The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AB MUNI INC NATL PORT | MF | 018642819 | 2,801 | 262,982 | SH | SOLE | 262,982 | 0 | 0 | ||
BAIN CAP SPECIALTY FIN INC | MF | 05684B107 | 2,990 | 202,316 | SH | SOLE | 202,316 | 0 | 0 | ||
BNY MELLON MA INTERM MUNI BD | MF | 05569M673 | 235 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
BNY MELLON NATL INTERM MUNI BD | MF | 05569M756 | 168 | 11,948 | SH | SOLE | 11,948 | 0 | 0 | ||
DWS S-T MUNI BD FD CL S | MF | 25158T806 | 1,317 | 129,376 | SH | SOLE | 129,376 | 0 | 0 | ||
EATON VANCE MUNI OPP CL A | MF | 27826Y571 | 3,695 | 293,708 | SH | SOLE | 293,708 | 0 | 0 | ||
FIDELITY U.S. BOND INDEX | MF | 316146356 | 381 | 31,818 | SH | SOLE | 31,818 | 0 | 0 | ||
ISHARES CORE U.S. AGGREGATE BD | MF | 464287226 | 1,214 | 10,668 | SH | SOLE | 10,668 | 0 | 0 | ||
ISHARES NATL MUNI BD ETF | MF | 464288414 | 1,265 | 10,901 | SH | SOLE | 10,901 | 0 | 0 | ||
NUVEEN PREFERRED SECS & INC CL | MF | 670700103 | 511 | 29,024 | SH | SOLE | 29,024 | 0 | 0 | ||
NUVEEN S-T MUNI BD FD CL A | MF | 670690593 | 3,020 | 296,623 | SH | SOLE | 296,623 | 0 | 0 | ||
PAYDEN CORE BOND FD ADV | MF | 704329333 | 1,691 | 157,706 | SH | SOLE | 157,706 | 0 | 0 | ||
SCHWAB U.S. AGG BD IDX | MF | 808517718 | 1,529 | 147,259 | SH | SOLE | 147,259 | 0 | 0 | ||
SPDR BBG BCLYS EMERG MKTS BD | MF | 78464A391 | 10,954 | 420,983 | SH | SOLE | 420,983 | 0 | 0 | ||
SPDR BLACKSTONE/GSO SENIOR LOA | MF | 78467V608 | 1,431 | 31,279 | SH | SOLE | 31,279 | 0 | 0 | ||
SPDR BLMBG BRCLY INV GR FLT RT | MF | 78468r200 | 13,544 | 442,047 | SH | SOLE | 442,047 | 0 | 0 | ||
AMERICAN CENTURY EQ INC I | EF | 025076209 | 4,393 | 463,834 | SH | SOLE | 463,834 | 0 | 0 | ||
BNY MELLON INSTL S&P 500 IDX I | EF | 05589L863 | 980 | 13,677 | SH | SOLE | 13,677 | 0 | 0 | ||
BNY MELLON INTERNATL STK FD I | EF | 05587K741 | 495 | 20,555 | SH | SOLE | 20,555 | 0 | 0 | ||
BNY MELLON MID-CAP MULTI-STRAT | EF | 05569M608 | 268 | 12,210 | SH | SOLE | 12,210 | 0 | 0 | ||
DELAWARE SMID CAP GROWTH A | EF | 245906102 | 239 | 5,549 | SH | SOLE | 5,549 | 0 | 0 | ||
FIDELITY 500 INDEX | EF | 315911750 | 5,169 | 37,400 | SH | SOLE | 37,400 | 0 | 0 | ||
FIDELITY CONTRAFUND | EF | 316071109 | 305 | 18,181 | SH | SOLE | 18,181 | 0 | 0 | ||
GOLDMAN SACHS GQG PTNR INT OPP | EF | 38147N293 | 1,620 | 88,776 | SH | SOLE | 88,776 | 0 | 0 | ||
ISHARES CORE DIVIDEND GROWTH | EF | 46434V621 | 4,843 | 100,323 | SH | SOLE | 100,323 | 0 | 0 | ||
ISHARES CORE S&P MID-CAP | EF | 464287507 | 4,136 | 15,890 | SH | SOLE | 15,890 | 0 | 0 | ||
ISHARES CORE S&P SMALL-CAP | EF | 464287804 | 1,264 | 11,644 | SH | SOLE | 11,644 | 0 | 0 | ||
ISHARES RUSSELL 1000 GRWTH | EF | 464287614 | 541 | 2,226 | SH | SOLE | 2,226 | 0 | 0 | ||
ISHARES S&P 500 | EF | 464287200 | 6,049 | 15,206 | SH | SOLE | 15,206 | 0 | 0 | ||
ISHARES S&P SMLL CAP 600 GRTH | EF | 464287887 | 3,871 | 30,188 | SH | SOLE | 30,188 | 0 | 0 | ||
OAKMARK GLOBAL SEL FD INV | EF | 413838822 | 2,689 | 115,598 | SH | SOLE | 115,598 | 0 | 0 | ||
