||||||
Finolex Cables Ltd. | 112,072 | 467,318 | ||||||
Graphite India Ltd. | 95,446 | 315,055 | ||||||
HEG Ltd. | 18,855 | 204,880 | ||||||
KEI Industries Ltd. | 87,450 | 501,747 | ||||||
Polycab India Ltd. | 48,529 | 628,039 | ||||||
V-Guard Industries Ltd. | 279,107 | 697,049 | ||||||
|
| |||||||
5,033,930 | ||||||||
Electronic Equipment, Instruments & Components — 0.4% | ||||||||
Redington India Ltd. | 459,852 | 815,928 | ||||||
|
| |||||||
Entertainment — 0.6% | ||||||||
Chennai Super Kings Cricket Ltd.(a)(c) | 206,787 | 28 | ||||||
Inox Leisure Ltd. | 75,373 | 275,360 | ||||||
PVR Ltd. | 62,891 | 1,109,183 | ||||||
|
| |||||||
1,384,571 | ||||||||
Equity Real Estate Investment Trusts (REITs) — 0.5% | ||||||||
Mindspace Business Parks REIT(a)(b) | 241,400 | 998,832 | ||||||
|
| |||||||
Food Products — 1.4% | ||||||||
Avanti Feeds Ltd. | 88,746 | 625,064 | ||||||
Balrampur Chini Mills Ltd. | 188,073 | 418,018 | ||||||
Bombay Burmah Trading Co. | 27,788 | 495,207 | ||||||
CCL Products India Ltd. | 119,148 | 428,366 | ||||||
Kaveri Seed Co. Ltd. | 39,296 | 260,430 | ||||||
KRBL Ltd. | 76,662 | 266,871 | ||||||
Zydus Wellness Ltd. | 20,724 | 521,666 | ||||||
|
| |||||||
3,015,622 | ||||||||
Gas Utilities — 2.5% | ||||||||
Adani Gas Ltd. | 298,796 | 1,403,678 | ||||||
Gujarat Gas Ltd. | 280,246 | 1,320,129 | ||||||
Gujarat State Petronet Ltd. | 459,376 | 1,361,884 | ||||||
Mahanagar Gas Ltd. | 96,511 | 1,386,487 | ||||||
|
| |||||||
5,472,178 | ||||||||
Health Care Providers & Services — 2.6% | ||||||||
Aster DM Healthcare Ltd.(a)(b) | 187,905 | 424,876 | ||||||
Dr Lal PathLabs Ltd.(b) | 47,502 | 1,469,198 | ||||||
Fortis Healthcare Ltd.(a) | 737,630 | 1,503,025 | ||||||
Metropolis Healthcare Ltd.(a) | 41,467 | 1,251,128 | ||||||
Narayana Hrudayalaya Ltd. | 116,468 | 607,768 | ||||||
Thyrocare Technologies Ltd.(b) | 30,114 | 446,589 | ||||||
|
| |||||||
5,702,584 | ||||||||
Hotels, Restaurants & Leisure — 1.2% | ||||||||
EIH Ltd.(a) | 254,588 | 308,883 | ||||||
Indian Hotels Co. Ltd. (The) | 1,130,247 | 1,803,969 | ||||||
Westlife Development Ltd.(a) | 88,726 | 521,828 | ||||||
|
| |||||||
2,634,680 | ||||||||
Household Durables — 3.7% | ||||||||
Amber Enterprises India Ltd. | 27,434 | 888,927 | ||||||
Bajaj Electricals Ltd.(a) | 73,801 | 570,577 | ||||||
Crompton Greaves Consumer Electricals Ltd. | 766,107 | 3,158,308 | ||||||
Dixon Technologies India Ltd. | 9,420 | 1,511,124 | ||||||
Johnson Controls-Hitachi Air Conditioning India Ltd.(a) | 11,069 | 341,743 |
Security | Shares | Value | ||||||
| ||||||||
Household Durables (continued) | ||||||||
Orient Electric Ltd. | 188,235 | $ | 604,182 | |||||
Symphony Ltd. | 28,480 | 324,656 | ||||||
TTK Prestige Ltd. | 6,772 | 525,419 | ||||||
|
| |||||||
7,924,936 | ||||||||
Household Products — 0.2% | ||||||||
Jyothy Labs Ltd. | 239,187 | 455,079 | ||||||
|
| |||||||
Independent Power and Renewable Electricity Producers — 0.5% | ||||||||
Adani Power Ltd.(a) | 1,256,137 | 653,034 | ||||||
