SECURITIES AND EXCHANGE COMMISSIONWASHINGTON, D.C. 20549
_____________
SCHEDULE 13G
(RULE 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1(b), (c) AND (d) AND
AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2
___________
(Amendment No. 2)*
VIASYSTEMS GROUP, INC. |
(Name of Issuer) |
Common Stock | | 92553H803 |
(Title of class of securities) | | (CUSIP number) |
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(c)
___________
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Continued on Following Pages
Page 1
CUSIP No. 92553H803 | 13G | Page 2 |
1 | NAME OF REPORTING PERSON Hicks, Muse Fund III Incorporated |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) CO |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 3 |
1 | NAME OF REPORTING PERSON Hicks Muse GP Partners III, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 4 |
1 | NAME OF REPORTING PERSON HM3/GP Partners, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 5 |
1 | NAME OF REPORTING PERSON Hicks, Muse, Tate & Furst Equity Fund III, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 8,189,803* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 8,189,803* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 6 |
1 | NAME OF REPORTING PERSON HM3 Coinvestors, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 222,120* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 222,120* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 7 |
1 | NAME OF REPORTING PERSON Hicks, Muse (1999) Fund IV, LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 8 |
1 | NAME OF REPORTING PERSON Hicks, Muse GP (1999) Partners IV, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 9 |
1 | NAME OF REPORTING PERSON HM4/GP (1999) Partners, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 10 |
1 | NAME OF REPORTING PERSON HMTF Equity Fund IV (1999), L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 1,425,833* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 1,425,833* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 11 |
1 | NAME OF REPORTING PERSON HMTF Private Equity Fund IV (1999), L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 10,100* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 10,100* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 12 |
1 | NAME OF REPORTING PERSON HM 4-P (1999) Coinvestors, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 35,064* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 35,064* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 13 |
1 | NAME OF REPORTING PERSON HM 4-EQ (1999) Coinvestors, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Texas |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 23,303* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 23,303* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 14 |
1 | NAME OF REPORTING PERSON HM Fund IV Cayman, LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 15 |
1 | NAME OF REPORTING PERSON HM GP Partners IV Cayman, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 16 |
1 | NAME OF REPORTING PERSON HM Equity Fund IV/GP Partners (1999), C.V. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 17 |
1 | NAME OF REPORTING PERSON Hicks, Muse PG - IV (1999), C.V. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 75,912* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 75,912* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 18 |
1 | NAME OF REPORTING PERSON Edward Herring |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 0* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0%* |
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 19 |
1 | NAME OF REPORTING PERSON John R. Muse |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
CUSIP No. 92553H803 | 13G | Page 20 |
1 | NAME OF REPORTING PERSON Andrew S. Rosen |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) o (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES | 5 | SOLE VOTING POWER | 0* |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 9,982,135* |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | 0* |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER | 9,982,135* |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 9,982,135* |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 48.06%* |
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
* SEE ITEM 4 ON THE FOLLOWING PAGES
ITEM 1. | NAME OF ISSUER AND ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES |
(a) – (b) This statement on Schedule 13G (this “Schedule 13G”) is being filed with respect to shares of common stock, par value $0.01 per share (“Common Stock”), of Viasystems Group, Inc., a Delaware corporation (the “Issuer”). The address of the principal executive offices of the Issuer is 101 South Hanley Road, Suite 400, St. Louis, Missouri 63105.