OAKMARK INTERNATL INVESTOR | EF | 413838202 | 907 | 31,890 | SH | SOLE | 31,890 | 0 | 0 | ||
PRINCIPAL MID-CAP CL A | EF | 74254T443 | 1,557 | 42,918 | SH | SOLE | 42,918 | 0 | 0 | ||
SCHWAB S&P 500 IDX | EF | 808509855 | 3,956 | 64,893 | SH | SOLE | 64,893 | 0 | 0 | ||
SCHWAB U.S. DIVIDEND | EF | 808524797 | 261 | 3,579 | SH | SOLE | 3,579 | 0 | 0 | ||
SPDR S&P 600 SM CAP | EF | 78464A813 | 600 | 6,382 | SH | SOLE | 6,382 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | EF | 78467y107 | 2,036 | 4,277 | SH | SOLE | 4,277 | 0 | 0 | ||
TOUCHSTONE SDS CAP EMG MKTS | EF | 89154Q570 | 3,017 | 141,307 | SH | SOLE | 141,307 | 0 | 0 | ||
VANGUARD 500 INDEX FD | EF | 922908710 | 645 | 1,758 | SH | SOLE | 1,758 | 0 | 0 | ||
VANGUARD ADM S&P MID-CAP 400 I | EF | 921932885 | 3,382 | 19,169 | SH | SOLE | 19,169 | 0 | 0 | ||
VANGUARD ADM S&P SM CAP 600 ID | EF | 921932828 | 2,526 | 12,701 | SH | SOLE | 12,701 | 0 | 0 | ||
VANGUARD GROWTH IDS ADM | EF | 922908660 | 1,891 | 14,303 | SH | SOLE | 14,303 | 0 | 0 | ||
VANGUARD GROWTH IDX | EF | 922908736 | 537 | 2,091 | SH | SOLE | 2,091 | 0 | 0 | ||
VANGUARD MID CAP | EF | 922908629 | 2,938 | 13,275 | SH | SOLE | 13,275 | 0 | 0 | ||
VANGUARD S&P 500 | EF | 922908363 | 5,688 | 15,614 | SH | SOLE | 15,614 | 0 | 0 | ||
VANGUARD SMALL CAP | EF | 922908751 | 2,745 | 12,822 | SH | SOLE | 12,822 | 0 | 0 | ||
VANGUARD TAX-MGD CAP APP ADM | EF | 921943866 | 659 | 3,156 | SH | SOLE | 3,156 | 0 | 0 | ||
VANGUARD TOTAL STOCK MARKET | EF | 922908769 | 863 | 4,174 | SH | SOLE | 4,174 | 0 | 0 | ||
WISDOMTREE EMERG MKT. | EF | 97717X578 | 1,048 | 25,756 | SH | SOLE | 25,756 | 0 | 0 | ||
3M COMPANY | COM | 88579y101 | 1,358 | 7,049 | SH | SOLE | 7,049 | 0 | 0 | ||
ABBOTT LABORATORIES | COM | 002824100 | 4,831 | 40,313 | SH | SOLE | 40,313 | 0 | 0 | ||
ABBVIE INC. | COM | 00287y109 | 485 | 4,483 | SH | SOLE | 4,483 | 0 | 0 | ||
ALPHABET INC. CLASS A | COM | 02079k305 | 8,999 | 4,363 | SH | SOLE | 4,363 | 0 | 0 | ||
ALPHABET INC. CLASS C | COM | 02079k107 | 1,396 | 675 | SH | SOLE | 675 | 0 | 0 | ||
AMAZON.COM INC. | COM | 023135106 | 3,759 | 1,215 | SH | SOLE | 1,215 | 0 | 0 | ||
AMERICAN TOWER CORP. | COM | 03027X100 | 416 | 1,740 | SH | SOLE | 1,740 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 8,839 | 72,364 | SH | SOLE | 72,364 | 0 | 0 | ||
BERKSHIRE HATHAWAY CLASS B | COM | 084670702 | 7,857 | 30,756 | SH | SOLE | 30,756 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 409 | 1,605 | SH | SOLE | 1,605 | 0 | 0 | ||
BROOKFIELD INFRASTRUC LP | COM | g16252101 | 8,183 | 153,674 | SH | SOLE | 153,674 | 0 | 0 | ||
CISCO SYSTEMS INC | COM | 17275r102 | 2,776 | 53,677 | SH | SOLE | 53,677 | 0 | 0 | ||
COCA COLA CO. | COM | 191216100 | 355 | 6,744 | SH | SOLE | 6,744 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 616 | 2,736 | SH | SOLE | 2,736 | 0 | 0 | ||
EMERSON ELECTRIC CO. | COM | 291011104 | 275 | 3,050 | SH | SOLE | 3,050 | 0 | 0 | ||
