SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
June 6, 2018
ALLIANCE DATA SYSTEMS CORPORATION
(Exact Name of Registrant as Specified in Charter)
| DELAWARE | | 001-15749 | | 31-1429215 |
| (State or Other Jurisdiction | | (Commission | | (IRS Employer |
| of Incorporation) | | File Number) | | Identification No.) |
7500 DALLAS PARKWAY, SUITE 700
PLANO, TEXAS 75024
(Address and Zip Code of Principal Executive Offices)
(214) 494-3000
(Registrant's Telephone Number, including Area Code)
NOT APPLICABLE
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
| [ ] | | Written communications pursuant to Rule 425 under the Securities Act |
| | | |
| [ ] | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
| | | |
| [ ] | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
| | | |
| [ ] | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 6, 2018, the Company's Annual Meeting was held at the Company's corporate headquarters at 7500 Dallas Parkway, Suite 700, Plano, Texas 75024. A total of 48,646,036 shares of the Company's common stock were present or represented by proxy at the Annual Meeting, representing approximately 87.70% of the Company's shares outstanding as of April 9, 2018, the record date set for the Annual Meeting. The matters voted on at the Annual Meeting and the results for each matter were as follows:
(a) Each of Bruce K. Anderson, Roger H. Ballou, Kelly J. Barlow, E. Linn Draper, Jr., Edward J. Heffernan, Kenneth R. Jensen, Robert A. Minicucci, Timothy J. Theriault and Laurie A. Tucker was elected as a director of the Company to serve until the 2019 annual meeting of stockholders.
Bruce K. Anderson
| 42,850,266 | | For | |
| 2,185,935 | | Against | |
| 8,646 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
Roger H. Ballou
| 42,726,265 | | For | |
| 2,309,151 | | Against | |
| 9,431 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
Kelly J. Barlow
| 44,801,534 | | For | |
| 234,829 | | Against | |
| 8,484 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
E. Linn Draper, Jr.
| 43,026,827 | | For | |
| 2,010,295 | | Against | |
| 7,725 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
Edward J. Heffernan
| 44,563,331 | | For | |
| 473,892 | | Against | |
| 7,624 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
Kenneth R. Jensen
| 42,900,054 | | For | |
| 2,136,021 | | Against | |
| 8,772 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
Robert A. Minicucci
| 41,736,478 | | For | |
| 3,290,825 | | Against | |
| 17,544 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
Timothy J. Theriault
| 44,554,478 | | For | |
| 481,729 | | Against | |
| 8,640 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
Laurie A. Tucker
| 44,291,824 | | For | |
| 726,596 | | Against | |
| 26,427 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
(b) Executive compensation was approved, on an advisory basis, by the Company's stockholders.
| 42,929,784 | | For | |
| 2,090,713 | | Against | |
| 24,350 | | Abstain | |
| 3,601,189 | | Broker Non-Votes | |
(c) The selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2018 was ratified by the Company's stockholders.
| 48,123,000 | | For | |
| 509,002 | | Against | |
| 14,034 | | Abstain | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | Alliance Data Systems Corporation |
| | | | |
| Date: June 8, 2018 | By: | | /s/ Charles L. Horn |
| �� | | | Charles L. Horn |
| | | | Executive Vice President and |
| | | | Chief Financial Officer |