ITEM 2. | NAME OF PERSON FILING |
(a) Name of Person Filing:
This Schedule 13G is being filed by each of:
Hicks, Muse Fund III Incorporated (“Fund III Incorporated”)
Hicks Muse GP Partners III, L.P. (“GP Partners III”)
HM3/GP Partners, L.P. (“HM3”)
Hicks, Muse, Tate & Furst Equity Fund III, L.P. (“Equity Fund III”)
HM3 Coinvestors, L.P. (“HM3 Coinvestors”)
Hicks, Muse (1999) Fund IV, LLC (“Fund IV LLC”)
Hicks, Muse GP (1999) Partners IV, L.P. (“GP Partners IV”)
HM4/GP (1999) Partners, L.P. (“HM4”)
HMTF Equity Fund IV (1999), L.P. (“Equity Fund IV”)
HMTF Private Equity Fund IV (1999), L.P. (“Private Equity Fund IV”)
HM 4-P (1999) Coinvestors, L.P. (“HM 4-P”)
HM 4-EQ (1999) Coinvestors, L.P. (“EQ Coinvestors”)
HM Fund IV Cayman, LLC (“Fund IV Cayman”)
HM GP Partners IV Cayman, L.P. (“Partners IV Cayman”)
HM Equity Fund IV/GP Partners (1999), C.V. (“HM IV CV”)
Hicks, Muse PG - IV (1999), C.V. (“PG-IV”)
Edward Herring (“Mr. Herring”)
John R. Muse (“Mr. Muse”)
Andrew S. Rosen (“Mr. Rosen”)
Fund III Incorporated, GP Partners III, HM3, Equity Fund III, HM3 Coinvestors, Fund IV LLC, GP Partners IV, HM 4, Equity Fund IV, Private Equity Fund IV, HM 4-P, EQ Coinvestors, Fund IV Cayman, Partners IV Cayman, HM IV CV, PG-IV, Mr. Herring, Mr. Muse and Mr. Rosen are referred to herein collectively as the “Reporting Persons.”
(b) Address of Principal Business Office of each of the Reporting Persons other than Mr. Herring:
c/o HM Capital Partners
200 Crescent Court, Suite 1600
Dallas, TX 75201
Address of Principal Business Office of Mr. Herring:
c/o Tailwater Capital LLC
8343 Douglas Avenue, Suite 300
Dallas, TX 75225
(c) Citizenship of each of the Reporting Persons:
Fund III Incorporated: Texas
GP Partners III: Texas
HM3: Texas
Equity Fund III: Delaware
HM3 Coinvestors: Texas
Fund IV LLC: Texas
GP Partners IV: Texas
HM4: Texas
Equity Fund IV: Texas
Private Equity Fund IV: Texas
HM 4-P: Texas
EQ Coinvestors: Texas
Fund IV Cayman: Cayman Islands
Partners IV Cayman: Cayman Islands
HM IV CV: Netherlands
PG-IV: Netherlands
Mr. Herring: United States
Mr. Muse: United States
Mr. Rosen: United States
(d) Title of Class of Securities:
Common Stock, par value $0.01 per share
92553H803
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) OR (c), CHECK THE APPROPRIATE BOX. |
Not applicable.
(a) – (c) Based on the existing relationships between the Reporting Persons other than Mr. Herring (collectively, the “HM Entities”), as described below, the HM entities may be deemed to be the beneficial owners of 9,982,135 shares of Common Stock (the “Reported Shares”), which constitute 48.06% of the total Common Stock outstanding. The percentage ownership of the HM Entities is based on 20,771,110 shares of Common Stock outstanding as of June 30, 2013.
Pursuant to the terms of the Limited Liability Company Agreement of VG Holdings, LLC (“Holdings”), dated February 11, 2010 (the “LLC Agreement”), Holdings commenced the process of dissolution on June 30, 2013, including the distribution to its Members (as defined below) of 15,562,558 shares of Common Stock (“Distributed Shares”) of Viasystem Group, Inc. (“Viasystems”) of which it was the record holder. The members of Holdings (collectively, the “Members” and, individually, a “Member”) are (i) Equity Fund III; HM3 Coinvestors; PG-IV; Equity Fund IV; Private Equity Fund IV; HM 4-P; and EQ Coinvestors (collectively, the “HM Members”); (ii) GSC Recovery II, L.P.; GSC Recovery IIA, L.P.; GSC Partners CDO Fund, Limited; and GSC Partners CDO Fund II, Limited (collectively, the “GSC Members”); and (iii) TCW Shared Opportunity Fund III, L.P. (the “TCW Member”). The HM Members are collectively the direct owners of the Reported Shares which comprise a portion of the Distributed Shares.
Equity Fund III is the direct owner of 8,189,803 shares of the Common Stock.
HM3 Coinvestors is the direct owner of 222,120 shares of the Common Stock.
Equity Fund IV is the record holder of 1,425,833 shares of the Common Stock.
Private Equity Fund IV is the direct owner of 10,100 shares of the Common Stock.
PG-IV is the direct owner of 75,912 shares of the Common Stock.
HM 4-P is the direct owner of 35,064 shares of the Common Stock.