ENBRIDGE INC. | COM | 29250n105 | 4,090 | 112,354 | SH | SOLE | 112,354 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L.P. | COM | 293792107 | 784 | 35,616 | SH | SOLE | 35,616 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 341 | 6,116 | SH | SOLE | 6,116 | 0 | 0 | ||
FACEBOOK, INC. | COM | 30303M102 | 1,274 | 4,324 | SH | SOLE | 4,324 | 0 | 0 | ||
FIRST TR ETF IV NO AMER ENERGY | COM | 33738D101 | 273 | 11,948 | SH | SOLE | 11,948 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC. | COM | 438516106 | 270 | 1,245 | SH | SOLE | 1,245 | 0 | 0 | ||
INTEL CORP. | COM | 458140100 | 295 | 4,611 | SH | SOLE | 4,611 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 339 | 2,544 | SH | SOLE | 2,544 | 0 | 0 | ||
ISHARES MSCI EAFE FD | COM | 464287465 | 1,991 | 26,238 | SH | SOLE | 26,238 | 0 | 0 | ||
ISHARES MSCI EMERGING MKTS | COM | 46434g103 | 229 | 3,552 | SH | SOLE | 3,552 | 0 | 0 | ||
ISHARES NASDAQ BIOTECHNOLOGY | COM | 464287556 | 4,903 | 32,566 | SH | SOLE | 32,566 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 6,030 | 36,691 | SH | SOLE | 36,691 | 0 | 0 | ||
JPMORGAN CHASE & CO. | COM | 46625h100 | 3,221 | 21,162 | SH | SOLE | 21,162 | 0 | 0 | ||
LOWE'S COMPANIES INC. | COM | 548661107 | 2,555 | 13,435 | SH | SOLE | 13,435 | 0 | 0 | ||
MCDONALDS CORP. | COM | 580135101 | 2,095 | 9,345 | SH | SOLE | 9,345 | 0 | 0 | ||
MERCK & CO. INC. NEW | COM | 58933y105 | 825 | 10,698 | SH | SOLE | 10,698 | 0 | 0 | ||
MICROSOFT CORP. | COM | 594918104 | 2,258 | 9,579 | SH | SOLE | 9,579 | 0 | 0 | ||
MONDELEZ INT. INC. CL A | COM | 609207105 | 611 | 10,435 | SH | SOLE | 10,435 | 0 | 0 | ||
MSCI EMERGING MKTS INDEX | COM | 464287234 | 1,303 | 24,419 | SH | SOLE | 24,419 | 0 | 0 | ||
NESTLE SPON ADR REPSTG REG SH | COM | 641069406 | 452 | 4,052 | SH | SOLE | 4,052 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 4,642 | 32,816 | SH | SOLE | 32,816 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,108 | 8,184 | SH | SOLE | 8,184 | 0 | 0 | ||
SCHWAB FUNDAMENTAL EM L/C | COM | 808524730 | 1,490 | 48,443 | SH | SOLE | 48,443 | 0 | 0 | ||
SOMERSET TR HOLDING CO. | COM | 835126103 | 260 | 6,267 | SH | SOLE | 6,267 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TR | COM | 85207H104 | 775 | 57,772 | SH | SOLE | 57,772 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC. | COM | 883556102 | 4,801 | 10,520 | SH | SOLE | 10,520 | 0 | 0 | ||
VANGUARD EMERGING MARKETS | COM | 922042858 | 10,323 | 198,328 | SH | SOLE | 198,328 | 0 | 0 | ||
VANGUARD EUROPEAN | COM | 922042874 | 9,306 | 147,708 | SH | SOLE | 147,708 | 0 | 0 | ||
VANGUARD GLB EX-US R.E. IDX | COM | 922042676 | 3,441 | 61,718 | SH | SOLE | 61,718 | 0 | 0 | ||
VANGUARD REIT IDX ETF | COM | 922908553 | 3,697 | 40,242 | SH | SOLE | 40,242 | 0 | 0 | ||
VISA INC CLASS A | COM | 92826c839 | 2,175 | 10,273 | SH | SOLE | 10,273 | 0 | 0 | ||
WALT DISNEY CO. | COM | 254687106 | 697 | 3,776 | SH | SOLE | 3,776 | 0 | 0 | ||
WEYERHAEUSER CO. | COM | 962166104 | 5,013 | 140,818 | SH | SOLE | 140,818 | 0 | 0 | ||
ZIMMER BIOMET HLDGS | COM | 98956p102 | 277 | 1,729 | SH | SOLE | 1,729 | 0 | 0 |