The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BAIN CAP SPECIALTY FIN INC | MF | 05684B107 | 5,184 | 349,295 | SH | SOLE | 349,295 | 0 | 0 | ||
ISHARES CORE U.S. AGGREGATE BD | MF | 464287226 | 1,242 | 10,818 | SH | SOLE | 10,818 | 0 | 0 | ||
ISHARES NATL MUNI BD ETF | MF | 464288414 | 1,266 | 10,902 | SH | SOLE | 10,902 | 0 | 0 | ||
SPDR BBG BCLYS EMERG MKTS BD | MF | 78464A391 | 10,876 | 429,883 | SH | SOLE | 429,883 | 0 | 0 | ||
SPDR BLACKSTONE/GSO SENIOR LOA | MF | 78467V608 | 7,668 | 166,631 | SH | SOLE | 166,631 | 0 | 0 | ||
SPDR BLMBG BRCLY INV GR FLT RT | MF | 78468r200 | 10,332 | 336,987 | SH | SOLE | 336,987 | 0 | 0 | ||
AB SUSTAINABLE GLBL THMTC FD C | EF | 018780106 | 275 | 1,537 | SH | SOLE | 1,537 | 0 | 0 | ||
ISHARES CORE DIVIDEND GROWTH | EF | 46434V621 | 5,028 | 100,083 | SH | SOLE | 100,083 | 0 | 0 | ||
ISHARES CORE S&P MID-CAP | EF | 464287507 | 4,180 | 15,890 | SH | SOLE | 15,890 | 0 | 0 | ||
ISHARES CORE S&P SMALL-CAP | EF | 464287804 | 1,271 | 11,644 | SH | SOLE | 11,644 | 0 | 0 | ||
ISHARES RUSSELL 1000 GRWTH | EF | 464287614 | 610 | 2,226 | SH | SOLE | 2,226 | 0 | 0 | ||
ISHARES S&P 500 | EF | 464287200 | 6,772 | 15,718 | SH | SOLE | 15,718 | 0 | 0 | ||
ISHARES S&P SMLL CAP 600 GRTH | EF | 464287887 | 3,969 | 30,522 | SH | SOLE | 30,522 | 0 | 0 | ||
SCHWAB U.S. DIVIDEND | EF | 808524797 | 270 | 3,631 | SH | SOLE | 3,631 | 0 | 0 | ||
SPDR S&P 600 SM CAP | EF | 78464A813 | 582 | 6,147 | SH | SOLE | 6,147 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | EF | 78467y107 | 2,057 | 4,277 | SH | SOLE | 4,277 | 0 | 0 | ||
VANGUARD ADM S&P MID-CAP 400 I | EF | 921932885 | 3,434 | 19,276 | SH | SOLE | 19,276 | 0 | 0 | ||
VANGUARD ADM S&P SM CAP 600 ID | EF | 921932828 | 2,650 | 13,149 | SH | SOLE | 13,149 | 0 | 0 | ||
VANGUARD DIVIDEND GROWTH FD | EF | 921908604 | 222 | 6,033 | SH | SOLE | 6,033 | 0 | 0 | ||
VANGUARD GROWTH IDX | EF | 922908736 | 538 | 1,854 | SH | SOLE | 1,854 | 0 | 0 | ||
VANGUARD MID CAP | EF | 922908629 | 3,539 | 14,947 | SH | SOLE | 14,947 | 0 | 0 | ||
VANGUARD S&P 500 | EF | 922908363 | 6,353 | 16,107 | SH | SOLE | 16,107 | 0 | 0 | ||
VANGUARD SMALL CAP | EF | 922908751 | 3,178 | 14,532 | SH | SOLE | 14,532 | 0 | 0 | ||
VANGUARD TOTAL STOCK MARKET | EF | 922908769 | 984 | 4,433 | SH | SOLE | 4,433 | 0 | 0 | ||
WELLS FARGO OMEGA GROWTH CL A | EF | 94985D103 | 217 | 2,661 | SH | SOLE | 2,661 | 0 | 0 | ||
WISDOMTREE EMERG MKT. | EF | 97717X578 | 961 | 25,756 | SH | SOLE | 25,756 | 0 | 0 | ||
3M COMPANY | COM | 88579y101 | 1,230 | 7,014 | SH | SOLE | 7,014 | 0 | 0 | ||
ABBOTT LABORATORIES | COM | 002824100 | 4,652 | 39,378 | SH | SOLE | 39,378 | 0 | 0 | ||
ABBVIE INC. | COM | 00287y109 | 1,587 | 14,708 | SH | SOLE | 14,708 | 0 | 0 | ||
ALPHABET INC. CLASS A | COM | 02079k305 | 11,338 | 4,241 | SH | SOLE | 4,241 | 0 | 0 | ||
ALPHABET INC. CLASS C | COM | 02079k107 | 1,493 | 560 | SH | SOLE | 560 | 0 | 0 | ||
AMAZON.COM INC. | COM | 023135106 | 7,250 | 2,207 | SH | SOLE | 2,207 | 0 | 0 | ||
AMERICAN TOWER CORP. | COM | 03027X100 | 402 | 1,516 | SH | SOLE | 1,516 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 10,096 | 71,352 | SH | SOLE | 71,352 | 0 | 0 | ||
AT&T INC. | COM | 00206r102 | 277 | 10,260 | SH | SOLE | 10,260 | 0 | 0 | ||
BANK OF AMERICA CORP. | COM | 060505104 | 216 | 5,099 | SH | SOLE | 5,099 | 0 | 0 | ||
BERKSHIRE HATHAWAY CLASS B | COM | 084670702 | 8,441 | 30,926 | SH | SOLE | 30,926 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 353 | 1,605 | SH | SOLE | 1,605 | 0 | 0 | ||
BROOKFIELD INFRASTRUC CORP | COM | 11275q107 | 752 | 12,552 | SH | SOLE | 12,552 | 0 | 0 | ||