EQ Coinvestors is the direct owner of 23,303 shares of the Common Stock.
The HM Entities may be deemed to constitute a “group” within the meaning of Section 13(d)(3) of the Exchange Act of 1934, as amended, and each HM Entity may be deemed to beneficially own Reported Shares that may be beneficially owned by other HM Entities. The filing of this Schedule 13G shall not be construed as an admission that the HM Entities are a group, or have agreed to act as a group, and each of the HM Entities hereby disclaims beneficial ownership of any Reported Shares that may be beneficially owned by any other HM Entity, except to the extent of its pecuniary interest therein.
HM3 is the sole general partner of Equity Fund III. GP Partners III is the sole general partner of HM3. Fund III Incorporated is the sole general partner of GP Partners III. As a result, each of HM3, GP Partners III and Fund III Incorporated may be deemed to beneficially own any Reported Shares beneficially owned by Equity Fund III, and each of HM3, GP Partners III and Fund III Incorporated disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
GP Partners III is the sole general partner of HM3 Coinvestors. Fund III Incorporated is the sole general partner of GP Partners III. As a result, each of GP Partners III and Fund III Incorporated may be deemed to beneficially own any Reported Shares beneficially owned by HM3 Coinvestors, and each of GP Partners III and Fund III Incorporated disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
HM4 is the sole general partner of each of Equity Fund IV and Private Equity Fund IV. GP Partners IV is the sole general partner of HM4. Fund IV LLC is the sole general partner of GP Partners IV. As a result, each of HM4, GP Partners IV and Fund IV LLC may be deemed to beneficially own any Reported Shares beneficially owned by either Equity Fund IV or Private Equity Fund IV, and each of HM4, GP Partners IV and Fund IV LLC disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
GP Partners IV is the sole general partner of each of HM 4-P and EQ Coinvestors. Fund IV LLC is the sole general partner of GP Partners IV. As a result, each of GP Partners IV and Fund IV LLC may be deemed to beneficially own any Reported Shares beneficially owned by either HM 4-P or EQ Coinvestors, and each of GP Partners IV and Fund IV LLC disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
HM IV CV is the sole general partner of PG-IV. Partners IV Cayman is the sole general partner of HM IV CV. Fund IV Cayman (collectively with Fund III Incorporated and Fund IV LLC, the “General Partners”) is the sole general partner of Partners IV Cayman. As a result, each of HM IV CV, Partners IV Cayman and Fund IV Cayman may be deemed to beneficially own any Reported Shares beneficially owned by PG-IV, and each of HM IV CV, Partners IV Cayman and Fund IV Cayman disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
Mr. Herring was previously designated by the HM Members to serve as one of the two members of the Board of Managers of Holdings. As a result, Mr. Herring may have previously been deemed to beneficially own all of the Reported Shares held by Holdings. Mr. Herring is currently serving as the liquidator of Holdings. After the dissolution of Holdings, Mr. Herring is not the beneficial owner of any of the Distributed Shares including the Reported Shares.
The committee that exercises voting and dispositive power over the shares beneficially owned by each of the General Partners currently consists of two members (Mr. Muse and Mr. Rosen), Messrs. Muse and Rosen may be deemed to share beneficial ownership with respect to all or a portion of the Reported Shares beneficially owned by the General Partners. Each of Messrs. Muse and Rosen disclaims beneficial ownership of such Reported Shares, except to the extent of any pecuniary interest therein.
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. As disclosed in Item 4, Mr. Herring has ceased to beneficially more than five percent of the Common Stock.
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON |
The right to receive dividends on, and proceeds from the sale of, the shares of Common Stock beneficially owned by the HM Entities is governed by their respective organizational documents, and such dividends or proceeds may be distributed to their respective partners, members or stockholders in accordance therewith. Although presently indeterminable, partners, members or stockholders may have an interest in the Common Stock equal to more than 5% of the outstanding Common Stock, under certain circumstances.
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON |
Not applicable.
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP |
Not applicable.