JSW Energy Ltd. | 535,027 | 447,203 | ||||||
|
| |||||||
1,100,237 | ||||||||
Industrial Conglomerates — 1.0% | ||||||||
3M India Ltd.(a) | 4,492 | 1,326,372 | ||||||
Godrej Industries Ltd.(a) | 136,998 | 750,512 | ||||||
|
| |||||||
2,076,884 | ||||||||
Insurance — 1.3% | ||||||||
Max Financial Services Ltd.(a) | 329,234 | 2,883,722 | ||||||
|
| |||||||
Interactive Media & Services — 0.2% | ||||||||
Just Dial Ltd.(a) | 55,320 | 453,317 | ||||||
|
| |||||||
Internet & Direct Marketing Retail — 0.2% | ||||||||
Infibeam Avenues Ltd. | 324,500 | 345,067 | ||||||
|
| |||||||
IT Services — 3.6% | ||||||||
Coforge Ltd. | 29,593 | 959,304 | ||||||
Firstsource Solutions Ltd. | 452,342 | 483,150 | ||||||
Mindtree Ltd. | 93,871 | 1,796,518 | ||||||
Mphasis Ltd. | 136,711 | 2,428,838 | ||||||
Persistent Systems Ltd. | 74,671 | 1,203,256 | ||||||
Sonata Software Ltd. | 94,183 | 434,248 | ||||||
Vakrangee Ltd. | 776,317 | 402,539 | ||||||
|
| |||||||
7,707,853 | ||||||||
Life Sciences Tools & Services — 0.7% | ||||||||
Syngene International Ltd.(a)(b) | 195,409 | 1,525,012 | ||||||
|
| |||||||
Machinery — 5.5% | ||||||||
AIA Engineering Ltd. | 69,286 | 1,736,775 | ||||||
Ashok Leyland Ltd. | 2,151,111 | 2,676,680 | ||||||
Carborundum Universal Ltd. | 169,643 | 794,769 | ||||||
Cochin Shipyard Ltd.(b) | 53,550 | 267,004 | ||||||
Cummins India Ltd. | 203,052 | 1,606,731 | ||||||
Escorts Ltd. | 98,805 | 1,873,001 | ||||||
GMM Pfaudler Ltd. | 10,665 | 549,342 | ||||||
Lakshmi Machine Works Ltd. | 6,089 | 352,478 | ||||||
Schaeffler India Ltd. | 12,726 | 684,646 | ||||||
Thermax Ltd. | 66,824 | 806,152 | ||||||
Timken India Ltd. | 30,622 | 496,795 | ||||||
|
| |||||||
11,844,373 | ||||||||
Media — 0.2% | ||||||||
Affle India Ltd.(a) | 5,511 | 254,392 | ||||||
TV18 Broadcast Ltd.(a) | 725,838 | 291,095 | ||||||
|
| |||||||
545,487 | ||||||||
Metals & Mining — 2.1% | ||||||||
APL Apollo Tubes Ltd.(a) | 16,051 | 732,345 | ||||||
Jindal Steel & Power Ltd.(a) | 664,402 | 2,189,067 | ||||||
Mishra Dhatu Nigam Ltd.(b) | 76,267 | 197,629 | ||||||
MOIL Ltd. | 7,879 | 13,155 | ||||||
National Aluminium Co. Ltd. | 1,518,997 | 804,047 |
2
Consolidated Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® MSCI India Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
| ||||||||
Metals & Mining (continued) | ||||||||
Ratnamani Metals & Tubes Ltd. | 25,379 | $ | 578,990 | |||||
|
| |||||||
4,515,233 | ||||||||
Multiline Retail — 0.4% | ||||||||
Future Retail Ltd.(a) | 309,084 | 344,951 | ||||||
V-Mart Retail Ltd.(a) | 14,495 | 440,842 | ||||||
|
| |||||||
785,793 | ||||||||
Oil, Gas & Consumable Fuels — 0.8% | ||||||||
Aegis Logistics Ltd. | 209,017 | 722,113 | ||||||
Great Eastern Shipping Co. Ltd. (The) | 166,854 | 568,901 | ||||||
Oil India Ltd. | 353,172 | 458,536 | ||||||
|
| |||||||
1,749,550 | ||||||||
Paper & Forest Products — 0.2% | ||||||||
Century Textiles & Industries Ltd. | 72,755 | 345,668 | ||||||
|
| |||||||