BROOKFIELD INFRASTRUC LP | COM | g16252101 | 8,885 | 158,351 | SH | SOLE | 158,351 | 0 | 0 | ||
CISCO SYSTEMS INC | COM | 17275r102 | 2,835 | 52,087 | SH | SOLE | 52,087 | 0 | 0 | ||
COCA COLA CO. | COM | 191216100 | 448 | 8,544 | SH | SOLE | 8,544 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 810 | 2,661 | SH | SOLE | 2,661 | 0 | 0 | ||
EMERSON ELECTRIC CO. | COM | 291011104 | 287 | 3,050 | SH | SOLE | 3,050 | 0 | 0 | ||
ENBRIDGE INC. | COM | 29250n105 | 3,799 | 95,367 | SH | SOLE | 95,367 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L.P. | COM | 293792107 | 771 | 35,616 | SH | SOLE | 35,616 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 360 | 6,116 | SH | SOLE | 6,116 | 0 | 0 | ||
FACEBOOK, INC. | COM | 30303M102 | 394 | 1,160 | SH | SOLE | 1,160 | 0 | 0 | ||
FIRST TR ETF IV NO AMER ENERGY | COM | 33738D101 | 283 | 11,948 | SH | SOLE | 11,948 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC. | COM | 438516106 | 264 | 1,245 | SH | SOLE | 1,245 | 0 | 0 | ||
INTEL CORP. | COM | 458140100 | 246 | 4,611 | SH | SOLE | 4,611 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 612 | 4,404 | SH | SOLE | 4,404 | 0 | 0 | ||
ISHARES MSCI EAFE FD | COM | 464287465 | 2,012 | 25,788 | SH | SOLE | 25,788 | 0 | 0 | ||
ISHARES MSCI EMERGING MKTS | COM | 46434g103 | 235 | 3,810 | SH | SOLE | 3,810 | 0 | 0 | ||
ISHARES NASDAQ BIOTECHNOLOGY | COM | 464287556 | 3,885 | 24,031 | SH | SOLE | 24,031 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 6,204 | 38,416 | SH | SOLE | 38,416 | 0 | 0 | ||
JPMORGAN CHASE & CO. | COM | 46625h100 | 3,707 | 22,648 | SH | SOLE | 22,648 | 0 | 0 | ||
LOWE'S COMPANIES INC. | COM | 548661107 | 2,487 | 12,260 | SH | SOLE | 12,260 | 0 | 0 | ||
MCDONALDS CORP. | COM | 580135101 | 2,253 | 9,345 | SH | SOLE | 9,345 | 0 | 0 | ||
MERCK & CO. INC. NEW | COM | 58933y105 | 2,370 | 31,558 | SH | SOLE | 31,558 | 0 | 0 | ||
MICROSOFT CORP. | COM | 594918104 | 2,898 | 10,279 | SH | SOLE | 10,279 | 0 | 0 | ||
MONDELEZ INT. INC. CL A | COM | 609207105 | 574 | 9,865 | SH | SOLE | 9,865 | 0 | 0 | ||
MSCI EMERGING MKTS INDEX | COM | 464287234 | 1,227 | 24,359 | SH | SOLE | 24,359 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 5,024 | 33,401 | SH | SOLE | 33,401 | 0 | 0 | ||
PFIZER, INC. | COM | 717081103 | 3,466 | 80,582 | SH | SOLE | 80,582 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,284 | 9,184 | SH | SOLE | 9,184 | 0 | 0 | ||
SCHWAB FUNDAMENTAL EM L/C | COM | 808524730 | 1,561 | 48,443 | SH | SOLE | 48,443 | 0 | 0 | ||
SPDR S&P BIOTECH | COM | 78464A870 | 2,225 | 17,701 | SH | SOLE | 17,701 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TR | COM | 85207H104 | 670 | 48,562 | SH | SOLE | 48,562 | 0 | 0 | ||
STRYKER CORP. | COM | 863667101 | 212 | 804 | SH | SOLE | 804 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC. | COM | 883556102 | 6,212 | 10,873 | SH | SOLE | 10,873 | 0 | 0 | ||
VANGUARD EMERGING MARKETS | COM | 922042858 | 10,172 | 203,396 | SH | SOLE | 203,396 | 0 | 0 | ||
VANGUARD EUROPEAN | COM | 922042874 | 9,958 | 151,782 | SH | SOLE | 151,782 | 0 | 0 | ||
VANGUARD GLB EX-US R.E. IDX | COM | 922042676 | 2,080 | 36,935 | SH | SOLE | 36,935 | 0 | 0 | ||
VANGUARD REIT IDX ETF | COM | 922908553 | 2,401 | 23,591 | SH | SOLE | 23,591 | 0 | 0 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 323 | 5,983 | SH | SOLE | 5,983 | 0 | 0 | ||
VISA INC CLASS A | COM | 92826c839 | 2,311 | 10,373 | SH | SOLE | 10,373 | 0 | 0 | ||
WALT DISNEY CO. | COM | 254687106 | 850 | 5,026 | SH | SOLE | 5,026 | 0 | 0 | ||
WEYERHAEUSER CO. | COM | 962166104 | 1,900 | 53,402 | SH | SOLE | 53,402 | 0 | 0 | ||
ZIMMER BIOMET HLDGS | COM | 98956p102 | 253 | 1,729 | SH | SOLE | 1,729 | 0 | 0 |