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP |
Not applicable.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
Date: July 1, 2013
| HICKS, MUSE FUND III INCORPORATED |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HICKS MUSE GP PARTNERS III, L.P. |
| By: | Hicks, Muse Fund III Incorporated, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HM3/GP PARTNERS, L.P. |
| By: | Hicks, Muse GP Partners III, L.P., its general partner |
| By: | Hicks, Muse Fund III Incorporated, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HICKS, MUSE, TATE & FURST EQUITY FUND III, L.P. |
| By: | HM3/GP Partners, L.P., its general partner |
| By: | Hicks, Muse GP Partners III, L.P., its general partner |
| By: | Hicks, Muse Fund III Incorporated, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HM3 COINVESTORS, L.P. |
| By: | Hicks, Muse GP Partners III, L.P., its general partner |
| By: | Hicks, Muse Fund III Incorporated, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| HICKS, MUSE (1999) FUND IV, LLC |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| |
| |
| HICKS, MUSE GP (1999) PARTNERS IV, L.P. |
| By: | Hicks, Muse (1999) Fund IV, LLC, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HM4/GP (1999) PARTNERS, L.P. |
| By: | Hicks, Muse GP (1999) Partners IV, L.P., its general partner |
| By: | Hicks, Muse (1999) Fund IV, LLC, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HMTF EQUITY FUND IV (1999), L.P. |
| By: | HM4/GP (1999) Partners, L.P., its general partner |
| By: | Hicks, Muse GP (1999) Partners IV, L.P., its general partner |
| By: | Hicks, Muse (1999) Fund IV, LLC, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HMTF PRIVATE EQUITY FUND IV (1999), L.P. |
| By: | HM4/GP (1999) Partners, L.P., its general partner |
| By: | Hicks, Muse GP (1999) Partners IV, L.P., its general partner |
| By: | Hicks, Muse (1999) Fund IV, LLC, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HM 4-P (1999) COINVESTORS, L.P. |
| By: | Hicks, Muse GP (1999) Partners IV, L.P., its general partner |
| By: | Hicks, Muse (1999) Fund IV, LLC, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| HM 4-EQ (1999) COINVESTORS, L.P. |
| By: | Hicks, Muse GP (1999) Partners IV, L.P., its general partner |
| By: | Hicks, Muse (1999) Fund IV, LLC, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HM FUND IV CAYMAN, LLC |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HM GP PARTNERS IV CAYMAN, L.P. |
| By: | HM Fund IV Cayman, LLC, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HM EQUITY FUND IV/GP PARTNERS (1999), C.V. |
| By: | HM GP Partners IV Cayman, L.P., its general partner |
| By: | HM Fund IV Cayman, LLC, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| HICKS, MUSE PG - IV (1999), C.V. |
| By: | HM Equity Fund IV/GP Partners (1999), C.V., its general partner |
| By: | HM GP Partners IV Cayman, L.P., its general partner |
| By: | HM Fund IV Cayman, LLC, its general partner |
| | | |
| By: | /s/ William Neisel |
| | Name: | William Neisel |
| | Title: | Treasurer |
| | | |
| | | |
| EDWARD HERRING |
| | | |
| | | |
| /s/ EDWARD HERRING |
| | | |
| | | |
| JOHN R. MUSE |
| | | |
| | | |
| /s/ JOHN R. MUSE |
| | | |
| | | |
| ANDREW S. ROSEN |
| | | |
| | | |
| /s/ ANDREW S. ROSEN |
EXHIBIT INDEX
Exhibit No. | |
| Joint Filing Agreement, dated February 14, 2011, by and among Hicks Muse Fund III Incorporated; Hicks Muse GP Partners III, L.P.; HM3/GP Partners, L.P.; Hicks, Muse, Tate & Furst Equity Fund III, L.P.; HM3 Coinvestors, L.P.; Hicks, Muse (1999) Fund IV, LLC; Hicks, Muse GP (1999) Partners IV, L.P.; HM4/GP (1999) Partners, L.P.; HMTF Equity Fund IV (1999), L.P.; HMTF Private Equity Fund IV (1999), L.P.; HM 4-P (1999) Coinvestors, L.P.; HM 4-EQ (1999) Coinvestors, L.P.; HM Fund IV Cayman, LLC; HM GP Partners IV Cayman, L.P.; HM Equity Fund IV/GP Partners (1999), C.V.; Hicks, Muse PG - IV (1999), C.V., Edward Herring, John R. Muse and Andrew S. Rosen. |