Personal Products — 1.4% | ||||||||
Bajaj Consumer Care Ltd.(a) | 152,414 | 420,261 | ||||||
Emami Ltd. | 311,485 | 1,852,138 | ||||||
Gillette India Ltd. | 10,612 | 832,954 | ||||||
|
| |||||||
3,105,353 | ||||||||
Pharmaceuticals — 8.4% | ||||||||
Aarti Drugs Ltd. | 53,103 | 512,736 | ||||||
Ajanta Pharma Ltd. | 42,629 | 884,225 | ||||||
Alembic Pharmaceuticals Ltd. | 95,374 | 1,285,412 | ||||||
AstraZeneca Pharma India Ltd. | 8,142 | 499,022 | ||||||
Eris Lifesciences Ltd.(b) | 55,277 | 389,146 | ||||||
FDC Ltd./India | 81,346 | 377,258 | ||||||
Glenmark Pharmaceuticals Ltd. | 252,717 | 1,608,653 | ||||||
Granules India Ltd. | 201,350 | 1,121,674 | ||||||
IOL Chemicals and Pharmaceuticals Ltd. | 33,458 | 353,098 | ||||||
JB Chemicals & Pharmaceuticals Ltd. | 56,631 | 760,649 | ||||||
Jubilant Life Sciences Ltd. | 116,719 | 1,139,510 | ||||||
Laurus Labs Ltd.(b) | 523,692 | 2,240,618 | ||||||
Natco Pharma Ltd. | 148,241 | 1,845,700 | ||||||
Procter & Gamble Health Ltd. | 10,010 | 928,344 | ||||||
Sanofi India Ltd. | 15,001 | 1,674,653 | ||||||
Shilpa Medicare Ltd. | 46,466 | 295,745 | ||||||
Strides Pharma Science Ltd. | 94,333 | 973,312 | ||||||
Sun Pharma Advanced Research Co. Ltd.(a) | 106,680 | 261,744 | ||||||
Suven Pharmaceuticals Ltd.(a) | 145,088 | 777,688 | ||||||
Wockhardt Ltd.(a) | 54,097 | 330,800 | ||||||
|
| |||||||
18,259,987 | ||||||||
Professional Services — 1.0% | ||||||||
L&T Technology Services Ltd.(b) | 42,559 | 990,297 | ||||||
Quess Corp. Ltd.(a)(b) | 108,187 | 731,607 | ||||||
TeamLease Services Ltd.(a) | 16,704 | 563,873 | ||||||
|
| |||||||
2,285,777 | ||||||||
Real Estate Management & Development — 3.1% | ||||||||
Godrej Properties Ltd.(a) | 123,147 | 1,938,009 | ||||||
Hemisphere Properties India Ltd.(a) | 111,383 | 94,829 | ||||||
Indiabulls Real Estate Ltd.(a) | 333,171 | 291,303 | ||||||
NESCO Ltd. | 34,454 | 252,905 | ||||||
Oberoi Realty Ltd.(a) | 205,844 | 1,288,050 | ||||||
Phoenix Mills Ltd. (The)(a) | 139,757 | 1,288,090 | ||||||
Prestige Estates Projects Ltd. | 228,469 | 824,640 | ||||||
Sobha Ltd. | 77,224 | 324,251 | ||||||
Sunteck Realty Ltd. | 83,424 | 354,790 | ||||||
|
| |||||||
6,656,867 |
Security | Shares | Value | ||||||
| ||||||||
Software — 1.2% | ||||||||
Birlasoft Ltd.(a) | 192,376 | $ | 513,306 | |||||
Cyient Ltd. | 62,883 | 415,349 | ||||||
Tanla Platforms Ltd. | 13,626 | 112,725 | ||||||
Tata Elxsi Ltd. | 55,550 | 1,191,355 | ||||||
Zensar Technologies Ltd. | 89,606 | 275,511 | ||||||
|
| |||||||
2,508,246 | ||||||||
Specialty Retail — 0.1% | ||||||||
Future Lifestyle Fashions Ltd.(a) | 154,952 | 197,205 | ||||||
|
| |||||||
Textiles, Apparel & Luxury Goods — 3.2% | ||||||||
Aditya Birla Fashion and Retail Ltd.(a) | 491,833 | 1,080,214 | ||||||
Bata India Ltd. | 94,183 | 2,000,377 | ||||||
Garware Technical Fibres Ltd. | 15,674 | 471,355 | ||||||
KPR Mill Ltd. | 28,013 | 304,694 | ||||||
Rajesh Exports Ltd.(a) | 96,161 | 584,838 | ||||||
Relaxo Footwears Ltd.(a) | 80,849 | 805,256 | ||||||
Vaibhav Global Ltd. | 16,261 | 467,577 | ||||||
Vardhman Textiles Ltd.(a) | 37,466 | 412,395 | ||||||
VIP Industries Ltd. | 91,000 | 444,148 | ||||||
Welspun India Ltd. | 517,921 | 480,112 | ||||||
|
| |||||||
7,050,966 | ||||||||
Thrifts & Mortgage Finance — 2.6% | ||||||||
Aavas Financiers Ltd.(a) | 44,641 | 969,119 | ||||||
Can Fin Homes Ltd. | 86,732 | 564,442 | ||||||
IIFL Finance Ltd. | 206,796 | 279,800 | ||||||
Indiabulls Housing Finance Ltd. | 417,760 | 1,055,171 | ||||||
LIC Housing Finance Ltd. | 493,079 | 2,190,538 | ||||||
PNB Housing Finance Ltd.(a)(b) | 95,857 | 489,859 | ||||||
|
| |||||||
5,548,929 | ||||||||
Tobacco — 0.1% | ||||||||
Godfrey Phillips India Ltd. | 20,320 | 248,937 | ||||||
|
| |||||||
Trading Companies & Distributors — 0.6% | ||||||||
IndiaMART Intermesh Ltd.(b) | 18,947 | 1,302,871 | ||||||
|
| |||||||
Transportation Infrastructure — 0.9% | ||||||||
GMR Infrastructure Ltd.(a) | 3,439,795 | 1,244,818 | ||||||
Gujarat Pipavav Port Ltd. | 467,894 | 610,959 | ||||||
|
| |||||||
1,855,777 | ||||||||
Wireless Telecommunication Services — 0.9% | ||||||||
Vodafone Idea Ltd.(a) | 14,037,912 | 1,857,663 | ||||||
|
| |||||||
Total Common Stocks — 98.3% |
| 212,794,795 | ||||||
|
| |||||||
Total Investments in Securities — 98.3% |
| 212,794,795 | ||||||
Other Assets, Less Liabilities — 1.7% | 3,720,941 | |||||||
|
| |||||||
Net Assets — 100.0% | $ | 216,515,736 | ||||||
|
|
(a) | Non-income producing security. |
(b) | Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors. |
(c) | Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy. |
3
Consolidated Schedule of Investments (unaudited) (continued) November 30, 2020 | iShares® MSCI India Small-Cap ETF |
Affiliates
Investments in issuers considered to be affiliate(s) of the Fund during the period ended November 30, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:
| ||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 08/31/20 | Purchases at Cost | Proceeds from Sales | Net Realized Gain (Loss) | Change in Unrealized Appreciation (Depreciation) | Value at 11/30/20 | Shares Held at 11/30/20 | Income | Capital Gain Distributions from Underlying Funds | |||||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares(a) | $ | — | $ | 0 | (b) | $ | — | $ | — | $ | — | $ | — | — | $ | 73 | $ | — | ||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) | As of period end, the entity is no longer held. |
(b) | Represents net amount purchased (sold). |
Fair Value Measurements
Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.
The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of November 30, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Consolidated Schedule of Investments above.
| ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
| ||||||||||||||||
Investments | ||||||||||||||||
Assets | ||||||||||||||||
Common Stocks | $ | 212,176,281 | $ | 618,486 | $ | 28 | $ | 212,794,795 | ||||||||
|
|
|
|
|
|
|
|
4 |